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Quantum electrodynamical density-functional theory: Bridging quantum optics and electronic-structure theory

09 Jul 2014-Physical Review A (American Physical Society)-Vol. 90, Iss: 1, pp 012508
TL;DR: In this paper, a hierarchy of density-functional-type theories that describe the interaction of charged particles with photons and introduce the appropriate Kohn-Sham schemes are presented for the Coulomb gauge model of quantum electrodynamics.
Abstract: In this work, we give a comprehensive derivation of an exact and numerically feasible method to perform ab initio calculations of quantum particles interacting with a quantized electromagnetic field. We present a hierarchy of density-functional-type theories that describe the interaction of charged particles with photons and introduce the appropriate Kohn-Sham schemes. We show how the evolution of a system described by quantum electrodynamics in Coulomb gauge is uniquely determined by its initial state and two reduced quantities. These two fundamental observables, the polarization of the Dirac field and the vector potential of the photon field, can be calculated by solving two coupled, nonlinear evolution equations without the need to explicitly determine the (numerically infeasible) many-body wave function of the coupled quantum system. To find reliable approximations to the implicit functionals, we present the appropriate Kohn-Sham construction. In the nonrelativistic limit, this density-functional-type theory of quantum electrodynamics reduces to the densityfunctional reformulation of the Pauli-Fierz Hamiltonian, which is based on the current density of the electrons and the vector potential of the photonfield. By making further approximations, e.g., restricting the allowed modes of the photon field, we derive further density-functional-type theories of coupled matter-photon systems for the corresponding approximate Hamiltonians. In the limit of only two sites and one mode we deduce the appropriate effective theory for the two-site Hubbard model coupled to one photonic mode. This model system is used to illustrate the basic ideas of a density-functional reformulation in great detail and we present the exact Kohn-Sham potentials for our coupled matter-photon model system.

Summary (3 min read)

Introduction

  • The authors present a hierarchy of density-functional-type theories that describe the interaction of charged particles with photons and introduce the appropriate Kohn-Sham schemes.
  • Pursuits in this direction have led to various approaches such as, among others, many-body Green’s function theories [4,5], density-matrix theories [6], and density-functional theories [7–10].
  • Therefore, the authors here reformulate the coupled matter-photon problem in terms of an effective theory, that they call in the following a model of quantum electrodynamical densityfunctional theory .
  • The authors compare these results to the exact Kohn-Sham functionals and identify shortcomings and indicate improvements.
  • In Sec. IV, the authors show how all different QEDFT reformulations are approximations to relativistic QEDFT.

II. MODEL OF QEDFT

  • The authors introduce the basic formulation and underlying ideas of QEDFT.
  • The authors first identify the pair of external and internal variables and then show that both are connected via a bijective mapping.
  • Finally, the last term describes how the particles interact with a (in general time-dependent) classical external vector potential aμext and how the photons couple to a (in general time-dependent) classical external current jμext.
  • For any but the simplest systems the (numerically exact) solution of Eq. (1) is not feasible.

A. Two-level system coupled to one mode

  • The authors discuss the basic concepts of a density-functional-type reformulation, identify the pair of conjugate variables, and then deduce the fundamental equations of motion on which they base their QEDFT reformulation.
  • To highlight the analogy in structure to the general case discussed in the later sections, the authors give it the units of the potential and denote it by Â. 012508-3 equations for these new variables, which do not involve the full wave functions explicitly.
  • To identify the simplest new functional variables, one usually employs arguments based on the Legendre transformation [43].
  • Thus, instead of trying to calculate the (numerically expensive) wave function, it is enough to determine the internal pair (J,A) for a given initial state.

B. Foundations of the model QEDFT

  • In the previous section, the authors have stated that (J,A) and (aext,jext) are the possible conjugate pair of the model Hamiltonian (3).
  • The authors want to demonstrate that indeed this holds true and that one can perform a variable transformation from the external pair (aext,jext)3 to the internal pair (J,A).
  • Thus, the mapping (7) is bijective, if the corresponding Eqs. (10) and (11), which connect the internal pair (J,A) with the external pair (aext,jext), allow for one and only one solution pair.

D. Numerical example for the model QEDFT

  • The authors show numerical examples for their model system.
  • The authors use the density-functional framework introduced in the previous sections and they explicitly construct the corresponding exact Kohn-Sham potentials.
  • If the rotating-wave approximation is applied to the Rabi Hamiltonian in Eq. (31), one recovers the Jaynes-Cummings Hamiltonian.
  • Here, the authors see that the mean-field approximation performs rather poorly.

III. RELATIVISTIC QEDFT

  • After having presented the basic concepts of a QEDFT reformulation of a coupled matter-photon problem in a model system, the authors apply the very same ideas to the full theory of QED.
  • Since the authors want to connect QEDFT to derived theories such as cavity QED, where usually Coulomb-gauged photons are employed, and condensed-matter theory, where Coulomb interactions play a dominant role, the Coulomb gauge is for the present purpose the natural gauge to work in.
  • The authors emphasize that also other gauges can be used as well [8,41,46].
  • The authors first present the standard approach to identify possible conjugate variables and introduce the basic equations of motions.
  • While in the usual nonrelativistic setting this route works just fine, in the fully relativistic situation the internal structure of the “Dirac particles,” i.e., the electronic and positronic degrees of freedom, give rise to certain subtleties when performing a density functionalization.

