Millimeter-Wave Cellular Wireless Networks: Potentials and Challenges
05 Feb 2014-Vol. 102, Iss: 3, pp 366-385
TL;DR: Measurements and capacity studies are surveyed to assess mmW technology with a focus on small cell deployments in urban environments and it is shown that mmW systems can offer more than an order of magnitude increase in capacity over current state-of-the-art 4G cellular networks at current cell densities.
Abstract: Millimeter-wave (mmW) frequencies between 30 and 300 GHz are a new frontier for cellular communication that offers the promise of orders of magnitude greater bandwidths combined with further gains via beamforming and spatial multiplexing from multielement antenna arrays. This paper surveys measurements and capacity studies to assess this technology with a focus on small cell deployments in urban environments. The conclusions are extremely encouraging; measurements in New York City at 28 and 73 GHz demonstrate that, even in an urban canyon environment, significant non-line-of-sight (NLOS) outdoor, street-level coverage is possible up to approximately 200 m from a potential low-power microcell or picocell base station. In addition, based on statistical channel models from these measurements, it is shown that mmW systems can offer more than an order of magnitude increase in capacity over current state-of-the-art 4G cellular networks at current cell densities. Cellular systems, however, will need to be significantly redesigned to fully achieve these gains. Specifically, the requirement of highly directional and adaptive transmissions, directional isolation between links, and significant possibilities of outage have strong implications on multiple access, channel structure, synchronization, and receiver design. To address these challenges, the paper discusses how various technologies including adaptive beamforming, multihop relaying, heterogeneous network architectures, and carrier aggregation can be leveraged in the mmW context.
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TL;DR: This paper discusses all of these topics, identifying key challenges for future research and preliminary 5G standardization activities, while providing a comprehensive overview of the current literature, and in particular of the papers appearing in this special issue.
Abstract: What will 5G be? What it will not be is an incremental advance on 4G. The previous four generations of cellular technology have each been a major paradigm shift that has broken backward compatibility. Indeed, 5G will need to be a paradigm shift that includes very high carrier frequencies with massive bandwidths, extreme base station and device densities, and unprecedented numbers of antennas. However, unlike the previous four generations, it will also be highly integrative: tying any new 5G air interface and spectrum together with LTE and WiFi to provide universal high-rate coverage and a seamless user experience. To support this, the core network will also have to reach unprecedented levels of flexibility and intelligence, spectrum regulation will need to be rethought and improved, and energy and cost efficiencies will become even more critical considerations. This paper discusses all of these topics, identifying key challenges for future research and preliminary 5G standardization activities, while providing a comprehensive overview of the current literature, and in particular of the papers appearing in this special issue.
7,139 citations
Cites background from "Millimeter-Wave Cellular Wireless N..."
...Marzetta was instrumental in articulating a vision in which the number of antennas increased by more than an order of magnitude, first in a 2007 presentation [89] with the details formalized in a landmark paper [90]....
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TL;DR: This article provides an overview of signal processing challenges in mmWave wireless systems, with an emphasis on those faced by using MIMO communication at higher carrier frequencies.
Abstract: Communication at millimeter wave (mmWave) frequencies is defining a new era of wireless communication. The mmWave band offers higher bandwidth communication channels versus those presently used in commercial wireless systems. The applications of mmWave are immense: wireless local and personal area networks in the unlicensed band, 5G cellular systems, not to mention vehicular area networks, ad hoc networks, and wearables. Signal processing is critical for enabling the next generation of mmWave communication. Due to the use of large antenna arrays at the transmitter and receiver, combined with radio frequency and mixed signal power constraints, new multiple-input multiple-output (MIMO) communication signal processing techniques are needed. Because of the wide bandwidths, low complexity transceiver algorithms become important. There are opportunities to exploit techniques like compressed sensing for channel estimation and beamforming. This article provides an overview of signal processing challenges in mmWave wireless systems, with an emphasis on those faced by using MIMO communication at higher carrier frequencies.
2,380 citations
Cites background from "Millimeter-Wave Cellular Wireless N..."
