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Journal ArticleDOI

Noncooperative Cellular Wireless with Unlimited Numbers of Base Station Antennas

Thomas L. Marzetta1
01 Nov 2010-IEEE Transactions on Wireless Communications (IEEE)-Vol. 9, Iss: 11, pp 3590-3600
TL;DR: A cellular base station serves a multiplicity of single-antenna terminals over the same time-frequency interval and a complete multi-cellular analysis yields a number of mathematically exact conclusions and points to a desirable direction towards which cellular wireless could evolve.
Abstract: A cellular base station serves a multiplicity of single-antenna terminals over the same time-frequency interval. Time-division duplex operation combined with reverse-link pilots enables the base station to estimate the reciprocal forward- and reverse-link channels. The conjugate-transpose of the channel estimates are used as a linear precoder and combiner respectively on the forward and reverse links. Propagation, unknown to both terminals and base station, comprises fast fading, log-normal shadow fading, and geometric attenuation. In the limit of an infinite number of antennas a complete multi-cellular analysis, which accounts for inter-cellular interference and the overhead and errors associated with channel-state information, yields a number of mathematically exact conclusions and points to a desirable direction towards which cellular wireless could evolve. In particular the effects of uncorrelated noise and fast fading vanish, throughput and the number of terminals are independent of the size of the cells, spectral efficiency is independent of bandwidth, and the required transmitted energy per bit vanishes. The only remaining impairment is inter-cellular interference caused by re-use of the pilot sequences in other cells (pilot contamination) which does not vanish with unlimited number of antennas.
Citations
More filters
Journal ArticleDOI
TL;DR: This paper analyzes and compares the performance achieved by NOMA and multi-user beamforming in both non-line-of-sight and line- of-sight scenarios and reveals that the latter scheme gives the highest average sum rate in massive MIMO setups.
Abstract: This paper seeks to answer a simple but fundamental question: what role can non-orthogonal multiple access (NOMA) play in massive multi-in multi-out (MIMO)? It is well established that power-domain NOMA schemes can outperform conventional orthogonal multiple access schemes in cellular networks However, this fact does not imply that NOMA is the most efficient way to communicate in massive MIMO setups, where the base stations have many more antennas than there are users in the cell These setups are becoming the norm in future networks and are usually studied by assuming spatial multiplexing of the users using linear multi-user beamforming To answer the above-mentioned question, we analyze and compare the performance achieved by NOMA and multi-user beamforming in both non-line-of-sight and line-of-sight scenarios We reveal that the latter scheme gives the highest average sum rate in massive MIMO setups We also identify specific cases where NOMA is the better choice in massive MIMO and explain how NOMA plays an essential role in creating a hybrid of NOMA and multi-user beamforming that is shown to perform better than two standalone schemes do

84 citations


Cites background from "Noncooperative Cellular Wireless wi..."

  • ...In less than a decade, massive MIMO has transitioned from being a far-fetched theoretical concept with an unlimited number of antennas [9] to a practical technology that has been commercially deployed in LTE-Advanced networks using 64-antenna BSs [4]....

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Posted Content
TL;DR: An overhead model is proposed and incorporated in the expressions of the system rate and energy efficiency, which are then optimized with respect to the phase shifts of the reconfigurable intelligent surface, the transmit and receive filters, the power and bandwidth used for the communication and feedback phases.
Abstract: Reconfigurable intelligent surfaces have emerged as a promising technology for future wireless networks. Given that a large number of reflecting elements is typically used, and that the surface has no signal processing capabilities, a major challenge is to cope with the overhead that is required to estimate the channel state information and to report the optimized phase shifts to the surface. This issue has not been addressed by previous works, which do not explicitly consider the overhead during the resource allocation phase. This work aims at filling this gap, developing an overhead-aware resource allocation framework for wireless networks where reconfigurable intelligent surfaces are used to improve the communication performance. An overhead model is developed and incorporated in the expressions of the system rate and energy efficiencies, which are then optimized with respect to the phase shifts of the reconfigurable intelligent surface, the transmit and receive filters, and the power and bandwidth used for the communication and feedback phases. The bi-objective maximization of the rate and energy efficiency is carried out as well. The proposed framework allows characterizing the trade-off between optimized radio resources and the related overhead in networks with reconfigurable intelligent surfaces.

