This article reviews the physics of high-temperature superconductors from the point of view of the doping of a Mott insulator. The basic electronic structure of cuprates is reviewed, emphasizing the physics of strong correlation and establishing the model of a doped Mott insulator as a starting point. A variety of experiments are discussed, focusing on the region of the phase diagram close to the Mott insulator (the underdoped region) where the behavior is most anomalous. The normal state in this region exhibits pseudogap phenomenon. In contrast, the quasiparticles in the superconducting state are well defined and behave according to theory. This review introduces Anderson's idea of the resonating valence bond and argues that it gives a qualitative account of the data. The importance of phase fluctuations is discussed, leading to a theory of the transition temperature, which is driven by phase fluctuations and the thermal excitation of quasiparticles. However, an argument is made that phase fluctuations can only explain pseudogap phenomenology over a limited temperature range, and some additional physics is needed to explain the onset of singlet formation at very high temperatures. A description of the numerical method of the projected wave function is presented, which turns out to be a very useful technique for implementing the strong correlation constraint and leads to a number of predictions which are in agreement with experiments. The remainder of the paper deals with an analytic treatment of the $t\text{\ensuremath{-}}J$ model, with the goal of putting the resonating valence bond idea on a more formal footing. The slave boson is introduced to enforce the constraint againt double occupation and it is shown that the implementation of this local constraint leads naturally to gauge theories. This review follows the historical order by first examining the U(1) formulation of the gauge theory. Some inadequacies of this formulation for underdoping are discussed, leading to the SU(2) formulation. Here follows a rather thorough discussion of the role of gauge theory in describing the spin-liquid phase of the undoped Mott insulator. The difference between the high-energy gauge group in the formulation of the problem versus the low-energy gauge group, which is an emergent phenomenon, is emphasized. Several possible routes to deconfinement based on different emergent gauge groups are discussed, which leads to the physics of fractionalization and spin-charge separation. Next the extension of the SU(2) formulation to nonzero doping is described with a focus on a part of the mean-field phase diagram called the staggered flux liquid phase. It will be shown that inclusion of the gauge fluctuation provides a reasonable description of the pseudogap phase. It is emphasized that $d$-wave superconductivity can be considered as evolving from a stable U(1) spin liquid. These ideas are applied to the high-${T}_{c}$ cuprates, and their implications for the vortex structure and the phase diagram are discussed. A possible test of the topological structure of the pseudogap phase is described.

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Doping a Mott insulator: Physics of high-temperature superconductivity

The last decade witnessed significant progress in angle-resolved photoemission spectroscopy (ARPES) and its applications. Today, ARPES experiments with 2-meV energy resolution and $0.2\ifmmode^\circ\else\textdegree\fi{}$ angular resolution are a reality even for photoemission on solids. These technological advances and the improved sample quality have enabled ARPES to emerge as a leading tool in the investigation of the high-${T}_{c}$ superconductors. This paper reviews the most recent ARPES results on the cuprate superconductors and their insulating parent and sister compounds, with the purpose of providing an updated summary of the extensive literature. The low-energy excitations are discussed with emphasis on some of the most relevant issues, such as the Fermi surface and remnant Fermi surface, the superconducting gap, the pseudogap and $d$-wave-like dispersion, evidence of electronic inhomogeneity and nanoscale phase separation, the emergence of coherent quasiparticles through the superconducting transition, and many-body effects in the one-particle spectral function due to the interaction of the charge with magnetic and/or lattice degrees of freedom. Given the dynamic nature of the field, we chose to focus mainly on reviewing the experimental data, as on the experimental side a general consensus has been reached, whereas interpretations and related theoretical models can vary significantly. The first part of the paper introduces photoemission spectroscopy in the context of strongly interacting systems, along with an update on the state-of-the-art instrumentation. The second part provides an overview of the scientific issues relevant to the investigation of the low-energy electronic structure by ARPES. The rest of the paper is devoted to the experimental results from the cuprates, and the discussion is organized along conceptual lines: normal-state electronic structure, interlayer interaction, superconducting gap, coherent superconducting peak, pseudogap, electron self-energy, and collective modes. Within each topic, ARPES data from the various copper oxides are presented.

https://arxiv.org/pdf/cond-mat/0208504.pdf

Angle-resolved photoemission studies of the cuprate superconductors

This article reviews the effort to understand the physics of high temperature superconductors from the point of view of doping a Mott insulator. The basic electronic structure of the cuprates is reviewed, emphasizing the physics of strong correlation and establishing the model of a doped Mott insulator as a starting point. A variety of experiments are discussed, focusing on the region of the phase diagram close to the Mott insulator (the underdoped region) where the behavior is most anomalous. We introduce Anderson's idea of the resonating valence bond (RVB) and argue that it gives a qualitative account of the data. The importance of phase fluctuation is discussed, leading to a theory of the transition temperature which is driven by phase fluctuation and thermal excitation of quasiparticles. We then describe the numerical method of projected wavefunction which turns out to be a very useful technique to implement the strong correlation constraint, and leads to a number of predictions which are in agreement with experiments. The remainder of the paper deals with an analytic treatment of the t-J model, with the goal of putting the RVB idea on a more formal footing. The slave-boson is introduced to enforce the constraint of no double occupation. The implementation of the local constraint leads naturally to gauge theories. We give a rather thorough discussion of the role of gauge theory in describing the spin liquid phase of the undoped Mott insulator. We next describe the extension of the SU(2) formulation to nonzero doping. We show that inclusion of gauge fluctuation provides a reasonable description of the pseudogap phase.

