Analysis and design of OFDM/OQAM systems based on filterbank theory
TL;DR: A discrete-time analysis of the orthogonal frequency division multiplex/offset QAM (OFDM/OQAM) multicarrier modulation technique, leading to a modulated transmultiplexer, is presented.
Abstract: A discrete-time analysis of the orthogonal frequency division multiplex/offset QAM (OFDM/OQAM) multicarrier modulation technique, leading to a modulated transmultiplexer, is presented. The conditions of discrete orthogonality are established with respect to the polyphase components of the OFDM/OQAM prototype filter, which is assumed to be symmetrical and with arbitrary length. Fast implementation schemes of the OFDM/OQAM modulator and demodulator are provided, which are based on the inverse fast Fourier transform. Non-orthogonal prototypes create intersymbol and interchannel interferences (ISI and ICI) that, in the case of a distortion-free transmission, are expressed by a closed-form expression. A large set of design examples is presented for OFDM/OQAM systems with the number of subcarriers going from four up to 2048, which also allows a comparison between different approaches to get well-localized prototypes.
Citations
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02 Jun 2013
TL;DR: It is shown that the downlink NOMA with SIC improves both the capacity and cell-edge user throughput performance irrespective of the availability of the frequency-selective channel quality indicator (CQI) on the base station side.
Abstract: This paper presents a non-orthogonal multiple access (NOMA) concept for cellular future radio access (FRA) towards the 2020s information society. Different from the current LTE radio access scheme (until Release 11), NOMA superposes multiple users in the power domain although its basic signal waveform could be based on the orthogonal frequency division multiple access (OFDMA) or the discrete Fourier transform (DFT)-spread OFDM the same as LTE baseline. In our concept, NOMA adopts a successive interference cancellation (SIC) receiver as the baseline receiver scheme for robust multiple access, considering the expected evolution of device processing capabilities in the future. Based on system-level evaluations, we show that the downlink NOMA with SIC improves both the capacity and cell-edge user throughput performance irrespective of the availability of the frequency-selective channel quality indicator (CQI) on the base station side. Furthermore, we discuss possible extensions of NOMA by jointly applying multi-antenna/site technologies with a proposed NOMA/MIMO scheme using SIC and an interference rejection combining (IRC) receiver to achieve further capacity gains, e.g., a three-fold gain in the spectrum efficiency representing a challenging target for FRA.
1,960 citations
TL;DR: It is shown that filter bank multicarrier (FBMC) could be a more effective solution to the shortcomings of orthogonal frequency division multiplexing in certain applications and in other applications.
Abstract: As of today, orthogonal frequency division multiplexing (OFDM) has been the dominant technology for broadband multicarrier communications. However, in certain applications such as cognitive radios and uplink of multiuser multicarrier systems, where a subset of subcarriers is allocated to each user, OFDM may be an undesirable solution. In this article, we address the shortcomings of OFDM in these and other applications and show that filter bank multicarrier (FBMC) could be a more effective solution. Although FBMC methods have been studied by a number of researchers, and some even before the invention of OFDM, only recently has FBMC been seriously considered by a few standard committees.
1,304 citations
01 Dec 2013
TL;DR: The results indicate that the UFMC scheme outperforms the OFDM for both perfect and non-perfect frequency synchronization between the UEs and BSs.
Abstract: In this paper, we propose a multi-carrier transmission scheme to overcome the problem of intercarrier interference (ICI) in orthogonal frequency division multiplexing (OFDM) systems. In the proposed scheme, called universal-filtered multi-carrier (UFMC), a filtering operation is applied to a group of consecutive subcarriers (e.g. a given allocation of a single user) in order to reduce out-of-band sidelobe levels and subsequently minimize the potential ICI between adjacent users in case of asynchronous transmissions. We consider a coordinated multi-point (CoMP) reception technique, where a number of base stations (BSs) send the received signals from user equipments (UEs) to a CoMP central unit (CCU) for joint detection and processing. We examine the impact of carrier frequency offset (CFO) on the performance of the proposed scheme and compare the results with the performance of cyclic prefix based orthogonal frequency division multiplexing (CP-OFDM) systems. We use computer experiments to illustrate the efficiency of the proposed multi-carrier scheme. The results indicate that the UFMC scheme outperforms the OFDM for both perfect and non-perfect frequency synchronization between the UEs and BSs.
