Alberto Nicolis

Bio: Alberto Nicolis is an academic researcher from Columbia University. The author has contributed to research in topics: Effective field theory & Gravitation. The author has an hindex of 46, co-authored 95 publications receiving 12002 citations. Previous affiliations of Alberto Nicolis include Harvard University.

Galileon as a local modification of gravity

Abstract: In the Dvali-Gabadadze-Porrati (DGP) model, the "self-accelerating" solution is plagued by a ghost instability, which makes the solution untenable. This fact, as well as all interesting departures from general relativity (GR), are fully captured by a four-dimensional effective Lagrangian, valid at distances smaller than the present Hubble scale. The 4D effective theory involves a relativistic scalar pi, universally coupled to matter and with peculiar derivative self-interactions. In this paper, we study the connection between self-acceleration and the presence of ghosts for a quite generic class of theories that modify gravity in the infrared. These theories are defined as those that at distances shorter than cosmological, reduce to a certain generalization of the DGP 4D effective theory. We argue that for infrared modifications of GR locally due to a universally coupled scalar, our generalization is the only one that allows for a robust implementation of the Vainshtein effect-the decoupling of the scalar from matter in gravitationally bound systems-necessary to recover agreement with solar-system tests. Our generalization involves an internal Galilean invariance, under which pi's gradient shifts by a constant. This symmetry constrains the structure of the pi Lagrangian so much so that in 4D there exist only five terms that can yield sizable nonlinearities without introducing ghosts. We show that for such theories in fact there are "self-accelerating" de Sitter solutions with no ghostlike instabilities. In the presence of compact sources, these solutions can support spherically symmetric, Vainshtein-like nonlinear perturbations that are also stable against small fluctuations. We investigate a possible infrared completion of these theories at scales of order of the Hubble horizon, and larger. There are however some features of our theories that may constitute a problem at the theoretical or phenomenological level: the presence of superluminal excitations; the extreme subluminality of other excitations, which makes the quasistatic approximation for certain solar-system observables unreliable due to Cherenkov emission; the very low strong-interaction scale for pi pi scatterings.

The String landscape, black holes and gravity as the weakest force

Abstract: We conjecture a general upper bound on the strength of gravity relative to gauge forces in quantum gravity. This implies, in particular, that in a four-dimensional theory with gravity and a U(1) gauge field with gauge coupling g, there is a new ultraviolet scale Λ = gMPl, invisible to the low-energy effective field theorist, which sets a cutoff on the validity of the effective theory. Moreover, there is some light charged particle with mass smaller than or equal to Λ. The bound is motivated by arguments involving holography and absence of remnants, the (in) stability of black holes as well as the non-existence of global symmetries in string theory. A sharp form of the conjecture is that there are always light ``elementary'' electric and magnetic objects with a mass/charge ratio smaller than the corresponding ratio for macroscopic extremal black holes, allowing extremal black holes to decay. This conjecture is supported by a number of non-trivial examples in string theory. It implies the necessary presence of new physics beneath the Planck scale, not far from the GUT scale, and explains why some apparently natural models of inflation resist an embedding in string theory.

Causality, analyticity and an IR obstruction to UV completion

Abstract: We argue that certain apparently consistent low-energy effective field theories described by local, Lorentzinvariant Lagrangians, secretly exhibit macroscopic non-locality and cannot be embedded in any UV theory whose S-matrix satisfies canonical analyticity constraints. The obstruction involves the signs of a set of leading irrelevant operators, which must be strictly positive to ensure UV analyticity. An IR manifestation of this restriction is that the “wrong” signs lead to superluminal fluctuations around non-trivial backgrounds, making it impossible to define local, causal evolution, and implying a surprising IR breakdown of the effective theory. Such effective theories can not arise in quantum field theories or weakly coupled string theories, whose S-matrices satisfy the usual analyticity properties. This conclusion applies to the DGP brane-world model modifying gravity in the IR, giving a simple explanation for the difficulty of embedding this model into controlled stringy backgrounds, and to models of electroweak symmetry breaking that predict negative anomalous quartic couplings for the W and Z. Conversely, any experimental support for the DGP model, or measured negative signs for anomalous quartic gauge boson couplings at future accelerators, would constitute direct evidence for the existence of superluminality and macroscopic non-locality unlike anything previously seen in physics, and almost incidentally falsify both local quantum field theory and perturbative string theory.

