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Journal ArticleDOI

Orthogonal Frequency Division Multiplexing With Index Modulation

TL;DR: It is shown via computer simulations that the proposed OFDM with index modulation scheme achieves significantly better error performance than classical OFDM due to the information bits carried in the spatial domain by the indices of OFDM subcarriers.
Abstract: In this paper, a novel orthogonal frequency division multiplexing (OFDM) scheme, called OFDM with index modulation (OFDM-IM), is proposed for operation over frequency-selective and rapidly time-varying fading channels In this scheme, the information is conveyed not only by M-ary signal constellations as in classical OFDM, but also by the indices of the subcarriers, which are activated according to the incoming bit stream Different low complexity transceiver structures based on maximum likelihood detection or log-likelihood ratio calculation are proposed and a theoretical error performance analysis is provided for the new scheme operating under ideal channel conditions Then, the proposed scheme is adapted to realistic channel conditions such as imperfect channel state information and very high mobility cases by modifying the receiver structure The approximate pairwise error probability of OFDM-IM is derived under channel estimation errors For the mobility case, several interference unaware/aware detection methods are proposed for the new scheme It is shown via computer simulations that the proposed scheme achieves significantly better error performance than classical OFDM due to the information bits carried by the indices of OFDM subcarriers under both ideal and realistic channel conditions
Citations
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Journal ArticleDOI
TL;DR: An overview of 5G research, standardization trials, and deployment challenges is provided, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.
Abstract: There is considerable pressure to define the key requirements of 5G, develop 5G standards, and perform technology trials as quickly as possible. Normally, these activities are best done in series but there is a desire to complete these tasks in parallel so that commercial deployments of 5G can begin by 2020. 5G will not be an incremental improvement over its predecessors; it aims to be a revolutionary leap forward in terms of data rates, latency, massive connectivity, network reliability, and energy efficiency. These capabilities are targeted at realizing high-speed connectivity, the Internet of Things, augmented virtual reality, the tactile internet, and so on. The requirements of 5G are expected to be met by new spectrum in the microwave bands (3.3-4.2 GHz), and utilizing large bandwidths available in mm-wave bands, increasing spatial degrees of freedom via large antenna arrays and 3-D MIMO, network densification, and new waveforms that provide scalability and flexibility to meet the varying demands of 5G services. Unlike the one size fits all 4G core networks, the 5G core network must be flexible and adaptable and is expected to simultaneously provide optimized support for the diverse 5G use case categories. In this paper, we provide an overview of 5G research, standardization trials, and deployment challenges. Due to the enormous scope of 5G systems, it is necessary to provide some direction in a tutorial article, and in this overview, the focus is largely user centric, rather than device centric. In addition to surveying the state of play in the area, we identify leading technologies, evaluating their strengths and weaknesses, and outline the key challenges ahead, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.

1,659 citations

Journal ArticleDOI
TL;DR: Three forms of IM are investigated: spatial modulation, channel modulation and orthogonal frequency division multiplexing (OFDM) with IM, which consider the transmit antennas of a multiple-input multiple-output system, the radio frequency mirrors mounted at a transmit antenna and the subcarriers of an OFDM system for IM techniques, respectively.
Abstract: What is index modulation (IM)? This is an interesting question that we have started to hear more and more frequently over the past few years. The aim of this paper is to answer this question in a comprehensive manner by covering not only the basic principles and emerging variants of IM, but also reviewing the most recent as well as promising advances in this field toward the application scenarios foreseen in next-generation wireless networks. More specifically, we investigate three forms of IM: spatial modulation, channel modulation and orthogonal frequency division multiplexing (OFDM) with IM, which consider the transmit antennas of a multiple-input multiple-output system, the radio frequency mirrors (parasitic elements) mounted at a transmit antenna and the subcarriers of an OFDM system for IM techniques, respectively. We present the up-to-date advances in these three promising frontiers and discuss possible future research directions for IM-based schemes toward low-complexity, spectrum- and energy-efficient next-generation wireless networks.