A. Equations of quantum electrodynamics

  • In the following, the authors define the basic quantities of QED in Coulomb gauge and derive the equations of motion for the fundamental variables of the theory.
  • Without further refinements, the above QED Hamiltonian is not well defined since it gives rise to infinities [1–3].
  • These divergences vanish if the authors regularize the theory, e.g., by introducing frequency cutoffs in the plane-wave expansions of the fermionic as well as the bosonic field operators or by dimensional regularization [1].
  • Thus, Eqs. (41) and (42) show that a straightforward approach to demonstrate a one-to-one correspondence between (aμext,j μ ext) and (Jμ,Aμ) based on a Legendre transformation becomes difficult [42].
  • In the relativistic situation, a further problem arises: the current has an internal structure due to the electronic and positronic degrees of freedom.

B. Foundations of relativistic QEDFT

  • The authors first reexamine the previous approach to relativistic QEDFT [41,42] and identify its shortcomings.
  • Already here the authors point out that both a relativistic QEDFT based on the current or on the polarization lead to the same density-functional-type theory in the nonrelativistic limit.
  • If the authors do this, then Eq. (54) makes the currents necessarily different and they can conclude that they have a one-to-one correspondence.
  • The Breit field due to the transversal current is derived by approximating the exchange of photons by employing the retarded Green’s function of the D’Alembert operator and assuming the explicit retardation to be negligible.

IV. NONRELATIVISTIC QEDFT

  • While for the sake of generality the authors have been considering the full QED problem in the previous section, they are actually mainly interested in the behavior of condensed-matter systems or atoms and molecules that interact with photons.
  • In such situations, the external fields are usually small compared to 012508-14 the Schwinger limit, i.e., the authors do not have pair production in such situations.
  • Further, the authors want to investigate systems, where the quantum nature of the photons becomes important.
  • Most prominently this happens for the case of a cavity, where different boundary conditions for the Maxwell field have to be considered.
  • One would then need to introduce a new QEDFT approach for every new type of model Hamiltonian.

A. Equations of motion in the nonrelativistic limit

  • The authors derive the nonrelativistic limit of the basic equations of motion, on which the QEDFT reformulations are based.
  • Here, the authors employ an equivalent but different procedure to decouple the electronic from the positronic degrees of freedom.
  • In the limit of only scalar photons (the Nelson model), the authors know that one can perform a full renormalization of the Hamiltonian by subtracting the self-energy (provided that the kinetic energy of the problem is smaller than mc2) [70,71].
  • Therefore, the authors interpret the electron mass in the Hamiltonian as a bare mass, i.e., they subtract the infinite self-energy.
  • In a next step, the authors perform the nonrelativistic limit for the equation of motion of the polarization, i.e., Eq. (44).

C. QEDFT for approximate nonrelativistic theories

  • The authors show how, by introducing further approximations, one can find a family of nonrelativistic QEDFTs, which in the lowest-order approximation leads to the model QEDFT of Sec. II.
  • One can assume a perfect cubic cavity (zero-boundary conditions) of length L.12 012508-18 the restriction to specific modes, the field Ak is restricted in its spatial form and therefore the photonic variable changes from Ak to the set of mode expectation values Ak(x) → {A n,λ(t)}.the authors.
  • If the authors then further simplify this physical situation , they find the model Hamiltonian of Sec. II.

V. CONCLUSION AND OUTLOOK

  • The authors have shown how one can extend the ideas of TDDFT to quantized coupled matter-photon systems.
  • Further, the authors have discussed how an auxiliary quantum system, the so-called Kohn-Sham system, can be used to construct approximations for the implicit functionals appearing in the effective equations.
  • By performing further approximations for nonrelativistic QEDFT, e.g., assuming the magnetic density negligible, the authors have shown how other QEDFTs (that reformulate the corresponding approximate Hamiltonians) can be derived.
  • One can easily control the validity of their approximations.the authors.
  • Finally, since the authors are aiming at investigating quantum optical settings, they also need to discuss the cavity and the problem of open quantum systems.

