Global Strategy for the Diagnosis, Management, and Prevention of Chronic Obstructive Lung Disease 2017 Report: GOLD Executive Summary
Summary (7 min read)
Definition and Factors That Influence COPD Development and Progression
- Key Points[TS: Set all “Key Points”] boxes as they were in original GOLD (http://www.atsjournals.org/doi/pdf/10.1164/rccm.201204-0596PP).] COPD is a common, preventable and treatable disease that is characterized by persistent respiratory symptoms and airflow limitation due to airway and/or alveolar abnormalities usually caused by significant exposure to noxious particles or gases.
- Dyspnea, cough and/or sputum production are the most frequent symptoms; symptoms are commonly under-reported by patients.
- Tobacco smoking is the main risk exposure for COPD, but environmental exposures like biomass fuel exposure and air pollution may contribute.
- Besides exposures, host factors (genetic abnormalities, abnormal lung development and accelerated aging) predispose individuals to develop COPD.
- In most patients, COPD is associated with significant concomitant chronic diseases, which increase morbidity and mortality.
Factors That Influence Disease Development and Progression
- Epidemiologic studies demonstrate that non-smokers may also develop chronic airflow limitation.
- Compared to smokers with COPD, never smokers with chronic airflow limitation have fewer symptoms, milder disease and a low r burden of systemic inflammation.
- Processes occurring during gestation, birth, and exposures during childhood and adolescence affect lung growth.
- Cigarette smokers have a higher prevalence of respiratory symptoms and lung function abnormalities, a greater annual rate of decline in FEV1, and a greater COPD mortality rate than non-smokers.
Key Points
- COPD often coexists with other diseases that may significantly impact patient outcome.
- The presence of comorbidities should not alter COPD treatment and comorbidities should be treated per usual standards regardless of the presence of COPD.
- When COPD is part of a multi-morbidity care plan, attention should be directed to ensure simplicity of treatment and minimize polypharmacy.
- COPD often coexists with other diseases that may have a significant impact on prognosis.
- Some of these arise independently of COPD whereas others may be causally related, either with shared risk factors, or by one disease increasing the risk or compounding the severity of the other.308 Management of the COPD patient must include identification and treatment of its comorbidities; the most common in COPD are outlined below.
Diagnosis
- COPD should be considered in any patient with dyspnea, chronic cough or sputum production, and/or a history of exposure to risk factors for the disease .
- Spirometry is required to make the diagnosis in this clinical context31; a post- bronchodilator FEV1/FVC < 0.70 confirms the presence of persistent airflow limitation and identifies the presence of COPD in patients with appropriate symptoms and predisposing risks.
Symptoms
- Chronic and progressive dyspnea is the most characteristic symptom of COPD.
- The terms used to describe dyspnea vary individually and culturally.
- Regular sputum production > 3 months in 2 consecutive years is the classical definition of chronic bronchitis;34 an arbitrary definition that does not reflect the range of sputum production reported in COPD.
- For Review O nly Additional features in severe disease.
- Fatigue, weight loss and anorexia are common in patients with more severe forms of COPD.
Medical History
- A detailed medical history of any patient who is known, or suspected, to have COPD should include: Exposure to risk factors, such as smoking and occupational or environmental exposures.
- Past medical history, including asthma, allergy, sinusitis, or nasal polyps; respiratory infections in childhood; other chronic respiratory and non-respiratory diseases.
- Pattern of symptom development: age of onset, type of symptom, more frequent or prolonged “winter colds,” and social restriction.
- Presence of comorbidities, such as heart disease, osteoporosis, musculoskeletal disorders, and malignancies.
- Impact of disease on patient’s life, including limitation of activity, missed work and economic impact, and feelings of depression or anxiety.
Physical examination
- A physical examination is rarely diagnostic in COPD.
- Physical signs of airflow limitation/hyperinflation are usually not identifiable until significantly impaired lung function is present.
