Millimeter-Wave Cellular Wireless Networks: Potentials and Challenges
05 Feb 2014-Vol. 102, Iss: 3, pp 366-385
TL;DR: Measurements and capacity studies are surveyed to assess mmW technology with a focus on small cell deployments in urban environments and it is shown that mmW systems can offer more than an order of magnitude increase in capacity over current state-of-the-art 4G cellular networks at current cell densities.
Abstract: Millimeter-wave (mmW) frequencies between 30 and 300 GHz are a new frontier for cellular communication that offers the promise of orders of magnitude greater bandwidths combined with further gains via beamforming and spatial multiplexing from multielement antenna arrays. This paper surveys measurements and capacity studies to assess this technology with a focus on small cell deployments in urban environments. The conclusions are extremely encouraging; measurements in New York City at 28 and 73 GHz demonstrate that, even in an urban canyon environment, significant non-line-of-sight (NLOS) outdoor, street-level coverage is possible up to approximately 200 m from a potential low-power microcell or picocell base station. In addition, based on statistical channel models from these measurements, it is shown that mmW systems can offer more than an order of magnitude increase in capacity over current state-of-the-art 4G cellular networks at current cell densities. Cellular systems, however, will need to be significantly redesigned to fully achieve these gains. Specifically, the requirement of highly directional and adaptive transmissions, directional isolation between links, and significant possibilities of outage have strong implications on multiple access, channel structure, synchronization, and receiver design. To address these challenges, the paper discusses how various technologies including adaptive beamforming, multihop relaying, heterogeneous network architectures, and carrier aggregation can be leveraged in the mmW context.
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TL;DR: This paper discusses all of these topics, identifying key challenges for future research and preliminary 5G standardization activities, while providing a comprehensive overview of the current literature, and in particular of the papers appearing in this special issue.
Abstract: What will 5G be? What it will not be is an incremental advance on 4G. The previous four generations of cellular technology have each been a major paradigm shift that has broken backward compatibility. Indeed, 5G will need to be a paradigm shift that includes very high carrier frequencies with massive bandwidths, extreme base station and device densities, and unprecedented numbers of antennas. However, unlike the previous four generations, it will also be highly integrative: tying any new 5G air interface and spectrum together with LTE and WiFi to provide universal high-rate coverage and a seamless user experience. To support this, the core network will also have to reach unprecedented levels of flexibility and intelligence, spectrum regulation will need to be rethought and improved, and energy and cost efficiencies will become even more critical considerations. This paper discusses all of these topics, identifying key challenges for future research and preliminary 5G standardization activities, while providing a comprehensive overview of the current literature, and in particular of the papers appearing in this special issue.
7,139 citations
Cites background from "Millimeter-Wave Cellular Wireless N..."
...Marzetta was instrumental in articulating a vision in which the number of antennas increased by more than an order of magnitude, first in a 2007 presentation [89] with the details formalized in a landmark paper [90]....
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TL;DR: This article provides an overview of signal processing challenges in mmWave wireless systems, with an emphasis on those faced by using MIMO communication at higher carrier frequencies.
Abstract: Communication at millimeter wave (mmWave) frequencies is defining a new era of wireless communication. The mmWave band offers higher bandwidth communication channels versus those presently used in commercial wireless systems. The applications of mmWave are immense: wireless local and personal area networks in the unlicensed band, 5G cellular systems, not to mention vehicular area networks, ad hoc networks, and wearables. Signal processing is critical for enabling the next generation of mmWave communication. Due to the use of large antenna arrays at the transmitter and receiver, combined with radio frequency and mixed signal power constraints, new multiple-input multiple-output (MIMO) communication signal processing techniques are needed. Because of the wide bandwidths, low complexity transceiver algorithms become important. There are opportunities to exploit techniques like compressed sensing for channel estimation and beamforming. This article provides an overview of signal processing challenges in mmWave wireless systems, with an emphasis on those faced by using MIMO communication at higher carrier frequencies.
2,380 citations
Cites background from "Millimeter-Wave Cellular Wireless N..."
...A major outstanding issue is characterizing the joint probabilities in outage between links from different cells, which is critical in assessing the benefits of macro-diversity [65], [66]....
