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Showing papers by "Theodore S. Rappaport published in 2017"


Journal ArticleDOI
TL;DR: Propagation parameters and channel models for understanding mmWave propagation, such as line-of-sight (LOS) probabilities, large-scale path loss, and building penetration loss, as modeled by various standardization bodies are compared over the 0.5–100 GHz range.
Abstract: This paper provides an overview of the features of fifth generation (5G) wireless communication systems now being developed for use in the millimeter wave (mmWave) frequency bands. Early results and key concepts of 5G networks are presented, and the channel modeling efforts of many international groups for both licensed and unlicensed applications are described here. Propagation parameters and channel models for understanding mmWave propagation, such as line-of-sight (LOS) probabilities, large-scale path loss, and building penetration loss, as modeled by various standardization bodies, are compared over the 0.5–100 GHz range.

943 citations


Proceedings ArticleDOI
21 May 2017
TL;DR: In this article, the authors present details and applications of a novel channel simulation software named NYUSIM, which can be used to generate realistic temporal and spatial channel responses to support realistic physical and link-layer simulations and design for fifth-generation (5G) cellular communications.
Abstract: This paper presents details and applications of a novel channel simulation software named NYUSIM, which can be used to generate realistic temporal and spatial channel responses to support realistic physical-and link-layer simulations and design for fifth-generation (5G) cellular communications. NYUSIM is built upon the statistical spatial channel model for broadband millimeter-wave (mmWave) wireless communication systems developed by researchers at New York University (NYU). The simulator is applicable for a wide range of carrier frequencies (500 MHz to 100 GHz), radio frequency (RF) bandwidths (0 to 800 MHz), antenna beamwidths (7° to 360° for azimuth and 7° to 45° for elevation), and operating scenarios (urban microcell, urban macrocell, and rural macrocell), and also incorporates multiple-input multiple-output (MIMO) antenna arrays at the transmitter and receiver. This paper also provides examples to demonstrate how to use NYUSIM for analyzing MIMO channel conditions and spectral efficiencies, which show that NYUSIM is an alternative and more realistic channel model compared to the 3rd Generation Partnership Project (3GPP) and other channel models for mmWave bands.

226 citations


Journal ArticleDOI
TL;DR: In this paper, the authors provide an overview of the features of 5G wireless communication systems for use in the mmWave frequency bands, and the channel modeling efforts of many international groups for both licensed and unlicensed applications are described.
Abstract: This paper provides an overview of the features of fifth generation (5G) wireless communication systems now being developed for use in the millimeter wave (mmWave) frequency bands. Early results and key concepts of 5G networks are presented, and the channel modeling efforts of many international groups for both licensed and unlicensed applications are described here. Propagation parameters and channel models for understanding mmWave propagation, such as line-of-sight (LOS) probabilities, large-scale path loss, and building penetration loss, as modeled by various standardization bodies, are compared over the 0.5-100 GHz range.

225 citations


Journal ArticleDOI
TL;DR: The mmWave channel sounder described here may be used for accurate spatial and temporal ray-tracing calibration, to identify individual multipath components, to measure antenna patterns, for constructing spatial profiles of mmWave channels, and for developing statistical channel impulse response models in time and space.
Abstract: This paper presents a novel ultrawideband wireless spread spectrum millimeter-wave (mmWave) channel sounder that supports both a wideband sliding correlator mode and a realtime spread spectrum mode, also known as wideband correlation or direct correlation. Both channel sounder modes are capable of absolute propagation delay (time of flight) measurements with up to 1 GHz of radio frequency null-to-null bandwidth, and can measure multipath with a 2-ns time resolution. The sliding correlator configuration facilitates long-distance measurements with angular spread and delay spread for up to 185 dB of maximum measurable path loss. The real-time spread spectrum mode is shown to support short-range, small-scale temporal, and Doppler measurements (minimum snapshot sampling interval of 32.753 μs) with a substantial dynamic fading range of 40 dB for human blockage and dynamic urban scenarios. The channel sounder uses field programmable gate arrays, analog-to-digital converters, digital-to-analog converters, and low-phase-noise rubidium standard references for frequency/time synchronization and absolute time delay measurements. Using propagation theory, several methods are presented here to calibrate and verify the accuracy of the channel sounder, and an improved diffraction model for human blockage, based on the METIS model but now including directional antenna gains, is developed from measurements using the channel sounder. The mmWave channel sounder described here may be used for accurate spatial and temporal raytracing calibration, to identify individual multipath components, to measure antenna patterns, for constructing spatial profiles of mmWave channels, and for developing statistical channel impulse response models in time and space.

