Showing papers in "Ecology and Society in 2013"

Framing Sustainability in a Telecoupled World

Abstract: Interactions between distant places are increasingly widespread and influential, often leading to unexpected outcomes with profound implications for sustainability. Numerous sustainability studies have been conducted within a particular place with little attention to the impacts of distant interactions on sustainability in multiple places. Although distant forces have been studied, they are usually treated as exogenous variables and feedbacks have rarely been considered. To understand and integrate various distant interactions better, we propose an integrated framework based on telecoupling, an umbrella concept that refers to socioeconomic and environmental interactions over distances. The concept of telecoupling is a logical extension of research on coupled human and natural systems, in which interactions occur within particular geographic locations. The telecoupling framework contains five major interrelated components, i.e., coupled human and natural systems, flows, agents, causes, and effects. We illustrate the framework using two examples of distant interactions associated with trade of agricultural commodities and invasive species, highlight the implications of the framework, and discuss research needs and approaches to move research on telecouplings forward. The framework can help to analyze system components and their interrelationships, identify research gaps, detect hidden costs and untapped benefits, provide a useful means to incorporate feedbacks as well as trade-offs and synergies across multiple systems (sending, receiving, and spillover systems), and improve the understanding of distant interactions and the effectiveness of policies for socioeconomic and environmental sustainability from local to global levels.

Cultural Ecosystem Services: A Literature Review and Prospects for Future Research

Abstract: Cultural ecosystem services constitute a growing field of research that is characterized by an increasing number of publications from various academic disciplines. We conducted a semiquantitative review of publications explicitly dealing with cultural ecosystem services. Our aims were: (1) to provide an overview of the current state of research, (2) to classify the diversity of research approaches by identifying clusters of publications that address cultural ecosystem services in similar ways, and (3) to highlight some important challenges for the future of cultural ecosystem services research. We reviewed 107 publications and extracted 20 attributes describing their type and content, including methods, scales, drivers of change, and trade-offs between services. Using a cluster analysis on a subset of attributes we identified five groups of publications: Group 1, conceptual focus, deals with theoretical issues; Group 2, descriptive reviews, consists mostly of desktop studies; Group 3, localized outcomes, deals with case studies coming from different disciplines; Group 4, social and participatory, deals mainly with assessing preferences and perceptions; and Group 5, economic assessments, provides economic valuations. Emerging themes in cultural ecosystem services research relate to improving methods for cultural ecosystem services valuation, studying cultural ecosystem services in the context of ecosystem service bundles, and more clearly articulating policy implications. Based on our findings, we conclude that: (1) cultural ecosystem services are well placed as a tool to bridge gaps between different academic disciplines and research communities, (2) capitalizing on the societal relevance of cultural ecosystem services could help address real-world problems, and (3) cultural ecosystem services have the potential to foster new conceptual links between alternative logics relating to a variety of social and ecological issues.

A Theory of Transformative Agency in Linked Social-Ecological Systems

Abstract: We reviewed the literature on leadership in linked social-ecological systems and combined it with the literature on institutional entrepreneurship in complex adaptive systems to develop a new theory of transformative agency in linked social- ecological systems. Although there is evidence of the importance of strategic agency in introducing innovation and transforming approaches to management and governance of such systems, there is no coherent theory to explain the wide diversity of strategies identified. Using Holling's adaptive cycle as a model of phases present in innovation and transformation of resilient social- ecological systems, overlaid by Dorado's model of opportunity context (opaque, hazy, transparent) in complex adaptive systems, we propose a more coherent theory of strategic agency, which links particular strategies, on the part of transformative agents, to phases of system change.

Comparison of Frameworks for Analyzing Social-ecological Systems

Abstract: In this paper we compare 10 established frameworks for analyzing social-ecological systems. We limited ourselves to frameworks that were explicitly designed to be used by a wider community of researchers and practitioners. Although all these frameworks seem to have emerged from the need for concepts that permit structured, interdisciplinary reasoning about complex problems in social-ecological systems, they differ significantly with respect to contextual and structural criteria, such as conceptualization of the ecological and social systems and their interrelation. It appears that three main criteria suffice to produce a classification of frameworks that may be used as a decision tree when choosing a framework for analysis. These criteria are (i) whether a framework conceptualizes the relationship between the social and ecological systems as being uni- or bidirectional; (ii) whether it takes an anthropocentric or an ecocentric perspective on the ecological system; and (iii) whether it is an action-oriented or an analysis-oriented framework.

