Millimeter Wave Mobile Communications for 5G Cellular: It Will Work!
TL;DR: The motivation for new mm-wave cellular systems, methodology, and hardware for measurements are presented and a variety of measurement results are offered that show 28 and 38 GHz frequencies can be used when employing steerable directional antennas at base stations and mobile devices.
Abstract: The global bandwidth shortage facing wireless carriers has motivated the exploration of the underutilized millimeter wave (mm-wave) frequency spectrum for future broadband cellular communication networks. There is, however, little knowledge about cellular mm-wave propagation in densely populated indoor and outdoor environments. Obtaining this information is vital for the design and operation of future fifth generation cellular networks that use the mm-wave spectrum. In this paper, we present the motivation for new mm-wave cellular systems, methodology, and hardware for measurements and offer a variety of measurement results that show 28 and 38 GHz frequencies can be used when employing steerable directional antennas at base stations and mobile devices.
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TL;DR: In this article, a joint hybrid beamforming and power allocation problem is formulated to maximize the achievable sum rate, subject to a minimum rate constraint for each user, where a user grouping algorithm is first proposed according to the channel correlations of the users.
Abstract: This paper investigates the application of non-orthogonal multiple access in millimeter-Wave communications (mmWave-NOMA). Particularly, we consider downlink transmission with a hybrid beamforming structure. A user grouping algorithm is first proposed according to the channel correlations of the users. Whereafter, a joint hybrid beamforming and power allocation problem is formulated to maximize the achievable sum rate, subject to a minimum rate constraint for each user. To solve this non-convex problem with high-dimensional variables, we first obtain the solution of power allocation under arbitrary fixed hybrid beamforming, which is divided into intra-group power allocation and inter-group power allocation. Then, given arbitrary fixed analog beamforming, we utilize the approximate zero-forcing method to design the digital beamforming to minimize the inter-group interference. Finally, the analog beamforming problem with the constant-modulus constraint is solved with a proposed boundary-compressed particle swarm optimization algorithm. Simulation results show that the proposed joint approach, including user grouping, hybrid beamforming and power allocation, outperforms the state-of-the-art schemes and the conventional mmWave orthogonal multiple access system in terms of achievable sum rate and energy efficiency.
98 citations
TL;DR: Results show that the coordination can improve network performance by suppressing interference when it exists, and that macrodiversity alone may offer sufficient link and capacity improvement and that CoMP may not be necessary for interference coordination at mmWave when narrow directional beams are used.
Abstract: Millimeter-wave (mmWave) will be used for fifth-generation (5G) wireless systems. While many recent empirical studies have presented propagation characteristics at mmWave bands, macrodiversity and Coordinated Multipoint (CoMP) have not been carefully studied. This paper describes a large-scale mmWave base station diversity measurement campaign at 73 GHz in an urban microcell (UMi) in downtown, Brooklyn, NY, USA, and provides the first detailed analysis of CoMP and macrodiversity performance based on extensive measurements. The research employed nine different base station locations in a 200 m by 200 m area and considered 36 individual transmitter–receiver combinations for extensive co- and cross-polarized varying directional beam channel impulse response measurements. From the measured data, hypothesis testing with cross-validation shows that large-scale shadow fading of directional path loss at an RX from multiple base stations can be modeled as being independent. To consider life-like human blockage in CoMP and macrodiversity analysis, simulated human blockage traces are superimposed on the directional measurements to quantitatively show that a user that is served by multiple base stations undergoes dramatically less outage in the presence of rapid fading events, compared to a single serving base station. Moreover, the base station diversity measurements are used to determine the effectiveness of downlink precoding techniques for mmWave CoMP. While results show that the coordination can improve network performance by suppressing interference when it exists, nearly half of the 680 000 directional CoMP measurements (~43%) result in no interference for either user, meaning that macrodiversity alone may offer sufficient link and capacity improvement and that CoMP may not be necessary for interference coordination at mmWave when narrow directional beams are used.
97 citations
Cites background from "Millimeter Wave Mobile Communicatio..."
...ing spectrum crunch, researchers explored the viability of mmWave bands for 5G cellular [2]–[5]....
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...The lack of interference is expected due to the use of directional beams in mmWave systems, which are typically noise-limited rather than interference-limited [2]....
