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Journal ArticleDOI

Noncooperative Cellular Wireless with Unlimited Numbers of Base Station Antennas

Thomas L. Marzetta1
01 Nov 2010-IEEE Transactions on Wireless Communications (IEEE)-Vol. 9, Iss: 11, pp 3590-3600
TL;DR: A cellular base station serves a multiplicity of single-antenna terminals over the same time-frequency interval and a complete multi-cellular analysis yields a number of mathematically exact conclusions and points to a desirable direction towards which cellular wireless could evolve.
Abstract: A cellular base station serves a multiplicity of single-antenna terminals over the same time-frequency interval. Time-division duplex operation combined with reverse-link pilots enables the base station to estimate the reciprocal forward- and reverse-link channels. The conjugate-transpose of the channel estimates are used as a linear precoder and combiner respectively on the forward and reverse links. Propagation, unknown to both terminals and base station, comprises fast fading, log-normal shadow fading, and geometric attenuation. In the limit of an infinite number of antennas a complete multi-cellular analysis, which accounts for inter-cellular interference and the overhead and errors associated with channel-state information, yields a number of mathematically exact conclusions and points to a desirable direction towards which cellular wireless could evolve. In particular the effects of uncorrelated noise and fast fading vanish, throughput and the number of terminals are independent of the size of the cells, spectral efficiency is independent of bandwidth, and the required transmitted energy per bit vanishes. The only remaining impairment is inter-cellular interference caused by re-use of the pilot sequences in other cells (pilot contamination) which does not vanish with unlimited number of antennas.
Citations
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Journal ArticleDOI
TL;DR: The most important shifts in cellular technology in 10-20 years are distilled down to seven key factors, with the implications described and new models and techniques proposed for some, while others are ripe areas for future exploration.
Abstract: Imagine a world with more base stations than cell phones: this is where cellular technology is headed in 10-20 years. This mega-trend requires many fundamental differences in visualizing, modeling, analyzing, simulating, and designing cellular networks vs. the current textbook approach. In this article, the most important shifts are distilled down to seven key factors, with the implications described and new models and techniques proposed for some, while others are ripe areas for future exploration.

952 citations

Posted Content
TL;DR: Under uncorrelated shadow fading conditions, the cell-free scheme provides nearly fivefold improvement in 95%-likely per-user throughput over the small-cell scheme, and tenfold improvement when shadow fading is correlated.
Abstract: A Cell-Free Massive MIMO (multiple-input multiple-output) system comprises a very large number of distributed access points (APs)which simultaneously serve a much smaller number of users over the same time/frequency resources based on directly measured channel characteristics. The APs and users have only one antenna each. The APs acquire channel state information through time-division duplex operation and the reception of uplink pilot signals transmitted by the users. The APs perform multiplexing/de-multiplexing through conjugate beamforming on the downlink and matched filtering on the uplink. Closed-form expressions for individual user uplink and downlink throughputs lead to max-min power control algorithms. Max-min power control ensures uniformly good service throughout the area of coverage. A pilot assignment algorithm helps to mitigate the effects of pilot contamination, but power control is far more important in that regard. Cell-Free Massive MIMO has considerably improved performance with respect to a conventional small-cell scheme, whereby each user is served by a dedicated AP, in terms of both 95%-likely per-user throughput and immunity to shadow fading spatial correlation. Under uncorrelated shadow fading conditions, the cell-free scheme provides nearly 5-fold improvement in 95%-likely per-user throughput over the small-cell scheme, and 10-fold improvement when shadow fading is correlated.

893 citations

Journal ArticleDOI
TL;DR: It is demonstrated analytically that in the large-number-of-antennas regime, the pilot contamination effect is made to vanish completely under certain conditions on the channel covariance.
Abstract: This paper addresses the problem of channel estimation in multi-cell interference-limited cellular networks. We consider systems employing multiple antennas and are interested in both the finite and large-scale antenna number regimes (so-called "massive MIMO"). Such systems deal with the multi-cell interference by way of per-cell beamforming applied at each base station. Channel estimation in such networks, which is known to be hampered by the pilot contamination effect, constitute a major bottleneck for overall performance. We present a novel approach which tackles this problem by enabling a low-rate coordination between cells during the channel estimation phase itself. The coordination makes use of the additional second-order statistical information about the user channels, which are shown to offer a powerful way of discriminating across interfering users with even strongly correlated pilot sequences. Importantly, we demonstrate analytically that in the large-number-of-antennas regime, the pilot contamination effect is made to vanish completely under certain conditions on the channel covariance. Gains over the conventional channel estimation framework are confirmed by our simulations for even small antenna array sizes.

871 citations


Cites background from "Noncooperative Cellular Wireless wi..."

  • ...It was pointed out in [1] that pilot cont amination constitutes a bottleneck for performance....