83 citations


Additional excerpts

  • ...Small-cell networks [2], massive multiple-input-multiple-output systems [3],...

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Journal ArticleDOI
TL;DR: A dual-structured multi-user linear precoding, in which the subgrouping method based on co-polarization is additionally applied to the spatially grouped MSs in the preprocessing stage, and the proposed scheme is asymptotically analyzed based on random matrix theory.
Abstract: The space limitation and channel acquisition prevent Massive MIMO from being easily deployed in a practical setup. Motivated by current deployments of LTE-Advanced, the use of multi-polarized antenna elements can be an efficient solution to address the space constraint. Furthermore, the dual-structured precoding, in which a preprocessing based on the spatial correlation and a subsequent linear precoding based on the short-term channel state information at the transmitter (CSIT) are concatenated, can reduce the feedback overhead efficiently. By grouping and preprocessing spatially correlated mobile stations (MSs), the dimension of the precoding signal space is reduced and the corresponding short-term CSIT dimension is reduced. In this paper, to reduce the feedback overhead further, we propose a dual-structured multi-user linear precoding, in which the subgrouping method based on co-polarization is additionally applied to the spatially grouped MSs in the preprocessing stage. Furthermore, under imperfect CSIT, the proposed scheme is asymptotically analyzed based on random matrix theory. By investigating the behavior of the asymptotic performance, we also propose a new dual-structured precoding in which the precoding mode is switched between two dual-structured precoding strategies with 1) the preprocessing based only on the spatial correlation and 2) the preprocessing based on both the spatial correlation and polarization. Finally, we extend it to 3D dual-structured precoding.

83 citations


Cites background from "Noncooperative Cellular Wireless wi..."

  • ...Furthermore, because low-complexity linear precoding schemes can be efficiently exploited to serve multiple mobile stations (MSs) simultaneously, Massive MIMO plays a key role in beyond 4G cellular networks ([1]–[4] and references therein)....

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Journal ArticleDOI
TL;DR: In this article, the authors proposed a layered pilot transmission scheme and a CANDECOMP/PARAFAC decomposition-based method for joint estimation of the channels from multiple users (i.e., MSs) to the BS.
Abstract: We consider the problem of uplink channel estimation for millimeter wave (mmWave) systems, where the base station (BS) and mobile stations (MSs) are equipped with large antenna arrays to provide sufficient beamforming gain for outdoor wireless communications. Hybrid analog and digital beamforming structures are employed by both the BS and the MS due to hardware constraints. We propose a layered pilot transmission scheme and a CANDECOMP/PARAFAC (CP) decomposition-based method for joint estimation of the channels from multiple users (i.e., MSs) to the BS. The proposed method exploits the intrinsic low-rank structure of the multiway data collected from multiple modes, where the low-rank structure is a result of the sparse scattering nature of the mmWave channel. The uniqueness of the CP decomposition is studied, and the sufficient conditions for essential uniqueness are obtained. The conditions shed light on the design of the beamforming matrix, the combining matrix, and the pilot sequences, and meanwhile provide general guidelines for choosing system parameters. Our analysis reveals that our proposed method can achieve a substantial training overhead reduction by leveraging the low-rank structure of the received signal. Simulation results show that the proposed method presents a clear advantage over a compressed sensing-based method in terms of both estimation accuracy and computational complexity.

