Optical wireless communication (OWC) refers to transmission in unguided propagation media through the use of optical carriers, i.e., visible, infrared (IR), and ultraviolet (UV) bands. In this survey, we focus on outdoor terrestrial OWC links which operate in near IR band. These are widely referred to as free space optical (FSO) communication in the literature. FSO systems are used for high rate communication between two fixed points over distances up to several kilometers. In comparison to radio-frequency (RF) counterparts, FSO links have a very high optical bandwidth available, allowing much higher data rates. They are appealing for a wide range of applications such as metropolitan area network (MAN) extension, local area network (LAN)-to-LAN connectivity, fiber back-up, backhaul for wireless cellular networks, disaster recovery, high definition TV and medical image/video transmission, wireless video surveillance/monitoring, and quantum key distribution among others. Despite the major advantages of FSO technology and variety of its application areas, its widespread use has been hampered by its rather disappointing link reliability particularly in long ranges due to atmospheric turbulence-induced fading and sensitivity to weather conditions. In the last five years or so, there has been a surge of interest in FSO research to address these major technical challenges. Several innovative physical layer concepts, originally introduced in the context of RF systems, such as multiple-input multiple-output communication, cooperative diversity, and adaptive transmission have been recently explored for the design of next generation FSO systems. In this paper, we present an up-to-date survey on FSO communication systems. The first part describes FSO channel models and transmitter/receiver structures. In the second part, we provide details on information theoretical limits of FSO channels and algorithmic-level system design research activities to approach these limits. Specific topics include advances in modulation, channel coding, spatial/cooperative diversity techniques, adaptive transmission, and hybrid RF/FSO systems.

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Survey on Free Space Optical Communication: A Communication Theory Perspective

We investigate the performance and design of free-space optical (FSO) communication links over slow fading channels from an information theory perspective. A statistical model for the optical intensity fluctuation at the receiver due to the combined effects of atmospheric turbulence and pointing errors is derived. Unlike earlier work, our model considers the effect of beam width, detector size, and jitter variance explicitly. Expressions for the outage probability are derived for a variety of atmospheric conditions. For given weather and misalignment conditions, the beam width is optimized to maximize the channel capacity subject to outage. Large gains in achievable rate are realized versus using a nominal beam width. In light fog, by optimizing the beam width, the achievable rate is increased by 80% over the nominal beam width at an outage probability of 10-5. Well-known error control codes are then applied to the channel and shown to realize much of the achievable gains.

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Outage Capacity Optimization for Free-Space Optical Links With Pointing Errors

We develop a model for the probability density function (pdf) of the irradiance fluctuations of an optical wave propagating through a turbulent medium. The model is a two-parameter distribution that is based on a doubly stochastic theory of scintillation that assumes that small-scale irradiance fluctuations are modulated by large-scale irradi- ance fluctuations of the propagating wave, both governed by indepen- dent gamma distributions. The resulting irradiance pdf takes the form of a generalized K distribution that we term the gamma-gamma distribution. The two parameters of the gamma-gamma pdf are determined using a recently published theory of scintillation, using only values of the refractive-index structure parameter C n (or Rytov variance) and inner scale l 0 provided with the simulation data. This enables us to directly calculate various log-irradiance moments that are necessary in the scaled plots. We make a number of comparisons with published plane wave and spherical wave simulation data over a wide range of turbu- lence conditions (weak to strong) that includes inner scale effects. The gamma-gamma pdf is found to generally provide a good fit to the simu- lation data in nearly all cases tested. © 2001 Society of Photo-Optical Instrumen-

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Mathematical model for the irradiance probability density function of a laser beam propagating through turbulent media

In recent years, free space optical (FSO) communication has gained significant importance owing to its unique features: large bandwidth, license free spectrum, high data rate, easy and quick deployability, less power, and low mass requirements. FSO communication uses optical carrier in the near infrared band to establish either terrestrial links within the Earth’s atmosphere or inter-satellite/deep space links or ground-to-satellite/satellite-to-ground links. It also finds its applications in remote sensing, radio astronomy, military, disaster recovery, last mile access, backhaul for wireless cellular networks, and many more. However, despite of great potential of FSO communication, its performance is limited by the adverse effects (viz., absorption, scattering, and turbulence) of the atmospheric channel. Out of these three effects, the atmospheric turbulence is a major challenge that may lead to serious degradation in the bit error rate performance of the system and make the communication link infeasible. This paper presents a comprehensive survey on various challenges faced by FSO communication system for ground-to-satellite/satellite-to-ground and inter-satellite links. It also provides details of various performance mitigation techniques in order to have high link availability and reliability. The first part of this paper will focus on various types of impairments that pose a serious challenge to the performance of optical communication system for ground-to-satellite/satellite-to-ground and inter-satellite links. The latter part of this paper will provide the reader with an exhaustive review of various techniques both at physical layer as well as at the other layers (link, network, or transport layer) to combat the adverse effects of the atmosphere. It also uniquely presents a recently developed technique using orbital angular momentum for utilizing the high capacity advantage of optical carrier in case of space-based and near-Earth optical communication links. This survey provides the reader with comprehensive details on the use of space-based optical backhaul links in order to provide high capacity and low cost backhaul solutions.