159 citations


Journal ArticleDOI
TL;DR: Measured data verify a new path loss model that uses a close-in free space reference distance with a novel height-dependent path loss exponent (CIH model) and shows that the CIH model is accurate and stable, and is frequency-independent beyond the first meter of propagation.
Abstract: Little is known about millimeter wave (mmWave) path loss in rural areas with tall base station antennas; yet, as shown here, surprisingly long distances (greater than 10 km) can be achieved in clear weather with less than 1 W of power. This paper studies past rural macrocell (RMa) propagation models and the current third generation partnership project (3GPP) RMa path loss models for frequencies from 0.5 to 30 GHz adopted from the International Telecommunications Union-Radiocommunication Sector (ITU-R). We show that 3GPP and ITU-R RMa path loss models were derived for frequencies below 6 GHz, yet are being asserted for use up to 30 GHz. Until this paper, there has not been published data to support mmWave RMa path loss models. In this paper, 73-GHz measurements in rural Virginia are used to develop a new RMa path loss model that is more accurate and easier to apply for varying transmitter antenna heights than the existing 3GPP/ITU-R RMa path loss models, and may be used for frequencies from 0.5 to 100 GHz. The measurement system used here has a measurement range comparable to a wideband (800-MHz radio frequency bandwidth) channel sounder with 21.7-dBW effective isotropic radiated power. Measured data verify a new path loss model that uses a close-in free space reference distance with a novel height-dependent path loss exponent (CIH model). This work shows that the CIH model is accurate and stable, and is frequency-independent beyond the first meter of propagation, and effectively models the path loss dependence on base station height in rural channels.

134 citations


Proceedings ArticleDOI
01 Jul 2017
TL;DR: In this article, a peer-to-peer measurement campaign was conducted with 7o, 15o, and 60o half-power beamwidth (HPBW) antenna pairs at 73.5 GHz and with 1 GHz of RF nullto-null bandwidth in a heavily populated open square scenario in Brooklyn, New York, to study blockage events caused by typical pedestrian traffic.
Abstract: Rapidly fading channels caused by pedestrians in dense urban environments will have a significant impact on millimeter-wave (mmWave) communications systems that employ electrically-steerable and narrow beamwidth antenna arrays. A peer- to-peer (P2P) measurement campaign was conducted with 7o, 15o, and 60o half- power beamwidth (HPBW) antenna pairs at 73.5 GHz and with 1 GHz of RF null-to-null bandwidth in a heavily populated open square scenario in Brooklyn, New York, to study blockage events caused by typical pedestrian traffic. Antenna beamwidths that range approximately an order of magnitude were selected to gain knowledge of fading events for antennas with different beamwidths since antenna patterns for mmWave systems will be electronically-adjustable. Two simple modeling approaches in the literature are introduced to characterize the blockage events by either a two-state Markov model or a four-state piecewise linear modeling approach. Transition probability rates are determined from the measurements and it is shown that average fade durations with a -5 dB threshold are 299.0 ms for 7o HPBW antennas and 260.2 ms for 60o HPBW antennas. The four-state piecewise linear modeling approach shows that signal strength decay and rise times are asymmetric for blockage events and that mean signal attenuations (average fade depths) are inversely proportional to antenna HPBW, where 7o and 60o HPBW antennas resulted in mean signal fades of 15.8 dB and 11.5 dB, respectively. The models presented herein are valuable for extending statistical channel models at mmWave to accurately simulate real- world pedestrian blockage events when designing fifth-generation (5G) wireless systems.

128 citations


Journal ArticleDOI
TL;DR: In this article, the authors studied radio propagation mechanisms that impact handoffs, air interface design, beam steering, and multiple-input multiple-output (MIMO) for 5G mobile communication systems.
Abstract: This paper studies radio propagation mechanisms that impact handoffs, air interface design, beam steering, and multiple-input multiple-output for 5G mobile communication systems. Knife-edge diffraction (KED) and a creeping wave linear model are shown to predict diffraction loss around typical building objects from 10 to 26 GHz, and human blockage measurements at 73 GHz are shown to fit a double KED model, which incorporates antenna gains. Small-scale spatial fading of millimeter wave (mmWave)-received signal voltage amplitude is generally Ricean-distributed for both omnidirectional and directional receive antenna patterns under both line-of-sight (LOS) and non-line-of-sight (NLOS) conditions in most cases, although the log-normal distribution fits measured data better for the omnidirectional receive antenna pattern in the NLOS environment. Small-scale spatial autocorrelations of received voltage amplitudes are shown to fit sinusoidal exponential and exponential functions for LOS and NLOS environments, respectively, with small decorrelation distances of 0.27–13.6 cm (smaller than the size of a handset) that are favorable for spatial multiplexing. Local area measurements using cluster and route scenarios show how the received signal changes as the mobile moves and transitions from LOS to NLOS locations, with reasonably stationary signal levels within clusters. Wideband mmWave power levels are shown to fade from 0.4 dB/ms to 40 dB/s, depending on travel speed and surroundings.

