Raphael Kaplinsky

Bio: Raphael Kaplinsky is an academic researcher from University of Sussex. The author has contributed to research in topics: Globalization & Industrialisation. The author has an hindex of 53, co-authored 208 publications receiving 12129 citations. Previous affiliations of Raphael Kaplinsky include Open University & Philippine Institute for Development Studies.

A handbook for value chain research

Abstract: We are grateful to colleagues in both our individual institutions and in the Spreading the Gains from Globalisation Network (particularly those participating in the Bellagio Workshop in September 2000) for discussions around many of the issues covered in this Handbook and also to Lest anyone feel overwhelmed by the depth of detail in this Handbook, especially with respect to the sections on methodology, we would like to emphasise at the outset: this Handbook is not meant to be used or read as a comprehensive step by step process that has to be followed in order to undertake a value chain analysis. We know of no value chain analysis that has comprehensively covered all the aspects dealt with in the following pages, and certainly not in the methodologically sequential Handbook set out below. Indeed to try and do so in this form would be methodologically overwhelming, and would certainly bore any reader of such an analysis to tears. Our intention in producing a Handbook on researching value chains is to try and comprehensively cover as many aspects of value chain analysis as possible so as to allow researchers to dip in and utilise what is relevant and where it is appropriate. It is not an attempt to restrict researchers within a methodological strait-jacket, but rather to free them to use whatever tools are deemed suitable from the variety presented below. The text below attempts to cover the broad terrain of researching value chains, and hence spans the contextually relevant, the conceptually abstract, the methodologically particular, and the policy relevant. Part 3 on Methodology can therefore be read in a number of ways: as a form of expanding the conceptual issues raised in Part 1 on Basic Definitions and Part 2 on Analytic Constructs; or as an array of possible technical tools, some of which may be usefully adopted and methodologically applied either partially or fully depending on circumstances; or whole parts can be skipped and not read at all. Indeed, apart from using it as a research tool, it is not even our intention that everyone should read the Handbook in the way one would go through a (good) novel – sequentially, and from cover to cover. We therefore urge readers to use their common sense and treat it as one does an edited book, or researchers to read it in the same way one reads a mechanics manual for finding …

Globalisation and Unequalisation: What Can Be Learned from Value Chain Analysis?

Abstract: Although many have gained from the process of globalisation, there remains a stubbornly large number of people living in absolute poverty and a rise in inequality within and between countries. The issue is thus not whether to participate in the global economy but how to do so in a manner which provides for sustainable and equitable income growth. This study shows how value chain analysis can be used to chart the growing disjuncture between global economic activity and global income distribution and to provide causal explanations for this outcome. In so doing, value chain analysis provides valuable insights into policy formulation and implementation.

Introduction: Globalisation, Value Chains and Development

Abstract: Globalisation has become a catchword for the international economy at the beginning of the twenty-first century. The increasing importance of export-oriented industrialisation has made integration into the global economy virtually synonymous with development for a number of nations. However, there is an acute awareness that the gains from globalisation are very unevenly distributed within as well as between societies. A growing body of work analyses globalisation processes from the perspective of ‘value chains’; that is that international trade in goods and services should not be seen solely, or even mainly, as a multitude of arm’s-length market-based transactions but rather as systems of governance - involving multinational enterprises - that link firms together in a variety of sourcing and contracting arrangements. Understanding how these value chains operate is very important for developing country firms and policymakers because the way chains are structured has implications for newcomers trying to participate in the chain and to gain access to necessary skills, competences and supporting services. Most of the papers in this Bulletin build on the results of a workshop in Bellagio, Italy in September 2000, where all these issues were discussed.

Putting supply chain learning into practice

Abstract: As firms struggle to cope with an increasingly turbulent and uncertain economic environment there is widespread recognition of the importance of organisational learning. One option is to look at the potential of shared learning between firms, where common interests and interdependence provide motivation for experience sharing and other forms of synergy in learning. A particular version of inter-firm learning is the use of supply chains as a mechanism for upgrading and transferring “appropriate practice” and this article reports on exploratory research on this theme. It draws on a literature survey and a detailed study of six UK supply chains at various stages of implementing supply chain learning.

Globalization, poverty and inequality: between a rock and a hard place

Abstract: Globalization is characterised by persistent poverty and growing inequality. Conventional wisdom has it that this global poverty is residual – as globalization deepens, the poor will be lifted out of destitution. The policies of the World Bank, the IMF and the WTO echo this belief and push developing countries ever deeper into the global economy. Globalization, Poverty and Inequality provides an alternative viewpoint. It argues that for many – particularly for those living in Latin America, Asia and Central Europe – poverty and globalization are relational. It is the very workings of the global system which condemn many to poverty. In particular the mobility of investment, and the large pool of increasingly skilled workers in China and other parts of Asia, are driving down global wages. This poses challenges for policy makers in firms and countries throughout the world. It also challenges the very sustainability of globalisation itself. Are we about to witness the implosion of globalisation, as occurred between 1913 and 1950? Using a variety of theoretical frameworks and drawing on a vast amount of original research, this book will be an invaluable resource for all students of globalization and its effects.

The knowledge-creating company : how Japanese companies create the dynamics of innovation

Abstract: How has Japan become a major economic power, a world leader in the automotive and electronics industries? What is the secret of their success? The consensus has been that, though the Japanese are not particularly innovative, they are exceptionally skilful at imitation, at improving products that already exist. But now two leading Japanese business experts, Ikujiro Nonaka and Hiro Takeuchi, turn this conventional wisdom on its head: Japanese firms are successful, they contend, precisely because they are innovative, because they create new knowledge and use it to produce successful products and technologies. Examining case studies drawn from such firms as Honda, Canon, Matsushita, NEC, 3M, GE, and the U.S. Marines, this book reveals how Japanese companies translate tacit to explicit knowledge and use it to produce new processes, products, and services.

The governance of global value chains

Abstract: This article builds a theoretical framework to help explain governance patterns in global value chains It draws on three streams of literature ‐ transaction costs economics, production networks, and technological capability and firm-level learning ‐ to identify three variables that play a large role in determining how global value chains are governed and change These are: (1) the complexity of transactions, (2) the ability to codify transactions, and (3) the capabilities in the supply-base The theory generates five types of global value chain governance ‐ hierarchy, captive, relational, modular, and market ‐ which range from high to low levels of explicit coordination and power asymmetry The article highlights the dynamic and overlapping nature of global value chain governance through four brief industry case studies: bicycles, apparel, horticulture and electronics

Forecasting, Structural Time Series Models and the Kalman Filter

Abstract: In this book, Andrew Harvey sets out to provide a unified and comprehensive theory of structural time series models. Unlike the traditional ARIMA models, structural time series models consist explicitly of unobserved components, such as trends and seasonals, which have a direct interpretation. As a result the model selection methodology associated with structural models is much closer to econometric methodology. The link with econometrics is made even closer by the natural way in which the models can be extended to include explanatory variables and to cope with multivariate time series. From the technical point of view, state space models and the Kalman filter play a key role in the statistical treatment of structural time series models. The book includes a detailed treatment of the Kalman filter. This technique was originally developed in control engineering, but is becoming increasingly important in fields such as economics and operations research. This book is concerned primarily with modelling economic and social time series, and with addressing the special problems which the treatment of such series poses. The properties of the models and the methodological techniques used to select them are illustrated with various applications. These range from the modellling of trends and cycles in US macroeconomic time series to to an evaluation of the effects of seat belt legislation in the UK.