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PHYSICAL REVIEW A 90, 012508 (2014)
Quantum-electrodynamical density-functional theory: Bridging quantum optics
and electronic-structure theory
Michael Ruggenthaler,
1,*
Johannes Flick,
2
Camilla Pellegrini,
3
Heiko Appel,
2
Ilya V. Tokatly,
3,4
and Angel Rubio
2,3,
1
Institut f
¨
ur Theoretische Physik, Universit
¨
at Innsbruck, Technikerstraße 25, A-6020 Innsbruck, Austria
2
Fritz-Haber-Institut der Max-Planck-Gesellschaft, Faradayweg 4-6, D-14195 Berlin-Dahlem, Germany
3
Nano-Bio Spectroscopy Group and ETSF Scientific Development Centre, Departamento de F
´
ısica de Materiales,
Centro de F
´
ısica de Materiales CSIC-UPV/EHU-MPC and DIPC, Universidad del Pa
´
ıs Vasco UPV/EHU, E-20018 San Sebasti
´
an, Spain
4
IKERBASQUE, Basque Foundation for Science, 48011 Bilbao, Spain
(Received 22 April 2014; published 9 July 2014)
In this work, we give a comprehensive derivation of an exact and numerically feasible method to perform
ab initio calculations of quantum particles interacting with a quantized electromagnetic field. We present a
hierarchy of density-functional-type theories that describe the interaction of charged particles with photons and
introduce the appropriate Kohn-Sham schemes. We show how the evolution of a system described by quantum
electrodynamics in Coulomb gauge is uniquely determined by its initial state and two reduced quantities.
These two fundamental observables, the polarization of the Dirac field and the vector potential of the photon
field, can be calculated by solving two coupled, nonlinear evolution equations without the need to explicitly
determine the (numerically infeasible) many-body wave function of the coupled quantum system. To find
reliable approximations to the implicit functionals, we present the appropriate Kohn-Sham construction. In the
nonrelativistic limit, this density-functional-type theory of quantum electrodynamics reduces to the density-
functional reformulation of the Pauli-Fierz Hamiltonian, which is based on the current density of the electrons
and the vector potential of the photon field. By making further approximations, e.g., restricting the allowed modes
of the photon field, we derive f urther density-functional-type theories of coupled matter-photon systems for the
corresponding approximate Hamiltonians. In the limit of only two sites and one mode we deduce the appropriate
effective theory for the two-site Hubbard model coupled to one photonic mode. This model system is used to
illustrate the basic ideas of a density-functional reformulation in great detail and we present the exact Kohn-Sham
potentials for our coupled matter-photon model system.
DOI: 10.1103/PhysRevA.90.012508 PACS number(s): 31.70.Hq, 71.15.m, 31.15.ee, 42.50.p
I. INTRODUCTION
The behavior of elementary charged particles, such as elec-
trons and positrons, is governed by quantum electrodynamics
(QED). In this theory, the quantum particles interact via the
exchange of the quanta of light, i.e., the photons [13]. Thus,
in principle we have to consider the quantum nature of the
charged particles as well as of the light field. However, in
several important cases we can focus almost exclusively on
either the charged particles or the photons, while employing
crude approximations for the other degrees of freedom.
In condensed matter physics and quantum chemistry, the
quantum nature of light can usually be ignored and the inter-
action between the charged quantum particles is approximated
by the instantaneous Coulomb interaction. However, even
then the resulting quantum mechanical equations (usually the
many-body Schr
¨
odinger equation), where the electromagnetic
fields are treated classically through the solution of the
Maxwell equations, are solvable only for very simple systems.
This lies ultimately in our incapability of handling the huge
number of degrees of freedom of many-particle systems and
consequently in our inability to determine the many-body
states. This so-called many-body problem spawned a lot of
interest into the question as to whether one can devise a
closed set of equations for reduced quantities which do not
*
michael.ruggenthaler@uibk.ac.at
angel.rubio@ehu.es
involve the explicit solution of the full quantum mechanical
equations and in which the many-body correlations can be
approximated efficiently. Pursuits in this direction have led to
various approaches such as, among others, many-body Green’s
function theories [4,5], (reduced) density-matrix theories [6],
and density-functional theories [710]. These approaches
differ in the complexity of the reduced quantity, which is
used to calculate the various observables of interest. Especially
density-functional theories, which are based on the simplest of
those (functional) variables, the one-particle density (current),
have proven to be exceptionally successful [11]. Their success
can be attributed to the unprecedented balance between
accuracy and numerical feasibility [12], which allows us at
present to treat several thousands of atoms [13]. Although the
different flavors of density-functional theories cover most of
the traditional problems of physics and chemistry (including
approaches that combine classical Maxwell dynamics with the
quantum particles [1418]), by construction these theories can
not treat problems involving the quantum nature of light.
In quantum optics, on the other hand, the focus is on the
photons, while usually simple approximations for the charged
particles are employed, e.g., a few-level approximation.
However, even in this situation the solution of the resulting
equations [19,20] is only possible in simple cases (again
due to the large number of degrees of freedom) and usually
simplified model Hamiltonians, e.g., the Dicke model realized
in a cavity [2123], are employed to describe these physical
situations. Already the validity of these effective Hamiltonians
and their properties can be a matter of debate [2426] and
1050-2947/2014/90(1)/012508(26) 012508-1 ©2014 American Physical Society

