How iris recognition works
01 Jan 2004-IEEE Transactions on Circuits and Systems for Video Technology (IEEE)-Vol. 14, Iss: 1, pp 21-30
TL;DR: Algorithms developed by the author for recognizing persons by their iris patterns have now been tested in many field and laboratory trials, producing no false matches in several million comparison tests.
Abstract: Algorithms developed by the author for recognizing persons by their iris patterns have now been tested in many field and laboratory trials, producing no false matches in several million comparison tests. The recognition principle is the failure of a test of statistical independence on iris phase structure encoded by multi-scale quadrature wavelets. The combinatorial complexity of this phase information across different persons spans about 249 degrees of freedom and generates a discrimination entropy of about 3.2 b/mm/sup 2/ over the iris, enabling real-time decisions about personal identity with extremely high confidence. The high confidence levels are important because they allow very large databases to be searched exhaustively (one-to-many "identification mode") without making false matches, despite so many chances. Biometrics that lack this property can only survive one-to-one ("verification") or few comparisons. The paper explains the iris recognition algorithms and presents results of 9.1 million comparisons among eye images from trials in Britain, the USA, Japan, and Korea.
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Proceedings Article•
16 Feb 2007TL;DR: Iris recognition as one of the important method of biometrics-based identification systems and iris recognition algorithm is described and experimental results show that the proposed method has an encouraging performance.
Abstract: In this paper, iris recognition as one of the important method of biometrics-based identification systems and iris recognition algorithm is described. As technology advances and information and intellectual properties are wanted by many unauthorized personnel. As a result many organizations have being searching ways for more secure authentication methods for the user access. In network security there is a vital emphasis on the automatic personal identification. Due to its inherent advantages biometric based verification especially iris identification is gaining a lot of attention. Iris recognition uses iris patterns for personnel identification. The system steps are capturing iris patterns; determining the location of iris boundaries; converting the iris boundary to the stretched polar coordinate system; extracting iris code based on texture analysis. The system has been implemented and tested using dataset of number of samples of iris data with different contrast quality. The developed algorithm performs satisfactorily on the images, provides 93% accuracy. Experimental results show that the proposed method has an encouraging performance.
1,389 citations
TL;DR: A recent large-scale subjective study of video quality on a collection of videos distorted by a variety of application-relevant processes results in a diverse independent public database of distorted videos and subjective scores that is freely available.
Abstract: We present the results of a recent large-scale subjective study of video quality on a collection of videos distorted by a variety of application-relevant processes. Methods to assess the visual quality of digital videos as perceived by human observers are becoming increasingly important, due to the large number of applications that target humans as the end users of video. Owing to the many approaches to video quality assessment (VQA) that are being developed, there is a need for a diverse independent public database of distorted videos and subjective scores that is freely available. The resulting Laboratory for Image and Video Engineering (LIVE) Video Quality Database contains 150 distorted videos (obtained from ten uncompressed reference videos of natural scenes) that were created using four different commonly encountered distortion types. Each video was assessed by 38 human subjects, and the difference mean opinion scores (DMOS) were recorded. We also evaluated the performance of several state-of-the-art, publicly available full-reference VQA algorithms on the new database. A statistical evaluation of the relative performance of these algorithms is also presented. The database has a dedicated web presence that will be maintained as long as it remains relevant and the data is available online.
1,172 citations
01 Oct 2007
TL;DR: This paper presents more disciplined methods for detecting and faithfully modeling the iris inner and outer boundaries with active contours, leading to more flexible embedded coordinate systems and Fourier-based methods for solving problems in iris trigonometry and projective geometry.
Abstract: This paper presents the following four advances in iris recognition: 1) more disciplined methods for detecting and faithfully modeling the iris inner and outer boundaries with active contours, leading to more flexible embedded coordinate systems; 2) Fourier-based methods for solving problems in iris trigonometry and projective geometry, allowing off-axis gaze to be handled by detecting it and ldquorotatingrdquo the eye into orthographic perspective; 3) statistical inference methods for detecting and excluding eyelashes; and 4) exploration of score normalizations, depending on the amount of iris data that is available in images and the required scale of database search. Statistical results are presented based on 200 billion iris cross-comparisons that were generated from 632 500 irises in the United Arab Emirates database to analyze the normalization issues raised in different regions of receiver operating characteristic curves.
