Abstract: The principal function of the serotonin transporter is to remove serotonin from the synapse, returning it to the presynaptic neuron where the neurotransmitter can be degraded or re-released at a later time. A polymorphism in the promoter region of the serotonin transporter gene (5-HTTLPR) has been found to affect the transcription rate of the gene, with the short (s) allele transcriptionally less efficient that the alternate long (l) allele. In 2003, Caspi and colleagues examined the relationship between 5-HTTLPR, stress and depression using a prospective, longitudinal birth cohort and found that subjects carrying the less functional 5-HTTLPR s allele reported greater sensitivity to stress1.
This study has been cited over 2000 times in the scientific literature and generated a great deal of excitement and controversy around the potential of gene × environment interaction studies2. To date, there have been 55 follow-up studies, exploring whether 5-HTTLPR moderates the relationship between stress and depression, with some studies supporting the association between the 5-HTTLPR s allele and greater stress sensitivity and others not. Two recent meta-analyses have assessed a subset of these studies and concluded that there is no evidence supporting the presence of genetic moderation3, 4.
Since their publication, these meta-analyses have been criticized for only including a subset of the studies investigating the relationship between 5-HTTLPR stress and depression5–9. In fact, while 56 primary data studies have assessed whether 5-HTTLPR moderates the relationship between stress and depression, the Munafo and Risch meta-analyses included only 5 and 14 of those studies respectively10–48. Further, Uher and McGuffin have demonstrated that the larger, Risch meta-analysis included a significantly greater proportion of negative replication studies than positive replication studies8.
There are multiple reasons that the studies included in the meta-analyses were limited. First, the primary study data needed for traditional meta-analysis was often not available, either in the original publications or in follow-up email inquiries to study authors. For instance, Munafo and colleagues reported that 15 studies met criteria for inclusion in their meta-analysis. However, they were only able to obtain the primary study data needed for inclusion for five of those studies. There is no evidence that the studies that were able to be included in the meta-analyses were of higher “quality” than those not included.
Another reason why many studies were not included in the Risch and Munafo meta-analysis is that both meta-analyses focused exclusively on studies that explored an interaction between 5-HTTLPR and stressful life events (SLEs) in the development of depression. The original Caspi article, however, not only reported an interaction between 5-HTTLPR and SLEs, but also an interaction between 5-HTTLPR and childhood maltreatment stress. Nine studies have attempted to replicate this interaction with childhood maltreatment, but these studies were not included in the meta-analyses.
Some observers have noted that the SLE study design may have limited power to detect genetic moderation effects because they are susceptible to biases introduced by impaired recall of stressors by subjects and highly variable stressors between subjects9, 45. A newer class of studies has attempted to bypass these potential problems by focusing on specific populations that have experienced a substantial, specific stressor. These studies test whether 5-HTTLPR moderates the relationship between a specific stressor and depression. Eighteen studies have employed such specific stressor designs, but like the childhood maltreatment studies, these studies were excluded from the previous meta-analysis.
In this study, rather than focus on a limited of studies, we sought to perform a meta-analysis on the entire body of work assessing the relationship between 5-HTTLPR, stress and depression. Unfortunately, different types of studies have generally used different study designs to explore this question, rendering it very difficult to combine the studies into a single traditional meta-analysis. An approach useful in situations where equivalent raw data are not available across all studies, is to combine the studies at the level of significance tests 49. The Liptak-Stouffer Z-score method is a well-validated method for combining p-values across studies that has been utilized widely across genomics and biostatistics 50–56. In this study, we utilize the Liptak-Stouffer Z-score method to combine the results from studies investigating whether the 5-HTTLPR variant moderates the relationship between stress and depression.