Aligning Key Concepts for Global Change Policy: Robustness, Resilience, and Sustainability

Abstract: Globalization, the process by which local social-ecological systems (SESs) are becoming linked in a global network, presents policy scientists and practitioners with unique and difficult challenges. Although local SESs can be extremely complex, when they become more tightly linked in the global system, complexity increases very rapidly as multi-scale and multi-level processes become more important. Here, we argue that addressing these multi-scale and multi-level challenges requires a collection of theories and models. We suggest that the conceptual domains of sustainability, resilience, and robustness provide a sufficiently rich collection of theories and models, but overlapping definitions and confusion about how these conceptual domains articulate with one another reduces their utility. We attempt to eliminate this confusion and illustrate how sustainability, resilience, and robustness can be used in tandem to address the multi-scale and multi-level challenges associated with global change.

Traditional Ecological Knowledge and Global Environmental Change: Research findings and policy implications.

Abstract: This paper introduces the special feature of Ecology and Society entitled "Traditional Ecological Knowledge and Global Environmental Change. The special feature addresses two main research themes. The first theme concerns the resilience of Traditional Ecological Knowledge (hereafter TEK) and the conditions that might explain its loss or persistence in the face of global change. The second theme relates to new findings regarding the way in which TEK strengthens community resilience to respond to the multiple stressors of global environmental change. Those themes are analyzed using case studies from Africa, Asia, America and Europe. Theoretical insights and empirical findings from the studies suggest that despite the generalized worldwide trend of TEK erosion, substantial pockets of TEK persist in both developing and developed countries. A common trend on the studies presented here is hybridization, where traditional knowledge, practices, and beliefs are merged with novel forms of knowledge and technologies to create new knowledge systems. The findings also reinforce previous hypotheses pointing at the importance of TEK systems as reservoirs of experiential knowledge that can provide important insights for the design of adaptation and mitigation strategies to cope with global environmental change. Based on the results from papers in this feature, we discuss policy directions that might help to promote maintenance and restoration of living TEK systems as sources of social-ecological resilience.

An Operational framework for defining and monitoring forest degradation

Abstract: Forest degradation is broadly defined as a reduction in the capacity of a forest to produce ecosystem services such as carbon storage and wood products as a result of anthropogenic and environmental changes. The main causes of degradation include unsustainable logging, agriculture, invasive species, fire, fuelwood gathering, and livestock grazing. Forest degradation is widespread and has become an important consideration in global policy processes that deal with biodiversity, climate change, and forest management. There is, however, no generally recognized way to identify a degraded forest because perceptions of forest degradation vary depending on the cause, the particular goods or services of interest, and the temporal and spatial scales considered. Here, we suggest that there are types of forest degradation that produce a continuum of decline in provision of ecosystem services, from those in primary forests through various forms of managed forests to deforestation. Forest degradation must be measured against a desired baseline condition, and the types of degradation can be represented using five criteria that relate to the drivers of degradation, loss of ecosystem services and sustainable management, including: productivity, biodiversity, unusual disturbances, protective functions, and carbon storage. These criteria are not meant to be equivalent and some might be considered more important than others, depending on the local forest management objectives. We propose a minimum subset of seven indicators for the five criteria that should be assessed to determine forest degradation under a sustainable ecosystem management regime. The indicators can be remotely sensed (although improving calibration requires ground work) and aggregated from stand to management unit or landscape levels and ultimately to sub-national and national scales.