Spirometry
- Spirometry is the most reproducible and objective measurement of airflow limitation.
- It is a noninvasive and readily available test.
- 41,42 Using GLI equations, z scores were calculated for FEV1, FVC, and FEV1/FVC and compared to fixed ratio data.
- These findings await additional study in other cohorts.
- The risk of misdiagnosis and over-treatment using the fixed ratio as a diagnostic criterion is limited since spirometry is only one parameter used to establish the clinical diagnosis of COPD.
Assessment
- To achieve these goals, COPD assessment must consider separately the following aspects of the disease: Presence and severity of the spirometric abnormality Current nature and magnitude of symptoms .
- The role of spirometry for the diagnosis, assessment and follow-up of COPD is summarized in Table 2.
Assessment of symptoms
- COPD was previously viewed as a disease largely characterized by breathlessness.
- A simple measure of breathlessness such as the Modified British Medical Research Council (mMRC) Questionnaire48 was considered adequate for assessment of symptoms49, 50,51 However, COPD impacts patients well beyond dyspnea.
- The most For Review O nly comprehensive disease-specific health status questionnaires include the Chronic Respiratory Questionnaire (CRQ)53 and St. George’s Respiratory Questionnaire (SGRQ).
- These are too complex to use in clinical practice, but shorter measures e.g., the COPD Assessment Test are suitable.
Assessment of exacerbation risk
- 59 Hospitalization for a COPD exacerbation has a poor prognosis and an increased risk of death.60 Blood eosinophil count.
- These findings suggest that blood eosinophil counts are 1) a biomarker of exacerbation risk in patients with a history of exacerbations and 2) can predict the effects of ICS on exacerbation prevention.
- To address these concerns, the 2017 GOLD Report provides a refinement of the ABCD assessment that separates spirometric grades from “ABCD” groupings.
- This approach acknowledges the limitations of FEV1 in making treatment decisions for individualized patient care and highlights the importance of patient symptoms and exacerbation risks in guiding therapies in COPD.
- With the new proposed scheme, the subject with 3 exacerbations in the past year would be labelled GOLD grade 4, group D. Individual decisions on pharmacotherapeutic approaches would use the recommendations based on the ABCD assessment to treat the patient’s major problem at this time, i.e., persistent exacerbations.
Alpha-1 antitrypsin deficiency
- The World Health Organization recommends that all patients with a diagnosis of COPD be screened once for alpha-1 antitrypsin deficiency.
- Family members should be screened and together with the patient referred to specialist centres for advice and management.
Additional investigations
- In order to rule out other concomitant disease contributing to respiratory symptoms, or in cases where patients do not respond to the treatment plan as expected, additional testing may be required.
- The BODE (Body mass index, Obstruction, Dyspnea, and Exercise) method gives a composite score that is a better predictor of subsequent survival than any single component.
- 72,73 For Review O nly Differential diagnoses.
- In some patients, features of asthma and COPD may coexist.
- Some patients without evidence of airflow limitation have evidence of structural lung disease on chest imaging (emphysema, gas trapping, airway wall thickening).
Smoking Cessation
- Smoking cessation influences the natural history of COPD.
- E-cigarettes are increasingly used as a form of nicotine replacement therapy, although their efficacy remains controversial.
- Varenicline,83 bupropion,84 and nortriptyline85 increase longterm quit rates,85 but should be used as part of an interventional program rather than as a sole intervention.
- A five-step program for intervention86,87 provides a framework to guide healthcare providers to help patients stop smoking.
- 77,86,88 Counseling delivered by health professionals significantly increases quit rates over selfinitiated strategies.
Vaccinations
- Influenza vaccine and Pneumococcal vaccines Influenza vaccination reduces serious illness,91 death,92-95 the risk of ischemic heart disease96 and the total number of exacerbations.
- 92 Vaccines containing either killed or live inactivated viruses are recommended97 as they are more effective in elderly patients with COPD.98 Pneumococcal vaccinations, PCV13 and PPSV23, are recommended for all patients ≥ 65 years of age .