1,031 citations
TL;DR: This survey covers the historical development and current state of the art in image understanding for iris biometrics and suggests a short list of recommended readings for someone new to the field to quickly grasp the big picture of irisBiometrics.
Abstract: This survey covers the historical development and current state of the art in image understanding for iris biometrics. Most research publications can be categorized as making their primary contribution to one of the four major modules in iris biometrics: image acquisition, iris segmentation, texture analysis and matching of texture representations. Other important research includes experimental evaluations, image databases, applications and systems, and medical conditions that may affect the iris. We also suggest a short list of recommended readings for someone new to the field to quickly grasp the big picture of iris biometrics.
933 citations
20 May 2012
TL;DR: It is concluded that many academic proposals to replace text passwords for general-purpose user authentication on the web have failed to gain traction because researchers rarely consider a sufficiently wide range of real-world constraints.
Abstract: We evaluate two decades of proposals to replace text passwords for general-purpose user authentication on the web using a broad set of twenty-five usability, deployability and security benefits that an ideal scheme might provide. The scope of proposals we survey is also extensive, including password management software, federated login protocols, graphical password schemes, cognitive authentication schemes, one-time passwords, hardware tokens, phone-aided schemes and biometrics. Our comprehensive approach leads to key insights about the difficulty of replacing passwords. Not only does no known scheme come close to providing all desired benefits: none even retains the full set of benefits that legacy passwords already provide. In particular, there is a wide range from schemes offering minor security benefits beyond legacy passwords, to those offering significant security benefits in return for being more costly to deploy or more difficult to use. We conclude that many academic proposals have failed to gain traction because researchers rarely consider a sufficiently wide range of real-world constraints. Beyond our analysis of current schemes, our framework provides an evaluation methodology and benchmark for future web authentication proposals.
914 citations
References
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01 Jan 1991TL;DR: The author examines the role of entropy, inequality, and randomness in the design of codes and the construction of codes in the rapidly changing environment.
Abstract: Preface to the Second Edition. Preface to the First Edition. Acknowledgments for the Second Edition. Acknowledgments for the First Edition. 1. Introduction and Preview. 1.1 Preview of the Book. 2. Entropy, Relative Entropy, and Mutual Information. 2.1 Entropy. 2.2 Joint Entropy and Conditional Entropy. 2.3 Relative Entropy and Mutual Information. 2.4 Relationship Between Entropy and Mutual Information. 2.5 Chain Rules for Entropy, Relative Entropy, and Mutual Information. 2.6 Jensen's Inequality and Its Consequences. 2.7 Log Sum Inequality and Its Applications. 2.8 Data-Processing Inequality. 2.9 Sufficient Statistics. 2.10 Fano's Inequality. Summary. Problems. Historical Notes. 3. Asymptotic Equipartition Property. 3.1 Asymptotic Equipartition Property Theorem. 3.2 Consequences of the AEP: Data Compression. 3.3 High-Probability Sets and the Typical Set. Summary. Problems. Historical Notes. 4. Entropy Rates of a Stochastic Process. 4.1 Markov Chains. 4.2 Entropy Rate. 4.3 Example: Entropy Rate of a Random Walk on a Weighted Graph. 4.4 Second Law of Thermodynamics. 4.5 Functions of Markov Chains. Summary. Problems. Historical Notes. 5. Data Compression. 5.1 Examples of Codes. 5.2 Kraft Inequality. 5.3 Optimal Codes. 5.4 Bounds on the Optimal Code Length. 5.5 Kraft Inequality for Uniquely Decodable Codes. 5.6 Huffman Codes. 5.7 Some Comments on Huffman Codes. 5.8 Optimality of Huffman Codes. 5.9 Shannon-Fano-Elias Coding. 5.10 Competitive Optimality of the Shannon Code. 5.11 Generation of Discrete Distributions from Fair Coins. Summary. Problems. Historical Notes. 