Rate Adaptation and Reach Increase by Probabilistically Shaped 64-QAM: An Experimental Demonstration
TL;DR: A transmission system with adjustable data rate for single-carrier coherent optical transmission is proposed, which enables high-speed transmission close to the Shannon limit, and it is experimentally demonstrated that the optical transmission of probabilistically shaped 64-QAM signals outperforms the transmission reach of regular 16- QAM and regular 64-ZAM signals.
Abstract: A transmission system with adjustable data rate for single-carrier coherent optical transmission is proposed, which enables high-speed transmission close to the Shannon limit. The proposed system is based on probabilistically shaped 64-QAM modulation formats. Adjustable shaping is combined with a fixed-QAM modulation and a fixed forward-error correction code to realize a system with adjustable net data rate that can operate over a large reach range. At the transmitter, an adjustable distribution matcher performs the shaping. At the receiver, an inverse distribution matcher is used. Probabilistic shaping is implemented into a coherent optical transmission system for 64-QAM at 32 Gbaud to realize adjustable operation modes for net data rates ranging from 200 to 300 Gb/s. It is experimentally demonstrated that the optical transmission of probabilistically shaped 64-QAM signals outperforms the transmission reach of regular 16-QAM and regular 64-QAM signals by more than 40% in the transmission reach.
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TL;DR: Although the absolute shaping gains are found to be relatively small, the relative improvements by EGN-optimized unconstrained distributions over linear AWGN optimized MB distributions are up to 59%.
Abstract: This paper studies the impact of probabilistic shaping on effective signal-to-noise ratios (SNRs) and achievable information rates (AIRs) in a back-to-back configuration and in unrepeated nonlinear fiber transmissions. For back-to-back, various shaped quadrature amplitude modulation (QAM) distributions are found to have the same implementation penalty as uniform input. By demonstrating in transmission experiments that shaped QAM input leads to lower effective SNR than uniform input at a fixed average launch power, we experimentally confirm that shaping enhances the fiber nonlinearities. However, shaping is ultimately found to increase the AIR, which is the most relevant figure of merit as it is directly related to spectral efficiency. In a detailed study of these shaping gains for the nonlinear fiber channel, four strategies for optimizing QAM input distributions are evaluated and experimentally compared in wavelength division multiplexing (WDM) systems. The first shaping scheme generates a Maxwell-Boltzmann (MB) distribution based on a linear additive white Gaussian noise channel. The second strategy uses the Blahut-Arimoto algorithm to optimize an unconstrained QAM distribution for a split-step Fourier method based channel model. In the third and fourth approach, MB-shaped QAM and unconstrained QAM are optimized via the enhanced Gaussian noise (EGN) model. Although the absolute shaping gains are found to be relatively small, the relative improvements by EGN-optimized unconstrained distributions over linear AWGN optimized MB distributions are up to 59%. This general behavior is observed in 9-channel and fully loaded WDM experiments.
60 citations
TL;DR: It is shown that an accurate metric to predict the performance of coded modulation based on nonbinary FEC is the mutual information, which must be universal if performance prediction based on thresholds is used.
Abstract: In this paper, we compare different metrics to predict the error rate of optical systems based on nonbinary forward error correction (FEC). It is shown that an accurate metric to predict the performance of coded modulation based on nonbinary FEC is the mutual information. The accuracy of the prediction is verified in a detailed example with multiple constellation formats and FEC overheads, in both simulations and optical transmission experiments over a recirculating loop. It is shown that the employed FEC codes must be universal if performance prediction based on thresholds is used. A tutorial introduction into the computation of the thresholds from optical transmission measurements is also given.
58 citations
Cites background from "Rate Adaptation and Reach Increase ..."
...However, in the case of probabilistic shaping [25]–[27], the probabilities of occurrence of the symbols may differ....
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TL;DR: In this article, the authors proposed to use enumerative sphere shaping (ESS) and investigate its performance for the nonlinear fiber optical channel, which has lower rate loss than CCDM at the same shaping rate, which makes it a suitable candidate to be implemented in real-time high speed optical systems.
Abstract: Probabilistic shaping based on constant composition distribution matching (CCDM) has received considerable attention as a way to increase the capacity of fiber optical communication systems. CCDM suffers from significant rate loss at short blocklengths and requires long blocklengths to achieve high shaping gain, which makes its implementation very challenging. In this paper, we propose to use enumerative sphere shaping (ESS) and investigate its performance for the nonlinear fiber optical channel. ESS has lower rate loss than CCDM at the same shaping rate, which makes it a suitable candidate to be implemented in real-time high-speed optical systems. In this paper, we first show that finite blocklength ESS and CCDM exhibit higher effective signal-to-noise ratio than their infinite blocklength counterparts. These results show that for the nonlinear fiber optical channel, large blocklengths should be avoided. We then show that for a 400 Gb/s dual-polarization 64-QAM WDM transmission system, ESS with short blocklengths outperforms both uniform signaling and CCDM. Gains in terms of both bit-metric decoding rate and bit-error rate are presented. ESS with a blocklength of 200 is shown to provide an extension reach of about 200 km in comparison with CCDM with the same blocklength. The obtained reach increase of ESS with a blocklength of 200 over uniform signaling is approximately 450 km (approximately $\text{19}\%$ ).
