Reconfigurable intelligent surfaces (RISs) are an emerging transmission technology for application to wireless communications. RISs can be realized in different ways, which include (i) large arrays of inexpensive antennas that are usually spaced half of the wavelength apart; and (ii) metamaterial-based planar or conformal large surfaces whose scattering elements have sizes and inter-distances much smaller than the wavelength. Compared with other transmission technologies, e.g., phased arrays, multi-antenna transmitters, and relays, RISs require the largest number of scattering elements, but each of them needs to be backed by the fewest and least costly components. Also, no power amplifiers are usually needed. For these reasons, RISs constitute a promising software-defined architecture that can be realized at reduced cost, size, weight, and power (C-SWaP design), and are regarded as an enabling technology for realizing the emerging concept of smart radio environments (SREs). In this paper, we (i) introduce the emerging research field of RIS-empowered SREs; (ii) overview the most suitable applications of RISs in wireless networks; (iii) present an electromagnetic-based communication-theoretic framework for analyzing and optimizing metamaterial-based RISs; (iv) provide a comprehensive overview of the current state of research; and (v) discuss the most important research issues to tackle. Owing to the interdisciplinary essence of RIS-empowered SREs, finally, we put forth the need of reconciling and reuniting C. E. Shannon’s mathematical theory of communication with G. Green’s and J. C. Maxwell’s mathematical theories of electromagnetism for appropriately modeling, analyzing, optimizing, and deploying future wireless networks empowered by RISs.

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Smart Radio Environments Empowered by Reconfigurable Intelligent Surfaces: How It Works, State of Research, and The Road Ahead

What is a reconfigurable intelligent surface? What is a smart radio environment? What is a metasurface? How do metasurfaces work and how to model them? How to reconcile the mathematical theories of communication and electromagnetism? What are the most suitable uses and applications of reconfigurable intelligent surfaces in wireless networks? What are the most promising smart radio environments for wireless applications? What is the current state of research? What are the most important and challenging research issues to tackle? 
These are a few of the many questions that we investigate in this short opus, which has the threefold objective of introducing the emerging research field of smart radio environments empowered by reconfigurable intelligent surfaces, putting forth the need of reconciling and reuniting C. E. Shannon's mathematical theory of communication with G. Green's and J. C. Maxwell's mathematical theories of electromagnetism, and reporting pragmatic guidelines and recipes for employing appropriate physics-based models of metasurfaces in wireless communications.

Smart Radio Environments Empowered by Reconfigurable Intelligent Surfaces: How it Works, State of Research, and Road Ahead.

This paper presents a literature review on recent applications and design aspects of the intelligent reflecting surface (IRS) in the future wireless networks. Conventionally, the network optimization has been limited to transmission control at two endpoints, i.e., end users and network controller. The fading wireless channel is uncontrollable and becomes one of the main limiting factors for performance improvement. The IRS is composed of a large array of scattering elements, which can be individually configured to generate additional phase shifts to the signal reflections. Hence, it can actively control the signal propagation properties in favor of signal reception, and thus realize the notion of a smart radio environment. As such, the IRS’s phase control, combined with the conventional transmission control, can potentially bring performance gain compared to wireless networks without IRS. In this survey, we first introduce basic concepts of the IRS and the realizations of its reconfigurability. Then, we focus on applications of the IRS in wireless communications. We overview different performance metrics and analytical approaches to characterize the performance improvement of IRS-assisted wireless networks. To exploit the performance gain, we discuss the joint optimization of the IRS’s phase control and the transceivers’ transmission control in different network design problems, e.g., rate maximization and power minimization problems. Furthermore, we extend the discussion of IRS-assisted wireless networks to some emerging use cases. Finally, we highlight important practical challenges and future research directions for realizing IRS-assisted wireless networks in beyond 5G communications.