6. Gambling and Data Compression. 6.1 The Horse Race. 6.2 Gambling and Side Information. 6.3 Dependent Horse Races and Entropy Rate. 6.4 The Entropy of English. 6.5 Data Compression and Gambling. 6.6 Gambling Estimate of the Entropy of English. Summary. Problems. Historical Notes. 7. Channel Capacity. 7.1 Examples of Channel Capacity. 7.2 Symmetric Channels. 7.3 Properties of Channel Capacity. 7.4 Preview of the Channel Coding Theorem. 7.5 Definitions. 7.6 Jointly Typical Sequences. 7.7 Channel Coding Theorem. 7.8 Zero-Error Codes. 7.9 Fano's Inequality and the Converse to the Coding Theorem. 7.10 Equality in the Converse to the Channel Coding Theorem. 7.11 Hamming Codes. 7.12 Feedback Capacity. 7.13 Source-Channel Separation Theorem. Summary. Problems. Historical Notes. 8. Differential Entropy. 8.1 Definitions. 8.2 AEP for Continuous Random Variables. 8.3 Relation of Differential Entropy to Discrete Entropy. 8.4 Joint and Conditional Differential Entropy. 8.5 Relative Entropy and Mutual Information. 8.6 Properties of Differential Entropy, Relative Entropy, and Mutual Information. Summary. Problems. Historical Notes. 9. Gaussian Channel. 9.1 Gaussian Channel: Definitions. 9.2 Converse to the Coding Theorem for Gaussian Channels. 9.3 Bandlimited Channels. 9.4 Parallel Gaussian Channels. 9.5 Channels with Colored Gaussian Noise. 9.6 Gaussian Channels with Feedback. Summary. Problems. Historical Notes. 10. Rate Distortion Theory. 10.1 Quantization. 10.2 Definitions. 10.3 Calculation of the Rate Distortion Function. 10.4 Converse to the Rate Distortion Theorem. 10.5 Achievability of the Rate Distortion Function. 10.6 Strongly Typical Sequences and Rate Distortion. 10.7 Characterization of the Rate Distortion Function. 10.8 Computation of Channel Capacity and the Rate Distortion Function. Summary. Problems. Historical Notes. 11. Information Theory and Statistics. 11.1 Method of Types. 11.2 Law of Large Numbers. 11.3 Universal Source Coding. 11.4 Large Deviation Theory. 11.5 Examples of Sanov's Theorem. 11.6 Conditional Limit Theorem. 11.7 Hypothesis Testing. 11.8 Chernoff-Stein Lemma. 11.9 Chernoff Information. 11.10 Fisher Information and the Cram-er-Rao Inequality. Summary. Problems. Historical Notes. 12. Maximum Entropy. 12.1 Maximum Entropy Distributions. 12.2 Examples. 12.3 Anomalous Maximum Entropy Problem. 12.4 Spectrum Estimation. 12.5 Entropy Rates of a Gaussian Process. 12.6 Burg's Maximum Entropy Theorem. Summary. Problems. Historical Notes. 13. Universal Source Coding. 13.1 Universal Codes and Channel Capacity. 13.2 Universal Coding for Binary Sequences. 13.3 Arithmetic Coding. 13.4 Lempel-Ziv Coding. 13.5 Optimality of Lempel-Ziv Algorithms. Compression. Summary. Problems. Historical Notes. 14. Kolmogorov Complexity. 14.1 Models of Computation. 14.2 Kolmogorov Complexity: Definitions and Examples. 14.3 Kolmogorov Complexity and Entropy. 14.4 Kolmogorov Complexity of Integers. 14.5 Algorithmically Random and Incompressible Sequences. 14.6 Universal Probability. 14.7 Kolmogorov complexity. 14.9 Universal Gambling. 14.10 Occam's Razor. 14.11 Kolmogorov Complexity and Universal Probability. 14.12 Kolmogorov Sufficient Statistic. 14.13 Minimum Description Length Principle. Summary. Problems. Historical Notes. 15. Network Information Theory. 15.1 Gaussian Multiple-User Channels. 15.2 Jointly Typical Sequences. 15.3 Multiple-Access Channel. 15.4 Encoding of Correlated Sources. 15.5 Duality Between Slepian-Wolf Encoding and Multiple-Access Channels. 15.6 Broadcast Channel. 15.7 Relay Channel. 15.8 Source Coding with Side Information. 15.9 Rate Distortion with Side Information. 15.10 General Multiterminal Networks. Summary. Problems. Historical Notes. 16. Information Theory and Portfolio Theory. 16.1 The Stock Market: Some Definitions. 16.2 Kuhn-Tucker Characterization of the Log-Optimal Portfolio. 16.3 Asymptotic Optimality of the Log-Optimal Portfolio. 16.4 Side Information and the Growth Rate. 16.5 Investment in Stationary Markets. 16.6 Competitive Optimality of the Log-Optimal Portfolio. 16.7 Universal Portfolios. 16.8 Shannon-McMillan-Breiman Theorem (General AEP). Summary. Problems. Historical Notes. 17. Inequalities in Information Theory. 17.1 Basic Inequalities of Information Theory. 17.2 Differential Entropy. 17.3 Bounds on Entropy and Relative Entropy. 17.4 Inequalities for Types. 17.5 Combinatorial Bounds on Entropy. 17.6 Entropy Rates of Subsets. 17.7 Entropy and Fisher Information. 17.8 Entropy Power Inequality and Brunn-Minkowski Inequality. 17.9 Inequalities for Determinants. 17.10 Inequalities for Ratios of Determinants. Summary. Problems. Historical Notes. Bibliography. List of Symbols. Index.