Overview of medications
- Pharmacologic therapy for COPD reduces symptoms, the frequency and severity of exacerbations, and improves exercise tolerance and health status.
- No existing medication modifies the long-term decline in lung function.
- The choice within each class depends on the availability and cost of medication and favorable clinical response balanced against side effects.
- Each treatment regimen needs to be individualized as the relationship between severity of symptoms, airflow limitation, and severity of exacerbations varies between patients.
Bronchodilators
- Bronchodilators increase FEV1, reduce dynamic hyperinflation, at rest and during exercise,104,105 and improve exercise performance.
- Beta2-agonists, including short-acting (SABA) and long-acting (LABA) agents, relax airway smooth muscle.
- Ipratropium, a short acting muscarinic antagonist, provides small benefits over short-acting beta2-agonist in terms of lung function, health status and requirement for oral steroids.
Combination bronchodilator therapy
- Combining bronchodilators with different mechanisms and durations of action may increase the degree of bronchodilation with a lower risk of side-effects compared to increasing the dose of a single bronchodilator (Table 3).
- These combinations improve lung function compared to placebo122 and have a greater impact on patient reported outcomes compared to monotherapies.
Inhaled corticosteroids
- In patients with moderate to very severe COPD and exacerbations, an inhaled corticosteroid (ICS) combined with a LABA is more effective than either component alone in improving lung function, health status and reducing exacerbations.
- Observational studies suggest that ICS treatment could be associated with increased risks of diabetes/poor control of diabetes,140 cataracts,141 and mycobacterial infection142 including tuberculosis.143,144 ICS withdrawal.
- Withdrawal studies provide equivocal results regarding the consequences of withdrawal on lung function, symptoms and exacerbations.
Triple inhaled therapy
- Combination of LABA plus LAMA plus ICS (triple therapy) may improve lung function and patient reported outcomes.
- One RCT failed to demonstrate any benefit of adding an ICS to LABA plus LAMA on exacerbations.
Phosphodiesterase-4 inhibitors
- Roflumilast reduces moderate and severe exacerbations treated with systemic corticosteroids in patients with chronic bronchitis, severe to very severe COPD, and a history of exacerbations.
- The most frequent are diarrhea, nausea, reduced appetite, weight loss, abdominal pain, sleep disturbance, and headache.
- Roflumilast should be avoided in underweight patients and used with caution in patients with depression.
Pulmonary Rehabilitation
- Pulmonary rehabilitation is a comprehensive intervention based on thorough patient assessment followed by patient-tailored therapies (e.g., exercise training, education, self-management interventions aimed at behavior changes to improve physical and psychological condition and promote adherence to health-enhancing behaviors in patients with COPD).
- Pulmonary rehabilitation can reduce readmissions and mortality in patients following a recent exacerbation (≤ 4 weeks from prior hospitalization).
Education, Self-Management, and Integrative Care
- Smoking cessation, correct use of inhaler devices, early recognition of exacerbation, decision making, when to seek help, surgical interventions, and the consideration of advance directives, are examples of educational topics.
- Self-management interventions that use written negotiated action plans for worsening symptoms may lead to less respiratory-related hospitalization and all cause hospitalizations and improved health status.
Oxygen Therapy and Ventilatory Support
- The long-term administration of oxygen (> 15 hours per day) to patients with chronic respiratory failure increases survival in patients with severe resting hypoxemia.
- Whether to use NPPV chronically at home to treat patients with acute on chronic respiratory failure following hospitalization remains undetermined.
- Retrospective studies have provided inconclusive data.200,201 RCTs have yielded conflicting data on the use of home NPPV on survival and re-hospitalization in chronic hypercapnic COPD.202-205.
- In patients with both COPD and obstructive sleep apnea continuous positive airway pressure improves survival and avoids hospitalization .