...A major outstanding issue is characterizing the joint probabilities in outage between links from different cells, which is critical in assessing the benefits of macro-diversity [65], [66]....
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TL;DR: Detailed spatial statistical models of the channels are derived and it is found that, even in highly non-line-of-sight environments, strong signals can be detected 100-200 m from potential cell sites, potentially with multiple clusters to support spatial multiplexing.
Abstract: With the severe spectrum shortage in conventional cellular bands, millimeter wave (mmW) frequencies between 30 and 300 GHz have been attracting growing attention as a possible candidate for next-generation micro- and picocellular wireless networks. The mmW bands offer orders of magnitude greater spectrum than current cellular allocations and enable very high-dimensional antenna arrays for further gains via beamforming and spatial multiplexing. This paper uses recent real-world measurements at 28 and 73 GHz in New York, NY, USA, to derive detailed spatial statistical models of the channels and uses these models to provide a realistic assessment of mmW micro- and picocellular networks in a dense urban deployment. Statistical models are derived for key channel parameters, including the path loss, number of spatial clusters, angular dispersion, and outage. It is found that, even in highly non-line-of-sight environments, strong signals can be detected 100-200 m from potential cell sites, potentially with multiple clusters to support spatial multiplexing. Moreover, a system simulation based on the models predicts that mmW systems can offer an order of magnitude increase in capacity over current state-of-the-art 4G cellular networks with no increase in cell density from current urban deployments.
2,102 citations
Cites background from "Millimeter-Wave Cellular Wireless N..."
...It should be noted that the capacity numbers reported in [9], which were based on an earlier version...
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...widths are much wider than today’s cellular networks [4]–[9]....
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TL;DR: An overview of 5G research, standardization trials, and deployment challenges is provided, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.
Abstract: There is considerable pressure to define the key requirements of 5G, develop 5G standards, and perform technology trials as quickly as possible. Normally, these activities are best done in series but there is a desire to complete these tasks in parallel so that commercial deployments of 5G can begin by 2020. 5G will not be an incremental improvement over its predecessors; it aims to be a revolutionary leap forward in terms of data rates, latency, massive connectivity, network reliability, and energy efficiency. These capabilities are targeted at realizing high-speed connectivity, the Internet of Things, augmented virtual reality, the tactile internet, and so on. The requirements of 5G are expected to be met by new spectrum in the microwave bands (3.3-4.2 GHz), and utilizing large bandwidths available in mm-wave bands, increasing spatial degrees of freedom via large antenna arrays and 3-D MIMO, network densification, and new waveforms that provide scalability and flexibility to meet the varying demands of 5G services. Unlike the one size fits all 4G core networks, the 5G core network must be flexible and adaptable and is expected to simultaneously provide optimized support for the diverse 5G use case categories. In this paper, we provide an overview of 5G research, standardization trials, and deployment challenges. Due to the enormous scope of 5G systems, it is necessary to provide some direction in a tutorial article, and in this overview, the focus is largely user centric, rather than device centric. In addition to surveying the state of play in the area, we identify leading technologies, evaluating their strengths and weaknesses, and outline the key challenges ahead, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.
1,659 citations
TL;DR: Experimental measurements and empirically-based propagation channel models for the 28, 38, 60, and 73 GHz mmWave bands are presented, using a wideband sliding correlator channel sounder with steerable directional horn antennas at both the transmitter and receiver from 2011 to 2013.
Abstract: The relatively unused millimeter-wave (mmWave) spectrum offers excellent opportunities to increase mobile capacity due to the enormous amount of available raw bandwidth. This paper presents experimental measurements and empirically-based propagation channel models for the 28, 38, 60, and 73 GHz mmWave bands, using a wideband sliding correlator channel sounder with steerable directional horn antennas at both the transmitter and receiver from 2011 to 2013. More than 15,000 power delay profiles were measured across the mmWave bands to yield directional and omnidirectional path loss models, temporal and spatial channel models, and outage probabilities. Models presented here offer side-by-side comparisons of propagation characteristics over a wide range of mmWave bands, and the results and models are useful for the research and standardization process of future mmWave systems. Directional and omnidirectional path loss models with respect to a 1 m close-in free space reference distance over a wide range of mmWave frequencies and scenarios using directional antennas in real-world environments are provided herein, and are shown to simplify mmWave path loss models, while allowing researchers to globally compare and standardize path loss parameters for emerging mmWave wireless networks. A new channel impulse response modeling framework, shown to agree with extensive mmWave measurements over several bands, is presented for use in link-layer simulations, using the observed fact that spatial lobes contain multipath energy that arrives at many different propagation time intervals. The results presented here may assist researchers in analyzing and simulating the performance of next-generation mmWave wireless networks that will rely on adaptive antennas and multiple-input and multiple-output (MIMO) antenna systems.
