Lukas Wortmann

Bio: Lukas Wortmann is an academic researcher. The author has contributed to research in topics: Multi-level governance & Empowerment. The author has an hindex of 2, co-authored 2 publications receiving 27 citations.

Understanding governance structures in community management of ecosystems and natural resources: The Marujá case study in Brazil

Abstract: Community management is seen as one important approach in environmental governance to manage ecosystems and natural resources. Understanding the underlying principles of how and under which premises the different local actors successfully collaborate in environmental governance can offer valuable insights into how ecosystems and their natural resources as well as related ecosystem service delivery can be sustained for the livelihoods of local communities. In this study, Ostrom’s set of design principles and Cox and others’ enlarged set of principles were used to investigate one co-management example of community management: the Maruja community in the Cardoso Island State Park in south-eastern Brazil, which was evaluated as successful by the community itself. The aim of the study was to analyse the presence or absence of each principle and how the principles were met in specific. Furthermore it was discussed in how for the specific compliance with the principles shapes certain features of the governance approach and helped in explaining its overall success. The analysis was mainly based on data collected through qualitative interviews with the different governance actors. All of Ostrom’s principles and most of Cox and others’ enlarged set of principles could be verified for the community. The principles helped in explaining how the community was able to organize collective action and initiate a governance change from top-down management of the state park to a co-management agreement which was considered a win–win by both parties: the community and the state park authorities. However, several additional factors were identified which contributed to the overall success. This included that the governance change was initiated bottom-up with the support of the whole community, could draw support from very committed governance actors both from the community and the state park authorities, who pushed the process forward over a long time period, and that the community received initial external funding which gave enough momentum to the process at the beginning.

Multi-level governance through adaptive co-management: conflict resolution in a Brazilian state park

Abstract: Introduction: Communities situated in protected areas generate conflicts among park administrators, residents and scientists. Should they stay or should they go? This article presents a positive example of a community existing in a state park. The study describes the community’s governance process as well as how the park administration and the community solve the conflicts that arise and achieve a method of co-management in a multi-level governance process. Methods: The analysis is based on the Management and Transition Framework (MTF). We used a case study approach and collected data via document study, participatory observation and qualitative interviews. Results: We find that the agreed system of community-based co-management has improved the implementation and enforcement of the state park’s rules through negotiation and communication mechanisms in the park council. This relative success is due to the construction of social capital, equality and empowerment. Conclusions: For state parks in similar situations, the findings suggest that: 1) a community should have at least a minimal level of self-organization; 2) the empowerment of the community in the decision-making process is useful; 3) the park administration should gain the trust of the residents; and 4) the effective management of ecosystem services can create a win-win situation for the community as well as the park.

Institutional challenges in putting ecosystem service knowledge in practice

Abstract: The promise that ecosystem service assessments will contribute to better decision-making is not yet proven. We analyse how knowledge on ecosystem services is actually used to inform land and water management in 22 case studies covering different social-ecological systems in European and Latin American countries. None of the case studies reported instrumental use of knowledge in a sense that ecosystem service knowledge would have served as an impartial arbiter between policy options. Yet, in most cases, there was some evidence of conceptual learning as a result of close interaction between researchers, practitioners and stakeholders. We observed several factors that constrained knowledge uptake, including competing interests and political agendas, scientific disputes, professional norms and competencies, and lack of vertical and horizontal integration. Ecosystem knowledge played a small role particularly in those planning and policy-making situations where it challenged established interests and the current distribution of benefits from ecosystems. The factors that facilitated knowledge use included application of transparent participatory methods, social capital, policy champions and clear synergies between ecosystem services and human well-being. The results are aligned with previous studies which have emphasized the importance of building local capacity, ownership and trust for the long-term success of ecosystem service research.

Evaluating the role of ecosystem services in participatory land use planning: proposing a balanced score card

Abstract: The application of the ecosystem services (ES) concept in land use planning has great potential to enhance the awareness of planning actors on their interactions. At the same time it can contribute to improve the linkage between the role of land use patterns and the understanding of land system functioning and its contribution to human well-being. The concept should be developed in a way that can be applicable in socio-ecological systems where nature and society are capable of enhancing their roles mutually. The objective of this paper is to suggest a standardized scheme and generalizable criteria to assess how successful the application of the ES concept contributed to facilitate participatory planning. We consider three potential advantages and three critical aspects for how to improve the applicability and relevance of the ES concept in planning. Hereon based, we present a balanced score card tool for which we broke down to advantages and risks into concrete questions. We illustrate the application of this approach with two case studies, representatives of two major governance schemes in relation to land use planning. We demonstrate that the balanced score card approach helps to reveal potential imbalances regarding the consideration of different ES groups. It supports testing the potential of the ES concept to enhance or not interactions of local and regional actors. We conclude that the framework should be reconsidered after a set of case studies to be developed into a monitoring tool for supporting planning practices.

From Co-Management to Landscape Governance: Whither Ghana’s Modified Taungya System?

Abstract: Natural resource management literature has documented three paradigm shifts over the past decade: from co-management to adaptive co-management and adaptive governance respectively and, more recently, towards landscape governance The latter is conceived as a governance approach towards negotiated land use at the landscape level to deal with global challenges such as food insecurity, climate change and biodiversity loss There is not a lot of clarity about how co-management systems could actually evolve into landscape governance This paper aims to address the gap by exploring how a stalled co-management system for the reforestation of degraded forest areas—the modified taungya system (MTS) in Ghana—could be revitalised and redesigned as a landscape approach Drawing on case studies and expert consultation, the performance of the national MTS and the MTS under the Community Forestry Management Project is reviewed with regard to five principles (integrated approach, multi-stakeholder negotiation, polycentric governance, continual learning and adaptive capacity) and three enabling conditions (social capital, bridging organisations and long-term funding) distilled from the literature The authors conclude that some of these principles and conditions were met under the Community Forestry Management Project, but that continual learning, transcending jurisdictional boundaries, developing adaptive capacity, and long-term funding and benefits still pose challenges

Comprehensive consideration of conflicts in the land-use planning process: A conceptual contribution

Abstract: Land-use conflicts are defined as situations in which involved parties or constituents have incompatible interests concerning the use of a certain parcel of land. Such conflicts frequently center on who is to maintain control over the land, who possesses the right to participate in decision making about its management, and on the social and environmental impacts of its development or new use. An aspiration of land-use planning is to coordinate current and future societal needs while minimizing conflicts. Recently, planning has focused mainly on conflict negotiation, focusing for example on communication and community engagement. However, an understanding of an area’s possibilities for land-use conflicts has the potential to support sound allocation of social and financial resources to prevent or reduce disagreements. We propose a conceptual contribution for the comprehensive consideration of conflicts in land-use planning process, focusing on anticipation and negotiation. Examples from our research in Switzerland and Romania are used to illustrate how techniques of anticipation and processes of conflict negotiation can address potential land-use conflicts systematically.