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Performance Analysis of Active Large Intelligent Surfaces (LISs): Uplink Spectral Efficiency and Pilot Training

TL;DR: The system spectral efficiency (SSE) of an uplink LIS system is asymptotically analyzed under a practical LIS environment with a well-defined uplink frame structure and the achievable SSE is limited by the effect of pilot contamination and intra/inter-LIS interference through the LOS path.
Abstract: Large intelligent surfaces (LISs) constitute a new and promising wireless communication paradigm that relies on the integration of a massive number of antenna elements over the entire surfaces of man-made structures The LIS concept provides many advantages, such as the capability to provide reliable and space-intensive communications by effectively establishing line-of-sight (LOS) channels In this paper, the system spectral efficiency (SSE) of an uplink LIS system is asymptotically analyzed under a practical LIS environment with a well-defined uplink frame structure In order to verify the impact on the SSE of pilot contamination, the SSE of a multi-LIS system is asymptotically studied and a theoretical bound on its performance is derived Given this performance bound, an optimal pilot training length for multi-LIS systems subjected to pilot contamination is characterized and, subsequently, the performance-maximizing number of devices that the LIS system must service is derived Simulation results show that the derived analyses are in close agreement with the exact mutual information in presence of a large number of antennas, and the achievable SSE is limited by the effect of pilot contamination and intra/inter-LIS interference through the LOS path, even if the LIS is equipped with an infinite number of antennas Additionally, the SSE obtained with the proposed pilot training length and number of scheduled devices is shown to reach the one obtained via a brute-force search for the optimal solution
Citations
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Posted Content
TL;DR: The fundamental differences with other technologies, the most important open research issues to tackle, and the reasons why the use of reconfigurable intelligent surfaces necessitates to rethink the communication-theoretic models currently employed in wireless networks are elaborated.
Abstract: The future of mobile communications looks exciting with the potential new use cases and challenging requirements of future 6th generation (6G) and beyond wireless networks. Since the beginning of the modern era of wireless communications, the propagation medium has been perceived as a randomly behaving entity between the transmitter and the receiver, which degrades the quality of the received signal due to the uncontrollable interactions of the transmitted radio waves with the surrounding objects. The recent advent of reconfigurable intelligent surfaces in wireless communications enables, on the other hand, network operators to control the scattering, reflection, and refraction characteristics of the radio waves, by overcoming the negative effects of natural wireless propagation. Recent results have revealed that reconfigurable intelligent surfaces can effectively control the wavefront, e.g., the phase, amplitude, frequency, and even polarization, of the impinging signals without the need of complex decoding, encoding, and radio frequency processing operations. Motivated by the potential of this emerging technology, the present article is aimed to provide the readers with a detailed overview and historical perspective on state-of-the-art solutions, and to elaborate on the fundamental differences with other technologies, the most important open research issues to tackle, and the reasons why the use of reconfigurable intelligent surfaces necessitates to rethink the communication-theoretic models currently employed in wireless networks. This article also explores theoretical performance limits of reconfigurable intelligent surface-assisted communication systems using mathematical techniques and elaborates on the potential use cases of intelligent surfaces in 6G and beyond wireless networks.

463 citations


Cites methods from "Performance Analysis of Active Larg..."

  • ...As for using RISs for transmission and reception, researchers focused their attention on outage probability [88], asymptotic data rate [89], and uplink spectral efficiency [90]....

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Journal Article
TL;DR: In this article, the optimal number of scheduled users in a massive MIMO system with arbitrary pilot reuse and random user locations is analyzed in a closed form, while simulations are used to show what happens at finite $M$, in different interference scenarios, with different pilot reuse factors, and for different processing schemes.
Abstract: Massive MIMO is a promising technique for increasing the spectral efficiency (SE) of cellular networks, by deploying antenna arrays with hundreds or thousands of active elements at the base stations and performing coherent transceiver processing. A common rule-of-thumb is that these systems should have an order of magnitude more antennas $M$ than scheduled users $K$ because the users’ channels are likely to be near-orthogonal when $M/K > 10$ . However, it has not been proved that this rule-of-thumb actually maximizes the SE. In this paper, we analyze how the optimal number of scheduled users $K^\star$ depends on $M$ and other system parameters. To this end, new SE expressions are derived to enable efficient system-level analysis with power control, arbitrary pilot reuse, and random user locations. The value of $K^\star$ in the large- $M$ regime is derived in closed form, while simulations are used to show what happens at finite $M$ , in different interference scenarios, with different pilot reuse factors, and for different processing schemes. Up to half the coherence block should be dedicated to pilots and the optimal $M/K$ is less than 10 in many cases of practical relevance. Interestingly, $K^\star$ depends strongly on the processing scheme and hence it is unfair to compare different schemes using the same $K$ .