497 citations
24 Jun 2016
TL;DR: In this article, a comprehensive overview of the current state of 5G is presented, covering the most likely use cases, spectrum aspects, and a wide range of technology options to potential 5G system architectures.
Abstract: Written by leading experts in 5G research, this book is a comprehensive overview of the current state of 5G. Covering everything from the most likely use cases, spectrum aspects, and a wide range of technology options to potential 5G system architectures, it is an indispensable reference for academics and professionals involved in wireless and mobile communications. Global research efforts are summarised, and key component technologies including D2D, mm-wave communications, massive MIMO, coordinated multi-point, wireless network coding, interference management and spectrum issues are described and explained. The significance of 5G for the automotive, building, energy, and manufacturing economic sectors is addressed, as is the relationship between IoT, machine type communications, and cyber-physical systems. This essential resource equips you with a solid insight into the nature, impact and opportunities of 5G.
317 citations
TL;DR: In this article, the authors present a unified review of waveform design options for multicarrier schemes, and pave the way for the evolution of the multic-carrier schemes from the current state of the art to future technologies.
Abstract: Due to their numerous advantages, communications over multicarrier schemes constitute an appealing approach for broadband wireless systems. Especially, the strong penetration of orthogonal frequency division multiplexing (OFDM) into the communications standards has triggered heavy investigation on multicarrier systems, leading to re-consideration of different approaches as an alternative to OFDM. The goal of the present survey is not only to provide a unified review of waveform design options for multicarrier schemes, but also to pave the way for the evolution of the multicarrier schemes from the current state of the art to future technologies. In particular, a generalized framework on multicarrier schemes is presented, based on what to transmit, i.e., symbols, how to transmit, i.e., filters, and where/when to transmit, i.e., lattice. Capitalizing on this framework, different variations of orthogonal, bi-orthogonal, and non-orthogonal multicarrier schemes are discussed. In addition, filter designs for various multicarrier systems are reviewed considering four different design perspectives: energy concentration, rapid decay, spectrum nulling, and channel/hardware characteristics. Subsequently, evaluation tools which may be used to compare different filters in multicarrier schemes are studied. Finally, multicarrier schemes are evaluated from the perspective of practical implementation aspects, such as lattice adaptation, equalization, synchronization, multiple antennas, and hardware impairments.
316 citations
References
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Book•
01 Jul 1992
TL;DR: In this paper, a review of Discrete-Time Multi-Input Multi-Output (DIMO) and Linear Phase Perfect Reconstruction (QLP) QMF banks is presented.
Abstract: 1. Introduction 2. Review of Discrete-Time Systems 3. Review of Digital Filters 4. Fundamentals of Multirate Systems 5. Maximally Decimated Filter Banks 6. Paraunitary Perfect Reconstruction Filter Banks 7. Linear Phase Perfect Reconstruction QMF Banks 8. Cosine Modulated Filter Banks 9. Finite Word Length Effects 10. Multirate Filter Bank Theory and Related Topics 11. The Wavelet Transform and Relation to Multirate Filter Banks 12. Multidimensional Multirate Systems 13. Review of Discrete-Time Multi-Input Multi-Output LTI Systems 14. Paraunitary and Lossless Systems Appendices Bibliography Index
4,757 citations
TL;DR: The Fourier transform data communication system is described and the effects of linear channel distortion are investigated and a differential phase modulation scheme is presented that obviates any equalization.
Abstract: The Fourier transform data communication system is a realization of frequency-division multiplexing (FDM) in which discrete Fourier transforms are computed as part of the modulation and demodulation processes. In addition to eliminating the bunks of subcarrier oscillators and coherent demodulators usually required in FDM systems, a completely digital implementation can be built around a special-purpose computer performing the fast Fourier transform. In this paper, the system is described and the effects of linear channel distortion are investigated. Signal design criteria and equalization algorithms are derived and explained. A differential phase modulation scheme is presented that obviates any equalization.
2,507 citations
Additional excerpts
...In the first one, as proposed, for instance, in [1], each carrier is modulated using quadrature amplitude modulation (QAM)....
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01 Jan 2002
TL;DR: In this article, the basic operations of these filter banks are considered and the requirements are stated for alias-free, perfect-reconstruction (PR), and nearly perfect reconstruction (NPR) filter banks.