Economic Factors Affecting Diversified Farming Systems

Abstract: In response to a shift toward specialization and mechanization during the 20th century, there has been momentum on the part of a vocal contingent of consumers, producers, researchers, and policy makers who call for a transition toward a new model of agriculture. This model employs fewer synthetic inputs, incorporates practices which enhance biodiversity and environmental services at local, regional, and global scales, and takes into account the social implications of production practices, market dynamics, and product mixes. Within this vision, diversified farming systems (DFS) have emerged as a model that incorporates functional biodiversity at multiple temporal and spatial scales to maintain ecosystem services critical to agricultural production. Our aim is to provide an economists’ perspective on the factors which make diversified farming systems (DFS) economically attractive, or not-so-attractive, to farmers, and to discuss the potential for and roadblocks to widespread adoption. We focus on how a range of existing and emerging factors drive profitability and adoption of DFS. We believe that, in order for DFS to thrive, a number of structural changes are needed. These include: 1) public and private investment in the development of low-cost, practical technologies that reduce the costs of production in DFS, 2) support for and coordination of evolving markets for ecosystem services and products from DFS and 3) the elimination of subsidies and crop insurance programs that perpetuate the unsustainable production of staple crops. We suggest that subsidies and funding be directed, instead, toward points 1) and 2), as well as toward incentives for consumption of nutritious food.

A Framework for Resilience-based Governance of Social-Ecological Systems

Abstract: Panarchy provides a heuristic to characterize the cross-scale dynamics of social-ecological systems and a framework for how governance institutions should behave to be compatible with the ecosystems they manage. Managing for resilience will likely require reform of law to account for the dynamics of social-ecological systems and achieve a substantive mandate that accommodates the need for adaptation. In this paper, we suggest expansive legal reform by identifying the principles of reflexive law as a possible mechanism for achieving a shift to resilience-based governance and leveraging cross-scale dynamics to provide resilience-based responses to increasingly challenging environmental conditions.

Responding to Globalization: Impacts of Certification on Colombian Small-Scale Coffee Growers

Abstract: Eco-certification of food and other agricultural products has been promoted as a way of making markets work for sustainability. Certification programs offer a price premium to producers who invest in more sustainable practices. The literature on the impacts of certification has focused primarily on the economic benefits farmers perceive from participating in these schemes. These benefits, however, are often subject to price variability, offering only a partial explanation of why farmers join and stay in certification programs. We evaluated the potential of the Rainforest Alliance certification program to foster more resilient social-ecological systems in the face of globalization. Using the case of Santander, Colombia, and a pair-based comparison of 86 households to effectively produce a robust counterfactual, we showed that certification provides important environmental benefits, while improving the well-being of farmers and their communities. Furthermore, the study showed that price premiums are only one of many elements defining the success of certification, particularly important for motivating farmers to join, but less so to explain retention and upgrading. The case of Colombian coffee growers illustrates how the connections between local social-ecological systems and larger global forces can produce more sustainable livelihoods and land uses.

Enhancing the Resilience of Human–Environment Systems: a Social Ecological Perspective

Abstract: Resilience studies build on the notion that phenomena in the real world should be understood as dynamic social- ecological systems. However, the scholarly community may not be fully aware that social ecology, as a conceptual framework, has a long intellectual history, nor fully cognizant of its foundational theory. In this article, we trace the intellectual roots and core principles of social ecology and demonstrate how these principles enable a broader conceptualization of resilience than may be found in much of the literature. We then illustrate how the resulting notion of resilience as transactional process and multi-capital formation affords new perspectives on diverse phenomena such as global financial crises and adaptation to environmental stresses to communities and ecosystems. A social-ecological analysis of resilience enables the study of people- environment transactions across varying dimensions, time periods, and scales. Furthermore, in its openness to experiential knowledge and action research, the social ecology framework coheres well with participative-collaborative modes of inquiry, which traverse institutional, epistemological, and scale-related boundaries.

Who should benefit from REDD+? Rationales and realities

Abstract: Benefit-sharing mechanisms are a central design aspect of REDD+ because they help to create the necessary incentives to reduce carbon emissions. However, if stakeholders do not perceive the benefit sharing as fair, the legitimacy of REDD+, and support for the mechanism, will be weakened. In this paper, drawing on data from CIFOR’s Global Comparative Study on REDD+, we analyze national policy processes in 6 countries and incipient benefit-sharing arrangements in 21 REDD+ project sites. Through our analysis of current practices and debates, we identify six rationales that have been put forward to justify how benefits should be distributed and to whom. These rationales encompass a range of perspectives. Some hold that benefit sharing should be related to actual carbon emission reductions or to costs incurred in achieving the reduction of emissions; others emphasize the importance of a legal right to benefit, the need to consider aspects such as poverty reduction or the appropriateness of rewarding those with a history of protecting the forest. Each rationale has implications for the design of benefit-sharing mechanisms and the equity of their outcomes. We point out that, given the wide range of rationales and interests at play, the objectives of REDD+ and benefit sharing must be clearly established and the term “benefit” defined before effective benefit-sharing mechanisms can be designed. For stakeholders to support REDD+, the legitimacy of decision-making institutions, consideration of context, and attention to process are critical. Building legitimacy requires attention not only to fair distributional outcomes but also to consensus on relevant institutions’ authority to make decisions and to procedural equity.