363 citations

Journal ArticleDOI
TL;DR: A comprehensive overview of the state-of-the-art on RISs, with focus on their operating principles, performance evaluation, beamforming design and resource management, applications of machine learning to RIS-enhanced wireless networks, as well as the integration of RISs with other emerging technologies.
Abstract: Reconfigurable intelligent surfaces (RISs), also known as intelligent reflecting surfaces (IRSs), or large intelligent surfaces (LISs), 1 have received significant attention for their potential to enhance the capacity and coverage of wireless networks by smartly reconfiguring the wireless propagation environment. Therefore, RISs are considered a promising technology for the sixth-generation (6G) of communication networks. In this context, we provide a comprehensive overview of the state-of-the-art on RISs, with focus on their operating principles, performance evaluation, beamforming design and resource management, applications of machine learning to RIS-enhanced wireless networks, as well as the integration of RISs with other emerging technologies. We describe the basic principles of RISs both from physics and communications perspectives, based on which we present performance evaluation of multiantenna assisted RIS systems. In addition, we systematically survey existing designs for RIS-enhanced wireless networks encompassing performance analysis, information theory, and performance optimization perspectives. Furthermore, we survey existing research contributions that apply machine learning for tackling challenges in dynamic scenarios, such as random fluctuations of wireless channels and user mobility in RIS-enhanced wireless networks. Last but not least, we identify major issues and research opportunities associated with the integration of RISs and other emerging technologies for applications to next-generation networks. 1 Without loss of generality, we use the name of RIS in the remainder of this paper.

343 citations


Cites background from "Performance Analysis of Active Larg..."

  • ...Additionally, current research contributions mainly consider the performance optimization for both single-user and multi-user scenarios by optimizing the phase shift and/or pre-coding solutions of the RIS-enhanced system [6], [18], [95], [133], [134]....

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Posted Content
TL;DR: A comprehensive overview of the state-of-the-art on RISs, with focus on their operating principles, performance evaluation, beamforming design and resource management, applications of machine learning to RIS-enhanced wireless networks, as well as the integration of RISs with other emerging technologies is provided in this article.
Abstract: Reconfigurable intelligent surfaces (RISs), also known as intelligent reflecting surfaces (IRSs), have received significant attention for their potential to enhance the capacity and coverage of wireless networks by smartly reconfiguring the wireless propagation environment. Therefore, RISs are considered a promising technology for the sixth-generation (6G) communication networks. In this context, we provide a comprehensive overview of the state-of-the-art on RISs, with focus on their operating principles, performance evaluation, beamforming design and resource management, applications of machine learning to RIS-enhanced wireless networks, as well as the integration of RISs with other emerging technologies. We describe the basic principles of RISs both from physics and communications perspectives, based on which we present performance evaluation of multi-antenna assisted RIS systems. In addition, we systematically survey existing designs for RIS-enhanced wireless networks encompassing performance analysis, information theory, and performance optimization perspectives. Furthermore, we survey existing research contributions that apply machine learning for tackling challenges in dynamic scenarios, such as random fluctuations of wireless channels and user mobility in RIS-enhanced wireless networks. Last but not least, we identify major issues and research opportunities associated with the integration of RISs and other emerging technologies for application to next-generation networks.

323 citations

Journal ArticleDOI
07 Apr 2021
TL;DR: In this paper, the authors provide a comprehensive survey of the current developments towards 6G and elaborate the requirements that are necessary to realize the 6G applications, and summarize lessons learned from state-of-the-art research and discuss technical challenges that would shed a new light on future research directions toward 6G.
Abstract: Emerging applications such as Internet of Everything, Holographic Telepresence, collaborative robots, and space and deep-sea tourism are already highlighting the limitations of existing fifth-generation (5G) mobile networks. These limitations are in terms of data-rate, latency, reliability, availability, processing, connection density and global coverage, spanning over ground, underwater and space. The sixth-generation (6G) of mobile networks are expected to burgeon in the coming decade to address these limitations. The development of 6G vision, applications, technologies and standards has already become a popular research theme in academia and the industry. In this paper, we provide a comprehensive survey of the current developments towards 6G. We highlight the societal and technological trends that initiate the drive towards 6G. Emerging applications to realize the demands raised by 6G driving trends are discussed subsequently. We also elaborate the requirements that are necessary to realize the 6G applications. Then we present the key enabling technologies in detail. We also outline current research projects and activities including standardization efforts towards the development of 6G. Finally, we summarize lessons learned from state-of-the-art research and discuss technical challenges that would shed a new light on future research directions towards 6G.

273 citations

References
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Book
01 Mar 2004
TL;DR: In this article, the focus is on recognizing convex optimization problems and then finding the most appropriate technique for solving them, and a comprehensive introduction to the subject is given. But the focus of this book is not on the optimization problem itself, but on the problem of finding the appropriate technique to solve it.
Abstract: Convex optimization problems arise frequently in many different fields. A comprehensive introduction to the subject, this book shows in detail how such problems can be solved numerically with great efficiency. The focus is on recognizing convex optimization problems and then finding the most appropriate technique for solving them. The text contains many worked examples and homework exercises and will appeal to students, researchers and practitioners in fields such as engineering, computer science, mathematics, statistics, finance, and economics.