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TL;DR: This review article presents state-of-the-art phased arrays for mm-wave mobile terminals (MSs) and base stations (BSs), with an emphasis on beamforming arrays.
Abstract: Owing to the rapid growth in wireless data traffic, millimeter-wave (mm-wave) communications have shown tremendous promise and are considered an attractive technique in fifth-generation (5G) wireless communication systems. However, to design robust communication systems, it is important to understand the channel dynamics with respect to space and time at these frequencies. Millimeter-wave signals are highly susceptible to blocking, and they have communication limitations owing to their poor signal attenuation compared with microwave signals. Therefore, by employing highly directional antennas, co-channel interference to or from other systems can be alleviated using line-of-sight (LOS) propagation. Because of the ability to shape, switch, or scan the propagating beam, phased arrays play an important role in advanced wireless communication systems. Beam-switching, beam-scanning, and multibeam arrays can be realized at mm-wave frequencies using analog or digital system architectures. This review article presents state-of-the-art phased arrays for mm-wave mobile terminals (MSs) and base stations (BSs), with an emphasis on beamforming arrays. We also discuss challenges and strategies used to address unfavorable path loss and blockage issues related to mm-wave applications, which sets future directions.
97 citations
TL;DR: This paper discusses propagation channels for four types of next-generation systems: distributed Multiple-Input Multiple-Output (MIMO) and Cooperative MultiPoint (CoMP) systems, which require the characterization of correlation between channels from a mobile station to different base stations or access points, and device-todevice communications, where propagation channels are characterized by strong mobility at both link ends.
Abstract: SUMMARY As new systems and applications are introduced for nextgeneration wireless systems, the propagation channels in which they operate need to be characterized. This paper discusses propagation channels for four types of next-generation systems: (i) distributed Multiple-Input Multiple-Output (MIMO) and Cooperative MultiPoint (CoMP) systems, which require the characterization of correlation between channels from a mobile station to different base stations or access points; (ii) device-todevice communications, where propagation channels are characterized by strong mobility at both link ends (e.g., in vehicle-to-vehicle communications), and/or significant impact of moving shadowing objects; (iii) fulldimensional MIMO, where antenna arrays extend in both the horizontal and vertical dimension, so that azimuthal and elevation dispersion characteristics of the channel become relevant, and (iv) millimeter wave Wireless Local Area Network (WLAN) and cellular communication systems, where the high carrier frequency leads to a change (compared to microwave communications) concerning which propagation processes are dominant. For each of these areas, we give an overview of measurements and models for key channel properties. A discussion of open issues and possible future
97 citations
Cites background from "Millimeter Wave Mobile Communicatio..."
...[69] defines an “effective” pathloss exponent, which describes the distance dependence of the power at the output of a combiner with Q branches....
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...This is a significant problem for long-distance directional links; however, it hardly plays a role for indoor or cellular links that are typically no longer than 200 m [69], [70]....
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TL;DR: This system exploits the spatial correlations between the sub-6 GHz and mmWave interfaces for beamforming and data transfer and proves using subadditivity analysis that the optimal scheduling policy is based on a single threshold that can be easily adopted despite high link variations.
Abstract: Communications in the millimeter wave (mmWave) band faces significant challenges due to variable channels, intermittent connectivity, and high energy usage. Moreover, speeds for electronic processing of data is of the same order as typical rates for mmWave interfaces, making the use of complex algorithms for tracking channel variations and adjusting resources impractical. In order to mitigate some of these challenges, we propose an architecture that integrates the sub-6 GHz and mmWave technologies. Our system exploits the spatial correlations between the sub-6 GHz and mmWave interfaces for beamforming and data transfer . Based on extensive experimentation in indoor and outdoor settings, we demonstrate that analog beamforming can be used in mmWave without incurring large overhead, thanks to the spatial correlations with sub-6 GHz. In addition, we incorporate the sub-6 GHz interface as a fallback (secondary) data transfer mechanism such that: 1) the negative effects of highly intermittent mmWave connectivity are mitigated and 2) the abundant mmWave capacity is fully exploited. To achieve these goals, we consider the problem of scheduling the arrival traffic over the mmWave or sub-6 GHz in order to maximize the mmWave throughput while delay (due to mmWave outages) is guaranteed to be bounded. We prove using subadditivity analysis that the optimal scheduling policy is based on a single threshold that can be easily adopted despite high link variations. Numerical results demonstrate that our scheduler provides a bounded mmWave delay performance, while it achieves a similar throughput performance as the throughput-optimal policies (e.g., MaxWeight).