Education, Vulnerability, and Resilience after a Natural Disaster

Abstract: The extent to which education provides protection in the face of a large-scale natural disaster is investigated. Using longitudinal population-representative survey data collected in two provinces on the island of Sumatra, Indonesia, before and after the 2004 Indian Ocean tsunami, we examine changes in a broad array of indicators of well-being of adults. Focusing on adults who were living, before the tsunami, in areas that were subsequently severely damaged by the tsunami, better educated males were more likely to survive the tsunami, but education is not predictive of survival among females. Education is not associated with levels of post-traumatic stress among survivors 1 year after the tsunami, or with the likelihood of being displaced. Where education does appear to play a role is with respect to coping with the disaster over the longer term. The better educated were far less likely than others to live in a camp or other temporary housing, moving, instead, to private homes, staying with family or friends, or renting a new home. The better educated were more able to minimize dips in spending levels following the tsunami, relative to the cuts made by those with little education. Five years after the tsunami, the better educated were in better psycho-social health than those with less education. In sum, education is associated with higher levels of resilience over the longer term.

Adaptive Comanagement and Its Relationship to Environmental Governance

Abstract: We provide a systematic review of the adaptive comanagement (ACM) literature to (i) investigate how the concept of governance is considered and (ii) examine what insights ACM offers with reference to six key concerns in environmental governance literature: accountability and legitimacy; actors and roles; fit, interplay, and scale; adaptiveness, flexibility, and learning; evaluation and monitoring; and, knowledge. Findings from the systematic review uncover a complicated relationship with evidence of conceptual closeness as well as relational ambiguities. The findings also reveal several specific contributions from the ACM literature to each of the six key environmental governance concerns, including applied strategies for sharing power and responsibility and value of systems approaches in understanding problems of fit. More broadly, the research suggests a dissolving or fuzzy boundary between ACM and governance, with implications for understanding emerging approaches to navigate social-ecological system change. Future research opportunities may be found at the confluence of ACM and environmental governance scholarship, such as identifying ways to build adaptive capacity and encouraging the development of more flexible governance arrangements.

Perception and Interpretation of Climate Change among Quechua Farmers of Bolivia: Indigenous Knowledge as a Resource for Adaptive Capacity

Abstract: We aim to explore how indigenous peoples observe and ascribe meaning to change. The case study involves two Quechua-speaking farmer communities from mountainous areas near Cochabamba, Bolivia. Taking climate change as a starting point, we found that, first, farmers often associate their observations of climate change with other social and environmental changes, such as value change in the community, population growth, out-migration, urbanization, and land degradation. Second, some of the people interpret change as part of a cycle, which includes a belief in the return of some characteristics of ancient or mythological times. Third, environmental change is also perceived as the expression of "extra-human intentionalities," a reaction of natural or spiritual entities that people consider living beings. On the basis of these interpretations of change and their adaptive strategies, we discuss the importance of indigenous knowledge as a component of adaptive capacity. Even in the context of living with modern science and mass media, indigenous patterns of interpreting phenomena tend to be persistent. Our results support the view that indigenous knowledge must be acknowledged as process, emphasizing ways of observing, discussing, and interpreting new information. In this case, indigenous knowledge can help address complex relationships between phenomena, and help design adaptation strategies based on experimentation and knowledge coproduction.