57 citations
TL;DR: The photonics-assisted broadband mm-wave communication can meet the high-data-rate demand of eMBB and is verifies over 1 Tb/s wireless signal transmission at D-band and over 2.5 km wireless transmission with a bit rate up to 54 Gb/s at W-band.
Abstract: We summarize the enabling technologies for photonics-assisted broadband millimeter-wave (mm-wave) communication, which is a promising candidate for the enhanced mobile broadband (eMBB) communications, one of the three main typical application scenarios of 5G wireless networks. These enabling technologies, mainly focusing on the improvement of the system structure, include broadband mm-wave signal generation with simple and cost-effective schemes, multiple-input multiple-output architecture with polarization-multiplexing optical mm-wave signal, advanced multilevel modulation, optical or electrical multicarrier modulation, antenna polarization multiplexing and the employment of the high-gain mm-wave antenna, multi-band multiplexing, and broadband mm-wave signal detection. We also review the advanced digital signal processing (DSP) for heterodyne coherent detection, which can be applied into the photonics-assisted mm-wave communication systems, to further enhance the system performance for a given system structure and certain available devices. Based on these enabling technologies and advanced DSP, we have realized over 1 Tb/s wireless signal transmission at D-band and over 2.5 km wireless transmission with a bit rate up to 54 Gb/s at W-band. Our work verifies the photonics-assisted broadband mm-wave communication can meet the high-data-rate demand of eMBB.
57 citations
Cites background or methods from "Rate Adaptation and Reach Increase ..."
...Probabilistic constellation shaping, as one kind of coded modulation scheme and the recent research hotspot, can be used to extend the transmission distance or increase the capacity at the certain transmission distance for the higher-level QAM signals, without increasing the launch power into the fiber-optics or wireless channels [103-108]....
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...In the probabilistic constellation shaping scheme, each dimension of the transmitted higher-level QAM signal constellations is distributed with non-equal probabilities following the Maxwell-Boltzmann distribution [103-106]....
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TL;DR: A detailed analysis of the nonlinear fiber interactions for CC sequences and a heuristic figure of merit that captures the number of runs of identical symbols in a concatenation of several CC sequences suggests that limiting the number identical-symbol runs can be beneficial for reducing fiber nonlinearities and thus, for increasing SNR.
Abstract: In order to realize probabilistically shaped signaling within the probabilistic amplitude shaping (PAS) framework, a shaping device outputs sequences that follow a certain nonuniform distribution. In case of constant-composition (CC) distribution matching (CCDM), the sequences differ only in the ordering of their constituent symbols, whereas the number of occurrences of each symbol is constant in every output block. Recent results by Amari et al. have shown that the CCDM block length can have a considerable impact on the effective signal-to-noise ratio (SNR) after fiber transmission. So far, no explanation for this behavior has been presented. Furthermore, the block-length dependence of the SNR seems not to be fully aligned with previous results in the literature. This paper is devoted to a detailed analysis of the nonlinear fiber interactions for CC sequences. We confirm in fiber simulations the inverse proportionality of SNR with CCDM block length and present two explanations. The first one, which only holds in the short-length regime, is based on how two-dimensional symbols are generated from shaped amplitudes in the PAS framework. The second, more general explanation relates to an induced shuffling within a sequence, or equivalently a limited concentration of identical symbols, that is an inherent property for short CC blocks, yet not necessarily present in case of long blocks. This temporal property results in weaker nonlinear interactions, and thus higher SNR, for short CC sequences. For a typical multi-span fiber setup, the SNR difference is numerically demonstrated to be up to 0.7 dB. Finally, we evaluate a heuristic figure of merit that captures the number of runs of identical symbols in a concatenation of several CC sequences. For moderate block lengths up to approximately 100 symbols, this metric suggests that limiting the number identical-symbol runs can be beneficial for reducing fiber nonlinearities and thus, for increasing SNR.
56 citations
References
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Book•
01 Jan 1968TL;DR: This chapter discusses Coding for Discrete Sources, Techniques for Coding and Decoding, and Source Coding with a Fidelity Criterion.