115 citations


Proceedings ArticleDOI
21 May 2017
TL;DR: A novel approach of constructing beamforming dictionary matrices for sparse channel estimation using the continuous basis pursuit (CBP) concept is presented, and two novel low-complexity algorithms to exploit channel sparsity for adaptively estimating multipath channel parameters in mmWave channels are proposed.
Abstract: Multiple-input multiple-output (MIMO) systems are well suited for millimeter-wave (mmWave) wireless communications where large antenna arrays can be integrated in small form factors due to tiny wavelengths, thereby providing high array gains while supporting spatial multiplexing, beamforming, or antenna diversity. It has been shown that mmWave channels exhibit sparsity due to the limited number of dominant propagation paths, thus compressed sensing techniques can be leveraged to conduct channel estimation at mmWave frequencies. This paper presents a novel approach of constructing beamforming dictionary matrices for sparse channel estimation using the continuous basis pursuit (CBP) concept, and proposes two novel low-complexity algorithms to exploit channel sparsity for adaptively estimating multipath channel parameters in mmWave channels. We verify the performance of the proposed CBP-based beamforming dictionary and the two algorithms using a simulator built upon a three-dimensional mmWave statistical spatial channel model, NYUSIM, that is based on real-world propagation measurements. Simulation results show that the CBP-based dictionary offers substantially higher estimation accuracy and greater spectral efficiency than the grid-based counterpart introduced by previous researchers, and the algorithms proposed here render better performance but require less computational effort compared with existing algorithms.

81 citations


Journal ArticleDOI
TL;DR: The papers in this special issue offer extensive insights and promising results that address many of the technical challenges that must be solved to usher in the 5G era.
Abstract: Fifth-generation wireless technology, denoted as “5G” by the global wireless communications industry, seeks to accomplish multi-fold increases in key aspects of wireless communication. In conjunction with conventional microwave frequencies, millimeter-wave (mmWave) and THz frequencies and technologies are being investigated by major research institutions and industry. Deliberations are underway by regulatory officials around the world to authorize mmWave and sub-THz spectrum for 5G fixed and mobile applications. In the development of 5G communication systems, new propagation phenomena, novel multi-antenna transmitting architectures, and new mmWave operating frequency bands using much wider channel bandwidths than ever before are proving to be extremely effective ways to dramatically increase the communication data rate of future mobile communication networks. The papers in this special issue offer extensive insights and promising results that address many of the technical challenges that must be solved to usher in the 5G era.

63 citations


Journal ArticleDOI
TL;DR: A novel method for estimation of the receive-side spatial covariance matrix of a channel from a sequence of power measurements made in different angular directions is presented and it is shown that maximum likelihood estimation ofThe covariance Matrix reduces to a non-negative matrix completion problem.
Abstract: The tremendous bandwidth available in the millimeter wave frequencies above 10 GHz have made these bands an attractive candidate for next-generation cellular systems However, reliable communication at these frequencies depends critically on beamforming with very high-dimensional antenna arrays Estimating the channel sufficiently accurately to perform beamforming can be challenging due to both low coherence time and a large number of antennas Also, the measurements used for channel estimation may need to be made with analog beamforming, where the receiver can “look” in only one direction at a time This paper presents a novel method for estimation of the receive-side spatial covariance matrix of a channel from a sequence of power measurements made in different angular directions It is shown that maximum likelihood estimation of the covariance matrix reduces to a non-negative matrix completion problem We show that the non-negative nature of the covariance matrix reduces the number of measurements required when the matrix is low-rank The fast iterative methods are presented to solve the problem Simulations are presented for both single-path and multi-path channels using models derived from real measurements in New York City at 28 GHz

59 citations


Proceedings ArticleDOI
01 Sep 2017
TL;DR: In this article, the authors compare two popular channel models for next generation wireless communications: the 3GPP TR 38.900 Release 14 channel model and the statistical spatial channel model NYUSIM developed by New York University (NYU).
Abstract: Channel models describe how wireless channel parameters behave in a given scenario, and help evaluate link- and system-level performance. A proper channel model should be able to faithfully reproduce the channel parameters obtained in field measurements and accurately predict the spatial and temporal channel impulse response along with large-scale fading. This paper compares two popular channel models for next generation wireless communications: the 3rd Generation Partnership Project (3GPP) TR 38.900 Release 14 channel model and the statistical spatial channel model NYUSIM developed by New York University (NYU). The two channel models employ different modeling approaches in many aspects, such as the line-of-sight probability, path loss, and clustering methodology. Simulations are performed using the two channel models to analyze the channel eigenvalue distribution and spectral efficiency leveraging the analog/digital hybrid beamforming methods found in the literature. Simulation results show that the 3GPP model produces different eigenvalue and spectral efficiency distributions for mmWave bands, as compared to the outcome from NYUSIM that is based on massive amounts of real-world measured data in New York City. This work shows NYUSIM is more accurate for realistic simulations than 3GPP in urban environments.