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01 Jan 2005
TL;DR: In this paper, the authors propose a multiuser communication architecture for point-to-point wireless networks with additive Gaussian noise detection and estimation in the context of MIMO networks.
Abstract: 1. Introduction 2. The wireless channel 3. Point-to-point communication: detection, diversity and channel uncertainty 4. Cellular systems: multiple access and interference management 5. Capacity of wireless channels 6. Multiuser capacity and opportunistic communication 7. MIMO I: spatial multiplexing and channel modeling 8. MIMO II: capacity and multiplexing architectures 9. MIMO III: diversity-multiplexing tradeoff and universal space-time codes 10. MIMO IV: multiuser communication A. Detection and estimation in additive Gaussian noise B. Information theory background.

8,084 citations

Journal ArticleDOI
Thomas L. Marzetta1
TL;DR: A cellular base station serves a multiplicity of single-antenna terminals over the same time-frequency interval and a complete multi-cellular analysis yields a number of mathematically exact conclusions and points to a desirable direction towards which cellular wireless could evolve.
Abstract: A cellular base station serves a multiplicity of single-antenna terminals over the same time-frequency interval. Time-division duplex operation combined with reverse-link pilots enables the base station to estimate the reciprocal forward- and reverse-link channels. The conjugate-transpose of the channel estimates are used as a linear precoder and combiner respectively on the forward and reverse links. Propagation, unknown to both terminals and base station, comprises fast fading, log-normal shadow fading, and geometric attenuation. In the limit of an infinite number of antennas a complete multi-cellular analysis, which accounts for inter-cellular interference and the overhead and errors associated with channel-state information, yields a number of mathematically exact conclusions and points to a desirable direction towards which cellular wireless could evolve. In particular the effects of uncorrelated noise and fast fading vanish, throughput and the number of terminals are independent of the size of the cells, spectral efficiency is independent of bandwidth, and the required transmitted energy per bit vanishes. The only remaining impairment is inter-cellular interference caused by re-use of the pilot sequences in other cells (pilot contamination) which does not vanish with unlimited number of antennas.

6,248 citations


"Performance Analysis of Active Larg..." refers background or result in this paper

  • ...For densely located LISs, all channels will be modeled by device-specific spatially correlated Rician fading depending on the distance between each LIS and device, however, the massive MIMO works in [20]–[22] rely on a Rayleigh fading channel considering far-field communications....

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  • ...In large antenna-array systems such as massive MIMO and LIS, the performance can be dominantly limited by residual interference from pilot contamination as explained in [20]–[22]....

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  • ...Moreover, in LIS, each area of the large surface constitutes one of the key parameters that determine the performance of an LIS system [9]–[11], however, in existing massive MIMO works [20]–[22], this notion of an area is not applicable....

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  • ...Since LISs will be located more densely than BSs, the LIS channels associated with pilot contamination will be significantly different than those of massive MIMO, and hence, prior studies on pilot contamination for massive MIMO [20]–[22] do not directly apply to LIS....

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  • ...In fact, prior studies on massive MIMO [20]–[22] do not directly apply to LIS, because the channel model of LIS is significantly different from the one used in these prior studies....

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Book
01 Jan 1988
TL;DR: Signal Detection in Discrete Time and Signal Estimation in Continuous Time: Elements of Hypothesis Testing and Elements of Parameter Estimation.
Abstract: Preface I. Introduction II. Elements of Hypothesis Testing III. Signal Detection in Discrete Time IV. Elements of Parameter Estimation V. Elements of Signal Estimation VI. Signal Detection in Continuous Time VII. Signal Estimation in Continuous Time References Index

4,096 citations


"Performance Analysis of Active Larg..." refers methods in this paper

  • ...Under the imperfect CSI results from an LS estimator, fnk can be obtained from (8) as fnk = h L nnkk + enk where enk is the estimation error vector uncorrelated with nnk [30]....

    [...]

Journal ArticleDOI
TL;DR: Simulation results demonstrate that an IRS-aided single-cell wireless system can achieve the same rate performance as a benchmark massive MIMO system without using IRS, but with significantly reduced active antennas/RF chains.
Abstract: Intelligent reflecting surface (IRS) is a revolutionary and transformative technology for achieving spectrum and energy efficient wireless communication cost-effectively in the future. Specifically, an IRS consists of a large number of low-cost passive elements each being able to reflect the incident signal independently with an adjustable phase shift so as to collaboratively achieve three-dimensional (3D) passive beamforming without the need of any transmit radio-frequency (RF) chains. In this paper, we study an IRS-aided single-cell wireless system where one IRS is deployed to assist in the communications between a multi-antenna access point (AP) and multiple single-antenna users. We formulate and solve new problems to minimize the total transmit power at the AP by jointly optimizing the transmit beamforming by active antenna array at the AP and reflect beamforming by passive phase shifters at the IRS, subject to users’ individual signal-to-interference-plus-noise ratio (SINR) constraints. Moreover, we analyze the asymptotic performance of IRS’s passive beamforming with infinitely large number of reflecting elements and compare it to that of the traditional active beamforming/relaying. Simulation results demonstrate that an IRS-aided MIMO system can achieve the same rate performance as a benchmark massive MIMO system without using IRS, but with significantly reduced active antennas/RF chains. We also draw useful insights into optimally deploying IRS in future wireless systems.

3,045 citations