Theodore S. Rappaport

Bio: Theodore S. Rappaport is an academic researcher from New York University. The author has contributed to research in topics: Path loss & Multipath propagation. The author has an hindex of 112, co-authored 490 publications receiving 68853 citations. Previous affiliations of Theodore S. Rappaport include University of Waterloo & University of Texas at Austin.

A Millimeter-Wave Channel Simulator NYUSIM with Spatial Consistency and Human Blockage

Abstract: Accurate channel modeling and simulation are indispensable for millimeter-wave wideband communication systems that employ electrically- steerable and narrow beam antenna arrays. Three important channel modeling components, spatial consistency, human blockage, and outdoor-to-indoor penetration loss, were proposed in the 3rd Generation Partnership Project Release 14 for mmWave communication system design. This paper presents NYUSIM 2.0, an improved channel simulator which can simulate spatially consistent channel realizations based on the existing drop-based channel simulator NYUSIM 1.6.1. A geometry-based approach using multiple reflection surfaces is proposed to generate spatially correlated and time-variant channel coefficients. Using results from 73 GHz pedestrian measurements for human blockage, a four-state Markov model has been implemented in NYUSIM to simulate dynamic human blockage shadowing loss. To model the excess path loss due to penetration into buildings, a parabolic model for outdoor-to-indoor penetration loss has been adopted from the 5G Channel Modeling special interest group and implemented in NYUSIM 2.0. This paper demonstrates how these new modeling capabilities reproduce realistic data when implemented in Monte Carlo fashion using NYUSIM 2.0, making it a valuable measurement-based channel simulator for fifth-generation and beyond mmWave communication system design and evaluation.

Indoor and Outdoor 5G Diffraction Measurements and Models at 10, 20, and 26 GHz

Abstract: This paper presents diffraction measurements, analysis, and signal strength prediction models around objects such as corners, pillars, and irregular objects, at 10, 20, and 26 GHz. The diffraction measurements were conducted indoors and outdoors by using a continuous wave (CW) channel sounder with three pairs of identical directional horn antennas at the transmitter and receiver. The measurement results are compared with theoretical predictions based on the Knife Edge Diffraction (KED) in order to determine how well the theoretical model compares to real-world measurements. The KED model is shown to work well for indoor environments, and an empirical linear model with a fixed reference point is also presented and provides a better fit to the measured data around rounded corners in the outdoor environment. Diffraction loss is shown to increase with frequency in outdoor scenarios, but less so inside buildings due to reflection and transmission between walls. The model validation and new models will be useful for designing and calibrating ray-tracers and other wireless network simulators by simulating potential channel loss from diffraction around objects and understanding the impact of diffraction at centimeter-wave and millimeter-wave frequencies in indoor and outdoor environments.

Globally optimal transmitter placement for indoor wireless communication systems

Abstract: A global optimization technique is applied to solve the optimal transmitter placement problem for indoor wireless systems. An efficient pattern search algorithm - DIviding RECTangles (DIRECT) of Jones et al.- has been connected to a parallel three-dimensional radio propagation ray tracing modeler running on a 200-node Beowulf cluster of Linux workstations. Surrogate functions for a parallel wideband code-division multiple-access (WCDMA) simulator were used to estimate the system performance for the global optimization algorithm. Power coverage and bit-error rate are considered as two different criteria for optimizing locations of a specified number of transmitters across the feasible region of the design space. This paper briefly describes the underlying radio propagation and WCDMA simulations and focuses on the design issues of the optimization loop.

Local Multipath Model Parameters for Generating 5G Millimeter-Wave 3GPP-like Channel Impulse Response

Abstract: This paper presents 28 GHz and 73 GHz empirically-derived large-scale and small-scale channel model parameters that characterize average temporal and angular properties of multipaths. Omnidirectional azimuth scans at both the transmitter and receiver used high gain directional antennas, from which global 3GPP modeling parameters for the mean global azimuth and zenith spreads of arrival were found to be 22 degrees and 6.2 degrees at 28 GHz, and 37.1 degrees and 3.8 degrees at 73 GHz, respectively, in non-line of sight (NLOS). Small-scale spatial measurements at 28 GHz reveal a mean cross-polar ratio for individual multipath components of 29.7 dB and 16.7 dB in line of sight and NLOS, respectively. Small-scale parameters extracted using the KPowerMeans algorithm yielded on average 5.3 and 4.6 clusters at 28 GHz and 73 GHz, respectively, in NLOS. The time cluster - spatial lobe (TCSL) modeling approach uses an alternative physically-based binning procedure and recreates 3GPP model parameters to generate channel impulse responses, as well as new parameters like the RMS lobe angular spreads useful in quantifying millimeter-wave directionality. The TCSL algorithm faithfully reproduces first- and second-order statistics of measured millimeter-wave channels.