Proceedings ArticleDOI
21 May 2017
TL;DR: This paper shows how the 3GPP RMa large-scale path loss models were derived for frequencies below 6 GHz, yet they are being asserted for use up to 30 GHz, even though there has not been sufficient work or published data to support their validity at frequencies above 6 GHz or in the mmWave bands.
Abstract: Little research has been done to reliably model millimeter wave (mmWave) path loss in rural macrocell settings, yet, models have been hastily adopted without substantial empirical evidence. This paper studies past rural macrocell (RMa) path loss models and exposes concerns with the current 3rd Generation Partnership Project (3GPP) TR 38.900 (Release 14) RMa path loss models adopted from the International Telecommunications Union — Radiocommunications (ITU-R) Sector. This paper shows how the 3GPP RMa large-scale path loss models were derived for frequencies below 6 GHz, yet they are being asserted for use up to 30 GHz, even though there has not been sufficient work or published data to support their validity at frequencies above 6 GHz or in the mmWave bands. We present the background of the 3GPP RMa path loss models and their use of odd correction factors not suitable for rural scenarios, and show that the multi-frequency close-in free space reference distance (CI) path loss model is more accurate and reliable than current 3GPP and ITU-R RMa models. Using field data and simulations, we introduce a new close-in free space reference distance with height dependent path loss exponent model (CIH), that predicts rural macrocell path loss using an effective path loss exponent that is a function of base station antenna height. This work shows the CI and CIH models can be used from 500 MHz to 100 GHz for rural mmWave coverage and interference analysis, without any discontinuity at 6 GHz as exists in today's 3GPP and ITU-R RMa models.

Journal ArticleDOI
TL;DR: A two-level beamforming architecture for uniform linear arrays is proposed that leverages the formation of two or more spatial lobes for the angles-of-departure and angles- of-arrival even for line-of the-sight (LOS) transmission.
Abstract: Multiple-input multiple-output (MIMO) spatial multiplexing and beamforming are regarded as key technology enablers for the fifth-generation (5G) millimeter wave (mmWave) mobile radio services. Spatial multiplexing requires sufficiently separated and incoherent antenna array elements, while in the case of beamforming, the antenna array elements need to be coherent and closely spaced. Extensive 28-, 60-, and 73-GHz ultra-wideband propagation measurements in cities of New York City and Austin have indicated formation of two or more spatial lobes for the angles-of-departure and angles-of-arrival even for line-of-sight (LOS) transmission, which is an advantageous feature of mmWave channels, indicating that the transmitting and receiving array antenna elements can be co-located, thus enabling a single architecture for both spatial multiplexing and beamforming. In this paper, a two-level beamforming architecture for uniform linear arrays is proposed that leverages the formation of these spatial lobes. The antenna array is composed of sub-arrays, and the impact of sub-array spacing on the spectral efficiency is investigated through simulations using a channel simulator named NYUSIM developed based on extensive measured data at mmWave frequencies. Simulation results indicate spectral efficiencies of 18.5–28.1 bits/s/Hz with a sub-array spacing of 16 wavelengths for an outdoor mmWave urban LOS channel. The spectral efficiencies obtained are for single-user (SU) MIMO transmission at the recently allocated 5G carrier frequencies in July 2016. The method and results in this paper are useful for designing antenna array architectures for 5G wireless systems.

Journal ArticleDOI
TL;DR: Local area measurements using cluster and route scenarios show how the received signal changes as the mobile moves and transitions from LOS to NLOS locations, with reasonably stationary signal levels within clusters.
Abstract: This paper studies radio propagation mechanisms that impact handoffs, air interface design, beam steering, and MIMO for 5G mobile communication systems. Knife edge diffraction (KED) and a creeping wave linear model are shown to predict diffraction loss around typical building objects from 10 to 26 GHz, and human blockage measurements at 73 GHz are shown to fit a double knife-edge diffraction (DKED) model which incorporates antenna gains. Small-scale spatial fading of millimeter wave received signal voltage amplitude is generally Ricean-distributed for both omnidirectional and directional receive antenna patterns under both line-of-sight (LOS) and non-line-of-sight (NLOS) conditions in most cases, although the log-normal distribution fits measured data better for the omnidirectional receive antenna pattern in the NLOS environment. Small-scale spatial autocorrelations of received voltage amplitudes are shown to fit sinusoidal exponential and exponential functions for LOS and NLOS environments, respectively, with small decorrelation distances of 0.27 cm to 13.6 cm (smaller than the size of a handset) that are favorable for spatial multiplexing. Local area measurements using cluster and route scenarios show how the received signal changes as the mobile moves and transitions from LOS to NLOS locations, with reasonably stationary signal levels within clusters. Wideband mmWave power levels are shown to fade from 0.4 dB/ms to 40 dB/s, depending on travel speed and surroundings.