83 citations

Journal ArticleDOI
TL;DR: Numerical results show that, given a total number of antennas to be deployed, multi-antenn C-RAN with the proposed SCF and joint optimization significantly outperforms both massive MIMO and single-antenna C- RAN under practical fronthaul capacity constraints.
Abstract: MIMO and cloud radio access network (C-RAN) are promising techniques for implementing future wireless communication systems, where a large number of antennas are deployed either being co-located at the base station or totally distributed at separate sites called remote radio heads (RRHs), both to achieve enormous spectrum efficiency and energy efficiency gains. Here, we consider a general antenna deployment method for wireless networks, termed multi-antenna C-RAN, where a flexible number of antennas can be equipped at each RRH to more effectively balance the performance and fronthaul complexity tradeoff beyond the conventional massive MIMO and single-antenna C-RAN. To coordinate and control the fronthaul traffic over multi-antenna RRHs, under the uplink communication setup, we propose a new “spatial-compression-and-forward (SCF)” scheme, where each RRH first performs a linear spatial filtering to denoise and maximally compress its received signals from multiple users to a reduced number of dimensions, then conducts uniform scalar quantization over each of the resulting dimensions in parallel, and finally sends the total quantized bits via a finite-rate fronthaul link to the baseband unit (BBU) for joint information decoding. Under this scheme, we maximize the minimum SINR of all users at the BBU by a joint resource allocation over the wireless transmission and fronthaul links. Specifically, each RRH determines its own spatial filtering solution in a distributed manner to reduce the signaling overhead with the BBU, while the BBU jointly optimizes the users’ transmit power, the RRHs’ fronthaul bits allocation, and the BBU’s receive beamforming with fixed spatial filters at individual RRHs. Numerical results show that, given a total number of antennas to be deployed, multi-antenna C-RAN with the proposed SCF and joint optimization significantly outperforms both massive MIMO and single-antenna C-RAN under practical fronthaul capacity constraints.

83 citations


Cites background from "Noncooperative Cellular Wireless wi..."

  • ...In this paper, we consider a general antenna deployment design for wireless networks, termed multi-antenna C-RAN, where a flexible number of antennas can be equipped at each RRH to more effectively balance the performance and fronthaul complexity trade-off beyond the conventional massive MIMO and…...

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  • ...…(SCF)” scheme, where each RRH first performs a linear spatial filtering to denoise and maximally compress its received signals from multiple users to a reduced number of dimensions, then conducts uniform scalar quantization over each of the resulting dimensions in…...

    [...]

References
More filters
Journal ArticleDOI
Gerard J. Foschini1
TL;DR: This paper addresses digital communication in a Rayleigh fading environment when the channel characteristic is unknown at the transmitter but is known (tracked) at the receiver with the aim of leveraging the already highly developed 1-D codec technology.
Abstract: This paper addresses digital communication in a Rayleigh fading environment when the channel characteristic is unknown at the transmitter but is known (tracked) at the receiver. Inventing a codec architecture that can realize a significant portion of the great capacity promised by information theory is essential to a standout long-term position in highly competitive arenas like fixed and indoor wireless. Use (n T , n R ) to express the number of antenna elements at the transmitter and receiver. An (n, n) analysis shows that despite the n received waves interfering randomly, capacity grows linearly with n and is enormous. With n = 8 at 1% outage and 21-dB average SNR at each receiving element, 42 b/s/Hz is achieved. The capacity is more than 40 times that of a (1, 1) system at the same total radiated transmitter power and bandwidth. Moreover, in some applications, n could be much larger than 8. In striving for significant fractions of such huge capacities, the question arises: Can one construct an (n, n) system whose capacity scales linearly with n, using as building blocks n separately coded one-dimensional (1-D) subsystems of equal capacity? With the aim of leveraging the already highly developed 1-D codec technology, this paper reports just such an invention. In this new architecture, signals are layered in space and time as suggested by a tight capacity bound.

6,812 citations


"Noncooperative Cellular Wireless wi..." refers background in this paper

  • ...A point-to-point MIMO system [2] requires expensive multiple-antenna terminals....