Analytical Framework of Hybrid Beamforming in Multi-Cell Millimeter-Wave Systems

Abstract: Multi-cell wireless systems usually encounter both intra-cell and inter-cell interference, which can be mitigated via coordinated multipoint (CoMP) transmission. Previous works on multi-cell analysis in the microwave band generally consider fully digital beamforming, requiring a complete radio-frequency chain behind each antenna. This is practically infeasible for millimeter-wave (mmWave) systems where large amounts of antennas are necessary to provide sufficient gain and to enable transmission/reception of multiple streams to/from a user. This paper provides a general methodology to analytically compute the expected per-cell spectral efficiency of an mmWave multi-cell single-stream system using phase-shifter-based analog beamforming and regularized zero-forcing digital beamforming. Four analog–digital hybrid beamforming techniques for multi-cell multi-stream mmWave communication are proposed, assuming that base stations in different cells can share channel state information to cooperatively transmit signals to their home-cell users. Spectral efficiency of the proposed hybrid beamforming approaches is investigated and compared using two channel models suitable for fifth-generation cellular systems, namely the 3rd Generation Partnership Project model and the NYUSIM model. Numerical results show that the benefits of base station coordination (as compared with the non-CoMP case) are governed by the underlying propagation model, and the aggregate interference levels proportional to the cell radius and number of users per cell. We show that in sparse channels, non-CoMP approaches exceed CoMP (coordinated beamforming) performance.

I and i

Abstract: There is, I think, something ethereal about i —the square root of minus one. I remember first hearing about it at school. It seemed an odd beast at that time—an intruder hovering on the edge of reality. Usually familiarity dulls this sense of the bizarre, but in the case of i it was the reverse: over the years the sense of its surreal nature intensified. It seemed that it was impossible to write mathematics that described the real world in …

Cooperative diversity in wireless networks: Efficient protocols and outage behavior

Abstract: We develop and analyze low-complexity cooperative diversity protocols that combat fading induced by multipath propagation in wireless networks. The underlying techniques exploit space diversity available through cooperating terminals' relaying signals for one another. We outline several strategies employed by the cooperating radios, including fixed relaying schemes such as amplify-and-forward and decode-and-forward, selection relaying schemes that adapt based upon channel measurements between the cooperating terminals, and incremental relaying schemes that adapt based upon limited feedback from the destination terminal. We develop performance characterizations in terms of outage events and associated outage probabilities, which measure robustness of the transmissions to fading, focusing on the high signal-to-noise ratio (SNR) regime. Except for fixed decode-and-forward, all of our cooperative diversity protocols are efficient in the sense that they achieve full diversity (i.e., second-order diversity in the case of two terminals), and, moreover, are close to optimum (within 1.5 dB) in certain regimes. Thus, using distributed antennas, we can provide the powerful benefits of space diversity without need for physical arrays, though at a loss of spectral efficiency due to half-duplex operation and possibly at the cost of additional receive hardware. Applicable to any wireless setting, including cellular or ad hoc networks-wherever space constraints preclude the use of physical arrays-the performance characterizations reveal that large power or energy savings result from the use of these protocols.

Cognitive radio: brain-empowered wireless communications

Abstract: Cognitive radio is viewed as a novel approach for improving the utilization of a precious natural resource: the radio electromagnetic spectrum. The cognitive radio, built on a software-defined radio, is defined as an intelligent wireless communication system that is aware of its environment and uses the methodology of understanding-by-building to learn from the environment and adapt to statistical variations in the input stimuli, with two primary objectives in mind: /spl middot/ highly reliable communication whenever and wherever needed; /spl middot/ efficient utilization of the radio spectrum. Following the discussion of interference temperature as a new metric for the quantification and management of interference, the paper addresses three fundamental cognitive tasks. 1) Radio-scene analysis. 2) Channel-state estimation and predictive modeling. 3) Transmit-power control and dynamic spectrum management. This work also discusses the emergent behavior of cognitive radio.

An application-specific protocol architecture for wireless microsensor networks

Abstract: Networking together hundreds or thousands of cheap microsensor nodes allows users to accurately monitor a remote environment by intelligently combining the data from the individual nodes. These networks require robust wireless communication protocols that are energy efficient and provide low latency. We develop and analyze low-energy adaptive clustering hierarchy (LEACH), a protocol architecture for microsensor networks that combines the ideas of energy-efficient cluster-based routing and media access together with application-specific data aggregation to achieve good performance in terms of system lifetime, latency, and application-perceived quality. LEACH includes a new, distributed cluster formation technique that enables self-organization of large numbers of nodes, algorithms for adapting clusters and rotating cluster head positions to evenly distribute the energy load among all the nodes, and techniques to enable distributed signal processing to save communication resources. Our results show that LEACH can improve system lifetime by an order of magnitude compared with general-purpose multihop approaches.