Doping a Mott Insulator: Physics of High Temperature Superconductivity

This article reviews quantum cluster theories, a set of approximations for infinite lattice models which treat correlations within the cluster explicitly, and correlations at longer length scales either perturbatively or within a mean-field approximation. These methods become exact when the cluster size diverges, and most recover the corresponding mean-field approximation when the cluster size becomes 1. Although quantum cluster theories were originally developed to treat disordered systems, they have more recently been applied to the study of ordered and disordered correlated systems, which will be the focus of this review. After a brief historical review, the authors provide detailed derivations of three cluster formalisms: the cluster perturbation theory, the dynamical cluster approximation, and the cellular dynamical mean-field theory. They compare their advantages and review their applications to common models of correlated electron systems.

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Quantum cluster theories

We review studies of the electromagnetic response of various classes of correlated electron materials including transition metal oxides, organic and molecular conductors, intermetallic compounds with $d$- and $f$-electrons as well as magnetic semiconductors. Optical inquiry into correlations in all these diverse systems is enabled by experimental access to the fundamental characteristics of an ensemble of electrons including their self-energy and kinetic energy. Steady-state spectroscopy carried out over a broad range of frequencies from microwaves to UV light and fast optics time-resolved techniques provide complimentary prospectives on correlations. Because the theoretical understanding of strong correlations is still evolving, the review is focused on the analysis of the universal trends that are emerging out of a large body of experimental data augmented where possible with insights from numerical studies.

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Electrodynamics of correlated electron materials

Optical data are reported on a spectral weight transfer over a broad frequency range of Bi2Sr2CaCu2O8+δ, when this material became superconducting. Using spectroscopic ellipsometry, we observed the removal of a small amount of spectral weight in a broad frequency band from 104 cm−1 to at least 2 × 104 cm−1, due to the onset of superconductivity. We observed a blue shift of the ab-plane plasma frequency when the material became superconducting, indicating that the spectral weight was transferred to the infrared range. Our observations are in agreement with models in which superconductivity is accompanied by an increased charge carrier spectral weight. The measured spectral weight transfer is large enough to account for the condensation energy in these compounds.

Superconductivity-Induced Transfer of In-Plane Spectral Weight in Bi2Sr2CaCu2O8+δ

Manifestation of multiband optical properties of MgB2

We present the $c$-axis optical conductivity ${\ensuremath{\sigma}}_{1c}(\ensuremath{\omega},T)$ of underdoped ($x=0.12$) and optimally doped ($x=0.15$) ${\mathrm{L}\mathrm{a}}_{2\ensuremath{-}x}{\mathrm{S}\mathrm{r}}_{x}{\mathrm{C}\mathrm{u}\mathrm{O}}_{4}$ from 4 meV to 1.8 eV obtained by a combination of reflectivity and transmission spectra. In addition to the opening of the superconducting gap, we observe an increase of conductivity above the gap up to 270 meV with a maximal effect at about 120 meV. This may indicate a new collective mode at a surprisingly large energy scale. The Ferrell-Glover-Tinkham sum rule is violated for both doping levels. Although the relative value of the violation is much larger for the underdoped sample, the absolute increase of the low-frequency spectral weight, including that of the condensate, is higher in the optimally doped regime. Our results resemble in many respects the observations in ${\mathrm{Y}\mathrm{B}\mathrm{a}}_{2}{\mathrm{C}\mathrm{u}}_{3}{\mathrm{O}}_{7\ensuremath{-}\ensuremath{\delta}}$.

C-axis optical sum rule and a possible new collective mode in La2-xSrxCuO4

A review is given of the experimental status of the interlayer coupling energy in the cuprates. A second c-axis plasmon is identified in the double layer compound Y123 for various dopings. The anomalous transport properties along the c-direction and in the planar directions are compared to model calculations based on strongly anisotropic scattering. An excellent description of the optical data at optimal doping is obtained if an anomalously large anisotropy of the scattering rate between cold spots and hot spots is assumed. This raises questions as to the physical meaning of these parameters.

C-axis optical properties of high Tc cuprates

A brief introduction is given in the generic microscopic framework of superconductivity. The consequences for the temperature dependence of the kinetic energy, and the correlation energy are discussed for two cases: The BCS scenario and the non-Fermi liquid scenario. A quantitative comparison is made between the BCS-prediction for d-wave pairing in a band with nearest neighbor and next-nearest neighbor hoppping and the experimental specific heat and the optical intraband spectral weight along the plane. We show that the BCS-prediction produces the wrong sign for the kink at Tc of the intraband spectral weight, even though the model calculation agrees well with the specific heat.

H. J. A. Molegraaf

Papers

Superconductivity-Induced Transfer of In-Plane Spectral Weight in Bi2Sr2CaCu2O8+δ

Manifestation of multiband optical properties of MgB2

C-axis optical sum rule and a possible new collective mode in La2-xSrxCuO4

C-axis optical properties of high Tc cuprates

Superconductivity by Kinetic Energy Saving