MICHAEL RUGGENTHALER et al. PHYSICAL REVIEW A 90, 012508 (2014)
often further simplifications are adopted such as the Jaynes-
Cummings model in the rotating-wave approximation. The
rapid progress in quantum-optical experiments, on the other
hand, especially in the field of cavity QED [2730] and circuit
QED [31,32], allows us to study and control multiparticle
systems ultrastrongly coupled to photons [3336], where
such a simple approximative treatment is no longer valid
[37]. This new regime of light-matter interaction is widely
unexplored for, e.g., molecular physics and material sciences
[38]. Possibilities such as altering and strongly influencing the
chemical reactions of a molecule in the presence of a cavity
mode or setting the matter into new nonequilibrium states
with novel properties, e.g., light-induced superconductivity
[39], arise. Specifically in such situations, an oversimplified
treatment of the charged particles may no longer be allowed
and an approach that considers both, the quantum nature of
the light field as well as of t he charged particles, is needed.
In this work, we give a comprehensive derivation of an
exact and numerically feasible method that generalizes ideas
of time-dependent density-functional theory (TDDFT). This
method bridges the gap between the above two extreme cases
and provides a scheme to perform ab initio calculations of
quantum particles coupled to photons. The electron-photon
generalization of TDDFT in describing nonrelativistic many-
electron systems coupled to photon modes of mesoscopic
cavities was introduced in Ref. [40]. Here, we provide a
general framework describing fully coupled electron-photon
systems in most possible regimes and systems ranging from
effective model Hamiltonians to strongly relativistic cases,
which has been introduced in Refs. [41,42]. For clarity,
we divide the following presentation in two parts: We first
demonstrate the basic ideas in a simple model system and
then show how these concepts can be used in the case of
general coupled matter-photon problems. A summary of all
findings of this work for the time-dependent density-functional
description of QED at different levels of approximations,
namely, the basic variables, initial conditions, and funda-
mental Kohn-Sham multicomponent equations is given in
Appendix F.
We start considering a simple model system for charged
matter coupled to photons: the two-site Hubbard model
interacting with one photonic mode. By employing density-
functional ideas, we show how one can solve this quantum-
mechanical problem without the need to explicitly calculate
the complex many-body wave function. Instead, we derive
equations of motion for a pair of reduced quantities from which
all physical observables can by determined. We demonstrate
that these equations have unique solutions and can be used to
calculate the basic reduced quantities (here the basic pair of
reduced quantities is t he charge density of the particle and the
potential induced by the photons) of the coupled problem.
Therefore, we here reformulate the coupled matter-photon
problem in terms of an effective theory, that we call in
the following a model of quantum electrodynamical density-
functional theory (QEDFT). Since an explicit calculation of the
coupled wave function is not needed, this approach allows us to
determine properties of the matter-photon system in a numeri-
cally feasible way. We introduce a new Kohn-Sham scheme to
approximate the unknown functionals in the basic equations
of motion and present results for a simple approximation. We
compare these results to the exact Kohn-Sham functionals and
identify shortcomings and indicate improvements.
Based on the ideas developed in the first part of this work,
we repeat the steps illustrated in our example but now we
construct a density-functional reformulation f or the full theory
of QED [41,42]. We show that a straightforward approach
based on the current and the potential leads to problems and
that a consistent density-functional reformulation of QED has
to be based on the polarization and the potential which is gen-
erated by the photons. This approach to the fully coupled QED
problem we denote as relativistic QEDFT, and we present the
corresponding Kohn-Sham construction and give the simplest
approximation to the unknown functionals. In the following,
we then demonstrate how relativistic QEDFT reduces in the
nonrelativistic limit to its nonrelativistic version of the corre-
sponding nonrelativistic Hamiltonian. By employing further
approximations on the matter system or on the photon field, a
family of different approximate QEDFTs is introduced, which
are consistent with their respective approximate Hamiltonians.
At this level, we recover the theory of Ref. [40]. In lowest
order, we rederive the model QEDFT of the first part of this
work. Therefore, we demonstrate how all different flavors of
QEDFT are just approximations to relativistic QEDFT in the
same manner as different physical Hamiltonians are merely
approximations to the QED Hamiltonian. Furthermore, by
ignoring all photonic degrees of freedom, we find the standard
formulations of TDDFT which are extensively used in the
electronic-structure community [9,10].
Outline. In Sec. II, we investigate the QEDFT reformulation
of a simple model of one particle coupled to one mode in great
detail. The developed ideas are then employed in Sec. III to
derive a QEDFT reformulation of QED. In Sec. IV,weshow
how all different QEDFT reformulations are approximations
to relativistic QEDFT. We conclude and give an outlook in
Sec. V.
II. MODEL OF QEDFT
In this section, we introduce the basic formulation and un-
derlying ideas of QEDFT. By employing a model Hamiltonian,
we can almost exclusively focus on the density-functional
ideas that allow a reformulation of the wave-function problem
in terms of simple effective quantities. We first identify the
pair of external and internal variables and then show that both
are connected via a bijective mapping. As a consequence, all
expectation values become functionals of the initial state and
the internal pair. This allows for a reformulation of the problem
in terms of two coupled equations for the internal pair. Then,
we introduce the Kohn-Sham construction as a way to find
approximations to the unknown functionals, and show first
numerical results.
To describe the dynamics of particles coupled to photons,
we solve an evolution equation of the form
ic∂
0
|(t)=
ˆ
H (t)|(t) (1)
for a given initial state |
0
. Here,
0
= ∂/∂x
0
with x
0
= ct
and the standard relativistic (covariant) notation x (ct,r)
(see also Appendix A for notational conventions). The
012508-2

