Book Chapter•
Non-Orthogonal Multiple Access (NOMA) for cellular future radio access
01 Jan 2017-
TL;DR: Considering the trend in 5G, achieving significant gains in capacity and system throughput performance is a high priority requirement in view of the recent exponential increase in the volume of mobile traffic and the proposed system should be able to support enhanced delay-sensitive high-volume services.
Abstract: Radio access technologies for cellular mobile communications are typically characterized by multiple access schemes, e.g., frequency division multiple access (FDMA), time division multiple access (TDMA), code division multiple access (CDMA), and OFDMA. In the 4th generation (4G) mobile communication systems such as Long-Term Evolution (LTE) (Au et al., Uplink contention based SCMA for 5G radio access. Globecom Workshops (GC Wkshps), 2014. doi:10.1109/GLOCOMW.2014.7063547) and LTE-Advanced (Baracca et al., IEEE Trans. Commun., 2011. doi:10.1109/TCOMM.2011.121410.090252; Barry et al., Digital Communication, Kluwer, Dordrecht, 2004), standardized by the 3rd Generation Partnership Project (3GPP), orthogonal multiple access based on OFDMA or single carrier (SC)-FDMA is adopted. Orthogonal multiple access was a reasonable choice for achieving good system-level throughput performance with simple single-user detection. However, considering the trend in 5G, achieving significant gains in capacity and system throughput performance is a high priority requirement in view of the recent exponential increase in the volume of mobile traffic. In addition the proposed system should be able to support enhanced delay-sensitive high-volume services such as video streaming and cloud computing. Another high-level target of 5G is reduced cost, higher energy efficiency and robustness against emergencies.
Citations
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TL;DR: An overview of 5G research, standardization trials, and deployment challenges is provided, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.
Abstract: There is considerable pressure to define the key requirements of 5G, develop 5G standards, and perform technology trials as quickly as possible. Normally, these activities are best done in series but there is a desire to complete these tasks in parallel so that commercial deployments of 5G can begin by 2020. 5G will not be an incremental improvement over its predecessors; it aims to be a revolutionary leap forward in terms of data rates, latency, massive connectivity, network reliability, and energy efficiency. These capabilities are targeted at realizing high-speed connectivity, the Internet of Things, augmented virtual reality, the tactile internet, and so on. The requirements of 5G are expected to be met by new spectrum in the microwave bands (3.3-4.2 GHz), and utilizing large bandwidths available in mm-wave bands, increasing spatial degrees of freedom via large antenna arrays and 3-D MIMO, network densification, and new waveforms that provide scalability and flexibility to meet the varying demands of 5G services. Unlike the one size fits all 4G core networks, the 5G core network must be flexible and adaptable and is expected to simultaneously provide optimized support for the diverse 5G use case categories. In this paper, we provide an overview of 5G research, standardization trials, and deployment challenges. Due to the enormous scope of 5G systems, it is necessary to provide some direction in a tutorial article, and in this overview, the focus is largely user centric, rather than device centric. In addition to surveying the state of play in the area, we identify leading technologies, evaluating their strengths and weaknesses, and outline the key challenges ahead, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.
1,659 citations
TL;DR: In this paper, a new design of precoding and detection matrices for MIMO-NOMA is proposed and its performance is analyzed for the case with a fixed set of power allocation coefficients.
Abstract: This paper considers the application of multiple-input multiple-output (MIMO) techniques to nonorthogonal multiple access (NOMA) systems. A new design of precoding and detection matrices for MIMO-NOMA is proposed and its performance is analyzed for the case with a fixed set of power allocation coefficients. To further improve the performance gap between MIMO–NOMA and conventional orthogonal multiple access schemes, user pairing is applied to NOMA and its impact on the system performance is characterized. More sophisticated choices of power allocation coefficients are also proposed to meet various quality-of-service requirements. Finally, computer simulation results are provided to facilitate the performance evaluation of MIMO–NOMA and also demonstrate the accuracy of the developed analytical results.
629 citations
TL;DR: This survey covers a wide array of technologies that have been proposed in the literature as feasible for IBFD transmission and evaluates the performance of the IBFD systems compared to conventional half-duplex transmission in connection with theoretical aspects such as the achievable sum rate, network capacity, system reliability, and so on.
