Kai Cao

Bio: Kai Cao is an academic researcher from Michigan State University. The author has contributed to research in topics: Minutiae & Fingerprint recognition. The author has an hindex of 25, co-authored 75 publications receiving 1942 citations. Previous affiliations of Kai Cao include Xidian University & Chinese Academy of Sciences.

Fingerprint Spoof Buster: Use of Minutiae-Centered Patches

Abstract: The primary purpose of a fingerprint recognition system is to ensure a reliable and accurate user authentication, but the security of the recognition system itself can be jeopardized by spoof attacks. This paper addresses the problem of developing accurate, generalizable, and efficient algorithms for detecting fingerprint spoof attacks. Specifically, we propose a deep convolutional neural network-based approach utilizing local patches centered and aligned using fingerprint minutiae. Experimental results on three public-domain LivDet datasets (2011, 2013, and 2015) show that the proposed approach provides the state-of-the-art accuracies in fingerprint spoof detection for intra-sensor, cross-material, cross-sensor, as well as cross-dataset testing scenarios. For example, in LivDet 2015, the proposed approach achieves 99.03% average accuracy over all sensors compared with 95.51% achieved by the LivDet 2015 competition winners. In addition, two new fingerprint presentation attack datasets containing more than 20,000 images, using two different fingerprint readers, and over 12 different spoof fabrication materials are collected. We also present a graphical user interface, called Fingerprint Spoof Buster, that allows the operator to visually examine the local regions of the fingerprint highlighted as live or spoof, instead of relying on only a single score as output by the traditional approaches.

On the Reconstruction of Face Images from Deep Face Templates

Abstract: State-of-the-art face recognition systems are based on deep (convolutional) neural networks. Therefore, it is imperative to determine to what extent face templates derived from deep networks can be inverted to obtain the original face image. In this paper, we study the vulnerabilities of a state-of-the-art face recognition system based on template reconstruction attack. We propose a neighborly de-convolutional neural network ( NbNet ) to reconstruct face images from their deep templates. In our experiments, we assumed that no knowledge about the target subject and the deep network are available. To train the NbNet reconstruction models, we augmented two benchmark face datasets (VGG-Face and Multi-PIE) with a large collection of images synthesized using a face generator. The proposed reconstruction was evaluated using type-I (comparing the reconstructed images against the original face images used to generate the deep template) and type-II (comparing the reconstructed images against a different face image of the same subject) attacks. Given the images reconstructed from NbNets , we show that for verification, we achieve TAR of 95.20 percent (58.05 percent) on LFW under type-I (type-II) attacks @ FAR of 0.1 percent. Besides, 96.58 percent (92.84 percent) of the images reconstructed from templates of partition fa ( fb ) can be identified from partition fa in color FERET. Our study demonstrates the need to secure deep templates in face recognition systems.

Segmentation and Enhancement of Latent Fingerprints: A Coarse to Fine Ridge Structure Dictionary

Abstract: Latent fingerprint matching has played a critical role in identifying suspects and criminals. However, compared to rolled and plain fingerprint matching, latent identification accuracy is significantly lower due to complex background noise, poor ridge quality and overlapping structured noise in latent images. Accordingly, manual markup of various features (e.g., region of interest, singular points and minutiae) is typically necessary to extract reliable features from latents. To reduce this markup cost and to improve the consistency in feature markup, fully automatic and highly accurate ("lights-out" capability) latent matching algorithms are needed. In this paper, a dictionary-based approach is proposed for automatic latent segmentation and enhancement towards the goal of achieving "lights-out" latent identification systems. Given a latent fingerprint image, a total variation (TV) decomposition model with L1 fidelity regularization is used to remove piecewise-smooth background noise. The texture component image obtained from the decomposition of latent image is divided into overlapping patches. Ridge structure dictionary, which is learnt from a set of high quality ridge patches, is then used to restore ridge structure in these latent patches. The ridge quality of a patch, which is used for latent segmentation, is defined as the structural similarity between the patch and its reconstruction. Orientation and frequency fields, which are used for latent enhancement, are then extracted from the reconstructed patch. To balance robustness and accuracy, a coarse to fine strategy is proposed. Experimental results on two latent fingerprint databases (i.e., NIST SD27 and WVU DB) show that the proposed algorithm outperforms the state-of-the-art segmentation and enhancement algorithms and boosts the performance of a state-of-the-art commercial latent matcher.