676 citations

Journal ArticleDOI
TL;DR: Light is shed on the potential and implementation of IM techniques for MIMO and multi-carrier communications systems, which are expected to be two of the key technologies for 5G systems.
Abstract: The ambitious goals set for 5G wireless networks, which are expected to be introduced around 2020, require dramatic changes in the design of different layers for next generation communications systems. Massive MIMO systems, filter bank multi-carrier modulation, relaying technologies, and millimeter-wave communications have been considered as some of the strong candidates for the physical layer design of 5G networks. In this article, we shed light on the potential and implementation of IM techniques for MIMO and multi-carrier communications systems, which are expected to be two of the key technologies for 5G systems. Specifically, we focus on two promising applications of IM: spatial modulation and orthogonal frequency-division multiplexing with IM, and discuss the recent advances and future research directions in IM technologies toward spectrum- and energy-efficient 5G wireless networks.

561 citations

Journal ArticleDOI
Ertugrul Basar1
TL;DR: In this article, RIS-assisted communications to the realm of index modulation (IM) by proposing RIS-space shift keying and RIS-spatial modulation (RIS-SM) schemes are proposed, and a unified framework is presented for the derivation of their theoretical average bit error probability.
Abstract: Transmission through reconfigurable intelligent surfaces (RISs), which control the reflection/scattering characteristics of incident waves in a deliberate manner to enhance the signal quality at the receiver, appears as a promising candidate for future wireless communication systems. In this paper, we bring the concept of RIS-assisted communications to the realm of index modulation (IM) by proposing RIS-space shift keying (RIS-SSK) and RIS-spatial modulation (RIS-SM) schemes. These two schemes are realized through not only intelligent reflection of the incoming signals to improve the reception but also utilization of the IM principle for the indices of multiple receive antennas in a clever way to improve the spectral efficiency. Maximum energy-based suboptimal (greedy) and exhaustive search-based optimal (maximum likelihood) detectors of the proposed RIS-SSK/SM schemes are formulated and a unified framework is presented for the derivation of their theoretical average bit error probability. Extensive computer simulation results are provided to assess the potential of RIS-assisted IM schemes as well as to verify our theoretical derivations. Our findings also reveal that RIS-based IM, which enables high data rates with remarkably low error rates, can become a potential candidate for future wireless communication systems in the context of beyond multiple-input multiple-output (MIMO) solutions.

416 citations

Posted Content
Ertugrul Basar1
TL;DR: The findings reveal that RIS-based IM, which enables high data rates with remarkably low error rates, can become a potential candidate for future wireless communication systems in the context of beyond multiple-input multiple-output (MIMO) solutions.
Abstract: Transmission through reconfigurable intelligent surfaces (RISs), which control the reflection/scattering characteristics of incident waves in a deliberate manner to enhance the signal quality at the receiver, appears as a promising candidate for future wireless communication systems. In this paper, we bring the concept of RIS-assisted communications to the realm of index modulation (IM) by proposing RIS-space shift keying (RIS-SSK) and RIS-spatial modulation (RIS-SM) schemes. These two schemes are realized through not only intelligent reflection of the incoming signals to improve the reception but also utilization of the IM principle for the indices of multiple receive antennas in a clever way to improve the spectral efficiency. Maximum energy-based suboptimal (greedy) and exhaustive search-based optimal (maximum likelihood) detectors of the proposed RIS-SSK/SM schemes are formulated and a unified framework is presented for the derivation of their theoretical average bit error probability. Extensive computer simulation results are provided to assess the potential of RIS-assisted IM schemes as well as to verify our theoretical derivations. Our findings also reveal that RIS-based IM, which enables high data rates with remarkably low error rates, can become a potential candidate for future wireless communication systems in the context of beyond multiple-input multiple-output (MIMO) solutions.

275 citations

References
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MonographDOI
01 Jan 1985

