An Overview of Signal Processing Techniques for Millimeter Wave MIMO Systems
TL;DR: This article provides an overview of signal processing challenges in mmWave wireless systems, with an emphasis on those faced by using MIMO communication at higher carrier frequencies.
Abstract: Communication at millimeter wave (mmWave) frequencies is defining a new era of wireless communication. The mmWave band offers higher bandwidth communication channels versus those presently used in commercial wireless systems. The applications of mmWave are immense: wireless local and personal area networks in the unlicensed band, 5G cellular systems, not to mention vehicular area networks, ad hoc networks, and wearables. Signal processing is critical for enabling the next generation of mmWave communication. Due to the use of large antenna arrays at the transmitter and receiver, combined with radio frequency and mixed signal power constraints, new multiple-input multiple-output (MIMO) communication signal processing techniques are needed. Because of the wide bandwidths, low complexity transceiver algorithms become important. There are opportunities to exploit techniques like compressed sensing for channel estimation and beamforming. This article provides an overview of signal processing challenges in mmWave wireless systems, with an emphasis on those faced by using MIMO communication at higher carrier frequencies.
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TL;DR: This paper overviews the current research efforts on smart radio environments, the enabling technologies to realize them in practice, the need of new communication-theoretic models for their analysis and design, and the long-term and open research issues to be solved towards their massive deployment.
Abstract: Future wireless networks are expected to constitute a distributed intelligent wireless communications, sensing, and computing platform, which will have the challenging requirement of interconnecting the physical and digital worlds in a seamless and sustainable manner. Currently, two main factors prevent wireless network operators from building such networks: (1) the lack of control of the wireless environment, whose impact on the radio waves cannot be customized, and (2) the current operation of wireless radios, which consume a lot of power because new signals are generated whenever data has to be transmitted. In this paper, we challenge the usual “more data needs more power and emission of radio waves” status quo, and motivate that future wireless networks necessitate a smart radio environment: a transformative wireless concept, where the environmental objects are coated with artificial thin films of electromagnetic and reconfigurable material (that are referred to as reconfigurable intelligent meta-surfaces), which are capable of sensing the environment and of applying customized transformations to the radio waves. Smart radio environments have the potential to provide future wireless networks with uninterrupted wireless connectivity, and with the capability of transmitting data without generating new signals but recycling existing radio waves. We will discuss, in particular, two major types of reconfigurable intelligent meta-surfaces applied to wireless networks. The first type of meta-surfaces will be embedded into, e.g., walls, and will be directly controlled by the wireless network operators via a software controller in order to shape the radio waves for, e.g., improving the network coverage. The second type of meta-surfaces will be embedded into objects, e.g., smart t-shirts with sensors for health monitoring, and will backscatter the radio waves generated by cellular base stations in order to report their sensed data to mobile phones. These functionalities will enable wireless network operators to offer new services without the emission of additional radio waves, but by recycling those already existing for other purposes. This paper overviews the current research efforts on smart radio environments, the enabling technologies to realize them in practice, the need of new communication-theoretic models for their analysis and design, and the long-term and open research issues to be solved towards their massive deployment. In a nutshell, this paper is focused on discussing how the availability of reconfigurable intelligent meta-surfaces will allow wireless network operators to redesign common and well-known network communication paradigms.
1,504 citations
Cites background from "An Overview of Signal Processing Te..."
...dio transmitters and advanced signal processing algorithms [48]. Similar comments (i.e., power consumption, hardware complexity, blocking of links, etc.) apply to using millimeter-wave communications [49], [50]. It is worth mentioning that millimeter-wavesystemscan take advantageofreconfigurablemeta-surfaces as a source of controllable reflectors that can overcome non-line-of-sight propagation condition...
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Book•
03 Jan 2018TL;DR: This monograph summarizes many years of research insights in a clear and self-contained way and providest the reader with the necessary knowledge and mathematical toolsto carry out independent research in this area.
Abstract: Massive multiple-input multiple-output MIMO is one of themost promising technologies for the next generation of wirelesscommunication networks because it has the potential to providegame-changing improvements in spectral efficiency SE and energyefficiency EE. This monograph summarizes many years ofresearch insights in a clear and self-contained way and providesthe reader with the necessary knowledge and mathematical toolsto carry out independent research in this area. Starting froma rigorous definition of Massive MIMO, the monograph coversthe important aspects of channel estimation, SE, EE, hardwareefficiency HE, and various practical deployment considerations.From the beginning, a very general, yet tractable, canonical systemmodel with spatial channel correlation is introduced. This modelis used to realistically assess the SE and EE, and is later extendedto also include the impact of hardware impairments. Owing tothis rigorous modeling approach, a lot of classic "wisdom" aboutMassive MIMO, based on too simplistic system models, is shownto be questionable.