QUANTUM-ELECTRODYNAMICAL DENSITY-FUNCTIONAL . . . PHYSICAL REVIEW A 90, 012508 (2014)
corresponding Hermitian Hamiltonian has the general form
ˆ
H (t) =
ˆ
H
M
+
ˆ
H
EM
+
1
c
d
3
r
ˆ
J
μ
(x)
ˆ
A
μ
(x)
+
1
c
d
3
r
ˆ
J
μ
(x)a
μ
ext
(x) +
ˆ
A
μ
(x)j
μ
ext
(x)
, (2)
where the dependence of the total Hamiltonian on t indicates
an explicit time dependence. Here, the (time-independent)
Hamiltonian
ˆ
H
M
describes the kinetic energy of the particles,
i.e., how they would evolve without any perturbation, and
ˆ
H
EM
is the energy of the photon field. The third term describes
the coupling between the (charged) particles and the photons
by the charge current
ˆ
J
μ
and the Maxwell-field operators
ˆ
A
μ
(where the Einstein sum convention with the Minkowski
metric g
μν
(1, 1, 1, 1) is implied and Greek letters
refer to four vectors, e.g., μ ∈{0,1,2,3}, while Roman
letters are restricted to spatial vectors only, e.g., k ∈{1,2,3}).
This term is frequently called the minimal-coupling term and
arises due to the requirement of a gauge-invariant coupling
between the particles and the photon field. The specific form
of the operators
ˆ
J
μ
and
ˆ
A
μ
depends on the details of the
physical situation. Finally, the last term describes how the
particles interact with a (in general time-dependent) classical
external vector potential a
μ
ext
and how the photons couple to a
(in general time-dependent) classical external current j
μ
ext
.
While we usually have no control over how the particles and
photons evolve freely or interact, i.e., the first three terms of the
Hamiltonian (2), we have control over the preparation of the
initial state |
0
and the external fields (a
μ
ext
,j
μ
ext
). Therefore,
all physical wave functions, i.e., found by solving Eq. (1), can
be labeled by their initial state and external pair (a
μ
ext
,j
μ
ext
):

0
,a
μ
ext
,j
μ
ext
; t

.
However, for any but the simplest systems the (numerically
exact) solution of Eq. ( 1) is not feasible. Even if we decouple
the matter part from the photons by employing the Coulomb
approximation (i.e., describing the exchange of photons by the
respective lowest-order propagator), the resulting problem is
far from trivial.
A. Two-level system coupled to one mode
In this section, we introduce a simple model of charged
particles coupled to photons. We discuss the basic concepts
of a density-functional-type reformulation, identify the pair of
conjugate variables, and then deduce the fundamental equa-
tions of motion on which we base our QEDFT reformulation.
In order to demonstrate the basic ideas of a QEDFT,
we employ the simplest yet nontrivial realization of one
charged particle coupled to photons: a two-site Hubbard model
coupled to one photonic mode. The resulting Hamiltonian
(see Appendix E for a detailed derivation) reads as
ˆ
H (t) =
ˆ
H
M
+
ˆ
H
EM
λ
c
ˆ
J
ˆ
A
1
c
[
ˆ
Ja
ext
(t) +
ˆ
Aj
ext
(t)], (3)
where the kinetic energy of the charged particle is given by
ˆ
H
M
=−t
kin
ˆσ
x
,
and the energy of the photon mode reads as
ˆ
H
EM
= ω
ˆ
a
ˆ
a.
Here, t
kin
is the hopping parameter between the two sites, ω
is the frequency of the photonic mode, and ( ˆσ
x
, ˆσ
y
, ˆσ
z
)arethe
Pauli matrices that obey the usual fermionic anticommutation
relations. The photon creation and annihilation operators (
ˆ
a
and
ˆ
a, respectively) obey the usual bosonic commutation
relations. The current operator
1
is defined by
ˆ
J = eωl ˆσ
z
,
where l is a characteristic length scale of the matter part and λ
is a dimensionless coupling constant.
The operator for the conjugate potential
2
is given by
ˆ
A =
c
2
0
L
3
1/2
(
ˆ
a +
ˆ
a
)
2ω
,
where L is the l ength of the cubic cavity. Further, the current
operator couples to the external potential a
ext
(t) and the
potential operator to the external current j
ext
(t). These are
the two (classical) external fields that we can use to control the
dynamics.
If we then fix an initial state |
0
and choose an external
pair (a
ext
,j
ext
), we usually want to solve Eq. (1) with the
Hamiltonian given by Eq. (3). The resulting wave function,
given in a site basis |x for the charged particle and a Fock
number-state basis |n for the photons
|([
0
,a
ext
,j
ext
]; t)=
2
x=1
n=0
c
xn
(t)|x⊗|n,
depends on the initial state and the external pair (a
ext
,j
ext
).
Thus, by varying over all possible combinations of pairs
(a
ext
,j
ext
), we scan through all physically allowed wave
functions starting from a given initial state. Hence, we
parametrize the relevant, i.e., physical, time-dependent wave
functions by |
0
and (a
ext
,j
ext
). Since the wave functions
have these dependencies, also all derived expressions, e.g., the
expectation values for general operators
ˆ
O
O([
0
,a
ext
,j
ext
],t) =(t)|
ˆ
O|(t),
are determined by the initial state and the external pair
(a
ext
,j
ext
).
The idea of an exact effective theory such as QEDFT is
now that we identify a different set of fundamental variables,
which also allow us to label the physical wave functions (and
their respective observables), and that we have a closed set of
1
To be precise,
ˆ
J is proportional to the dipole-moment operator, i.e.,
it is connected to the zero component
ˆ
J
0
of the general four-current
operator
ˆ
J
μ
. To highlight the analogy in structure to the general case
discussed in the later sections, we give it the units of a current and
denote it by
ˆ
J .
2
To be precise,
ˆ
A is actually proportional to the electric field as
can be seen from the derivations in Appendix E. This is because
in the course of approximations, one employs the length gauge and
thus transforms from the potential to the electric field. However, to
highlight the analogy in structure to the general case discussed in the
later sections, we give it the units of the potential and denote it by
ˆ
A.
012508-3