Interventional Therapy
- A RCT confirmed that COPD patients with upper- lobe emphysema and low post-rehabilitation exercise capacity experienced improved survival when treated with lung volume reduction surgery (LVRS) compared to medical treatment.
- Subsequently, efficacy of the same endobronchial valve has been studied in patients with heterogeneous,217 or heterogeneous and homogenous emphysema218 with mixed outcomes.
Identify and Reduce Exposure to Risk Factors
- Cigarette smoking is the most commonly encountered and easily identifiable risk factor for COPD; smoking cessation should be continually encouraged for current smokers.
- Reduction of total personal exposure to occupational dusts, fumes, and gases, and to indoor and outdoor air pollutants, should be addressed.
Pharmacologic Treatment
- The most commonly used classes of medications for COPD exacerbations are bronchodilators, corticosteroids, and antibiotics.
- Intravenous methylxanthines are not recommended due to side effects.
- Systemic glucocorticoids in COPD exacerbations shorten recovery time and improve FEV1.
- A study in patients with exacerbations requiring mechanical ventilation (invasive or noninvasive) reported increased mortality and a higher incidence of secondary nosocomial pneumonia when antibitoics were not given.
Pharmacologic treatment algorithms
- A proposed model for the initiation, and then subsequent escalation and/or de- escalation of pharmacologic management according to the individualized assessment of symptoms and exacerbation risk is shown in Figure 3.
- In past GOLD Reports, recommendations were only given for initial therapy.
- Many COPD patients are already on treatment and return with persistent symptoms after initial therapy, or less commonly with resolution of some symptoms that may subsequently require less therapy.
- Therefore, the authors now suggest escalation and de-escalation strategies.
- The recommendations are based on available efficacy and safety data.
Group B
- Initial therapy should be a long acting bronchodilator.
- Long-acting bronchodilators are superior to short-acting bronchodilators taken intermittently.
- There is no evidence to recommend one class of long-acting bronchodilators over another for symptom relief, the choice should depend on individual patient response.
- For patients with persistent breathlessness on monotherapy222 the use of two bronchodilators is recommended.
- For patients with severe breathlessness, initial therapy with two bronchodilators may be considered.
Group C
- Initial therapy should be a single long acting bronchodilator.
- In two head-to head comparisons112,223 the LAMA tested superior to the LABA regarding exacerbation prevention, therefore the authors recommend initiating a LAMA in this group.
- Patients with persistent exacerbations may benefit from adding a second long acting bronchodilator (LABA/LAMA), or using a combination of a long acting beta2-agonist and an inhaled corticosteroid (LABA/ICS).
- As ICS increases the risk for developing pneumonia, their primary choice is LABA/LAMA.
Group D
- The authors recommend initiating a LABA/LAMA combination because: LABA/LAMA combination was superior to LABA/ICS combination in preventing exacerbations and improving other patient reported outcomes in Group D patients.
- Group D patients are at higher risk for pneumonia when receiving ICS treatment.
- These patients may have a history and/or findings suggestive of asthma-COPD overlap and/or high blood eosinophil counts.
- The possibility of developing resistant organisms should be factored into the decision making.
End-of-life and palliative care
- Patients should be informed that should they become critically ill, they or their family members may need to decide whether a course of intensive care is likely to achieve their personal goals of care.
- Simple, structured conversations about these possible scenarios should be discussed while patients are in their stable state.
Vaccination
- Influenza vaccination is recommended for all patients with COPD.
- Pneumococcal vaccinations, PCV13 and PPSV23, are recommended for all patients > 65 years of age.
- The PPSV23 is also recommended for younger COPD patients with significant comorbid conditions including chronic heart or lung disease.
Ventilatory support
- NIV is occasionally used in patients with stable very severe COPD.
- NIV may be considered in a selected group of patients, particularly those with pronounced daytime hypercapnia and recent hospitalization, although contradictory evidence exists regarding its effectiveness.