Posted Content
TL;DR: In this paper, a peer-to-peer measurement campaign was conducted with 7-degree, 15-degree and 60-degree half-power beamwidth (HPBW) antenna pairs at 73.5 GHz and with 1 GHz of RF null-to null bandwidth in a heavily populated open square scenario in Brooklyn, New York, to study blockage events caused by typical pedestrian traffic.
Abstract: Rapidly fading channels caused by pedestrians in dense urban environments will have a significant impact on millimeter-wave (mmWave) communications systems that employ electrically-steerable and narrow beamwidth antenna arrays. A peer-to-peer (P2P) measurement campaign was conducted with 7-degree, 15-degree, and 60-degree half-power beamwidth (HPBW) antenna pairs at 73.5 GHz and with 1 GHz of RF null-to-null bandwidth in a heavily populated open square scenario in Brooklyn, New York, to study blockage events caused by typical pedestrian traffic. Antenna beamwidths that range approximately an order of magnitude were selected to gain knowledge of fading events for antennas with different beamwidths since antenna patterns for mmWave systems will be electronically-adjustable. Two simple modeling approaches in the literature are introduced to characterize the blockage events by either a two-state Markov model or a four-state piecewise linear modeling approach. Transition probability rates are determined from the measurements and it is shown that average fade durations with a -5 dB threshold are 299.0 ms for 7-degree HPBW antennas and 260.2 ms for 60-degree HPBW antennas. The four-state piecewise linear modeling approach shows that signal strength decay and rise times are asymmetric for blockage events and that mean signal attenuations (average fade depths) are inversely proportional to antenna HPBW, where 7-degree and 60-degree HPBW antennas resulted in mean signal fades of 15.8 dB and 11.5 dB, respectively. The models presented herein are valuable for extending statistical channel models at mmWave to accurately simulate real-world pedestrian blockage events when designing fifth-generation (5G) wireless systems.

Posted Content
TL;DR: Simulation results show NYUSIM is more accurate for realistic simulations than 3GPP in urban environments, and produces different eigenvalue and spectral efficiency distributions for mmWave bands.
Abstract: Channel models describe how wireless channel parameters behave in a given scenario, and help evaluate link- and system-level performance. A proper channel model should be able to faithfully reproduce the channel parameters obtained in field measurements and accurately predict the spatial and temporal channel impulse response along with large-scale fading. This paper compares two popular channel models for next generation wireless communications: the 3rd Generation Partnership Project (3GPP) TR 38.900 Release 14 channel model and the statistical spatial channel model NYUSIM developed by New York University (NYU). The two channel models employ different modeling approaches in many aspects, such as the line-of-sight probability, path loss, and clustering methodology. Simulations are performed using the two channel models to analyze the channel eigenvalue distribution and spectral efficiency leveraging the analog/digital hybrid beamforming methods found in the literature. Simulation results show that the 3GPP model produces different eigenvalue and spectral efficiency distributions for mmWave bands, as compared to the outcome from NYUSIM that is based on massive amounts of real-world measured data in New York City. This work shows NYUSIM is more accurate for realistic simulations than 3GPP in urban environments.

Posted Content
TL;DR: The penetration loss results presented here are useful for site-specific planning tools that will model indoor mmWave networks, without the need for expensive measurement campaigns.
Abstract: This paper presents millimeter wave (mmWave) penetration loss measurements and analysis at 73 GHz using a wideband sliding correlator channel sounder in an indoor office environment. Penetration loss was measured using a carefully controlled measurement setup for many common indoor building materials such as glass doors, glass windows, closet doors, steel doors, and whiteboard writing walls. Measurements were conducted using narrowbeam transmitter (TX) and receiver (RX) horn antennas that were boresight-aligned with a test material between the antennas. Overall, 21 different locations were measured for 6 different materials such that the same type of material was tested in at least two locations in order to characterize the effect of penetration loss for materials with similar composition. As shown here, attenuation through common materials ranged between 0.8 dB/cm and 9.9 dB/cm for co-polarized antennas, while cross-polarized antennas exhibited similar attenuation for most materials, but up to 23.4 dB/cm of attenuation for others. The penetration loss results presented here are useful for site-specific planning tools that will model indoor mmWave networks, without the need for expensive measurement campaigns.

Proceedings ArticleDOI
21 May 2017
TL;DR: Measured data reveal that the small-scale spatial fading of the received signal voltage amplitude are generally Ricean-distributed for both omnidirectional and directional RX antenna patterns under both LOS and NLOS conditions in most cases, except for the log-normal distribution for the omniddirectional RX antenna pattern in the NLOS environment.
Abstract: This paper presents outdoor wideband small-scale spatial fading and autocorrelation measurements and results in the 73 GHz millimeter-wave (mmWave) band conducted in downtown Brooklyn, New York. Both directional and omnidirectional receiver (RX) antennas are studied. Two pairs of transmitter (TX) and RX locations were tested with one line-of-sight (LOS) and one non-line-of-sight (NLOS) environment, where a linear track was employed at each RX to move the antenna in half-wavelength increments. Measured data reveal that the small-scale spatial fading of the received signal voltage amplitude are generally Ricean-distributed for both omnidirectional and directional RX antenna patterns under both LOS and NLOS conditions in most cases, except for the log-normal distribution for the omnidirectional RX antenna pattern in the NLOS environment. Sinusoidal exponential and typical exponential functions are found to model small-scale spatial autocorrelation of the received signal voltage amplitude in LOS and NLOS environments in most cases, respectively. Furthermore, different decorrelation distances were observed for different RX track orientations, i.e., for different directions of motion relative to the TX. Results herein are valuable for characterizing small-scale spatial fading and autocorrelation properties in multiple-input multiple-output (MIMO) systems for fifth-generation (5G) mmWave frequencies.