1,352 citations
TL;DR: A comprehensive survey of mmWave communications for future mobile networks (5G and beyond) is presented, including an overview of the solution for multiple access and backhauling, followed by the analysis of coverage and connectivity.
Abstract: Millimeter wave (mmWave) communications have recently attracted large research interest, since the huge available bandwidth can potentially lead to the rates of multiple gigabit per second per user Though mmWave can be readily used in stationary scenarios, such as indoor hotspots or backhaul, it is challenging to use mmWave in mobile networks, where the transmitting/receiving nodes may be moving, channels may have a complicated structure, and the coordination among multiple nodes is difficult To fully exploit the high potential rates of mmWave in mobile networks, lots of technical problems must be addressed This paper presents a comprehensive survey of mmWave communications for future mobile networks (5G and beyond) We first summarize the recent channel measurement campaigns and modeling results Then, we discuss in detail recent progresses in multiple input multiple output transceiver design for mmWave communications After that, we provide an overview of the solution for multiple access and backhauling, followed by the analysis of coverage and connectivity Finally, the progresses in the standardization and deployment of mmWave for mobile networks are discussed
887 citations
Cites background or methods from "An Overview of Signal Processing Te..."
...Note that references [7], [12]–[14], [16] gave excellent overviews of some aspects of mmWave mobile networks from...
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...needs to increase with the bandwidth if the signal-to-noise ratio (SNR) should remain intact [14]....
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...[14] is a recent overview paper on signal processing for mmWave MIMO....
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...is a non-trivial task, using current circuit design technology [14]....
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...only partly adjust the signals, it is hard to adjust the beam to the channel conditions and this leads to a considerable performance loss [14], particularly for mobile users....
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TL;DR: A novel scheme for joint target search and communication channel estimation, which relies on omni-directional pilot signals generated by the HAD structure, is proposed, which is possible to recover the target echoes and mitigate the resulting interference to the UE signals, even when the radar and communication signals share the same signal-to-noise ratio (SNR).
Abstract: Sharing of the frequency bands between radar and communication systems has attracted substantial attention, as it can avoid under-utilization of otherwise permanently allocated spectral resources, thus improving efficiency. Further, there is increasing demand for radar and communication systems that share the hardware platform as well as the frequency band, as this not only decongests the spectrum, but also benefits both sensing and signaling operations via the full cooperation between both functionalities. Nevertheless, the success of spectrum and hardware sharing between radar and communication systems critically depends on high-quality joint radar and communication designs. In the first part of this paper, we overview the research progress in the areas of radar-communication coexistence and dual-functional radar-communication (DFRC) systems, with particular emphasis on application scenarios and technical approaches. In the second part, we propose a novel transceiver architecture and frame structure for a DFRC base station (BS) operating in the millimeter wave (mmWave) band, using the hybrid analog-digital (HAD) beamforming technique. We assume that the BS is serving a multi-antenna user equipment (UE) over a mmWave channel, and at the same time it actively detects targets. The targets also play the role of scatterers for the communication signal. In that framework, we propose a novel scheme for joint target search and communication channel estimation, which relies on omni-directional pilot signals generated by the HAD structure. Given a fully-digital communication precoder and a desired radar transmit beampattern, we propose to design the analog and digital precoders under non-convex constant-modulus (CM) and power constraints, such that the BS can formulate narrow beams towards all the targets, while pre-equalizing the impact of the communication channel. Furthermore, we design a HAD receiver that can simultaneously process signals from the UE and echo waves from the targets. By tracking the angular variation of the targets, we show that it is possible to recover the target echoes and mitigate the resulting interference to the UE signals, even when the radar and communication signals share the same signal-to-noise ratio (SNR). The feasibility and efficiency of the proposed approaches in realizing DFRC are verified via numerical simulations. Finally, the paper concludes with an overview of the open problems in the research field of communication and radar spectrum sharing (CRSS).
846 citations
Cites methods from "An Overview of Signal Processing Te..."
...It is envisioned that the forthcoming 5G technology, exploiting both massive MIMO antenna arrays and the mmWave spectrum, will be able to address the future AV network requirements [23], [24]....
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TL;DR: A baseline analytical approach based on stochastic geometry that allows the computation of the statistical distributions of the downlink signal-to-interference-plus-noise ratio (SINR) and also the per link data rate, which depends on the SINR as well as the average load is presented.