- In patients with both COPD and obstructive sleep apnea continuous positive airway pressure is indicated.
Interventional bronchoscopy and surgery
- In selected patients with heterogeneous or homogenous emphysema and significant hyperinflation refractory to optimized medical care, surgical or bronchoscopic modes of lung volume reduction (e.g., endobronchial one-way valves or lung coils) may be considered.
- An algorithm depicting the various interventions based on radiological and physiological features is shown in Figure 4.
- Criteria for referral for lung transplantation include COPD with progressive disease, not a candidate for endoscopic or surgical lung volume reduction, BODE index of 5 to 6, Pco2 > 50 mmHg or 6.6 kPa and/or PaO2 < 60 mmHg or 8 kPa, and FEV1 < 25% predicted.
Monitoring and Follow-Up
- Routine follow-up of COPD patients is essential.
- Symptoms, exacerbations and objective measures of airflow limitation should be monitored to determine when to modify management and to identify any complications and/or comorbidities that may develop.
- In order to adjust therapy appropriately as the disease progresses, each follow-up visit should include a discussion of the current therapeutic regimen.
- Symptoms that indicate worsening or development of another comorbid condition should be evaluated and treated.
Management of Exacerbations
- The most common causes are respiratory tract infections.
- The goal for treatment of exacerbations is to minimize the negative impact of the current exacerbation and to prevent subsequent events.
- Maintenance therapy with long-acting bronchodilators should be initiated as soon as possible before hospital discharge.
- Exacerbations are important events in the management of COPD because they negatively impact health status, rates of hospitalization and readmission, and disease progression.
- Other symptoms include increased sputum purulence and volume, together with increased cough and wheeze.
Treatment Setting
- The goals of exacerbation treatment are to minimize the negative impact of the current exacerbation, and to prevent the development of subsequent events.
- More than 80% of exacerbations are managed on an outpatient basis with bronchodilators, corticosteroids, and antibiotics.
- Key points for the management of exacerbations Duration of therapy should not be more than 5-7 days (Evidence A). Antibiotics, when indicated, can shorten recovery time, reduce the risk of early relapse, treatment failure, and hospitalization duration.
Respiratory Support
- Supplemental oxygen should be titrated to improve hypoxemia with a target saturation of 88-92%.283.
- Once oxygen is started, blood gases should be checked to ensure satisfactory oxygenation without carbon dioxide retention and/or worsening acidosis.
- Some patients require admission to the intensive care unit.
- NIV has been studied in RCTs showing a success rate of 80-85%.284-288 Mortality and intubation rates are reduced by NIV.284,289-291 Invasive mechanical ventilation.
- In patients who fail non-invasive ventilation as initial therapy and receive invasive ventilation as For Review O nly subsequent rescue therapy, morbidity, hospital length of stay and mortality are greater.
Hospital Discharge and Follow-Up
- Lack of spirometric assessment and arterial blood gas analysis have been associated with re-hospitalization and mortality.
- There is insufficient data that they influence readmission rates, short-term mortality293,294,296,297 or cost-effectiveness.
- An assessment of the presence and management of comorbidities should also be undertaken .
Ischemic heart disease
- There is an increased risk of myocardial damage in patients with concomitant ischemic heart disease who have an acute exacerbation of COPD.
- Patients who demonstrate abnormal cardiac troponins are at an increased risk of adverse outcomes including short-term (30 day) and long-term mortality.
Arrhythmias
- Cardiac arrhythmias are common in COPD and vice versa.
- Atrial fibrillation is frequent and directly associated with FEV1.
- Bronchodilators have been previously described as potentially pro-arrhythmic agents;314,315 however, evidence suggests an overall acceptable safety profile for long-acting beta2-agonists, 316 anticholinergic drugs (and inhaled corticosteroids).
Osteoporosis
- Osteoporosis is often associated with emphysema,325,326 decreased body mass index327 and low fat-free mass.328 Low bone mineral density and fractures are common in COPD patients even after adjustment for steroid use, age, pack-years of smoking, current smoking, and exacerbations.