    [...]

  • ...Fortunately a path towards solving some of the essential practical problems related to beamforming-based interfer nce avoidance was suggested in [1]....

    [...]

Journal ArticleDOI
TL;DR: A novel scheme for joint target search and communication channel estimation, which relies on omni-directional pilot signals generated by the HAD structure, is proposed, which is possible to recover the target echoes and mitigate the resulting interference to the UE signals, even when the radar and communication signals share the same signal-to-noise ratio (SNR).
Abstract: Sharing of the frequency bands between radar and communication systems has attracted substantial attention, as it can avoid under-utilization of otherwise permanently allocated spectral resources, thus improving efficiency. Further, there is increasing demand for radar and communication systems that share the hardware platform as well as the frequency band, as this not only decongests the spectrum, but also benefits both sensing and signaling operations via the full cooperation between both functionalities. Nevertheless, the success of spectrum and hardware sharing between radar and communication systems critically depends on high-quality joint radar and communication designs. In the first part of this paper, we overview the research progress in the areas of radar-communication coexistence and dual-functional radar-communication (DFRC) systems, with particular emphasis on application scenarios and technical approaches. In the second part, we propose a novel transceiver architecture and frame structure for a DFRC base station (BS) operating in the millimeter wave (mmWave) band, using the hybrid analog-digital (HAD) beamforming technique. We assume that the BS is serving a multi-antenna user equipment (UE) over a mmWave channel, and at the same time it actively detects targets. The targets also play the role of scatterers for the communication signal. In that framework, we propose a novel scheme for joint target search and communication channel estimation, which relies on omni-directional pilot signals generated by the HAD structure. Given a fully-digital communication precoder and a desired radar transmit beampattern, we propose to design the analog and digital precoders under non-convex constant-modulus (CM) and power constraints, such that the BS can formulate narrow beams towards all the targets, while pre-equalizing the impact of the communication channel. Furthermore, we design a HAD receiver that can simultaneously process signals from the UE and echo waves from the targets. By tracking the angular variation of the targets, we show that it is possible to recover the target echoes and mitigate the resulting interference to the UE signals, even when the radar and communication signals share the same signal-to-noise ratio (SNR). The feasibility and efficiency of the proposed approaches in realizing DFRC are verified via numerical simulations. Finally, the paper concludes with an overview of the open problems in the research field of communication and radar spectrum sharing (CRSS).

846 citations

Journal ArticleDOI
TL;DR: It is proved that the huge degrees of freedom offered by massive MIMO can be used to reduce the transmit power and/or to tolerate larger hardware impairments, which allows for the use of inexpensive and energy-efficient antenna elements.
Abstract: The use of large-scale antenna arrays can bring substantial improvements in energy and/or spectral efficiency to wireless systems due to the greatly improved spatial resolution and array gain. Recent works in the field of massive multiple-input multiple-output (MIMO) show that the user channels decorrelate when the number of antennas at the base stations (BSs) increases, thus strong signal gains are achievable with little interuser interference. Since these results rely on asymptotics, it is important to investigate whether the conventional system models are reasonable in this asymptotic regime. This paper considers a new system model that incorporates general transceiver hardware impairments at both the BSs (equipped with large antenna arrays) and the single-antenna user equipments (UEs). As opposed to the conventional case of ideal hardware, we show that hardware impairments create finite ceilings on the channel estimation accuracy and on the downlink/uplink capacity of each UE. Surprisingly, the capacity is mainly limited by the hardware at the UE, while the impact of impairments in the large-scale arrays vanishes asymptotically and interuser interference (in particular, pilot contamination) becomes negligible. Furthermore, we prove that the huge degrees of freedom offered by massive MIMO can be used to reduce the transmit power and/or to tolerate larger hardware impairments, which allows for the use of inexpensive and energy-efficient antenna elements.

841 citations


Cites background from "Noncooperative Cellular Wireless wi..."

  • ...This paper analyzes the aggregate impact of different hardware impairments on systems with large antenna arrays, in contrast to the ideal hardware considered in [10]–[13] and the single type of impairments considered in [25]–[27]....

    [...]