Automated Latent Fingerprint Recognition

Abstract: Latent fingerprints are one of the most important and widely used evidence in law enforcement and forensic agencies worldwide. Yet, NIST evaluations show that the performance of state-of-the-art latent recognition systems is far from satisfactory. An automated latent fingerprint recognition system with high accuracy is essential to compare latents found at crime scenes to a large collection of reference prints to generate a candidate list of possible mates. In this paper, we propose an automated latent fingerprint recognition algorithm that utilizes Convolutional Neural Networks (ConvNets) for ridge flow estimation and minutiae descriptor extraction, and extract complementary templates (two minutiae templates and one texture template) to represent the latent. The comparison scores between the latent and a reference print based on the three templates are fused to retrieve a short candidate list from the reference database. Experimental results show that the rank-1 identification accuracies (query latent is matched with its true mate in the reference database) are 64.7 percent for the NIST SD27 and 75.3 percent for the WVU latent databases, against a reference database of 100K rolled prints. These results are the best among published papers on latent recognition and competitive with the performance (66.7 and 70.8 percent rank-1 accuracies on NIST SD27 and WVU DB, respectively) of a leading COTS latent Automated Fingerprint Identification System (AFIS). By score-level (rank-level) fusion of our system with the commercial off-the-shelf (COTS) latent AFIS, the overall rank-1 identification performance can be improved from 64.7 and 75.3 to 73.3 percent (74.4 percent) and 76.6 percent (78.4 percent) on NIST SD27 and WVU latent databases, respectively.

Pattern Recognition and Machine Learning

Abstract: Probability Distributions.- Linear Models for Regression.- Linear Models for Classification.- Neural Networks.- Kernel Methods.- Sparse Kernel Machines.- Graphical Models.- Mixture Models and EM.- Approximate Inference.- Sampling Methods.- Continuous Latent Variables.- Sequential Data.- Combining Models.

Applied Longitudinal Data Analysis Modeling Change And Event Occurrence

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ArcFace: Additive Angular Margin Loss for Deep Face Recognition

Abstract: One of the main challenges in feature learning using Deep Convolutional Neural Networks (DCNNs) for large-scale face recognition is the design of appropriate loss functions that enhance discriminative power. Centre loss penalises the distance between the deep features and their corresponding class centres in the Euclidean space to achieve intra-class compactness. SphereFace assumes that the linear transformation matrix in the last fully connected layer can be used as a representation of the class centres in an angular space and penalises the angles between the deep features and their corresponding weights in a multiplicative way. Recently, a popular line of research is to incorporate margins in well-established loss functions in order to maximise face class separability. In this paper, we propose an Additive Angular Margin Loss (ArcFace) to obtain highly discriminative features for face recognition. The proposed ArcFace has a clear geometric interpretation due to the exact correspondence to the geodesic distance on the hypersphere. We present arguably the most extensive experimental evaluation of all the recent state-of-the-art face recognition methods on over 10 face recognition benchmarks including a new large-scale image database with trillion level of pairs and a large-scale video dataset. We show that ArcFace consistently outperforms the state-of-the-art and can be easily implemented with negligible computational overhead. We release all refined training data, training codes, pre-trained models and training logs, which will help reproduce the results in this paper.

Deep Learning in Mobile and Wireless Networking: A Survey

Abstract: The rapid uptake of mobile devices and the rising popularity of mobile applications and services pose unprecedented demands on mobile and wireless networking infrastructure. Upcoming 5G systems are evolving to support exploding mobile traffic volumes, real-time extraction of fine-grained analytics, and agile management of network resources, so as to maximize user experience. Fulfilling these tasks is challenging, as mobile environments are increasingly complex, heterogeneous, and evolving. One potential solution is to resort to advanced machine learning techniques, in order to help manage the rise in data volumes and algorithm-driven applications. The recent success of deep learning underpins new and powerful tools that tackle problems in this space. In this paper, we bridge the gap between deep learning and mobile and wireless networking research, by presenting a comprehensive survey of the crossovers between the two areas. We first briefly introduce essential background and state-of-the-art in deep learning techniques with potential applications to networking. We then discuss several techniques and platforms that facilitate the efficient deployment of deep learning onto mobile systems. Subsequently, we provide an encyclopedic review of mobile and wireless networking research based on deep learning, which we categorize by different domains. Drawing from our experience, we discuss how to tailor deep learning to mobile environments. We complete this survey by pinpointing current challenges and open future directions for research.