97 citations
Cites background or methods from "Millimeter Wave Mobile Communicatio..."
...the mmWave band (see, for example, [2], [8])....
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..., corresponding to ρ1), a twostate model (outage and non-outage) can be used such that the probability of being in each state can be characterized as a function of distance and statistical models [2]....
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...To address this issue, it is envisioned that in 5G cellular systems certain portions of the mmWave band will be used, spanning the spectrum between 30 GHz to 300 GHz with the corresponding wavelengths between 1-10 mm [2]....
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...Extensive evaluations of mmWave propagation taken from hundreds of different locations and settings also exist, by the same group [2], [9], [10] as well as others [11]....
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References
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Book•
15 Jan 1996
TL;DR: WireWireless Communications: Principles and Practice, Second Edition is the definitive modern text for wireless communications technology and system design as discussed by the authors, which covers the fundamental issues impacting all wireless networks and reviews virtually every important new wireless standard and technological development, offering especially comprehensive coverage of the 3G systems and wireless local area networks (WLANs).
Abstract: From the Publisher:
The indispensable guide to wireless communicationsnow fully revised and updated!
Wireless Communications: Principles and Practice, Second Edition is the definitive modern text for wireless communications technology and system design. Building on his classic first edition, Theodore S. Rappaport covers the fundamental issues impacting all wireless networks and reviews virtually every important new wireless standard and technological development, offering especially comprehensive coverage of the 3G systems and wireless local area networks (WLANs) that will transform communications in the coming years. Rappaport illustrates each key concept with practical examples, thoroughly explained and solved step by step.
Coverage includes:
An overview of key wireless technologies: voice, data, cordless, paging, fixed and mobile broadband wireless systems, and beyond
Wireless system design fundamentals: channel assignment, handoffs, trunking efficiency, interference, frequency reuse, capacity planning, large-scale fading, and more
Path loss, small-scale fading, multipath, reflection, diffraction, scattering, shadowing, spatial-temporal channel modeling, and microcell/indoor propagation
Modulation, equalization, diversity, channel coding, and speech coding
New wireless LAN technologies: IEEE 802.11a/b, HIPERLAN, BRAN, and other alternatives
New 3G air interface standards, including W-CDMA, cdma2000, GPRS, UMTS, and EDGE
Bluetooth wearable computers, fixed wireless and Local Multipoint Distribution Service (LMDS), and other advanced technologies
Updated glossary of abbreviations and acronyms, and a thorolist of references
Dozens of new examples and end-of-chapter problems
Whether you're a communications/network professional, manager, researcher, or student, Wireless Communications: Principles and Practice, Second Edition gives you an in-depth understanding of the state of the art in wireless technologytoday's and tomorrow's.
17,102 citations
TL;DR: The gains in multiuser systems are even more impressive, because such systems offer the possibility to transmit simultaneously to several users and the flexibility to select what users to schedule for reception at any given point in time.
Abstract: Multiple-input multiple-output (MIMO) technology is maturing and is being incorporated into emerging wireless broadband standards like long-term evolution (LTE) [1]. For example, the LTE standard allows for up to eight antenna ports at the base station. Basically, the more antennas the transmitter/receiver is equipped with, and the more degrees of freedom that the propagation channel can provide, the better the performance in terms of data rate or link reliability. More precisely, on a quasi static channel where a code word spans across only one time and frequency coherence interval, the reliability of a point-to-point MIMO link scales according to Prob(link outage) ` SNR-ntnr where nt and nr are the numbers of transmit and receive antennas, respectively, and signal-to-noise ratio is denoted by SNR. On a channel that varies rapidly as a function of time and frequency, and where circumstances permit coding across many channel coherence intervals, the achievable rate scales as min(nt, nr) log(1 + SNR). The gains in multiuser systems are even more impressive, because such systems offer the possibility to transmit simultaneously to several users and the flexibility to select what users to schedule for reception at any given point in time [2].