Abstract: In-band full-duplex (IBFD) transmission represents an attractive option for increasing the throughput of wireless communication systems A key challenge for IBFD transmission is reducing self-interference Fortunately, the power associated with residual self-interference can be effectively canceled for feasible IBFD transmission with combinations of various advanced passive, analog, and digital self-interference cancellation schemes In this survey paper, we first review the basic concepts of IBFD transmission with shared and separated antennas and advanced self-interference cancellation schemes Furthermore, we also discuss the effects of IBFD transmission on system performance in various networks such as bidirectional, relay, and cellular topology networks This survey covers a wide array of technologies that have been proposed in the literature as feasible for IBFD transmission and evaluates the performance of the IBFD systems compared to conventional half-duplex transmission in connection with theoretical aspects such as the achievable sum rate, network capacity, system reliability, and so on We also discuss the research challenges and opportunities associated with the design and analysis of IBFD systems in a variety of network topologies This work also explores the development of MAC protocols for an IBFD system in both infrastructure-based and ad hoc networks Finally, we conclude our survey by reviewing the advantages of IBFD transmission when applied for different purposes, such as spectrum sensing, network secrecy, and wireless power transfer
569 citations
Cites methods from "Non-Orthogonal Multiple Access (NOM..."
...Among these technologies, non-orthogonal transmission methods, such as in-band full-duplex (IBFD) transmission [11]– [14], non-orthogonal multiple access (NOMA)1 [15]–[17], and...
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TL;DR: A novel MIMO-NOMA framework for downlink and uplink transmission is proposed by applying the concept of signal alignment and closed-form analytical results are developed to facilitate the performance evaluation of the proposed framework for randomly deployed users and interferers.
Abstract: The application of multiple-input multiple-output (MIMO) techniques to nonorthogonal multiple access (NOMA) systems is important to enhance the performance gains of NOMA. In this paper, a novel MIMO-NOMA framework for downlink and uplink transmission is proposed by applying the concept of signal alignment. By using stochastic geometry, closed-form analytical results are developed to facilitate the performance evaluation of the proposed framework for randomly deployed users and interferers. The impact of different power allocation strategies, namely fixed power allocation and cognitive radio inspired power allocation, on the performance of MIMO-NOMA is also investigated. Computer simulation results are provided to demonstrate the performance of the proposed framework and the accuracy of the developed analytical results.
564 citations
Cites background or methods from "Non-Orthogonal Multiple Access (NOM..."
...Initial system implementations of NOMA in cellular networks have demonstr ated the superior spectral efficiency of NOMA [1], [2]....
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...In order to reduce the system load, many existing studies about NOMA have proposed to pair two users for the implementation of NOMA, and have demonstrated that it is deal to pair two users whose channel conditions are very different [1], [19]....
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TL;DR: In this article, the authors investigated resource allocation algorithm design for multicarrier non-orthogonal multiple access (MC-NOMA) systems employing a full-duplex (FD) base station for serving multiple HD downlink and uplink users simultaneously.
Abstract: In this paper, we investigate resource allocation algorithm design for multicarrier non-orthogonal multiple access (MC-NOMA) systems employing a full-duplex (FD) base station for serving multiple half-duplex (HD) downlink and uplink users simultaneously. The proposed algorithm is obtained from the solution of a non-convex optimization problem for the maximization of the weighted sum system throughput. We apply monotonic optimization to develop an optimal joint power and subcarrier allocation policy. The optimal resource allocation policy serves as a system performance benchmark due to its high computational complexity. Furthermore, a suboptimal iterative scheme based on successive convex approximation is proposed to strike a balance between computational complexity and optimality. Our simulation results reveal that the proposed suboptimal algorithm achieves a close-to-optimal performance. In addition, FD MC-NOMA systems employing the proposed resource allocation algorithms provide a substantial system throughput improvement compared with conventional HD multicarrier orthogonal multiple access (MC-OMA) systems and other baseline schemes. In addition, our results unveil that FD MC-NOMA systems enable a fairer resource allocation compared with traditional HD MC-OMA systems.
530 citations
References
More filters
TL;DR: An overview of 5G research, standardization trials, and deployment challenges is provided, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.
Abstract: There is considerable pressure to define the key requirements of 5G, develop 5G standards, and perform technology trials as quickly as possible. Normally, these activities are best done in series but there is a desire to complete these tasks in parallel so that commercial deployments of 5G can begin by 2020. 5G will not be an incremental improvement over its predecessors; it aims to be a revolutionary leap forward in terms of data rates, latency, massive connectivity, network reliability, and energy efficiency. These capabilities are targeted at realizing high-speed connectivity, the Internet of Things, augmented virtual reality, the tactile internet, and so on. The requirements of 5G are expected to be met by new spectrum in the microwave bands (3.3-4.2 GHz), and utilizing large bandwidths available in mm-wave bands, increasing spatial degrees of freedom via large antenna arrays and 3-D MIMO, network densification, and new waveforms that provide scalability and flexibility to meet the varying demands of 5G services. Unlike the one size fits all 4G core networks, the 5G core network must be flexible and adaptable and is expected to simultaneously provide optimized support for the diverse 5G use case categories. In this paper, we provide an overview of 5G research, standardization trials, and deployment challenges. Due to the enormous scope of 5G systems, it is necessary to provide some direction in a tutorial article, and in this overview, the focus is largely user centric, rather than device centric. In addition to surveying the state of play in the area, we identify leading technologies, evaluating their strengths and weaknesses, and outline the key challenges ahead, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.