How to Track Adaptation to Climate Change: A Typology of Approaches for National-Level Application

Abstract: The need to track climate change adaptation progress is being increasingly recognized but our ability to do the tracking is constrained by the complex nature of adaptation and the absence of measurable outcomes or indicators by which to judge if and how adaptation is occurring. We developed a typology of approaches by which climate change adaptation can be tracked globally at a national level. On the one hand, outcome-based approaches directly measure adaptation progress and effectiveness with reference to avoided climate change impacts. However, given that full exposure to climate change impacts will not happen for decades, alternative approaches focus on developing indicators or proxies by which adaptation can be monitored. These include systematic measures of adaptation readiness, processes undertaken to advance adaptation, policies and programs implemented to adapt, and measures of the impacts of these policies and programs on changing vulnerability. While these approaches employ various methods and data sources, and identify different components of adaptation progress to track at the national level, they all seek to characterize the current status of adaptation by which progress over time can be monitored. However, there are significant challenges to operationalizing these approaches, including an absence of systematically collected data on adaptation actions and outcomes, underlying difficulties of defining what constitutes "adaptation", and a disconnect between the timescale over which adaptation plays out and the practical need for evaluation to inform policy. Given the development of new adaptation funding streams, it is imperative that tools for monitoring progress are developed and validated for identifying trends and gaps in adaptation response.

Community-Based Conservation and Traditional Ecological Knowledge: Implications for Social-Ecological Resilience

Abstract: Our review highlights how traditional ecological knowledge influences people's adaptive capacity to social- ecological change and identifies a set of mechanisms that contribute to such capacity in the context of community-based biodiversity conservation initiatives. Twenty-three publications, including twenty-nine case studies, were reviewed with the aim of investigating how local knowledge, community-based conservation, and resilience interrelate in social-ecological systems. We highlight that such relationships have not been systematically addressed in regions where a great number of community conservation initiatives are found; and we identify a set of factors that foster people's adaptive capacity to social-ecological change and a number of social processes that, in contrast, undermine such capacity and the overall resilience of the social- ecological system. We suggest that there is a need to further investigate how climate variability and other events affect the joint evolution of conservation outcomes and traditional ecological knowledge, and there is a need to expand the current focus on social factors to explain changes in traditional ecological knowledge and adaptive capacity towards a broader approach that pays attention to ecosystem dynamics and environmental change.

Fostering Complexity Thinking in Action Research for Change in Social-Ecological Systems

Abstract: Complexity thinking is increasingly being embraced by a wide range of academics and professionals as imperative for dealing with today’s pressing social–ecological challenges. In this context, action researchers partner directly with stakeholders (communities, governance institutions, and work resource managers, etc.) to embed a complexity frame of reference for decision making. In doing so, both researchers and stakeholders must strive to internalize not only “intellectual complexity” (knowing) but also “lived complexity” (being and practicing). Four common conceptualizations of learning (explicit/tacit knowledge framework; unlearning selective exposure; conscious/competence learning matrix; and model of learning loops) are integrated to provide a new framework that describes how learning takes place in complex systems. Deep reflection leading to transformational learning is required to foster the changes in mindset and behaviors needed to adopt a complexity frame of reference. We then present three broad frames of mind (openness, situational awareness, and a healthy respect for the restraint/ action paradox), which each encompass a set of habits of mind, to create a useful framework that allows one to unlearn reductionist habits while adopting and embedding those more conducive to working in complex systems. Habits of mind provide useful heuristic tools to guide researchers and stakeholders through processes of participative planning and adaptive decision making in complex social–ecological systems.

Traditional ecological knowledge among transhumant pastoralists in Mediterranean Spain

Abstract: Mobility is a millenary human strategy to deal with environmental change. An outstanding example of mobility is transhumance, an ancient pastoralist practice consisting of the seasonal migration of livestock between ecological regions following peaks in pasture productivity. The maintenance of transhumance depends partly on the preservation of related traditional ecological knowledge (TEK). We (a) identified and characterized social groups that hold transhumance-related TEK, (b) analyzed trends in transhumance-related TEK across generations and social groups, (c) examined the factors that influence variation in levels of TEK, and (d) analyzed elements of transhumance-related TEK as examples of adaptive strategies to cope with global change. We used transhumance on the Conquense Drove Road, a major active transhumant network in Spain, as a case study. Through an indepth literature review, participant observation, semistructured interviews, and a focus group discussion, we developed a survey to examine transhumance-related knowledge, practices, and beliefs. We collected survey data from 150 informants. Although a rich body of TEK persisted among transhumant shepherds, we found a marked loss of TEK among transhumants born after 1975, who scored one-fifth lower on survey items than other generations. The maintenance of transhumance on foot is the most important factor influencing TEK preservation. We conclude that in developed country settings, maintaining conditions for herd mobility can contribute to enhancing the adaptive capacity of agrarian societies to cope with global environmental change