Abstract: We provide a comprehensive overview of mathematical models and analytical techniques for millimeter wave (mmWave) cellular systems. The two fundamental physical differences from conventional sub-6-GHz cellular systems are: 1) vulnerability to blocking and 2) the need for significant directionality at the transmitter and/or receiver, which is achieved through the use of large antenna arrays of small individual elements. We overview and compare models for both of these factors, and present a baseline analytical approach based on stochastic geometry that allows the computation of the statistical distributions of the downlink signal-to-interference-plus-noise ratio (SINR) and also the per link data rate, which depends on the SINR as well as the average load. There are many implications of the models and analysis: 1) mmWave systems are significantly more noise-limited than at sub-6 GHz for most parameter configurations; 2) initial access is much more difficult in mmWave; 3) self-backhauling is more viable than in sub-6-GHz systems, which makes ultra-dense deployments more viable, but this leads to increasingly interference-limited behavior; and 4) in sharp contrast to sub-6-GHz systems cellular operators can mutually benefit by sharing their spectrum licenses despite the uncontrolled interference that results from doing so. We conclude by outlining several important extensions of the baseline model, many of which are promising avenues for future research.
767 citations
Cites background or methods from "An Overview of Signal Processing Te..."
...A discussion on some other approaches to model mmWave MIMO channel can be found in [120]....
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...channels for system capacity analysis or precoder design [55], [103], [120]....
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References
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Book•
15 Jan 1996
TL;DR: WireWireless Communications: Principles and Practice, Second Edition is the definitive modern text for wireless communications technology and system design as discussed by the authors, which covers the fundamental issues impacting all wireless networks and reviews virtually every important new wireless standard and technological development, offering especially comprehensive coverage of the 3G systems and wireless local area networks (WLANs).
Abstract: From the Publisher:
The indispensable guide to wireless communicationsnow fully revised and updated!
Wireless Communications: Principles and Practice, Second Edition is the definitive modern text for wireless communications technology and system design. Building on his classic first edition, Theodore S. Rappaport covers the fundamental issues impacting all wireless networks and reviews virtually every important new wireless standard and technological development, offering especially comprehensive coverage of the 3G systems and wireless local area networks (WLANs) that will transform communications in the coming years. Rappaport illustrates each key concept with practical examples, thoroughly explained and solved step by step.
Coverage includes:
An overview of key wireless technologies: voice, data, cordless, paging, fixed and mobile broadband wireless systems, and beyond
Wireless system design fundamentals: channel assignment, handoffs, trunking efficiency, interference, frequency reuse, capacity planning, large-scale fading, and more
Path loss, small-scale fading, multipath, reflection, diffraction, scattering, shadowing, spatial-temporal channel modeling, and microcell/indoor propagation
Modulation, equalization, diversity, channel coding, and speech coding
New wireless LAN technologies: IEEE 802.11a/b, HIPERLAN, BRAN, and other alternatives
New 3G air interface standards, including W-CDMA, cdma2000, GPRS, UMTS, and EDGE
Bluetooth wearable computers, fixed wireless and Local Multipoint Distribution Service (LMDS), and other advanced technologies
Updated glossary of abbreviations and acronyms, and a thorolist of references
Dozens of new examples and end-of-chapter problems
Whether you're a communications/network professional, manager, researcher, or student, Wireless Communications: Principles and Practice, Second Edition gives you an in-depth understanding of the state of the art in wireless technologytoday's and tomorrow's.
17,102 citations
"An Overview of Signal Processing Te..." refers background in this paper
...For free-space propagation, the transmit power, Pt, and far-field receive power, Pr, are related by Friis’ Law [41], Pr = GrGt ( λ 4πd )2 Pt, (1) where the powers are in linear scale, d is the TX-RX separation distance, λ is the wavelength and Gt and Gr are the transmit and receive antenna gains....
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TL;DR: Following the discussion of interference temperature as a new metric for the quantification and management of interference, the paper addresses three fundamental cognitive tasks: radio-scene analysis, channel-state estimation and predictive modeling, and the emergent behavior of cognitive radio.
Abstract: Cognitive radio is viewed as a novel approach for improving the utilization of a precious natural resource: the radio electromagnetic spectrum. The cognitive radio, built on a software-defined radio, is defined as an intelligent wireless communication system that is aware of its environment and uses the methodology of understanding-by-building to learn from the environment and adapt to statistical variations in the input stimuli, with two primary objectives in mind: /spl middot/ highly reliable communication whenever and wherever needed; /spl middot/ efficient utilization of the radio spectrum. Following the discussion of interference temperature as a new metric for the quantification and management of interference, the paper addresses three fundamental cognitive tasks. 1) Radio-scene analysis. 2) Channel-state estimation and predictive modeling. 3) Transmit-power control and dynamic spectrum management. This work also discusses the emergent behavior of cognitive radio.