Cosmological non-linearities as an effective fluid

Abstract: The universe is smooth on large scales but very inhomogeneous on small scales. Why is the spacetime on large scales modeled to a good approximation by the Friedmann equations? Are we sure that small-scale non-linearities do not induce a large backreaction? Related to this, what is the effective theory that describes the universe on large scales? In this paper we make progress in addressing these questions. We show that the effective theory for the long-wavelength universe behaves as a viscous fluid coupled to gravity: integrating out short-wavelength perturbations renormalizes the homogeneous background and introduces dissipative dynamics into the evolution of long-wavelength perturbations. The effective fluid has small perturbations and is characterized by a few parameters like an equation of state, a sound speed and a viscosity parameter. These parameters can be matched to numerical simulations or fitted from observations. We find that the backreaction of small-scale non-linearities is very small, being suppressed by the large hierarchy between the scale of non-linearities and the horizon scale. The effective pressure of the fluid is always positive and much too small to significantly affect the background evolution. Moreover, we prove that virialized scales decouple completely from the large-scale dynamics, at all orders in the post-Newtonian expansion. We propose that our effective theory be used to formulate a well-defined and controlled alternative to conventional perturbation theory, and we discuss possible observational applications. Finally, our way of reformulating results in second-order perturbation theory in terms of a long-wavelength effective fluid provides the opportunity to understand non-linear effects in a simple and physically intuitive way.

Classical and Quantum Consistency of the DGP Model

Abstract: We study the Dvali-Gabadadze-Porrati model by the method of the boundary effective action. The truncation of this action to the bending mode π consistently describes physics in a wide range of regimes both at the classical and at the quantum level. The Vainshtein effect, which restores agreement with precise tests of general relativity, follows straightforwardly. We give a simple and general proof of stability, i.e. absence of ghosts in the fluctuations, valid for most of the relevant cases, like for instance the spherical source in asymptotically flat space. However we confirm that around certain interesting self-accelerating cosmological solutions there is a ghost. We consider the issue of quantum corrections. Around flat space π becomes strongly coupled below a macroscopic length of 1000 km, thus impairing the predictivity of the model. Indeed the tower of higher dimensional operators which is expected by a generic UV completion of the model limits predictivity at even larger length scales. We outline a non-generic but consistent choice of counterterms for which this disaster does not happen and for which the model remains calculable and successful in all the astrophysical situations of interest. By this choice, the extrinsic curvature Kµ� acts roughly like a dilaton field controlling the strength of the interaction and the cut-off scale at each space-time point. At the surface of Earth the cutoff is ∼ 1 cm but it is unlikely that the associated quantum effects be observable in table top experiments.

I and i

Abstract: There is, I think, something ethereal about i —the square root of minus one. I remember first hearing about it at school. It seemed an odd beast at that time—an intruder hovering on the edge of reality. Usually familiarity dulls this sense of the bizarre, but in the case of i it was the reverse: over the years the sense of its surreal nature intensified. It seemed that it was impossible to write mathematics that described the real world in …

Seven-year wilkinson microwave anisotropy probe (wmap *) observations: cosmological interpretation

Abstract: The combination of seven-year data from WMAP and improved astrophysical data rigorously tests the standard cosmological model and places new constraints on its basic parameters and extensions. By combining the WMAP data with the latest distance measurements from the baryon acoustic oscillations (BAO) in the distribution of galaxies and the Hubble constant (H0) measurement, we determine the parameters of the simplest six-parameter ΛCDM model. The power-law index of the primordial power spectrum is ns = 0.968 ± 0.012 (68% CL) for this data combination, a measurement that excludes the Harrison–Zel’dovich–Peebles spectrum by 99.5% CL. The other parameters, including those beyond the minimal set, are also consistent with, and improved from, the five-year results. We find no convincing deviations from the minimal model. The seven-year temperature power spectrum gives a better determination of the third acoustic peak, which results in a better determination of the redshift of the matter-radiation equality epoch. Notable examples of improved parameters are the total mass of neutrinos, � mν < 0.58 eV (95% CL), and the effective number of neutrino species, Neff = 4.34 +0.86 −0.88 (68% CL), which benefit from better determinations of the third peak and H0. The limit on a constant dark energy equation of state parameter from WMAP+BAO+H0, without high-redshift Type Ia supernovae, is w =− 1.10 ± 0.14 (68% CL). We detect the effect of primordial helium on the temperature power spectrum and provide a new test of big bang nucleosynthesis by measuring Yp = 0.326 ± 0.075 (68% CL). We detect, and show on the map for the first time, the tangential and radial polarization patterns around hot and cold spots of temperature fluctuations, an important test of physical processes at z = 1090 and the dominance of adiabatic scalar fluctuations. The seven-year polarization data have significantly improved: we now detect the temperature–E-mode polarization cross power spectrum at 21σ , compared with 13σ from the five-year data. With the seven-year temperature–B-mode cross power spectrum, the limit on a rotation of the polarization plane due to potential parity-violating effects has improved by 38% to Δα =− 1. 1 ± 1. 4(statistical) ± 1. 5(systematic) (68% CL). We report significant detections of the Sunyaev–Zel’dovich (SZ) effect at the locations of known clusters of galaxies. The measured SZ signal agrees well with the expected signal from the X-ray data on a cluster-by-cluster basis. However, it is a factor of 0.5–0.7 times the predictions from “universal profile” of Arnaud et al., analytical models, and hydrodynamical simulations. We find, for the first time in the SZ effect, a significant difference between the cooling-flow and non-cooling-flow clusters (or relaxed and non-relaxed clusters), which can explain some of the discrepancy. This lower amplitude is consistent with the lower-than-theoretically expected SZ power spectrum recently measured by the South Pole Telescope Collaboration.