How Multilevel Societal Learning Processes Facilitate Transformative Change: A Comparative Case Study Analysis on Flood Management

Abstract: Sustainable resources management requires a major transformation of existing resource governance and management systems. These have evolved over a long time under an unsustainable management paradigm, e.g., the transformation from the traditionally prevailing technocratic flood protection toward the holistic integrated flood management approach. We analyzed such transformative changes using three case studies in Europe with a long history of severe flooding: the Hungarian Tisza and the German and Dutch Rhine. A framework based on societal learning and on an evolutionary understanding of societal change was applied to identify drivers and barriers for change. Results confirmed the importance of informal learning and actor networks and their connection to formal policy processes. Enhancing a society's capacity to adapt is a long-term process that evolves over decades, and in this case, was punctuated by disastrous flood events that promoted windows of opportunity for change.

Justice in urban climate change adaptation: Criteria and application to Delhi

Abstract: Cities around the world are increasingly developing plans to adapt to the consequences of climate change. These plans will have important consequences for urban populations because they are likely to reshape and reconfigure urban infrastructures, services, and decision making processes. It is critical that these adaptation plans are developed in a way that is just. Criteria was developed that can be used to assess justice in adaptation so that the processes, priorities, and impacts address the needs of the most vulnerable urban populations. Further, mechanisms are outlined that have been proposed as responsible for producing urban injustice. The justice criteria are applied to the case of adaptation planning in Delhi and the extent to which poor and informal populations are included and affected by this planning. The analysis shows that adaptation planning in Delhi does not meet the justice criteria in part because of a lack of capacity and the political economy of poverty in the city. The criteria for justice and mechanisms of injustice offer an important step toward developing a greater understanding of not only whether city-level adaptation planning is just, but also why it is or is not.

Trade-Offs between Ecosystem Services in a Mountain Region

Abstract: Mountain ecosystems provide a broad range of ecosystem services (ES). Trade-offs between different ES are an important aspect in the assessment of future sustainable land-use. Management of ES in mountain regions must confront the challenges of spatial and temporal heterogeneity, and interaction with structural changes in agriculture and forestry. Using a social-ecological modeling framework, we assess the relationships between forest and agricultural ES in a mountain region in Switzerland. Based on the concept of jointness in production, we evaluated trade-offs and synergies among food provision, biodiversity conservation, carbon sequestration, and protection against natural hazards. Results show that increasing the provision of a focal ES in a mountain region may result in alternating trade-offs and synergies, depending on the interaction of economic and technological interdependencies. Thus, management schemes aiming to increase the provision of one focal ES have to consider not only the technological or biological nature of interrelationships, but also the economic interdependencies among different ES. Trade-offs and synergies from these interactions strongly depend on the underlying structural and environmental conditions driven by socioeconomic and climatic developments.

Emergence of Global Adaptive Governance for Stewardship of Regional Marine Resources

Abstract: Overfishing has historically caused widespread stock collapses in the Southern Ocean. Until recently, illegal, unreported, and unregulated (IUU) fishing threatened to result in the collapse of some of the few remaining valuable fish stocks in the region and vulnerable seabird populations. Currently, this unsustainable fishing has been reduced to less than 10% of former levels. We describe and analyze the emergence of the social-ecological governance system that made it possible to curb the fisheries crisis. For this purpose, we investigated the interplay between actors, social networks, organizations, and institutions in relation to environmental outcomes. We drew on a diversity of methods, including qualitative interviews, quantitative social network and survey data, and literature reviews. We found that the crisis triggered action of an informal group of actors over time, which led to a new organization (ISOFISH) that connected two independent networks (nongovermental organizations and the fishing industry), and later (COLTO) linked to an international body and convention (CCAMLR). The emergence of the global adaptive governance systems for stewardship of a regional marine resource took place over a 15-year period. We describe in detail the emergence process and illustrate the usefulness of analyzing four features of governance and understanding social- ecological processes, thereby describing structures and functions, and their link to tangible environmental outcomes.