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Optical Communication in Space: Challenges and Mitigation Techniques

Free-space optical communications (FSO) propagated over a clear atmosphere suffers from irradiance fluctuation caused by small but random atmospheric temperature fluctuations. This results in decreased signal-to-noise ratio (SNR) and consequently impaired performance. In this paper, the error performance of the FSO using a subcarrier intensity modulation (SIM) based on a binary phase shift keying (BPSK) scheme in a clear but turbulent atmosphere is presented. To evaluate the system error performance in turbulence regimes from weak to strong, the probability density function (pdf) of the received irradiance after traversing the atmosphere is modelled using the gamma-gamma distribution while the negative exponential distribution is used to model turbulence in the saturation region and beyond. The effect of turbulence induced irradiance fluctuation is mitigated using spatial diversity at the receiver. With reference to the single photodetector case, up to 12 dB gain in the electrical SNR is predicted with two direct detection PIN photodetectors in strong atmospheric turbulence.

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BPSK Subcarrier Intensity Modulated Free-Space Optical Communications in Atmospheric Turbulence

A heuristic model of irradiance fluctuations for a propagating optical wave in a weakly inhomogeneous medium is developed under the assumption that small-scale irradiance fluctuations are modulated by large-scale irradiance fluctuations of the wave. The upper bound for small turbulent cells is defined by the smallest cell size between the Fresnel zone and the transverse spatial coherence radius of the optical wave. A lower bound for large turbulent cells is defined by the largest cell size between the Fresnel zone and the scattering disk. In moderate-to-strong irradiance fluctuations, cell sizes between those defined by the spatial coherence radius and the scattering disk are eliminated through spatial-frequency filtering as a consequence of the propagation process. The resulting scintillation index from this theory has the form σI2=σx2+σy2+σx2σy2, where σx2 denotes large-scale scintillation and σy2 denotes small-scale scintillation. By means of a modification of the Rytov method that incorporates an amplitude spatial-frequency filter function under strong-fluctuation conditions, tractable expressions are developed for the scintillation index of a plane wave and a spherical wave that are valid under moderate-to-strong irradiance fluctuations. In many cases the models also compare well with conventional results in weak-fluctuation regimes. Inner-scale effects are taken into account by use of a modified atmospheric spectrum that exhibits a bump at large spatial frequencies. Quantitative values predicted by these models agree well with experimental and simulation data previously published. In addition to the scintillation index, expressions are also developed for the irradiance covariance function of a plane wave and a spherical wave, both of which have the form BI(ρ)=Bx(ρ)+By(ρ)+Bx(ρ)By(ρ), where Bx(ρ) is the covariance function associated with large-scale fluctuations and By(ρ) is the covariance function associated with small-scale fluctuations. In strong turbulence the derived covariance shows the characteristic two-scale behavior, in which the correlation length is determined by the spatial coherence radius of the field and the width of the long residual correlation tail is determined by the scattering disk.

Theory of optical scintillation

A scintillation model previously developed by the authors is extended in this paper to the case of a propagating Gaussian-beam wave. As in the previous model, we account for the loss of spatial coherence as the optical wave propagates through atmospheric turbulence by eliminating effects of certain turbulent scale sizes that exist between the scale size of the spatial coherence radius of the beam and that of the scattering disc. These mid-range scale-size effects are eliminated through the formal introduction of spatial frequency filters that continually adjust spatial cut-off frequencies as the optical wave propagates. Unlike the previous model, in this paper we include the effect of a finite outer scale in addition to the inner scale. With a finite outer scale, the scintillation index can be substantially lower in strong turbulence than that predicted by a model with an infinite outer scale. This particular behaviour of scintillation in strong turbulence, mostly associated with horizontal paths...

M. A. Al-Habash

Papers

Mathematical model for the irradiance probability density function of a laser beam propagating through turbulent media

Theory of optical scintillation

Theory of optical scintillation: Gaussian-beam wave model