1,417 citations
Cites methods from "Millimeter-Wave Cellular Wireless N..."
...The floating intercept model parameters for the 28 and 73 GHz campaigns are slightly different here than those described in [40], due to an updated PDP thresholding algorithm that uses a more stringent 5 dB SNR threshold, and by separating the TX-RX path loss data points by RX antenna...
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...A more detailed description of how the directional measurements were aggregated together to create omnidirectional models similar to those in [39] and [40] was presented in [38]....
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References
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TL;DR: This paper contains measured data and empirical models for 2.5 and 60 GHz in-building propagation path loss and multipath delay spread that may aid in the development of future in- building wireless networks in the unlicensed 2.4 and 60GHz bands.
Abstract: This paper contains measured data and empirical models for 2.5 and 60 GHz in-building propagation path loss and multipath delay spread. Path loss measurements were recorded using a broadband sliding correlator channel sounder which recorded over 39000 power delay profiles (PDPs) in 22 separate locations in a modern office building. Transmitters and receivers were separated by distances ranging from 3.5 to 27.4 m and were separated by a variety of obstructions, in order to create realistic environments for future single-cell-per-room wireless networks. Path loss data is coupled with site-specific information to provide insight into channel characteristics. These measurements and models may aid in the development of future in-building wireless networks in the unlicensed 2.4 and 60 GHz bands.
370 citations
"Millimeter-Wave Cellular Wireless N..." refers background in this paper
...Particularly with the development of 60-GHz LAN and PAN systems, mmW signals have been extensively characterized in indoor environments [6], [28], [42], [57], [71]–[75]....
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01 Dec 2013
TL;DR: This paper presents path loss models suitable for the development of fifth generation (5G) standards that show the distance dependency of received power, and shows that coverage is actually better than first suggested by work in [1], [7] and [8].
Abstract: Measurements for future outdoor cellular systems at 28 GHz and 38 GHz were conducted in urban microcellular environments in New York City and Austin, Texas, respectively. Measurements in both line-of-sight and non-line-of-sight scenarios used multiple combinations of steerable transmit and receive antennas (e.g. 24.5 dBi horn antennas with 10.9° half power beamwidths at 28 GHz, 25 dBi horn antennas with 7.8° half power beamwidths at 38 GHz, and 13.3 dBi horn antennas with 24.7° half power beamwidths at 38 GHz) at different transmit antenna heights. Based on the measured data, we present path loss models suitable for the development of fifth generation (5G) standards that show the distance dependency of received power. In this paper, path loss is expressed in easy-to-use formulas as the sum of a distant dependent path loss factor, a floating intercept, and a shadowing factor that minimizes the mean square error fit to the empirical data. The new models are compared with previous models that were limited to using a close-in free space reference distance. Here, we illustrate the differences of the two modeling approaches, and show that a floating intercept model reduces the shadow factors by several dB and offers smaller path loss exponents while simultaneously providing a better fit to the empirical data. The upshot of these new path loss models is that coverage is actually better than first suggested by work in [1], [7] and [8].
352 citations
"Millimeter-Wave Cellular Wireless N..." refers background in this paper
...where d is the distance in meters, is the best [minimum mean square error (MMSE)] fit floating intercept point over the measured distances (30–200 m) [81], is the slope of the best fit, and 2 is the lognormal shadowing variance....
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...Our own previous studies at 38 GHz [33], [78]–[81] found Fig....