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TL;DR: Detailed spatial statistical models of the channels are derived and it is found that, even in highly non-line-of-sight environments, strong signals can be detected 100-200 m from potential cell sites, potentially with multiple clusters to support spatial multiplexing.
Abstract: With the severe spectrum shortage in conventional cellular bands, millimeter wave (mmW) frequencies between 30 and 300 GHz have been attracting growing attention as a possible candidate for next-generation micro- and picocellular wireless networks. The mmW bands offer orders of magnitude greater spectrum than current cellular allocations and enable very high-dimensional antenna arrays for further gains via beamforming and spatial multiplexing. This paper uses recent real-world measurements at 28 and 73 GHz in New York, NY, USA, to derive detailed spatial statistical models of the channels and uses these models to provide a realistic assessment of mmW micro- and picocellular networks in a dense urban deployment. Statistical models are derived for key channel parameters, including the path loss, number of spatial clusters, angular dispersion, and outage. It is found that, even in highly non-line-of-sight environments, strong signals can be detected 100-200 m from potential cell sites, potentially with multiple clusters to support spatial multiplexing. Moreover, a system simulation based on the models predicts that mmW systems can offer an order of magnitude increase in capacity over current state-of-the-art 4G cellular networks with no increase in cell density from current urban deployments.
2,102 citations
Cites background from "Millimeter-Wave Cellular Wireless N..."
...It should be noted that the capacity numbers reported in [9], which were based on an earlier version...
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...widths are much wider than today’s cellular networks [4]–[9]....
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TL;DR: An overview of 5G research, standardization trials, and deployment challenges is provided, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.
Abstract: There is considerable pressure to define the key requirements of 5G, develop 5G standards, and perform technology trials as quickly as possible. Normally, these activities are best done in series but there is a desire to complete these tasks in parallel so that commercial deployments of 5G can begin by 2020. 5G will not be an incremental improvement over its predecessors; it aims to be a revolutionary leap forward in terms of data rates, latency, massive connectivity, network reliability, and energy efficiency. These capabilities are targeted at realizing high-speed connectivity, the Internet of Things, augmented virtual reality, the tactile internet, and so on. The requirements of 5G are expected to be met by new spectrum in the microwave bands (3.3-4.2 GHz), and utilizing large bandwidths available in mm-wave bands, increasing spatial degrees of freedom via large antenna arrays and 3-D MIMO, network densification, and new waveforms that provide scalability and flexibility to meet the varying demands of 5G services. Unlike the one size fits all 4G core networks, the 5G core network must be flexible and adaptable and is expected to simultaneously provide optimized support for the diverse 5G use case categories. In this paper, we provide an overview of 5G research, standardization trials, and deployment challenges. Due to the enormous scope of 5G systems, it is necessary to provide some direction in a tutorial article, and in this overview, the focus is largely user centric, rather than device centric. In addition to surveying the state of play in the area, we identify leading technologies, evaluating their strengths and weaknesses, and outline the key challenges ahead, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.
1,659 citations
TL;DR: Experimental measurements and empirically-based propagation channel models for the 28, 38, 60, and 73 GHz mmWave bands are presented, using a wideband sliding correlator channel sounder with steerable directional horn antennas at both the transmitter and receiver from 2011 to 2013.
Abstract: The relatively unused millimeter-wave (mmWave) spectrum offers excellent opportunities to increase mobile capacity due to the enormous amount of available raw bandwidth. This paper presents experimental measurements and empirically-based propagation channel models for the 28, 38, 60, and 73 GHz mmWave bands, using a wideband sliding correlator channel sounder with steerable directional horn antennas at both the transmitter and receiver from 2011 to 2013. More than 15,000 power delay profiles were measured across the mmWave bands to yield directional and omnidirectional path loss models, temporal and spatial channel models, and outage probabilities. Models presented here offer side-by-side comparisons of propagation characteristics over a wide range of mmWave bands, and the results and models are useful for the research and standardization process of future mmWave systems. Directional and omnidirectional path loss models with respect to a 1 m close-in free space reference distance over a wide range of mmWave frequencies and scenarios using directional antennas in real-world environments are provided herein, and are shown to simplify mmWave path loss models, while allowing researchers to globally compare and standardize path loss parameters for emerging mmWave wireless networks. A new channel impulse response modeling framework, shown to agree with extensive mmWave measurements over several bands, is presented for use in link-layer simulations, using the observed fact that spatial lobes contain multipath energy that arrives at many different propagation time intervals. The results presented here may assist researchers in analyzing and simulating the performance of next-generation mmWave wireless networks that will rely on adaptive antennas and multiple-input and multiple-output (MIMO) antenna systems.