Abstract: The outline of this chapter is as follows. Section 2 reviews various types of existing finite impulse response (FIR) and infinite impulse response (IIR) two-channel filter banks. The basic operations of these filter banks are considered and the requirements are stated for alias-free, perfect-reconstruction (PR), and nearly perfect-reconstruction (NPR) filter banks. Also some efficient synthesis techniques are referred to. Furthermore, examples are included to compare various two-channel filter banks with each other. Section 3 concentrates on the design of multi-channel (M-channel) uniform filter banks. The main emphasis is laid on designing these banks using tree-structured filter banks with the aid of two-channel filter banks and on generating the overall bank with the aid of a single prototype filter and a proper cosine-modulation or MDFT technique. In Section 4, it is shown how octave filter banks can be generated using a single two-channel filter bank as the basic building block. Also, the relations between the frequency-selective octave filter banks and discrete-time wavelet banks are briefly discussed. Finally, concluding remarks are given in Section 5.
1,598 citations
"Analysis and design of OFDM/OQAM sy..." refers background or methods in this paper
...The analysis and synthesis filterbanks in Fig. 1 can be expressed as functions of the prototype filter or of its -transform . Let us decompose as a function of its polyphase components of order [ 10 ]...
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...We also introduce the notations that allow classical multirate relations of the filterbank theory [ 10 ] to be recovered in discrete time....
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...asfunctions of and derive the polyphasematricesof the synthesis(modulator)andanalysis(demodulator)parts,whicharedenoted (type 2) and (type 1) [ 10 ], respectively:...
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...• The number of channels is twice the expansion and decimation factors , whereas for classical transmultiplexers that are critically decimated [ 10 ] or oversampled [12], we necessarily have or , respectively....
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TL;DR: A principle of orthogonal multiplexing for transmitting a number of data messages simultaneously through a linear band-limited transmission medium at a maximum data rate without interchannel and intersymbol interferences is presented.
Abstract: This paper presents a principle of orthogonal multiplexing for transmitting a number of data messages simultaneously through a linear band-limited transmission medium at a maximum data rate without interchannel and intersymbol interferences. A general method is given for synthesizing an infinite number of classes of band-limited orthogonal time functions in a limited frequency band. Stated in practical terms, the method permits the synthesis of a large class of practical transmitting filter characteristics for an arbitrarily given amplitude characteristic of the transmission medium. Rectangular-shaped ideal filters are not required. The synthesis procedure is convenient. Furthermore, the amplitude and the phase characteristics of the transmitting filters can be synthesized independently. Adaptive correlation reception can be used for data processing, since the received signals remain orthogonal no matter what the phase distortion is in the transmission medium. The system provides the same signal distance protection against channel noises as if the signals of each channel were transmitted through an independent medium and intersymbol interference in each channel were eliminated by reducing data rate.
1,340 citations
"Analysis and design of OFDM/OQAM sy..." refers background in this paper
...I. INTRODUCTION T HE principle of multicarrier modulation (MCM) consistsof splitting up a wideband signal at a high symbol rate into several lower rate signals, each one occupying a narrower band....
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TL;DR: A parallel quadrature AM data transmission system with a number of overlapping channels, each carrying a signaling rateb, spacedb/2apart in frequency appears to be a promising technique for achieving good performance at high information rates over bandlimited dispersive transmission media.
Abstract: A parallel quadrature AM data transmission system may be implemented with a number of overlapping channels, each carrying a signaling rate b , spaced b/2 apart in frequency. When a large number of channels are used, the system allows transmission speeds very close to the Nyquist rate, with little sensitivity to delay and amplitude distortion of the transmission medium. The receiver requires precise phasing of the demodulating carriers and sampling times in order to keep crosstalk between channels small. In the presence of delay and amplitude distortion, better results are obtained when half cosine roll-offs are used for shaping each channel than for full cosine roll-off. This transmission scheme appears to be a promising technique for achieving good performance at high information rates over bandlimited dispersive transmission media.
972 citations
"Analysis and design of OFDM/OQAM sy..." refers background in this paper
...Based on the earliest works in the field; see, for example, [3]–[5], the orthogonality of OFDM/OQAM has been presented for some time, only using continuous pulses of infinite length, as, for instance, the well-known raised-cosine function....
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