45,034 citations
"How iris recognition works" refers methods in this paper
...Expressing this variation as a discrimination entropy ( Cover and Thomas 1991 ) and using typical iris and pupil diameters of 11mm and 5mm respectively, the observed amount of statistical variability among different iris patterns corresponds to an information density of about 3.2 bits/mm2 on the iris....
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TL;DR: A face recognition algorithm which is insensitive to large variation in lighting direction and facial expression is developed, based on Fisher's linear discriminant and produces well separated classes in a low-dimensional subspace, even under severe variations in lighting and facial expressions.
Abstract: We develop a face recognition algorithm which is insensitive to large variation in lighting direction and facial expression. Taking a pattern classification approach, we consider each pixel in an image as a coordinate in a high-dimensional space. We take advantage of the observation that the images of a particular face, under varying illumination but fixed pose, lie in a 3D linear subspace of the high dimensional image space-if the face is a Lambertian surface without shadowing. However, since faces are not truly Lambertian surfaces and do indeed produce self-shadowing, images will deviate from this linear subspace. Rather than explicitly modeling this deviation, we linearly project the image into a subspace in a manner which discounts those regions of the face with large deviation. Our projection method is based on Fisher's linear discriminant and produces well separated classes in a low-dimensional subspace, even under severe variation in lighting and facial expressions. The eigenface technique, another method based on linearly projecting the image space to a low dimensional subspace, has similar computational requirements. Yet, extensive experimental results demonstrate that the proposed "Fisherface" method has error rates that are lower than those of the eigenface technique for tests on the Harvard and Yale face databases.
11,674 citations
"How iris recognition works" refers background in this paper
...For example, in face recognition, difficulties arise from the fact that the face is a changeable social organ displaying a variety of expressions, as well as being an active three-dimensional (3-D) object whose image varies with viewing angle, pose, illumination, accoutrements, and age [1], [ 2 ]....
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TL;DR: Two of the most critical requirements in support of producing reliable face-recognition systems are a large database of facial images and a testing procedure to evaluate systems.
Abstract: Two of the most critical requirements in support of producing reliable face-recognition systems are a large database of facial images and a testing procedure to evaluate systems. The Face Recognition Technology (FERET) program has addressed both issues through the FERET database of facial images and the establishment of the FERET tests. To date, 14,126 images from 1,199 individuals are included in the FERET database, which is divided into development and sequestered portions of the database. In September 1996, the FERET program administered the third in a series of FERET face-recognition tests. The primary objectives of the third test were to 1) assess the state of the art, 2) identify future areas of research, and 3) measure algorithm performance.
4,816 citations
"How iris recognition works" refers background in this paper
...It has been shown that, for “mug shot” images taken at least one year apart, even the best current algorithms can have error rates of 43%–50% [14]–[ 16 ]....