1,659 citations
TL;DR: In this paper, a new design of precoding and detection matrices for MIMO-NOMA is proposed and its performance is analyzed for the case with a fixed set of power allocation coefficients.
Abstract: This paper considers the application of multiple-input multiple-output (MIMO) techniques to nonorthogonal multiple access (NOMA) systems. A new design of precoding and detection matrices for MIMO-NOMA is proposed and its performance is analyzed for the case with a fixed set of power allocation coefficients. To further improve the performance gap between MIMO–NOMA and conventional orthogonal multiple access schemes, user pairing is applied to NOMA and its impact on the system performance is characterized. More sophisticated choices of power allocation coefficients are also proposed to meet various quality-of-service requirements. Finally, computer simulation results are provided to facilitate the performance evaluation of MIMO–NOMA and also demonstrate the accuracy of the developed analytical results.
629 citations
TL;DR: This survey covers a wide array of technologies that have been proposed in the literature as feasible for IBFD transmission and evaluates the performance of the IBFD systems compared to conventional half-duplex transmission in connection with theoretical aspects such as the achievable sum rate, network capacity, system reliability, and so on.
Abstract: In-band full-duplex (IBFD) transmission represents an attractive option for increasing the throughput of wireless communication systems A key challenge for IBFD transmission is reducing self-interference Fortunately, the power associated with residual self-interference can be effectively canceled for feasible IBFD transmission with combinations of various advanced passive, analog, and digital self-interference cancellation schemes In this survey paper, we first review the basic concepts of IBFD transmission with shared and separated antennas and advanced self-interference cancellation schemes Furthermore, we also discuss the effects of IBFD transmission on system performance in various networks such as bidirectional, relay, and cellular topology networks This survey covers a wide array of technologies that have been proposed in the literature as feasible for IBFD transmission and evaluates the performance of the IBFD systems compared to conventional half-duplex transmission in connection with theoretical aspects such as the achievable sum rate, network capacity, system reliability, and so on We also discuss the research challenges and opportunities associated with the design and analysis of IBFD systems in a variety of network topologies This work also explores the development of MAC protocols for an IBFD system in both infrastructure-based and ad hoc networks Finally, we conclude our survey by reviewing the advantages of IBFD transmission when applied for different purposes, such as spectrum sensing, network secrecy, and wireless power transfer
569 citations
TL;DR: A novel MIMO-NOMA framework for downlink and uplink transmission is proposed by applying the concept of signal alignment and closed-form analytical results are developed to facilitate the performance evaluation of the proposed framework for randomly deployed users and interferers.
Abstract: The application of multiple-input multiple-output (MIMO) techniques to nonorthogonal multiple access (NOMA) systems is important to enhance the performance gains of NOMA. In this paper, a novel MIMO-NOMA framework for downlink and uplink transmission is proposed by applying the concept of signal alignment. By using stochastic geometry, closed-form analytical results are developed to facilitate the performance evaluation of the proposed framework for randomly deployed users and interferers. The impact of different power allocation strategies, namely fixed power allocation and cognitive radio inspired power allocation, on the performance of MIMO-NOMA is also investigated. Computer simulation results are provided to demonstrate the performance of the proposed framework and the accuracy of the developed analytical results.
564 citations
TL;DR: This letter proposes both optimal and low complexity suboptimal power allocation schemes to maximize the ergodic capacity of MIMO NOMA system with total transmit power constraint and minimum rate constraint of the weak user.
Abstract: Non-orthogonal multiple access (NOMA) is expected to be a promising multiple access technique for 5G networks due to its superior spectral efficiency. In this letter, the ergodic capacity maximization problem is first studied for the Rayleigh fading multiple-input multiple-output (MIMO) NOMA systems with statistical channel state information at the transmitter (CSIT). We propose both optimal and low complexity suboptimal power allocation schemes to maximize the ergodic capacity of MIMO NOMA system with total transmit power constraint and minimum rate constraint of the weak user. Numerical results show that the proposed NOMA schemes significantly outperform the traditional orthogonal multiple access scheme.
439 citations