1,417 citations
Cites methods from "Millimeter-Wave Cellular Wireless N..."
...The floating intercept model parameters for the 28 and 73 GHz campaigns are slightly different here than those described in [40], due to an updated PDP thresholding algorithm that uses a more stringent 5 dB SNR threshold, and by separating the TX-RX path loss data points by RX antenna...
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...A more detailed description of how the directional measurements were aggregated together to create omnidirectional models similar to those in [39] and [40] was presented in [38]....
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References
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18 Apr 2010
TL;DR: This paper investigates the robustness of mesh networks based on short-range outdoor millimeter wave links in the unlicensed 60 GHz band, focusing in particular on the effect of multipath fading resulting from reflections from the ground and building walls for a lamppost deployment of mm wave nodes.
Abstract: Recent work has shown that mesh networks based on short-range outdoor millimeter (mm) wave links in the unlicensed 60 GHz band are a promising approach to providing an easily deployable broadband infrastructure. In this paper, we investigate the robustness of such links, focusing in particular on the effect of multipath fading resulting from reflections from the ground and building walls for a lamppost deployment of mm wave nodes. Our ray tracing based model shows that, while only a small number of paths are significant for the highly directional links considered, they can cause significant fluctuations in the received signal strength. Our simulations show that 10-20 dB fades below the benchmark of free space propagation can occur quite easily (e.g., 5-15% of the time, averaging across typical deployment scenarios), and that the received power is extremely sensitive to small variations in geometry (e.g., altering the position of the antenna by 1 cm can reduce the received power as much as 46.7 dB). We also demonstrate, however, that extremely robust performance can be obtained by employing multiple antennas at appropriately chosen separations, using standard space-time communications strategies such as transmit precoding (when the transmitter knows the channel) and space-time coding (when the transmitter does not know the channel).
134 citations
"Millimeter-Wave Cellular Wireless N..." refers background in this paper
...Thus, many of the works such as [9], [22], and [23] that assume free space propagation may be somewhat optimistic in their capacity predictions....
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...Of course, intercell coordinated beamforming and multiple-input–multiple-output (MIMO) spatial multiplexing [23], [86] may offer further gains, particularly for mobiles close to the cell....
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...Due to the lack of actual measured channel data, many earlier studies [7], [9], [22], [23] have relied on either analytic models or commercial ray-tracing software with various reflection assumptions....
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01 Dec 2011
TL;DR: This paper discusses system design aspects such as antenna array design, base station and mobile station requirements, and provides system performance and SINR geometry results to demonstrate the feasibility of an outdoor mmWave mobile broadband communication system.
Abstract: Almost all cellular mobile communications including first generation analog systems, second generation digital systems, third generation WCDMA, and fourth generation OFDMA systems use Ultra High Frequency (UHF) band of radio spectrum with frequencies in the range of 300MHz-3GHz. This band of spectrum is becoming increasingly crowded due to spectacular growth in mobile data and other related services. More recently, there have been proposals to explore mmWave spectrum (3-300GHz) for commercial mobile applications due to its unique advantages such as spectrum availability and small component sizes. In this paper, we discuss system design aspects such as antenna array design, base station and mobile station requirements. We also provide system performance and SINR geometry results to demonstrate the feasibility of an outdoor mmWave mobile broadband communication system. We note that with adaptive antenna array beamforming, multi-Gbps data rates can be supported for mobile cellular deployments.
133 citations
01 Sep 2010
TL;DR: FlashLinQ leverages the fine-grained parallel channel access offered by OFDM and incorporates an analog energy-level-based signaling scheme that enables signal-to-interference ratio (SIR)-based distributed scheduling, leading to significant gains over a CSMA/CA system using RTS/CTS.