Strategic spatial planning and the ecosystem services concept - an historical exploration.

Abstract: This study examines how ecosystem services (ES) have been taken into account historically in strategic spatial plans in Melbourne and Stockholm through a comparative case study analysis of eight strategic spatial plans from 1929-2010. We investigated the types of ES taken into account, and how human-nature relations and the valuation and trade-off discussions regarding ES were framed. An ES coding protocol was developed that categorized and identified 39 ES drawing from the Millennium Ecosystem Assessment and other relevant literature. Only two of the 39 ES were addressed in every plan for both cities, namely freshwater and recreation. While the number of ES referred to in plans has generally increased over time, just under a third of ES in Melbourne and Stockholm were not addressed at all. References to individual ES showed little continuity over time. This variability reveals a time-scale mismatch that has been overlooked in the ES literature with potential urban policy implications. Despite considerable variation in ES addressed across the plans, there is a striking similar pattern in the total numbers of ES addressed over time in both cities. Plans for both cities showed a spike in the late 60s/early 70s, followed by a significant decline in the late 70s/early 80s with the highest number of ES addressed in the most recent plans. Furthermore, our analysis shows that strategic spatial plans generally demonstrate awareness that urban populations are dependent on ecosystems and this framing is an important part of the policy discourse. While specific monetary values were not placed on any ES in the plans, resolution of land-use conflicts requiring tradeoffs between ES and equity of distribution of ES is a central feature of most of the examined plans. We argue that longitudinal policy document analysis represents a useful complement to any attempt to improve understanding of the implications of and opportunities for operationalizing an ES approach in urban practice.

Resilience-based perspectives to guiding high-nature-value farmland through socioeconomic change

Abstract: Global environmental challenges require approaches that integrate biodiversity conservation, food production, and livelihoods at landscape scales. We reviewed the approach of conserving biodiversity on “high-nature-value” (HNV) farmland, covering 75 million ha in Europe, from a resilience perspective. Despite growing recognition in natural resource policies, many HNV farmlands have vanished, and the remaining ones are vulnerable to socioeconomic changes. Using landscapelevel cases across Europe, we considered the following social-ecological system properties and components and their integration into HNV farmland management: (1) coupling of social and ecological systems, (2) key variables, (3) adaptive cycles, (4) regime shifts, (5) cascading effects, (6) ecosystem stewardship and collaboration, (7) social capital, and (8) traditional ecological knowledge. We argue that previous conservation efforts for HNV farmland have focused too much on static, isolated, and monosectoral conservation strategies, and that stimulation of resilience and adaptation is essential for guiding HNV farmland through rapid change.

Ethics and Water Governance

Abstract: Ethics and values are important dimensions of water governance. We show how a "values approach" contributes to an understanding of global water governance, and how it complements other perspectives on governance, namely management, institutional capacity, and social-ecological systems. We connect these other approaches to their own value systems and the ethical attitudes they engender. We then offer a way to explicitly incorporate, and where necessary adjudicate, competing value systems through a values-based approach to governance. A case of the Santa Fe River in New Mexico, USA illustrates how value systems are reflected in water policies and how these values affect governance priorities, such as in environmental flows. The values-based approach clarifies tacit values and creates space to align local values with those needed for effective water governance at the global level.

Equity, Power Games, and Legitimacy: Dilemmas of Participatory Natural Resource Management