References
More filters
Journal ArticleDOI
Gerard J. Foschini1
TL;DR: This paper addresses digital communication in a Rayleigh fading environment when the channel characteristic is unknown at the transmitter but is known (tracked) at the receiver with the aim of leveraging the already highly developed 1-D codec technology.
Abstract: This paper addresses digital communication in a Rayleigh fading environment when the channel characteristic is unknown at the transmitter but is known (tracked) at the receiver. Inventing a codec architecture that can realize a significant portion of the great capacity promised by information theory is essential to a standout long-term position in highly competitive arenas like fixed and indoor wireless. Use (n T , n R ) to express the number of antenna elements at the transmitter and receiver. An (n, n) analysis shows that despite the n received waves interfering randomly, capacity grows linearly with n and is enormous. With n = 8 at 1% outage and 21-dB average SNR at each receiving element, 42 b/s/Hz is achieved. The capacity is more than 40 times that of a (1, 1) system at the same total radiated transmitter power and bandwidth. Moreover, in some applications, n could be much larger than 8. In striving for significant fractions of such huge capacities, the question arises: Can one construct an (n, n) system whose capacity scales linearly with n, using as building blocks n separately coded one-dimensional (1-D) subsystems of equal capacity? With the aim of leveraging the already highly developed 1-D codec technology, this paper reports just such an invention. In this new architecture, signals are layered in space and time as suggested by a tight capacity bound.

6,812 citations


"Noncooperative Cellular Wireless wi..." refers background in this paper

  • ...A point-to-point MIMO system [2] requires expensive multiple-antenna terminals....

    [...]

Journal ArticleDOI
TL;DR: Under certain mild conditions, this scheme is found to be throughput-wise asymptotically optimal for both high and low signal-to-noise ratio (SNR), and some numerical results are provided for the ergodic throughput of the simplified zero-forcing scheme in independent Rayleigh fading.
Abstract: A Gaussian broadcast channel (GBC) with r single-antenna receivers and t antennas at the transmitter is considered. Both transmitter and receivers have perfect knowledge of the channel. Despite its apparent simplicity, this model is, in general, a nondegraded broadcast channel (BC), for which the capacity region is not fully known. For the two-user case, we find a special case of Marton's (1979) region that achieves optimal sum-rate (throughput). In brief, the transmitter decomposes the channel into two interference channels, where interference is caused by the other user signal. Users are successively encoded, such that encoding of the second user is based on the noncausal knowledge of the interference caused by the first user. The crosstalk parameters are optimized such that the overall throughput is maximum and, surprisingly, this is shown to be optimal over all possible strategies (not only with respect to Marton's achievable region). For the case of r>2 users, we find a somewhat simpler choice of Marton's region based on ordering and successively encoding the users. For each user i in the given ordering, the interference caused by users j>i is eliminated by zero forcing at the transmitter, while interference caused by users j

2,616 citations


"Noncooperative Cellular Wireless wi..." refers background in this paper

  • ...An alternative to a point-to-point MIMO system is a multiuser MIMO system [3], [4], [5], [6] in which an antenna array simultaneously serves a multiplicity of autonomous terminals....

    [...]

Book
28 Jun 2004
TL;DR: A tutorial on random matrices is provided which provides an overview of the theory and brings together in one source the most significant results recently obtained.
Abstract: Random matrix theory has found many applications in physics, statistics and engineering since its inception. Although early developments were motivated by practical experimental problems, random matrices are now used in fields as diverse as Riemann hypothesis, stochastic differential equations, condensed matter physics, statistical physics, chaotic systems, numerical linear algebra, neural networks, multivariate statistics, information theory, signal processing and small-world networks. This article provides a tutorial on random matrices which provides an overview of the theory and brings together in one source the most significant results recently obtained. Furthermore, the application of random matrix theory to the fundamental limits of wireless communication channels is described in depth.

2,308 citations


"Noncooperative Cellular Wireless wi..." refers background in this paper

  • ...It can be shown that the vector φkjΦ ∗ l has exactly the same probability distribution as does any row vector of Φl [15], [16]....

    [...]

Journal ArticleDOI
TL;DR: It is shown that the dirty paper achievable region achieves the sum-rate capacity of the MIMO BC by establishing that the maximum sum rate of this region equals an upper bound on the sum rate.
Abstract: We consider a multiuser multiple-input multiple- output (MIMO) Gaussian broadcast channel (BC), where the transmitter and receivers have multiple antennas. Since the MIMO BC is in general a nondegraded BC, its capacity region remains an unsolved problem. We establish a duality between what is termed the "dirty paper" achievable region (the Caire-Shamai (see Proc. IEEE Int. Symp. Information Theory, Washington, DC, June 2001, p.322) achievable region) for the MIMO BC and the capacity region of the MIMO multiple-access channel (MAC), which is easy to compute. Using this duality, we greatly reduce the computational complexity required for obtaining the dirty paper achievable region for the MIMO BC. We also show that the dirty paper achievable region achieves the sum-rate capacity of the MIMO BC by establishing that the maximum sum rate of this region equals an upper bound on the sum rate of the MIMO BC.

1,802 citations


"Noncooperative Cellular Wireless wi..." refers background in this paper

  • ...An alternative to a point-to-point MIMO system is a multiuser MIMO system [3], [4], [5], [6] in which an antenna array simultaneously serves a multiplicity of autonomous terminals....

    [...]