Proceedings ArticleDOI
01 Dec 2017
TL;DR: In this article, the authors describe wideband (1 GHz) base station diversity and coordinated multipoint (CoMP)-style large-scale measurements at 73 GHz in an urban microcell open square scenario in downtown Brooklyn, New York on the NYU campus.
Abstract: This paper describes wideband (1 GHz) base station diversity and coordinated multipoint (CoMP)-style large-scale measurements at 73 GHz in an urban microcell open square scenario in downtown Brooklyn, New York on the NYU campus. The measurements consisted of ten random receiver locations at pedestrian level (1.4 meters) and ten random transmitter locations at lamppost level (4.0 meters) that provided 36 individual transmitter-receiver (TX-RX) combinations. For each of the 36 radio links, extensive directional measurements were made to give insights into small-cell base station diversity at millimeter-wave (mmWave) bands. High-gain steerable horn antennas with 7o and 15o half-power beamwidths (HPBW) were used at the transmitter (TX) and receiver (RX), respectively. For each TX-RX combination, the TX antenna was scanned over a 120o sector and the RX antenna was scanned over the entire azimuth plane at the strongest RX elevation plane and two other elevation planes on both sides of the strongest elevation angle, separated by the 15o HPBW. Directional and omnidirectional path loss models were derived and match well with the literature. Signal reception probabilities derived from the measurements for one to five base stations that served a single RX location show significant coverage improvement over all potential beamformed RX antenna pointing angles. CDFs for nearest neighbor and Best-N omnidirectional path loss and cell outage probabilities for directional antennas provide insights into coverage and interference for future mmWave small-cells that will exploit macro-diversity and CoMP.

Proceedings ArticleDOI
05 Jun 2017
TL;DR: This paper presents a Hunting-based Directional Neighbor Discovery scheme, where a node continuously rotates its directional beam to scan its neighborhood for neighbors, and derives the conditions for ensured neighbor discovery, as well as a bound for the worst case discovery time.
Abstract: The directional neighbor discovery problem, i.e., spatial rendezvous, is a fundamental problem in millimeter wave (mmWave) networks. The challenge is how to let the transmitter and receiver beams meet in space under deafness caused by directional transmission and reception. In this paper, we present a Hunting-based Directional Neighbor Discovery (HDND) scheme, where a node continuously rotates its directional beam to scan its neighborhood for neighbors. Through a rigorous analysis, we derive the conditions for ensured neighbor discovery, as well as a bound for the worst case discovery time. We validate the analysis with extensive simulations, and demonstrate the superior performance of the proposed scheme over two benchmark schemes.

Proceedings ArticleDOI
23 Mar 2017
TL;DR: In this article, the authors presented mmWave penetration loss measurements and analysis at 73 GHz using a wideband sliding correlator channel sounder in an indoor office environment, where the authors used a carefully controlled measurement setup for many common indoor building materials such as glass doors, glass windows, closet doors, steel doors, and whiteboard writing walls.
Abstract: This paper presents millimeter wave (mmWave) penetration loss measurements and analysis at 73 GHz using a wideband sliding correlator channel sounder in an indoor office environment. Penetration loss was measured using a carefully controlled measurement setup for many common indoor building materials such as glass doors, glass windows, closet doors, steel doors, and whiteboard writing walls. Measurements were conducted using narrowbeam transmitter (TX) and receiver (RX) horn antennas that were boresight-aligned with a test material between the antennas. Overall, 21 different locations were measured for 6 different materials such that the same type of material was tested in at least two locations in order to characterize the effect of penetration loss for materials with similar composition. As shown here, attenuation through common materials ranged between 0.8 dB/cm and 9.9 dB/cm for co-polarized antennas, while cross-polarized antennas exhibited similar attenuation for most materials, but up to 23.4 dB/cm of attenuation for others. The penetration loss results presented here are useful for site-specific planning tools that will model indoor mmWave networks, without the need for expensive measurement campaigns.

Proceedings ArticleDOI
01 May 2017
TL;DR: In this paper, a millimeter-wave (mmWave) wideband sliding correlator channel sounder with flexibility to operate at various transmission rates is presented, which can transmit and receive up to 1 GHz of RF null-to-null bandwidth while measuring a 2 nanosecond multipath time resolution.
Abstract: This paper presents a millimeter-wave (mmWave) wideband sliding correlator channel sounder with flexibility to operate at various transmission rates. The channel sounder can transmit and receive up to 1 GHz of RF null-to-null bandwidth while measuring a 2 nanosecond multipath time resolution. The system architecture takes advantage of field-programmable gate arrays (FPGAs), high-speed digital-to-analog converters (DACs), and low phase noise Rubidium (Rb) references for synchronization. Using steerable narrowbeam antennas, the system can measure up to 185 dB of path loss. The channel sounder is used to measure the directional and omnidirectional received power as a receiver transitions from line-of-sight to non-line-of-sight conditions down an urban canyon. A 25 dB drop in omnidirectional received power was observed as the receiver transitioned from line-of-sight (LOS) conditions to deeply shadowed non-LOS (NLOS) conditions. The channel sounder was also used to study signal variation and spatial consistency for a local set of receiver locations arranged in a cluster spanning a 5 m × 10 m local area, where the omnidirectional received power in LOS and NLOS environments is found to be relatively stable with standard deviations of received power of 2.2 dB and 4.3 dB, respectively. This work shows that when implementing beamforming at the transmitter at mmWave, the omnidirectional received power over a local area has little fluctuation among receiver locations separated by a few to several meters.