Toward Smart Wireless Communications via Intelligent Reflecting Surfaces: A Contemporary Survey

Providing ubiquitous connectivity to diverse device types is the key challenge for 5G and beyond 5G (B5G). Unmanned aerial vehicles (UAVs) are expected to be an important component of the upcoming wireless networks that can potentially facilitate wireless broadcast and support high rate transmissions. Compared to the communications with fixed infrastructure, UAV has salient attributes, such as flexible deployment, strong line-of-sight connection links, and additional design degrees of freedom with the controlled mobility. In this paper, a comprehensive survey on UAV communication toward 5G/B5G wireless networks is presented. We first briefly introduce essential background and the space–air–ground integrated networks, as well as discuss related research challenges faced by the emerging integrated network architecture. We then provide an exhaustive review of various 5G techniques based on UAV platforms, which we categorize by different domains, including physical layer, network layer, and joint communication, computing, and caching. In addition, a great number of open research problems are outlined and identified as possible future research directions.

UAV Communications for 5G and Beyond: Recent Advances and Future Trends

In intelligent reflecting surface (IRS) assisted communication systems, the acquisition of channel state information is a crucial impediment for achieving the beamforming gain of IRS because of the considerable overhead required for channel estimation Specifically, under the current beamforming design for IRS-assisted communications, in total $KMN+KM$ channel coefficients should be estimated, where $K$ , $N$ and $M$ denote the numbers of users, IRS reflecting elements, and antennas at the base station (BS), respectively For the first time in the literature, this paper points out that despite the vast number of channel coefficients that should be estimated, significant redundancy exists in the user-IRS-BS reflected channels of different users arising from the fact that each IRS element reflects the signals from all the users to the BS via the same channel To utilize this redundancy for reducing the channel estimation time, we propose a novel three-phase pilot-based channel estimation framework for IRS-assisted uplink multiuser communications, in which the user-BS direct channels and the user-IRS-BS reflected channels of a typical user are estimated in Phase I and Phase II, respectively, while the user-IRS-BS reflected channels of the other users are estimated with low overhead in Phase III via leveraging their strong correlation with those of the typical user Under this framework, we analytically prove that a time duration consisting of $K+N+\max (K-1,\lceil (K-1)N/M \rceil)$ pilot symbols is sufficient for perfectly recovering all the $KMN+KM$ channel coefficients under the case without receiver noise at the BS Further, under the case with receiver noise, the user pilot sequences, IRS reflecting coefficients, and BS linear minimum mean-squared error channel estimators are characterized in closed-form

Channel Estimation for Intelligent Reflecting Surface Assisted Multiuser Communications: Framework, Algorithms, and Analysis

Reconfigurable intelligent surfaces (RISs), also known as intelligent reflecting surfaces (IRSs), or large intelligent surfaces (LISs), 1 have received significant attention for their potential to enhance the capacity and coverage of wireless networks by smartly reconfiguring the wireless propagation environment. Therefore, RISs are considered a promising technology for the sixth-generation (6G) of communication networks. In this context, we provide a comprehensive overview of the state-of-the-art on RISs, with focus on their operating principles, performance evaluation, beamforming design and resource management, applications of machine learning to RIS-enhanced wireless networks, as well as the integration of RISs with other emerging technologies. We describe the basic principles of RISs both from physics and communications perspectives, based on which we present performance evaluation of multiantenna assisted RIS systems. In addition, we systematically survey existing designs for RIS-enhanced wireless networks encompassing performance analysis, information theory, and performance optimization perspectives. Furthermore, we survey existing research contributions that apply machine learning for tackling challenges in dynamic scenarios, such as random fluctuations of wireless channels and user mobility in RIS-enhanced wireless networks. Last but not least, we identify major issues and research opportunities associated with the integration of RISs and other emerging technologies for applications to next-generation networks. 1 Without loss of generality, we use the name of RIS in the remainder of this paper.

https://hal.archives-ouvertes.fr/hal-03357962/document

Reconfigurable Intelligent Surfaces: Principles and Opportunities

Reconfigurable intelligent surfaces (RISs) constitute a promising performance enhancement for next-generation (NG) wireless networks in terms of enhancing both their spectral efficiency (SE) and energy efficiency (EE). We conceive a system for serving paired power-domain non-orthogonal multiple access (NOMA) users by designing the passive beamforming weights at the RISs. In an effort to evaluate the network performance, we first derive the best-case and worst-case of new channel statistics for characterizing the effective channel gains. Then, we derive the best-case and worst-case of our closed-form expressions derived both for the outage probability and for the ergodic rate of the prioritized user. For gleaning further insights, we investigate both the diversity orders of the outage probability and the high-signal-to-noise (SNR) slopes of the ergodic rate. We also derive both the SE and EE of the proposed network. Our analytical results demonstrate that the base station (BS)-user links have almost no impact on the diversity orders attained when the number of RISs is high enough. Numerical results are provided for confirming that: i) the high-SNR slope of the RIS-aided network is one; ii) the proposed RIS-aided NOMA network has superior network performance compared to its orthogonal counterpart.