Abstract: Communication Systems and Information Theory. A Measure of Information. Coding for Discrete Sources. Discrete Memoryless Channels and Capacity. The Noisy-Channel Coding Theorem. Techniques for Coding and Decoding. Memoryless Channels with Discrete Time. Waveform Channels. Source Coding with a Fidelity Criterion. Index.
6,684 citations
TL;DR: In this article, the capacity limit of fiber-optic communication systems (or fiber channels?) is estimated based on information theory and the relationship between the commonly used signal to noise ratio and the optical signal-to-noise ratio is discussed.
Abstract: We describe a method to estimate the capacity limit of fiber-optic communication systems (or ?fiber channels?) based on information theory. This paper is divided into two parts. Part 1 reviews fundamental concepts of digital communications and information theory. We treat digitization and modulation followed by information theory for channels both without and with memory. We provide explicit relationships between the commonly used signal-to-noise ratio and the optical signal-to-noise ratio. We further evaluate the performance of modulation constellations such as quadrature-amplitude modulation, combinations of amplitude-shift keying and phase-shift keying, exotic constellations, and concentric rings for an additive white Gaussian noise channel using coherent detection. Part 2 is devoted specifically to the "fiber channel.'' We review the physical phenomena present in transmission over optical fiber networks, including sources of noise, the need for optical filtering in optically-routed networks, and, most critically, the presence of fiber Kerr nonlinearity. We describe various transmission scenarios and impairment mitigation techniques, and define a fiber channel deemed to be the most relevant for communication over optically-routed networks. We proceed to evaluate a capacity limit estimate for this fiber channel using ring constellations. Several scenarios are considered, including uniform and optimized ring constellations, different fiber dispersion maps, and varying transmission distances. We further present evidences that point to the physical origin of the fiber capacity limitations and provide a comparison of recent record experiments with our capacity limit estimation.
2,135 citations
"Rate Adaptation and Reach Increase ..." refers background in this paper
...In particular, [19] estimates lower bounds on the capacity, while [20] derives an upper...
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TL;DR: The fundamental mechanism that explains why “convolutional-like” or “spatially coupled” codes perform so well is described, and it is conjecture that for a large range of graphical systems a similar saturation of the “dynamical” threshold occurs once individual components are coupled sufficiently strongly.
Abstract: Convolutional low-density parity-check (LDPC) ensembles, introduced by Felstrom and Zigangirov, have excellent thresholds and these thresholds are rapidly increasing functions of the average degree. Several variations on the basic theme have been proposed to date, all of which share the good performance characteristics of convolutional LDPC ensembles. We describe the fundamental mechanism that explains why “convolutional-like” or “spatially coupled” codes perform so well. In essence, the spatial coupling of individual codes increases the belief-propagation (BP) threshold of the new ensemble to its maximum possible value, namely the maximum a posteriori (MAP) threshold of the underlying ensemble. For this reason, we call this phenomenon “threshold saturation.” This gives an entirely new way of approaching capacity. One significant advantage of this construction is that one can create capacity-approaching ensembles with an error correcting radius that is increasing in the blocklength. Although we prove the “threshold saturation” only for a specific ensemble and for the binary erasure channel (BEC), empirically the phenomenon occurs for a wide class of ensembles and channels. More generally, we conjecture that for a large range of graphical systems a similar saturation of the “dynamical” threshold occurs once individual components are coupled sufficiently strongly. This might give rise to improved algorithms and new techniques for analysis.
736 citations
TL;DR: A new coded modulation scheme is proposed that operates within less than 1.1 dB of the AWGN capacity 1/2 log2(1 + SNR) at any spectral efficiency between 1 and 5 bits/s/Hz by using only 5 modes.
Abstract: A new coded modulation scheme is proposed. At the transmitter, the concatenation of a distribution matcher and a systematic binary encoder performs probabilistic signal shaping and channel coding. At the receiver, the output of a bitwise demapper is fed to a binary decoder. No iterative demapping is performed. Rate adaption is achieved by adjusting the input distribution and the transmission power. The scheme is applied to bipolar amplitude-shift keying (ASK) constellations with equidistant signal points and it is directly applicable to two-dimensional quadrature amplitude modulation (QAM). The scheme is implemented by using the DVB-S2 low-density parity-check (LDPC) codes. At a frame error rate of $10^{-3}$ , the new scheme operates within less than 1.1 dB of the AWGN capacity $\frac{1}{2}\log_2(1+{\mathsf{SNR}})$ at any spectral efficiency between 1 and 5 bits/s/Hz by using only 5 modes, i.e., 4-ASK with code rate 2/3, 8-ASK with 3/4, 16-ASK and 32-ASK with 5/6, and 64-ASK with 9/10.
642 citations