12,172 citations
"An Overview of Signal Processing Te..." refers background in this paper
...A. Sayeed would like to acknowledge support from the National Science Foundation under grant numbers ECCS-1247583 and IIP-1444962, and the Wisconsin Alumni Research Foundation. ar X iv :1 51 2....
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TL;DR: With RKRL, cognitive radio agents may actively manipulate the protocol stack to adapt known etiquettes to better satisfy the user's needs and transforms radio nodes from blind executors of predefined protocols to radio-domain-aware intelligent agents that search out ways to deliver the services the user wants even if that user does not know how to obtain them.
Abstract: Software radios are emerging as platforms for multiband multimode personal communications systems. Radio etiquette is the set of RF bands, air interfaces, protocols, and spatial and temporal patterns that moderate the use of the radio spectrum. Cognitive radio extends the software radio with radio-domain model-based reasoning about such etiquettes. Cognitive radio enhances the flexibility of personal services through a radio knowledge representation language. This language represents knowledge of radio etiquette, devices, software modules, propagation, networks, user needs, and application scenarios in a way that supports automated reasoning about the needs of the user. This empowers software radios to conduct expressive negotiations among peers about the use of radio spectrum across fluents of space, time, and user context. With RKRL, cognitive radio agents may actively manipulate the protocol stack to adapt known etiquettes to better satisfy the user's needs. This transforms radio nodes from blind executors of predefined protocols to radio-domain-aware intelligent agents that search out ways to deliver the services the user wants even if that user does not know how to obtain them. Software radio provides an ideal platform for the realization of cognitive radio.
9,238 citations
"An Overview of Signal Processing Te..." refers background in this paper
...A. Sayeed would like to acknowledge support from the National Science Foundation under grant numbers ECCS-1247583 and IIP-1444962, and the Wisconsin Alumni Research Foundation. ar X iv :1 51 2....
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Book•
01 Jan 2005TL;DR: In this paper, the authors propose a multiuser communication architecture for point-to-point wireless networks with additive Gaussian noise detection and estimation in the context of MIMO networks.
Abstract: 1. Introduction 2. The wireless channel 3. Point-to-point communication: detection, diversity and channel uncertainty 4. Cellular systems: multiple access and interference management 5. Capacity of wireless channels 6. Multiuser capacity and opportunistic communication 7. MIMO I: spatial multiplexing and channel modeling 8. MIMO II: capacity and multiplexing architectures 9. MIMO III: diversity-multiplexing tradeoff and universal space-time codes 10. MIMO IV: multiuser communication A. Detection and estimation in additive Gaussian noise B. Information theory background.
8,084 citations
TL;DR: The motivation for new mm-wave cellular systems, methodology, and hardware for measurements are presented and a variety of measurement results are offered that show 28 and 38 GHz frequencies can be used when employing steerable directional antennas at base stations and mobile devices.
Abstract: The global bandwidth shortage facing wireless carriers has motivated the exploration of the underutilized millimeter wave (mm-wave) frequency spectrum for future broadband cellular communication networks. There is, however, little knowledge about cellular mm-wave propagation in densely populated indoor and outdoor environments. Obtaining this information is vital for the design and operation of future fifth generation cellular networks that use the mm-wave spectrum. In this paper, we present the motivation for new mm-wave cellular systems, methodology, and hardware for measurements and offer a variety of measurement results that show 28 and 38 GHz frequencies can be used when employing steerable directional antennas at base stations and mobile devices.
6,708 citations
"An Overview of Signal Processing Te..." refers background or methods in this paper
...A surprising consequence of these studies is that, for distances of up to 200 m from a potential lowpower base station or access point (similar to cell radii in current micro- and pico-cellular deployments), the distance-based path loss in mmWave links is no worse than conventional cellular…...
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...Measurements in New York City [15] have shown that NLOS outdoor links can similarly exhibit several dominant clusters....
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...For example, measurements in New York City [15] confirm that even in extremely dense urban environments, coverage is possible up to 200 m from a potential cell site....
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...Using the NYC measurements in [15], [16] fits statistical models for this three state model, similar in form to some LOS-NLOS probabilities used in 3GPP LOS-NLOS for heterogeneous networks [62]....
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...Alternatively, humidity and rain fades, common problems for long range mmWave backhaul links [60], 7 are not an issue in either short-range indoor links or micro-cellular systems [15], [61] with sub-km link distances....
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