Abstract: Many papers in the recent literature on participatory approaches emphasize the need to take better account of the complexity of the social contexts in which they are conducted. Without attention to power asymmetries, there is a risk that the most powerful stakeholders will have greater influence on the outcomes of the participatory process than marginalized stakeholders. However, very few authors address the question of how to deal with such power asymmetries. This question puts designers of participatory processes in a dilemma. On the one hand, if they claim a neutral posture, they are accused of being naively manipulated by the most powerful stakeholders and of increasing initial power asymmetries; but, on the other hand, if they adopt a nonneutral posture and decide to empower some particular stakeholders, their legitimacy to do so is questioned. We test a particular posture to overcome this dilemma: that is, a “critical companion” posture, which strategically deals with power asymmetries to avoid increasing initial power asymmetries, and which suggests that designers should make explicit their assumptions and objectives regarding the social context so that local stakeholders can choose to accept them as legitimate or to reject them. Legitimacy is seen as the product of a coconstruction process between the designers and the participants. This posture was tested in the context of a participatory process conducted in northern Thailand to address a conflict between the creation of a national park and two local communities. While we show that this posture makes it possible for designers to be both strategic and legitimate at the same time, it also raises new questions and new dilemmas. Can we, and should we, really make all our assumptions explicit? How can we deal with stakeholders who refuse to engage in any form of dialog? We conclude that there is no “right” posture to adopt, but that designers need to be more reflexive about their own postures.

Rethinking Resilience: Reflections on the Earthquakes in Christchurch, New Zealand, 2010 and 2011

Abstract: Resilience has emerged as a policy response in an era of public concern about disasters and risks that include fear of terrorism and environmental or economic catastrophe. Resilience is both a refreshing and a problematic concept. It is refreshing in that it creates new opportunities for interdisciplinary research and vividly reminds us that the material world matters in our social lives, political economy, and urban planning. However, the concept of resilience is also problematic. Widespread, uncritical calls for greater resilience in response to environmental, economic, and social challenges often obscure significant questions of political power. In particular, we may ask, resilience of what, and for whom? My reflection here was written in the context of the ongoing grief, disruption, and community protest in my home city of Christchurch, New Zealand, a city that experienced 59 earthquakes of magnitude 5 or more, and over 3800 aftershocks of magnitude 3 or greater between September 2010 and September 2012. From this perspective, I call for expanding our political imagination about resilience, to include ideas of compassion and political resistance. In my observation, both compassion, expressed as shared vulnerability, and resistance, experienced as community mobilization against perceived injustice, have been vital elements of grassroots community recovery.

Measuring household resilience to floods: A case study in the Vietnamese Mekong River Delta

Abstract: The flood is a well-known phenomenon in the Vietnamese Mekong River Delta (MRD). Although people have experienced the impact of floods for years, some adapt well, but others are vulnerable to floods. Resilience to floods is a useful concept to study the capacity of rural households to cope with, adapt to, and benefit from floods. Knowledge of the resilience of households to floods can help disaster risk managers to design policies for living with floods. Most researchers attempt to define the concept of resilience; very little research operationalizes it in the real context of "living with floods". We employ a subjective well-being approach to measure households' resilience to floods. Items that related to households' capacity to cope with, adapt to, and benefit from floods were developed using both a five-point Likert scale and dichotomous responses. A factor analysis using a standardized form of data was employed to identify underlying factors that explain different properties of households' resilience to floods. Three properties of households' resilience to floods were found: (1) households' confidence in securing food, income, health, and evacuation during floods and recovery after floods; (2) households' confidence in securing their homes not being affected by a large flood event such as the 2000 flood; (3) households' interests in learning and practicing new flood-based farming practices that are fully adapted to floods for improving household income during the flood season. The findings assist in designing adaptive measures to cope with future flooding in the MRD.

The Adaptation Policy Paradox : the Implementation Deficit of Policies Framed as Climate Change Adaptation

Abstract: The implementation of adaptation policies suffers from barriers and limits; even though adaptation is now set on the political agendas of developed and developing countries, surprisingly few examples of concrete policy realizations are found in comparative assessments. We investigate how the framings of adaptation as a policy problem can relate to tractability issues in implementation. We distinguish three framings of adaptation: climate change adaptation (CCA), climate variability adaptation (CVA), and vulnerability-centered adaptation (VCA) that imply conflicting interpretations of the collective problem to be solved and the goals to be attained through policy solutions. Through the methodology of comparative case studies, we conduct an empirical analysis of three implementation processes in India and Switzerland, and examine how adaptation framings translate into formal policy design and concrete policy realizations. We find that, regardless of the adaptive capacity of the country where implementation takes place, the CCA framing meets more tractability issues than the VCA framing. Therefore, we discuss the paradox that the innovative and additional CCA types of policies, advocated by the United Nations Framework Convention on Climate Change (UNFCCC), are more likely to face a deficit in implementation according to our analysis.