Posted Content
TL;DR: Details and applications of a novel channel simulation software named NYUSIM are presented, which can be used to generate realistic temporal and spatial channel responses to support realistic physical-and link-layer simulations and design for fifth-generation (5G) cellular communications.
Abstract: This paper presents details and applications of a novel channel simulation software named NYUSIM, which can be used to generate realistic temporal and spatial channel responses to support realistic physical- and link-layer simulations and design for fifth-generation (5G) cellular communications. NYUSIM is built upon the statistical spatial channel model for broadband millimeter-wave (mmWave) wireless communication systems developed by researchers at New York University (NYU). The simulator is applicable for a wide range of carrier frequencies (500 MHz to 100 GHz), radio frequency (RF) bandwidths (0 to 800 MHz), antenna beamwidths (7 to 360 degrees for azimuth and 7 to 45 degrees for elevation), and operating scenarios (urban microcell, urban macrocell, and rural macrocell), and also incorporates multiple-input multiple-output (MIMO) antenna arrays at the transmitter and receiver. This paper also provides examples to demonstrate how to use NYUSIM for analyzing MIMO channel conditions and spectral efficiencies, which show that NYUSIM is an alternative and more realistic channel model compared to the 3rd Generation Partnership Project (3GPP) and other channel models for mmWave bands.

Posted Content
TL;DR: In this paper, the authors present outdoor wideband small-scale spatial fading and autocorrelation measurements and results in the 73 GHz millimeter-wave (mmWave) band conducted in downtown Brooklyn, New York.
Abstract: This paper presents outdoor wideband small-scale spatial fading and autocorrelation measurements and results in the 73 GHz millimeter-wave (mmWave) band conducted in downtown Brooklyn, New York. Both directional and omnidirectional receiver (RX) antennas are studied. Two pairs of transmitter (TX) and RX locations were tested with one line-of-sight (LOS) and one non-line-of-sight (NLOS) environment, where a linear track was employed at each RX to move the antenna in half-wavelength increments. Measured data reveal that the small-scale spatial fading of the received signal voltage amplitude are generally Ricean-distributed for both omnidirectional and directional RX antenna patterns under both LOS and NLOS conditions in most cases, except for the log-normal distribution for the omnidirectional RX antenna pattern in the NLOS environment. Sinusoidal exponential and typical exponential functions are found to model small-scale spatial autocorrelation of the received signal voltage amplitude in LOS and NLOS environments in most cases, respectively. Furthermore, different decorrelation distances were observed for different RX track orientations, i.e., for different directions of motion relative to the TX. Results herein are valuable for characterizing small-scale spatial fading and autocorrelation properties in multiple-input multiple-output (MIMO) systems for fifth-generation (5G) mmWave frequencies.

Posted Content
TL;DR: This work shows that when implementing beamforming at the transmitter at mmWave, the omnidirectional received power over a local area has little fluctuation among receiver locations separated by a few to several meters.
Abstract: This paper presents a millimeter-wave (mmWave) wideband sliding correlator channel sounder with flexibility to operate at various transmission rates. The channel sounder can transmit and receive up to 1 GHz of RF null-to-null bandwidth while measuring a 2 nanosecond multipath time resolution. The system architecture takes advantage of field-programmable gate arrays (FPGAs), high-speed digital-to-analog converters (DACs), and low phase noise Rubidium (Rb) references for synchronization. Using steerable narrowbeam antennas, the system can measure up to 185 dB of path loss. The channel sounder is used to measure the directional and omnidirectional received power as a receiver transitions from line-of-sight to non-line-of-sight conditions down an urban canyon. A 25 dB drop in omnidirectional received power was observed as the receiver transitioned from line-of-sight (LOS) conditions to deeply shadowed non-LOS (NLOS) conditions. The channel sounder was also used to study signal variation and spatial consistency for a local set of receiver locations arranged in a cluster spanning a 5 m x 10 m local area, where the omnidirectional received power in LOS and NLOS environments is found to be relatively stable with standard deviations of received power of 2.2 dB and 4.3 dB, respectively. This work shows that when implementing beamforming at the transmitter at mmWave, the omnidirectional received power over a local area has little fluctuation among receiver locations separated by a few to several meters.