    [...]

Journal ArticleDOI
TL;DR: Under certain mild conditions, this scheme is found to be throughput-wise asymptotically optimal for both high and low signal-to-noise ratio (SNR), and some numerical results are provided for the ergodic throughput of the simplified zero-forcing scheme in independent Rayleigh fading.
Abstract: A Gaussian broadcast channel (GBC) with r single-antenna receivers and t antennas at the transmitter is considered. Both transmitter and receivers have perfect knowledge of the channel. Despite its apparent simplicity, this model is, in general, a nondegraded broadcast channel (BC), for which the capacity region is not fully known. For the two-user case, we find a special case of Marton's (1979) region that achieves optimal sum-rate (throughput). In brief, the transmitter decomposes the channel into two interference channels, where interference is caused by the other user signal. Users are successively encoded, such that encoding of the second user is based on the noncausal knowledge of the interference caused by the first user. The crosstalk parameters are optimized such that the overall throughput is maximum and, surprisingly, this is shown to be optimal over all possible strategies (not only with respect to Marton's achievable region). For the case of r>2 users, we find a somewhat simpler choice of Marton's region based on ordering and successively encoding the users. For each user i in the given ordering, the interference caused by users j>i is eliminated by zero forcing at the transmitter, while interference caused by users j

2,616 citations


"Noncooperative Cellular Wireless wi..." refers background in this paper

  • ...An alternative to a point-to-point MIMO system is a multiuser MIMO system [3], [4], [5], [6] in which an antenna array simultaneously serves a multiplicity of autonomous terminals....

    [...]

Book
28 Jun 2004
TL;DR: A tutorial on random matrices is provided which provides an overview of the theory and brings together in one source the most significant results recently obtained.
Abstract: Random matrix theory has found many applications in physics, statistics and engineering since its inception. Although early developments were motivated by practical experimental problems, random matrices are now used in fields as diverse as Riemann hypothesis, stochastic differential equations, condensed matter physics, statistical physics, chaotic systems, numerical linear algebra, neural networks, multivariate statistics, information theory, signal processing and small-world networks. This article provides a tutorial on random matrices which provides an overview of the theory and brings together in one source the most significant results recently obtained. Furthermore, the application of random matrix theory to the fundamental limits of wireless communication channels is described in depth.

2,308 citations


"Noncooperative Cellular Wireless wi..." refers background in this paper

  • ...It can be shown that the vector φkjΦ ∗ l has exactly the same probability distribution as does any row vector of Φl [15], [16]....

    [...]

Journal ArticleDOI
TL;DR: It is shown that the dirty paper achievable region achieves the sum-rate capacity of the MIMO BC by establishing that the maximum sum rate of this region equals an upper bound on the sum rate.
Abstract: We consider a multiuser multiple-input multiple- output (MIMO) Gaussian broadcast channel (BC), where the transmitter and receivers have multiple antennas. Since the MIMO BC is in general a nondegraded BC, its capacity region remains an unsolved problem. We establish a duality between what is termed the "dirty paper" achievable region (the Caire-Shamai (see Proc. IEEE Int. Symp. Information Theory, Washington, DC, June 2001, p.322) achievable region) for the MIMO BC and the capacity region of the MIMO multiple-access channel (MAC), which is easy to compute. Using this duality, we greatly reduce the computational complexity required for obtaining the dirty paper achievable region for the MIMO BC. We also show that the dirty paper achievable region achieves the sum-rate capacity of the MIMO BC by establishing that the maximum sum rate of this region equals an upper bound on the sum rate of the MIMO BC.

1,802 citations


"Noncooperative Cellular Wireless wi..." refers background in this paper

  • ...An alternative to a point-to-point MIMO system is a multiuser MIMO system [3], [4], [5], [6] in which an antenna array simultaneously serves a multiplicity of autonomous terminals....

    [...]