Abstract: This paper proposes FlashLinQ - a synchronous peer-to-peer wireless PHY/MAC network architecture for distributed channel allocation. By leveraging the fine-grained parallel channel access of OFDM, FlashLinQ develops an analog energy-level based signaling scheme that enables SIR (Signal to Interference Ratio) based distributed scheduling. This new signaling mechanism and the corresponding allocation algorithms permit efficient channel-aware spatial resource allocation, leading to significant gains over a CSMA/CA system with RTS/CTS. FlashLinQ is a complete system architecture including (i) timing and frequency synchronization derived from cellular spectrum, (ii) peer discovery, (iii) link management, and (iv) channelaware distributed power, data-rate and link scheduling. We implement FlashLinQ over licensed spectrum on a DSP/FPGA platform. In this paper, we present performance results for FlashLinQ using both implementation and simulations.
128 citations
"Millimeter-Wave Cellular Wireless N..." refers background in this paper
...iven the central role that relaying may play in the mmW range for both the access link and for backhaul, it may be worth investigating new peer-to-peer topologies, such as Qualcomm’s FlashLinQ system [98], where there is less centralized scheduling and where frequency band and time slots are not statically pre-allocated to traffic in any one direction. As shown in Fig. 15(b), one may consider symmetric...
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...tihop directional relaying can provide wireless backhaul and extend coverage of mmW signals in the presence of clutter and shadowing. (b) A synchronous peer-to-peer frame structure along the lines of [98] can enable fast coordination and resource allocation across relays, base stations and mobiles with dynamic duplexing. challenges for mmW systems is that mobiles may be in outage to the closest cell, ...
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TL;DR: In this article, the viability of applying site-shielding techniques to systems operating in frequency bands around 40 GHz is investigated, including transmission across building obstacles, depolarization, reflection, and diffraction.
Abstract: Mitigation of interference among adjacent radio systems is a topic of growing interest as the spectrum occupation increases. Site-shielding techniques appear as a method of improving millimeter-wave wireless communication system design, allowing frequency reuse and reducing cochannel interference. The viability of applying such techniques to systems operating in frequency bands around 40 GHz is the aim of this paper. Several propagation mechanisms are experimentally studied, including transmission across building obstacles, depolarization, reflection, and diffraction. The performance of some theoretical models of the different scattering mechanisms has been compared with measurement results. The measuring and processing procedures have also been improved. Values of the dielectric parameters of the materials in this frequency band have been obtained and are given in this paper. The attenuation results indicate that various materials, such as mortar, brick, and concrete walls, that present large values of attenuation in decibels per centimeter, can be used to shield base stations, reducing the frequency reuse distance in radio cellular networks. It can also be concluded that there is a significant diffracted field in the shadow region of brick corners.
114 citations
"Millimeter-Wave Cellular Wireless N..." refers background in this paper
...For example, materials such as brick can attenuate signals by as much as 40–80 dB [8], [30], [56]–[58] and the human body itself can result in a 20–35-dB loss [59]....
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01 Apr 2012
TL;DR: These measurements demonstrate the viability of directional antennas and site-specific planning for future mm-wave cellular, and show that cell radii of ~200 M will provide a very high probability of coverage in an urban environment.
Abstract: Wireless systems require increasingly large system bandwidths that are only available at millimeter-wave frequencies. Such spectrum bands offer the potential for multi-gigabit-per-second data rates to low-cost massively broadband® devices. To enable mobile outdoor millimeter-wave cellular-type applications, it is necessary to determine the coverage potential of base stations in real-world environments. This paper presents the results of a measurement campaign of 38 GHz outdoor urban cellular channels using directional antennas at both the mobile and the base station, and assesses outage probabilities at two separate transmitter locations on the campus of The University of Texas at Austin. Our measurements demonstrate the viability of directional antennas and site-specific planning for future mm-wave cellular, and show that cell radii of ∼ 200 M will provide a very high probability of coverage in an urban environment. As production costs for millimeter-wave technologies continue to fall [1], we envision millimeter-wave cellular systems with dense base station deployments as a cost effective means of delivering multi-Gbps data rates to mobile cell phone and internet users.
113 citations