MICHAEL RUGGENTHALER et al. PHYSICAL REVIEW A 90, 012508 (2014)
equations for these new (functional) variables, which do not
involve the full wave functions explicitly. Such a functional-
variable change is similar to a coordinate transformation,
say from Cartesian coordinates to spherical coordinates. This
can only be done if every point in one coordinate system is
mapped uniquely to a point in the other coordinate system.
For a functional-variable change, we thus need to have a
one-to-one correspondence, i.e., bijective mapping, between
the set of (allowed) pairs (a
ext
,j
ext
) and some other set of
functions (while we keep the initial state fixed). To identify
the simplest new functional variables, one usually employs
arguments based on the Legendre transformation [43]. That is
why these new functional variables are often called conjugate
variables. We will consider this approach in the next sections
where we investigate general QEDFT, and also show how one
can determine the conjugate variables of this model system
from more general formulations of QEDFT. For this simple
model, we simply state that a possible pair of conjugate
variables is (J,A). In the next subsection, we show that this
functional variable-transformation is indeed allowed, i.e.,
|([
0
,J,A]; t).
The main consequence of this result is that from only
knowing these three basic quantities, we can (in principle)
uniquely determine the full wave function. Accordingly, every
expectation value becomes a unique functional of |
0
and
(J,A). Thus, instead of trying to calculate the (numerically
expensive) wave function, it is enough to determine the
internal pair (J,A) for a given initial state. An obvious route to
then also find a closed set of equations for these new variables is
via their respective equations of motion. These equations will
at the same time be used to prove the existence of the above
change of variables, i.e., that the wave function is a unique
functional of the initial state and the internal pair (J,A).
To find appropriate equations, we first apply the Heisenberg
equation of motion once and find
i∂
0
ˆ
J =−i
2t
kin
eωl
c
ˆσ
y
,
i∂
0
ˆ
A =−i
ˆ
E,
where
ˆ
E = i
ω
2
0
L
3
(
ˆ
a
ˆ
a
). Yet, these two equations are not
sufficient for our purposes: we need equations that explicitly
connect (a
ext
,j
ext
) and (J,A). Therefore, we have to go to the
second order in time
(
i∂
0
)
2
ˆ
J =
4t
2
kin
2
c
2
ˆ
J λ
ˆ
n
ˆ
A
ˆ
na
ext
(t), (4)
(
i∂
0
)
2
ˆ
A = k
2
ˆ
A
μ
0
c
L
3
(λ
ˆ
J + j
ext
(t)), (5)
where
ˆ
n =
4t
kin
(eωl)
2
2
c
3
ˆσ
x
, (6)
k =
ω
c
, and
0
=
1
μ
0
c
2
. Here, Eq. (4) is the discretized version
of
2
t
n of standard TDDFT [44,45], and Eq. (5)isthe
inhomogeneous Maxwell equation for one-photon mode [40].
B. Foundations of the model QEDFT
In the previous section, we have stated that (J,A) and
(a
ext
,j
ext
) are the possible conjugate pair of the model
Hamiltonian (3). In this section, we want to demonstrate that
indeed this holds true and that we can perform a variable
transformation from the external pair (a
ext
,j
ext
)
3
to the internal
pair (J,A). What we need to show is, that for a fixed initial
state |
0
, the mapping
(a
ext
,j
ext
)
1:1
(J,A)(7)
is bijective, i.e., if (a
ext
,j
ext
) = (
˜
a
ext
,
˜
j
ext
) then necessarily for
the corresponding expectation values (J,A) = (
˜
J,
˜
A). To do
so, we first note that in the above equations of motion every
expectation value is by construction a functional of (a
ext
,j
ext
)
for a fixed initial state
2
0
J ([a
ext
,j
ext
]; t)
=−
4t
2
kin
2
c
2
J ([a
ext
,j
ext
]; t) + λ
ˆ
n
ˆ
A([a
ext
,j
ext
]; t)
+n([a
ext
,j
ext
]; t)a
ext
(t), (8)
2
0
A([a
ext
,j
ext
]; t) =−k
2
A([a
ext
,j
ext
]; t)
+
μ
0
c
L
3
[
λJ ([a
ext
,j
ext
]; t) + j
ext
(t)
]
,
(9)
i.e., they are generated by a time propagation of |
0
with
a given external pair (a
ext
,j
ext
). Suppose now that we fix the
expectation values of the internal variables (J,A), i.e., we
do not regard them as functionals but rather as functional
variables. Then, the above Eqs. (8) and (9) become equations
for the pair ( a
ext
,j
ext
) that produce the given internal pair (J,A)
via propagation of the initial state |
0
, i.e.,
2
0
J (t) =−
4t
2
kin
2
c
2
J (t) + λ
ˆ
n
ˆ
A([a
ext
,j
ext
]; t)
+ n([a
ext
,j
ext
]; t)a
ext
(t), (10)
2
0
A(t) =−k
2
A(t) +
μ
0
c
L
3
[
λJ (t) + j
ext
(t)
]
. (11)
Obviously, these equations can only have a solution, if the
given internal variables are consistent with the initial state,
i.e.,
J
(0)
=
0
|
ˆ
J |
0
,J
(1)
=−
2t
kin
eωl
c
0
|ˆσ
y
|
0
, (12)
A
(0)
=
0
|
ˆ
A|
0
,A
(1)
=−
0
|
ˆ
E|
0
. (13)
3
In the general case, different external pairs can be physically
equivalent, and thus one usually considers equivalence classes of
external pairs. In this model system, however, we have already fixed
these degrees of freedom. First, we have fixed the gauge of a
ext
(a purely time-dependent constant), since a
ext
corresponds to the
potential difference of sites 1 and 2. Second, any freedom with respect
to the external current has been fixed since j
ext
corresponds to the
spatial integral of the current (which makes any divergence zero). A
detailed discussion of these points can be found in Sec. III B.
012508-4