5,158 citations
"Millimeter Wave Mobile Communicatio..." refers background or methods in this paper
...Mm-wave frequencies, due to the much smaller wavelength, may exploit polarization and new spatial processing techniques, such as massive MIMO and adaptive beamforming [24]....
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...Small cells offload traffic from base stations by overlaying a layer of small cell access points, which actually decreases the average distance between transmitters and users, resulting in lower propagation losses and higher data rates and energy efficiency [24]....
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...Massive MIMO base stations allocate antenna arrays at existing macro base stations, which can accurately concentrate transmitted energy to the mobile users [24]....
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TL;DR: Very large MIMO as mentioned in this paper is a new research field both in communication theory, propagation, and electronics and represents a paradigm shift in the way of thinking both with regards to theory, systems and implementation.
Abstract: This paper surveys recent advances in the area of very large MIMO systems.
With very large MIMO, we think of systems that use antenna arrays with an order of magnitude more elements than in systems being built today, say a hundred antennas or more. Very large MIMO entails an unprecedented number of antennas simultaneously serving a much smaller number of terminals. The disparity in number emerges as a desirable operating condition and a practical one as well. The number of terminals that can be simultaneously served is limited, not by the number of antennas, but rather by our inability to acquire channel-state information for an unlimited number of terminals. Larger numbers of terminals can always be accommodated by combining very large MIMO technology with conventional time- and frequency-division multiplexing via OFDM. Very large MIMO arrays is a new research field both in communication theory, propagation, and electronics and represents a paradigm shift in the way of thinking both with regards to theory, systems and implementation. The ultimate vision of very large MIMO systems is that the antenna array would consist of small active antenna units, plugged into an (optical) fieldbus.
2,717 citations
TL;DR: This article introduces a millimeter-wave mobile broadband (MMB) system as a candidate next generation mobile communication system and demonstrates the feasibility for MMB to achieve gigabit-per-second data rates at a distance up to 1 km in an urban mobile environment.
Abstract: Almost all mobile communication systems today use spectrum in the range of 300 MHz-3 GHz. In this article, we reason why the wireless community should start looking at the 3-300 GHz spectrum for mobile broadband applications. We discuss propagation and device technology challenges associated with this band as well as its unique advantages for mobile communication. We introduce a millimeter-wave mobile broadband (MMB) system as a candidate next generation mobile communication system. We demonstrate the feasibility for MMB to achieve gigabit-per-second data rates at a distance up to 1 km in an urban mobile environment. A few key concepts in MMB network architecture such as the MMB base station grid, MMB interBS backhaul link, and a hybrid MMB + 4G system are described. We also discuss beamforming techniques and the frame structure of the MMB air interface.
2,487 citations
"Millimeter Wave Mobile Communicatio..." refers background in this paper
...INTRODUCTION The rapid increase of mobile data growth and the use of smartphones are creating unprecedented challenges for wireless service providers to overcome a global bandwidth shortage [1], [2]....
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...6 GHz radio spectrum bands for wireless communications [2]....
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...With an evolution from fixed broadband to mobile broadband, more converged, personalized, convenient and seamless secure services will be achieved, and Samsung has recently made contributions in the area of mm-wave wireless [2], [12]....
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01 Jan 2012
TL;DR: This leading book on wireless communications offers a wealth of practical information on the implementation realities of wireless communications, from cellular system design to networking, plus world-wide standards, including ETACS, GSM, and PDC.
Abstract: For cellular radio engineers and technicians. The leading book on wireless communications offers a wealth of practical information on the implementation realities of wireless communications. This book also contains up-to-date information on the major wireless communications standards from around the world. Covers every fundamental aspect of wireless communications, from cellular system design to networking, plus world-wide standards, including ETACS, GSM, and PDC. Theodore Rappaport is Series Editor for the Prentice Hall Communication, Engineering, and Emerging Technologies Series.
1,813 citations
"Millimeter Wave Mobile Communicatio..." refers background or methods in this paper
...In order to achieve increased measurement dynamic range for increased coverage distance, we used a sliding correlator spread spectrum system [5]....
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...Current 2G, 3G, 4G, & LTE-A spectrum and bandwidth allocations [5]....
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