Wilkinson Microwave Anisotropy Probe (WMAP) three year results: implications for cosmology

Abstract: A simple cosmological model with only six parameters (matter density, Omega_m h^2, baryon density, Omega_b h^2, Hubble Constant, H_0, amplitude of fluctuations, sigma_8, optical depth, tau, and a slope for the scalar perturbation spectrum, n_s) fits not only the three year WMAP temperature and polarization data, but also small scale CMB data, light element abundances, large-scale structure observations, and the supernova luminosity/distance relationship. Using WMAP data only, the best fit values for cosmological parameters for the power-law flat LCDM model are (Omega_m h^2, Omega_b h^2, h, n_s, tau, sigma_8) = 0.1277+0.0080-0.0079, 0.02229+-0.00073, 0.732+0.031-0.032, 0.958+-0.016, 0.089+-0.030, 0.761+0.049-0.048). The three year data dramatically shrink the allowed volume in this six dimensional parameter space. Assuming that the primordial fluctuations are adiabatic with a power law spectrum, the WMAP data_alone_ require dark matter, and favor a spectral index that is significantly less than the Harrison-Zel'dovich-Peebles scale-invariant spectrum (n_s=1, r=0). Models that suppress large-scale power through a running spectral index or a large-scale cut-off in the power spectrum are a better fit to the WMAP and small scale CMB data than the power-law LCDM model: however, the improvement in the fit to the WMAP data is only Delta chi^2 = 3 for 1 extra degree of freedom. The combination of WMAP and other astronomical data yields significant constraints on the geometry of the universe, the equation of state of the dark energy, the gravitational wave energy density, and neutrino properties. Consistent with the predictions of simple inflationary theories, we detect no significant deviations from Gaussianity in the CMB maps.

Five-year wilkinson microwave anisotropy probe observations: cosmological interpretation

Abstract: The Wilkinson Microwave Anisotropy Probe (WMAP) 5-year data provide stringent limits on deviations from the minimal, six-parameter Λ cold dark matter model. We report these limits and use them to constrain the physics of cosmic inflation via Gaussianity, adiabaticity, the power spectrum of primordial fluctuations, gravitational waves, and spatial curvature. We also constrain models of dark energy via its equation of state, parity-violating interaction, and neutrino properties, such as mass and the number of species. We detect no convincing deviations from the minimal model. The six parameters and the corresponding 68% uncertainties, derived from the WMAP data combined with the distance measurements from the Type Ia supernovae (SN) and the Baryon Acoustic Oscillations (BAO) in the distribution of galaxies, are: Ω b h 2 = 0.02267+0.00058 –0.00059, Ω c h 2 = 0.1131 ± 0.0034, ΩΛ = 0.726 ± 0.015, ns = 0.960 ± 0.013, τ = 0.084 ± 0.016, and at k = 0.002 Mpc-1. From these, we derive σ8 = 0.812 ± 0.026, H 0 = 70.5 ± 1.3 km s-1 Mpc–1, Ω b = 0.0456 ± 0.0015, Ω c = 0.228 ± 0.013, Ω m h 2 = 0.1358+0.0037 –0.0036, z reion = 10.9 ± 1.4, and t 0 = 13.72 ± 0.12 Gyr. With the WMAP data combined with BAO and SN, we find the limit on the tensor-to-scalar ratio of r 1 is disfavored even when gravitational waves are included, which constrains the models of inflation that can produce significant gravitational waves, such as chaotic or power-law inflation models, or a blue spectrum, such as hybrid inflation models. We obtain tight, simultaneous limits on the (constant) equation of state of dark energy and the spatial curvature of the universe: –0.14 < 1 + w < 0.12(95%CL) and –0.0179 < Ω k < 0.0081(95%CL). We provide a set of WMAP distance priors, to test a variety of dark energy models with spatial curvature. We test a time-dependent w with a present value constrained as –0.33 < 1 + w 0 < 0.21 (95% CL). Temperature and dark matter fluctuations are found to obey the adiabatic relation to within 8.9% and 2.1% for the axion-type and curvaton-type dark matter, respectively. The power spectra of TB and EB correlations constrain a parity-violating interaction, which rotates the polarization angle and converts E to B. The polarization angle could not be rotated more than –59 < Δα < 24 (95% CL) between the decoupling and the present epoch. We find the limit on the total mass of massive neutrinos of ∑m ν < 0.67 eV(95%CL), which is free from the uncertainty in the normalization of the large-scale structure data. The number of relativistic degrees of freedom (dof), expressed in units of the effective number of neutrino species, is constrained as N eff = 4.4 ± 1.5 (68%), consistent with the standard value of 3.04. Finally, quantitative limits on physically-motivated primordial non-Gaussianity parameters are –9 < f local NL < 111 (95% CL) and –151 < f equil NL < 253 (95% CL) for the local and equilateral models, respectively.