QUANTUM-ELECTRODYNAMICAL DENSITY-FUNCTIONAL . . . PHYSICAL REVIEW A 90, 012508 (2014)
Here, we have used the definition
A
(α)
=
α
0
A(t)
t=0
, (14)
and every internal pair (J,A) that we consider is subject to
these boundary conditions. Thus, the mapping (7) is bijective,
if the corresponding Eqs. (10) and (11), which connect the
internal pair (J,A) with the external pair (a
ext
,j
ext
), allow for
one and only one solution pair.
Let us first note that for a given pair (J,A), Eq. (11) uniquely
determines
4
the external current j
ext
by
j
ext
(t) =
L
3
μ
0
c
2
0
+ k
2
A(t) λJ (t). (15)
Thus, the original problem reduces to the question as to
whether Eq. (10) determines a
ext
(t) uniquely. The most general
approach to answer this question is via a fixed-point procedure
similar to Ref. [46]. In the case of a discretized Schr
¨
odinger
equation such as Eq. (3), it should also be possible to apply
a rigorous approach based on the well-established theory
of nonlinear ordinary differential equations [45]. However,
for simplicity we follow Ref. [40] and employ the standard
strategy of [47] which restricts the allowed external potentials
a
ext
to being Taylor expandable in time, i.e.,
a
ext
(t) =
α=0
a
(α)
ext
α!
(ct)
α
. (16)
From Eq. (10) we can find the Taylor coefficients of J (if they
exist) by
J
(α+2)
=−
4t
2
kin
c
2
2
J
(α)
+λ
ˆ
n
ˆ
A
(α)
+
α
β=0
α
β
n
(αβ)
a
(β)
ext
, (17)
where the terms
ˆ
n
ˆ
A
(α)
and n
(α)
are given by their respec-
tive Heisenberg equations at t = 0 and only contain Taylor
coefficients of a
(β)
ext
for β<α.
Now, assume that we have two different external potentials
a
ext
(t) =
˜
a
ext
(t). This implies, since we assumed Taylor ex-
pandability of a
ext
and
˜
a
ext
, that there is a lowest order α for
which
a
(α)
ext
=
˜
a
(α)
ext
. (18)
For all orders β<α(even though the individual J
(β)
and
˜
J
(β)
might not exist), it necessarily holds that
J
(β+2)
˜
J
(β+2)
= 0. (19)
But, for α we accordingly find that
J
(α+2)
˜
J
(α+2)
= n
(0)
a
(α)
ext
˜
a
(α)
ext
= 0, (20)
provided we choose the initial state such that n
(0)
= 0. Con-
sequently, J (t) =
˜
J (t) infinitesimally later for two different
external potentials a
ext
(t) =
˜
a
ext
(t). Therefore, Eq. (10) allows
4
Note that due to the initial conditions A
(0)
and A
(1)
, one can not add
a nonzero homogeneous solution (
2
0
+ k
2
)f (t) = 0totheexternal
current.
only one solution and the mapping (a
ext
,j
ext
) (A,J )is
bijective.
As a consequence, since every expectation value of the
quantum system becomes a functional of the internal pair
(J,A), in the above Eqs. (10) and (11), we can perform a
change of variables and find
2
0
J (t) =−
4t
2
kin
2
c
2
J (t) + λ
ˆ
n
ˆ
A([J,A]; t ) + n([J,A]; t)a
ext
(t),
(21)
2
0
A(t) =−k
2
A(t) +
μ
0
c
L
3
[
λJ (t) + j
ext
(t)
]
. (22)
These coupled evolution equations have unique solutions
(J,A) for the above initial conditions (12) and (13). Therefore,
we can, instead of solving for the many-body wave function,
solve these nonlinear coupled evolution equations for a given
initial state and external pair (a
ext
,j
ext
), and determine the
current and the potential of the combined matter-photon
system from which all observables could be computed. This
is an exact reformulation of t he model in terms of the current
and the potential of the combined system only.
C. Kohn-Sham approach to the model QEDFT
In the previous section, we have derived a QEDFT refor-
mulation in terms of the current and the potential. While the
equation that determines the potential A is merely the classical
Maxwell equation, and every term is known explicitly, the
equation for the current contains implicit terms. Therefore, to
solve these coupled equations in practice, we need to give
appropriate explicit approximations for t he implicit terms.
Approximations based on (J,A) directly would correspond
to a Thomas-Fermi–type approach to the model. As known
from standard density-functional theory, such approximations
are in general very crude and hard to improve upon. A more
practical scheme i s based on the Kohn-Sham construction,
where an auxiliary quantum system is used to prescribe
explicit approximations. However, t he numerical costs of
a Kohn-Sham approach compared to a Thomas-Fermi–type
approach are increased.
The details of the Kohn-Sham construction depend on the
actual auxiliary quantum system one wants to employ. The
only restriction of the auxiliary system is that one can control
the current and the potential by some external variables. Thus,
one could even add further (unphysical) external fields to
make approximations of the coupled quantum system easier.
However, here we only present the simplest and most natural
Kohn-Sham scheme, which i s to describe the coupled quantum
system by an uncoupled quantum system. To this end, we
assume that we can find a factorized initial state
|
0
=|M
0
⊗|EM
0
that obeys the same initial conditions as the coupled problem
(12) and (13). Especially, if the initial state of the coupled
system is the same as in the uncoupled problem, then this
condition is trivially fulfilled. In a next step, we note that for
the uncoupled system subject to the external pair (a
eff
,j
eff
), the
012508-5