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Reconfigurable Intelligent Surface Aided NOMA Networks

This paper investigates the multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) assisted unmanned aerial vehicles (UAVs) networks. By utilizing a stochastic geometry model, a new 3-D UAV framework for providing wireless service to randomly roaming NOMA users has been proposed. In an effort to evaluate the performance of the proposed framework, we derive analytical expressions for the outage probability and the ergodic rate of MIMO-NOMA enhanced UAV networks. We examine tractable upper bounds for the whole proposed framework, with deriving asymptotic results for scenarios that transmit power of interference sources being proportional or being fixed to the UAV. For obtaining more insights for the proposed framework, we investigate the diversity order and high signal-to-noise slope of MIMO-NOMA assisted UAV networks. Our results confirm that: 1) Outage probability of NOMA enhanced UAV networks is affected to a large extent by the targeted transmission rates and power allocation factors of NOMA users and 2) For the case that the interference power is proportional to the UAV power, there are error floors for the outage probabilities.

Multiple Antenna Aided NOMA in UAV Networks: A Stochastic Geometry Approach

Reconfigurable intelligent surfaces (RISs) constitute a promising performance enhancement for next-generation (NG) wireless networks in terms of enhancing both their spectrum efficiency (SE) and energy efficiency (EE). We conceive a system for serving paired power-domain non-orthogonal multiple access (NOMA) users by designing the passive beamforming weights at the RISs. In an effort to evaluate the network performance, we first derive the best-case and worst-case of new channel statistics for characterizing the effective channel gains. Then, we derive the best-case and worst-case of our closed-form expressions derived both for the outage probability and for the ergodic rate of the prioritized user. For gleaning further insights, we investigate both the diversity orders of the outage probability and the high-signal-to-noise (SNR) slopes of the ergodic rate. We also derive both the SE and EE of the proposed network. Our analytical results demonstrate that the base station (BS)-user links have almost no impact on the diversity orders attained when the number of RISs is high enough. Numerical results are provided for confirming that: i) the high-SNR slope of the RIS-aided network is one; ii) the proposed RIS-aided NOMA network has superior network performance compared to its orthogonal counterpart.

Reconfigurable intelligent surface (RIS) technique stands as a promising signal enhancement or signal cancellation technique for next generation networks. We design a novel passive beamforming weight at RISs in a multiple-input multiple-output (MIMO) non-orthogonal multiple access (NOMA) network for simultaneously serving paired users, where a signal cancellation based (SCB) design is employed. In order to implement the proposed SCB design, we first evaluate the minimal required number of RISs in both the diffuse scattering and anomalous reflector scenarios. Then, new channel statistics are derived for characterizing the effective channel gains. In order to evaluate the network’s performance, we derive the closed-form expressions both for the outage probability (OP) and for the ergodic rate (ER). The diversity orders as well as the high-signal-to-noise-ratio (SNR) slopes are derived for engineering insights. Moreover, the network’s performance of a finite resolution design has been evaluated. Our analytical results demonstrate that: i) the inter-cluster interference can be eliminated with the aid of large number of RIS elements; ii) the line-of-sight of the BS-RIS and RIS-user links are required for the diffuse scattering scenario, whereas the LoS links are not required for the anomalous reflector scenario.

Tianwei Hou

Papers

Reconfigurable Intelligent Surfaces: Principles and Opportunities

Reconfigurable Intelligent Surface Aided NOMA Networks

Multiple Antenna Aided NOMA in UAV Networks: A Stochastic Geometry Approach

Reconfigurable Intelligent Surface Aided NOMA Networks

MIMO-NOMA Networks Relying on Reconfigurable Intelligent Surface: A Signal Cancellation-Based Design