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...Details of the measurements can be found in [26], [28]– [33], [81]....
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...At each TX–RX location pair, the angles of the TX and RX antennas were swept across a range of values to detect discrete clusters of paths [26], [28]–[33], [81]....
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...Work in [81] shows that this close-in free space model is less sensitive to perturbations in data and has valuable insights based on propagation physics for the slope parameter (e....
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06 Jun 2013
TL;DR: An iterative hybrid beamforming algorithm for the single user mmWave channel is developed and results show that the proposed algorithm can approach the rates achieved by unconstrained digital beamforming solutions.
Abstract: Next-generation cellular standards may leverage the large bandwidth available at millimeter wave (mmWave) frequencies to provide gigabit-per-second data rates in outdoor wireless systems. A main challenge in realizing mmWave cellular is achieving sufficient operating link margin, which is enabled via directional beamforming with large antenna arrays. Due to the high cost and power consumption of high-bandwidth mixed-signal devices, mmWave beamforming will likely include a combination of analog and digital processing. In this paper, we develop an iterative hybrid beamforming algorithm for the single user mmWave channel. The proposed algorithm accounts for the limitations of analog beamforming circuitry and assumes only partial channel knowledge at both the base and mobile stations. The precoding strategy exploits the sparse nature of the mmWave channel and uses a variant of matching pursuit to provide simple solutions to the hybrid beamforming problem. Simulation results show that the proposed algorithm can approach the rates achieved by unconstrained digital beamforming solutions.
352 citations
TL;DR: System, circuit, and device-level barriers to a low-cost 60 GHz CMOS implementation are described, potential solutions are explored, and remaining challenges are discussed.
Abstract: With the availability of 7 GHz of unlicensed spectrum around 60 GHz, there is a growing interest in using this resource for new consumer applications requiring very high-data-rate wireless transmission. Historically, the cost of the 60 GHz electronics, implemented in the compound semiconductor technology, has been prohibitively expensive. A fully integrated CMOS solution has the potential to drastically reduce costs enough to hit consumer price points. System, circuit, and device-level barriers to a low-cost 60 GHz CMOS implementation are described, potential solutions are explored, and remaining challenges are discussed.
343 citations
"Millimeter-Wave Cellular Wireless N..." refers background in this paper
...These multiple antenna systems can be used to form very high gain, electrically steerable arrays, fabricated at the base station (BS), in the skin of a cellphone, or even within a chip [6], [10]–[17]....
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...First, advances in CMOS RF and digital processing have enabled low-cost mmW chips suitable for commercial mobiles devices [6], [10], [33]....
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TL;DR: Simulations with realistic channel models provide performance comparisons that reveal the importance of interference mitigation in multihop cellular networks.
Abstract: The Third Generation Partnership Project's Long Term Evolution-Advanced is considering relaying for cost-effective throughput enhancement and coverage extension. While analog repeaters have been used to enhance coverage in commercial cellular networks, the use of more sophisticated fixed relays is relatively new. The main challenge faced by relay deployments in cellular systems is overcoming the extra interference added by the presence of relays. Most prior work on relaying does not consider interference, however. This paper analyzes the performance of several emerging half-duplex relay strategies in interference-limited cellular systems: one-way, two-way, and shared relays. The performance of each strategy as a function of location, sectoring, and frequency reuse are compared with localized base station coordination. One-way relaying is shown to provide modest gains over single-hop cellular networks in some regimes. Shared relaying is shown to approach the gains of local base station coordination at reduced complexity, while two-way relaying further reduces complexity but only works well when the relay is close to the handset. Frequency reuse of one, where each sector uses the same spectrum, is shown to have the highest network throughput. Simulations with realistic channel models provide performance comparisons that reveal the importance of interference mitigation in multihop cellular networks.
339 citations
"Millimeter-Wave Cellular Wireless N..." refers background in this paper
...Carrier aggregation was introduced in release 10 of 3GPP LTE-Advanced primarily to increase peak throughputs....
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...Although significant research went into enabling relaying in 3GPP LTE-Advanced [102], the projected gains have been modest....
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