- An association between inhaled corticosteroids and fractures has been found in pharmaco-epidemiological studies.
- Systemic corticosteroids significantly increase the risk of osteoporosis.
Metabolic Syndrome and Diabetes
- Metabolic syndrome and diabetes are more frequent in COPD and the latter is likely to affect prognosis.
- The prevalence of metabolic syndrome has been estimated to be more than 30%.339.
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Frequently Asked Questions (14)
Q2. What is the number of days that antibiotics are recommended for treating COPD?
when indicated, can shorten recovery time, reduce the risk of earlyrelapse, treatment failure, and hospitalization duration.
Q3. What is the way to treat COPD?
Pharmacologic therapy for COPD reduces symptoms, the frequency and severity ofexacerbations, and improves exercise tolerance and health status.
Q4. What is the risk of COPD in poorly ventilated dwellings?
18 Indoor pollution from biomass cooking and heating, in poorly ventilated dwellings, is a risk for COPD.19-21Asthma may be a risk for the development of chronic airflow limitation and COPD.
Q5. What should be addressed in the pharmacologic management of COPD?
Reduction of total personal exposure to occupational dusts, fumes, and gases, and toindoor and outdoor air pollutants, should be addressed.
Q6. What are the main factors associated with the death of a patient with COPD?
Long-term prognosis following hospitalization for COPD exacerbation is poor; five-year mortality rate is about 50%.254 Factors associated with poor outcome include older age,lower body mass index, comorbidities (e.g., cardiovascular disease or lung cancer),previous hospitalizations for COPD exacerbations, clinical severity of the index exacerbation, and need for long-term oxygen therapy at discharge.
Q7. What are the main causes of COPD?
Besides exposures, host factors (genetic abnormalities, abnormal lung development and accelerated aging) predispose individuals to develop COPD.• COPD may be punctuated by acute worsening of respiratory symptoms, called exacerbations.•
Q8. What are the common COPD health status questionnaires?
The mostFor Review Onlycomprehensive disease-specific health status questionnaires include the Chronic Respiratory Questionnaire (CRQ)53 and St. George’s Respiratory Questionnaire (SGRQ).
Q9. What are the factors that are important in predicting lung function in adult life?
2,7 Factorsin early life termed “childhood disadvantage factors” are as important as heavy smoking in predicting lung function in adult life.
Q10. What is the importance of spirometry in guiding treatment decisions?
spirometry,in conjunction with patient symptoms and exacerbation history, remains vital for thediagnosis, prognostication and consideration of other important therapeutic approaches,especially non-pharmacological therapies.
Q11. What are the goals of COPD assessment to guide therapy?
The goals of COPD assessment to guide therapy are 1) to determine the level of airflowlimitation; 2) to define its impact on the patient’s health status and; 3) identify the risk offuture events (such as exacerbations, hospital admissions or death).
Q12. What are the factors associated with an increased risk of acute exacerbations?
238 Other factors associated with an increased risk of acute exacerbationsand/or severity of exacerbations include an increase in the ratio of the pulmonary artery to aorta cross sectional dimension (i.e., ratio > 1),246 a greater percentage ofFor Review Onlyemphysema or airway wall thickness247 measured by chest CT imaging and the presence of chronic bronchitis.248,249
Q13. What is the risk of misdiagnosis and over-treatment using the fixed ratio?
The risk of misdiagnosis and over-treatment using the fixed ratio as a diagnosticcriterion is limited since spirometry is only one parameter used to establish the clinicaldiagnosis of COPD.
Q14. What is the importance of FEV1 in the prediction of important clinical outcomes?
FEV1 is a very important parameter at the population-level in the prediction of important clinical outcomes such as mortality andhospitalizations or prompting consideration for non-pharmacologic therapies such aslung reduction or lung transplantation.