8,911 citations

Journal Article
TL;DR: An analytical approach for symbol error ratio (SER) analysis of the SM algorithm in independent identically distributed Rayleigh channels results closely match and it is shown that SM achieves better performance in all studied channel conditions, as compared with other techniques.
Abstract: Spatial modulation (SM) is a recently developed transmission technique that uses multiple antennas. The basic idea is to map a block of information bits to two information carrying units: 1) a symbol that was chosen from a constellation diagram and 2) a unique transmit antenna number that was chosen from a set of transmit antennas. The use of the transmit antenna number as an information-bearing unit increases the overall spectral efficiency by the base-two logarithm of the number of transmit antennas. At the receiver, a maximum receive ratio combining algorithm is used to retrieve the transmitted block of information bits. Here, we apply SM to orthogonal frequency division multiplexing (OFDM) transmission. We develop an analytical approach for symbol error ratio (SER) analysis of the SM algorithm in independent identically distributed (i.i.d.) Rayleigh channels. The analytical and simulation results closely match. The performance and the receiver complexity of the SM-OFDM technique are compared to those of the vertical Bell Labs layered space-time (V-BLAST-OFDM) and Alamouti-OFDM algorithms. V-BLAST uses minimum mean square error (MMSE) detection with ordered successive interference cancellation. The combined effect of spatial correlation, mutual antenna coupling, and Rician fading on both coded and uncoded systems are presented. It is shown that, for the same spectral efficiency, SM results in a reduction of around 90% in receiver complexity as compared to V-BLAST and nearly the same receiver complexity as Alamouti. In addition, we show that SM achieves better performance in all studied channel conditions, as compared with other techniques. It is also shown to efficiently work for any configuration of transmit and receive antennas, even for the case of fewer receive antennas than transmit antennas.

1,996 citations

Proceedings ArticleDOI
18 Jun 1995
TL;DR: A log- MAP algorithm is presented that avoids the approximations in the max-log-MAP algorithm and hence is equivalent to the true MAP, but without its major disadvantages, and it is concluded that the three algorithms increase in complexity in the order of their optimality.
Abstract: For estimating the states or outputs of a Markov process, the symbol-by-symbol MAP algorithm is optimal. However, this algorithm, even in its recursive form, poses technical difficulties because of numerical representation problems, the necessity of nonlinear functions and a high number of additions and multiplications. MAP like algorithms operating in the logarithmic domain presented in the past solve the numerical problem and reduce the computational complexity, but are suboptimal especially at low SNR (a common example is the max-log-MAP because of its use of the max function). A further simplification yields the soft-output Viterbi algorithm (SOVA). We present a log-MAP algorithm that avoids the approximations in the max-log-MAP algorithm and hence is equivalent to the true MAP, but without its major disadvantages. We compare the (log-)MAP, max-log-MAP and SOVA from a theoretical point of view to illuminate their commonalities and differences. As a practical example forming the basis for simulations, we consider Turbo decoding, where recursive systematic convolutional component codes are decoded with the three algorithms, and we also demonstrate the practical suitability of the log-MAP by including quantization effects. The SOVA is, at 10/sup -4/, approximately 0.7 dB inferior to the (log-)MAP, the max-log-MAP lying roughly in between. We also present some complexity comparisons and conclude that the three algorithms increase in complexity in the order of their optimality.

1,818 citations

Journal ArticleDOI
TL;DR: Space shift keying concepts are extended to incorporate channel coding, where in particular, they are considered a bit interleaved coded modulation (BICM) system using iterative decoding for both convolutional and turbo codes.
Abstract: In this paper, we present space shift keying (SSK) as a new modulation scheme, which is based on spatial modulation (SM) concepts. Fading is exploited for multiple-input multiple-output(MIMO) channels to provide better performance over conventional amplitude/phase modulation (APM) techniques. In SSK, it is the antenna index used during transmission that relays information, rather than the transmitted symbols themselves. This absence of symbol information eliminates the transceiver elements necessary for APM transmission and detection (such as coherent detectors). As well, the simplicity involved in modulation reduces the detection complexity compared to that of SM, while achieving almost identical performance gains. Throughout the paper, we illustrate SSK's strength by studying its interaction with the fading channel. We obtain tight upper bounds on bit error probability, and discuss SSK's performance under some non-ideal channel conditions (estimation error and spatial correlation). Analytical and simulation results show performance gains over APM systems (3 dB at a bit error rate of 10-5), making SSK an interesting candidate for future wireless applications. We then extend SSK concepts to incorporate channel coding, where in particular, we consider a bit interleaved coded modulation (BICM) system using iterative decoding for both convolutional and turbo codes. Capacity results are derived, and improvements over APM are illustrated (up to 1 bits/s/Hz), with performance gains of up to 5 dB.

932 citations