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References
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Book
01 Jan 1980
TL;DR: In this article, a modern pedagogic introduction to the ideas and techniques of quantum field theory is presented, with a brief overview of particle physics and a survey of relativistic wave equations and Lagrangian methods.
Abstract: This book is a modern pedagogic introduction to the ideas and techniques of quantum field theory. After a brief overview of particle physics and a survey of relativistic wave equations and Lagrangian methods, the quantum theory of scalar and spinor fields, and then of gauge fields, is developed. The emphasis throughout is on functional methods, which have played a large part in modern field theory. The book concludes with a brief survey of 'topological' objects in field theory and, new to this edition, a chapter devoted to supersymmetry.

8,581 citations

Book
01 Jan 2005
TL;DR: In this article, the authors provide an elementary introduction to the subject of quantum optics, the study of the quantum mechanical nature of light and its interaction with matter, and present a presentation almost entirely concerned with the quantized electromagnetic field.
Abstract: This book provides an elementary introduction to the subject of quantum optics, the study of the quantum mechanical nature of light and its interaction with matter. The presentation is almost entirely concerned with the quantized electromagnetic field. Topics covered include single-mode field quantization in a cavity, quantization of multimode fields, quantum phase, coherent states, quasi-probability distribution in phase space, atom-field interactions, the Jaynes-Cummings model, quantum coherence theory, beam splitters and interferometers, dissipative interactions, nonclassical field states with squeezing etc., 'Schrodinger cat' states, tests of local realism with entangled photons from down-conversion, experimental realizations of cavity quantum electrodynamics, trapped ions, decoherence, and some applications to quantum information processing, particularly quantum cryptography. The book contains many homework problems and an extensive bibliography. This text is designed for upper-level undergraduates taking courses in quantum optics who have already taken a course in quantum mechanics, and for first and second year graduate students.

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01 Jan 1995
TL;DR: In this paper, the distribution function for the current noise in Quantum point contacts is discussed and a new derivation of the Lesovik-Levitov formulae is suggested.
Abstract: We discuss the distribution function for the current noise in Quantum point contacts. Special interest is paid to contact of a superconductor with a normal metal. A new derivation of the Lesovik-Levitov formulae is suggested. It is shown, for the SN point contacts, that the distribution of the noise describes independent processes when charge ±e 0 or ±2e 0 passes through the contact. At low temperature and voltage only processes with double charge transfer are relevant. At zero temperature and low voltage the distribution has a binomial form.

1,174 citations


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01 Jan 1991
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Abstract: Density functional theory is a rapidly developing branch of many-particle physics that has found applications in atomic, molecular, solid state and nuclear physics. This text describes the conceptual framework of density functional theory and discusses in detail the derivation of explicit functionals from first principles as well as their application to Coulomb systems. Both non-relativistic and relativistic systems are treated. The connection of density functional theory with other many-body methods is highlighted. The presentation is self-contained; the book is thus suited for a graduate course on density functional theory.

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Frequently Asked Questions (6)
Q1. What are the contributions in "Quantum-electrodynamical density-functional theory: bridging quantum optics and electronic-structure theory" ?

In this paper, Ruggenthaler et al. extended the ideas of TDDFT to quantized coupled matter-photon systems. 

Thus, the authors can develop approximations for simple systems, e. g., only one mode couples to the matter system, and then extend these approximations to more involved problems, e. g., considering more modes. On the other hand, the fixed-point approach is also a way to extend the validity of QEDFT beyond Taylor-expandable fields. It is straightforward ( but tedious ) to extend this work to an arbitrary shape of the perfect cavity. Since the present framework allows for a consistent treatment of interacting fermionic and bosonic particles, the inclusion of a bath and coupling to other fields, e. g., phonons, will be the subject of future work. 

While the basic Eq. (76) does not change, and thus Jk is the basic matter variable, the basic equation of motion for the potential Ak has to reflect the restriction to specific modes. 

If the authors then fix an initial state | 0〉 and choose an external pair (aext,jext), the authors usually want to solve Eq. (1) with the Hamiltonian given by Eq. (3). 

To directly see the connection between the two-site Hubbard model coupled to one photon mode and the Rabi Hamiltonian, the authors transform the Hamiltonian in Eq. (3) by dividing with The author= n( eωlc )( c22 0L3ω )1 2 , where n is an arbitrary(dimensionless) scaling factor. 

e.g., by assuming a negligible magnetic density Ml(x) ≈ 0, i.e.,Ĵk(x) = Ĵ pk ( r) − 1mc2 Ĵ0( r)Âtotk (x),the corresponding Hamiltonian as well as the defining Eqs. (75) and (76) change.