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TL;DR: A method for rapid visual recognition of personal identity is described, based on the failure of a statistical test of independence, which implies a theoretical "cross-over" error rate of one in 131000 when a decision criterion is adopted that would equalize the false accept and false reject error rates.
Abstract: A method for rapid visual recognition of personal identity is described, based on the failure of a statistical test of independence. The most unique phenotypic feature visible in a person's face is the detailed texture of each eye's iris. The visible texture of a person's iris in a real-time video image is encoded into a compact sequence of multi-scale quadrature 2-D Gabor wavelet coefficients, whose most-significant bits comprise a 256-byte "iris code". Statistical decision theory generates identification decisions from Exclusive-OR comparisons of complete iris codes at the rate of 4000 per second, including calculation of decision confidence levels. The distributions observed empirically in such comparisons imply a theoretical "cross-over" error rate of one in 131000 when a decision criterion is adopted that would equalize the false accept and false reject error rates. In the typical recognition case, given the mean observed degree of iris code agreement, the decision confidence levels correspond formally to a conditional false accept probability of one in about 10/sup 31/. >
3,399 citations
"How iris recognition works" refers methods in this paper
...Altogether 2,048 such phase bits (256 bytes) are computed for each iris, but in a major improvement over the earlier ( Daugman 1993 ) algorithms, now an equal number of masking bits are also computed to signify whether any iris region is obscured by eyelids, contains any eyelash occlusions, specular reections, boundary artifacts of hard contact lenses, or poor signal-to-noise ratio and thus should be ignored in the demodulation code as ......
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...Algorithms described in ( Daugman 1993, 1994 ) for encoding and recognizing iris patterns have been the executable software used in all iris recognition systems so far deployed commercially or in tests, including those by British Telecom, US Sandia Labs, UK National Physical Lab, NBTC, Panasonic, LG, Oki, EyeTicket, IBM SchipholGroup, Joh.Enschede, IriScan, Iridian, and Sensar....
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TL;DR: Evidence is presented that the 2D receptive-field profiles of simple cells in mammalian visual cortex are well described by members of this optimal 2D filter family, and thus such visual neurons could be said to optimize the general uncertainty relations for joint 2D-spatial-2D-spectral information resolution.
Abstract: Two-dimensional spatial linear filters are constrained by general uncertainty relations that limit their attainable information resolution for orientation, spatial frequency, and two-dimensional (2D) spatial position. The theoretical lower limit for the joint entropy, or uncertainty, of these variables is achieved by an optimal 2D filter family whose spatial weighting functions are generated by exponentiated bivariate second-order polynomials with complex coefficients, the elliptic generalization of the one-dimensional elementary functions proposed in Gabor’s famous theory of communication [ J. Inst. Electr. Eng.93, 429 ( 1946)]. The set includes filters with various orientation bandwidths, spatial-frequency bandwidths, and spatial dimensions, favoring the extraction of various kinds of information from an image. Each such filter occupies an irreducible quantal volume (corresponding to an independent datum) in a four-dimensional information hyperspace whose axes are interpretable as 2D visual space, orientation, and spatial frequency, and thus such a filter set could subserve an optimally efficient sampling of these variables. Evidence is presented that the 2D receptive-field profiles of simple cells in mammalian visual cortex are well described by members of this optimal 2D filter family, and thus such visual neurons could be said to optimize the general uncertainty relations for joint 2D-spatial–2D-spectral information resolution. The variety of their receptive-field dimensions and orientation and spatial-frequency bandwidths, and the correlations among these, reveal several underlying constraints, particularly in width/length aspect ratio and principal axis organization, suggesting a polar division of labor in occupying the quantal volumes of information hyperspace. Such an ensemble of 2D neural receptive fields in visual cortex could locally embed coarse polar mappings of the orientation–frequency plane piecewise within the global retinotopic mapping of visual space, thus efficiently representing 2D spatial visual information by localized 2D spectral signatures.
3,392 citations
"How iris recognition works" refers methods in this paper
...Each isolated iris pattern is then demodulated to extract its phase information using quadrature 2D Gabor wavelets ( Daugman 1985, 1988, 1994 )....
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