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TL;DR: In this paper, the authors describe wideband (1 GHz) base station diversity and coordinated multipoint (CoMP)-style large-scale measurements at 73 GHz in an urban microcell open square scenario in downtown Brooklyn, New York on the NYU campus.
Abstract: This paper describes wideband (1 GHz) base station diversity and coordinated multipoint (CoMP)-style large-scale measurements at 73 GHz in an urban microcell open square scenario in downtown Brooklyn, New York on the NYU campus. The measurements consisted of ten random receiver locations at pedestrian level (1.4 meters) and ten random transmitter locations at lamppost level (4.0 meters) that provided 36 individual transmitter-receiver (TX-RX) combinations. For each of the 36 radio links, extensive directional measurements were made to give insights into small-cell base station diversity at millimeter-wave (mmWave) bands. High-gain steerable horn antennas with 7-degree and 15-degree half-power beamwidths (HPBW) were used at the transmitter (TX) and receiver (RX), respectively. For each TX-RX combination, the TX antenna was scanned over a 120-degree sector and the RX antenna was scanned over the entire azimuth plane at the strongest RX elevation plane and two other elevation planes on both sides of the strongest elevation angle, separated by the 15-degree HPBW. Directional and omnidirectional path loss models were derived and match well with the literature. Signal reception probabilities derived from the measurements for one to five base stations that served a single RX location show significant coverage improvement over all potential beamformed RX antenna pointing angles. CDFs for nearest neighbor and Best-N omnidirectional path loss and cell outage probabilities for directional antennas provide insights into coverage and interference for future mmWave small-cells that will exploit macro-diversity and CoMP.

Journal ArticleDOI
TL;DR: The results show that the proposed MC-MC-CDMA system clearly outperforms both single-code multicarrier CDMA (MC- CDMA) and single-carrier multi-code CDMA in a fixed bandwidth allocation, indicating that MC- MC-CDma can be considered for next generation cellular systems.
Abstract: A new multi-code multicarrier code division multiple access (MC-MC-CDMA) system is proposed and analyzed in a frequency selective fading channel. By allowing each user to transmit an M-ary code sequence, the proposed MC-MC-CDMA system can support various data rates as required by next generation standards without increasing the interference which is common in general multicarrier CDMA systems. The bit error rate of the system is analytically derived in frequency selective fading, with Gaussian noise and multiple access interference. The results show that the proposed MC-MC-CDMA system clearly outperforms both single-code multicarrier CDMA (MC-CDMA) and single-carrier multi-code CDMA in a fixed bandwidth allocation. This indicates that MC-MC-CDMA can be considered for next generation cellular systems.

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TL;DR: In this paper, a beamforming dictionary matrices for sparse channel estimation using the continuous basis pursuit (CBP) concept is presented, and two low-complexity algorithms are proposed to exploit channel sparsity for adaptively estimating multipath channel parameters in mmWave channels.
Abstract: Multiple-input multiple-output (MIMO) systems are well suited for millimeter-wave (mmWave) wireless communications where large antenna arrays can be integrated in small form factors due to tiny wavelengths, thereby providing high array gains while supporting spatial multiplexing, beamforming, or antenna diversity. It has been shown that mmWave channels exhibit sparsity due to the limited number of dominant propagation paths, thus compressed sensing techniques can be leveraged to conduct channel estimation at mmWave frequencies. This paper presents a novel approach of constructing beamforming dictionary matrices for sparse channel estimation using the continuous basis pursuit (CBP) concept, and proposes two novel low-complexity algorithms to exploit channel sparsity for adaptively estimating multipath channel parameters in mmWave channels. We verify the performance of the proposed CBP-based beamforming dictionary and the two algorithms using a simulator built upon a three-dimensional mmWave statistical spatial channel model, NYUSIM, that is based on real-world propagation measurements. Simulation results show that the CBP-based dictionary offers substantially higher estimation accuracy and greater spectral efficiency than the grid-based counterpart introduced by previous researchers, and the algorithms proposed here render better performance but require less computational effort compared with existing algorithms.

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TL;DR: In this paper, the authors present the background of the 3GPP RMa path loss models and their use of odd correction factors not suitable for rural scenarios, and show that the multi-frequency close-in free space reference distance (CI) path loss model is more accurate and reliable than current 3GEPP and ITU-R RMa models.
Abstract: Little research has been done to reliably model millimeter wave (mmWave) path loss in rural macrocell settings, yet, models have been hastily adopted without substantial empirical evidence. This paper studies past rural macrocell (RMa) path loss models and exposes concerns with the current 3rd Generation Partnership Project (3GPP) TR 38.900 (Release 14) RMa path loss models adopted from the International Telecommunications Union - Radiocommunications (ITU-R) Sector. This paper shows how the 3GPP RMa large-scale path loss models were derived for frequencies below 6 GHz, yet they are being asserted for use up to 30 GHz, even though there has not been sufficient work or published data to support their validity at frequencies above 6 GHz or in the mmWave bands. We present the background of the 3GPP RMa path loss models and their use of odd correction factors not suitable for rural scenarios, and show that the multi-frequency close-in free space reference distance (CI) path loss model is more accurate and reliable than current 3GPP and ITU-R RMa models. Using field data and simulations, we introduce a new close-in free space reference distance with height dependent path loss exponent model (CIH), that predicts rural macrocell path loss using an effective path loss exponent that is a function of base station antenna height. This work shows the CI and CIH models can be used from 500 MHz to 100 GHz for rural mmWave coverage and interference analysis, without any discontinuity at 6 GHz as exists in today's 3GPP and ITU-R RMa models.