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The underlying mechanisms of improved balance after one and ten sessions of balance training in older adults

18 Feb 2021-bioRxiv (Cold Spring Harbor Laboratory)-
TL;DR: In this paper, the authors studied balance robustness and performance, H-reflex gains, paired reflex depression, and co-contraction duration in ankle muscles after one and ten training sessions in 22 older adults (+65yrs).
Abstract: Training improves balance control in older adults, but the time course and neural mechanisms underlying these improvements are unclear. We studied balance robustness and performance, H-reflex gains, paired reflex depression, and co-contraction duration in ankle muscles after one and ten training sessions in 22 older adults (+65yrs). Mediolateral balance robustness, time to balance loss in unipedal standing on a platform with decreasing rotational stiffness, improved (33%) after one session, with no further improvement after ten sessions. Balance performance, absolute mediolateral center of mass velocity, improved (18.75%) after one session in perturbed unipedal standing and (18.18%) after ten sessions in unperturbed unipedal standing. Co-contraction duration of soleus/tibialis anterior increased (16%) after ten sessions. H-reflex gain and paired reflex depression excitability did not change. H-reflex gains were lower, and soleus/tibialis anterior co-contraction duration was higher in participants with more robust balance after ten sessions, and co-contraction duration was higher in participants with better balance performance at several time-points. Changes in robustness and performance were uncorrelated with changes in co-contraction duration, H-reflex gain, or paired reflex depression. In older adults, balance robustness improved over a single session, while performance improved gradually over multiple sessions. Changes in co-contraction and excitability of ankle muscles were not exclusive causes of improved balance.

Summary (2 min read)

Introduction

  • Training improves balance control in older adults, but the time course and neural mechanisms underlying these improvements are unclear.
  • Previously a rapid improvement of balance control in young adults after one session of balance training has been shown8, while results of short-term training in older adults were inconsistent9,10 and most studies have focused on training over several sessions spread over multiple weeks4.
  • Supraspinal mechanisms also affect the excitability of the alfa motoneuron pool and therefore the H-reflex gain.
  • To do so, the authors assessed changes in balance robustness (as the duration that participants were able to keep their body balanced while surface stiffness was decreased) and balance performance (measured as the mean absolute value of the mediolateral center of mass velocity during unipedal balancing).
  • The Pre-measurements, the 30-min training session, and the Post1 measurements were performed on the same day.

Instrumentation and data acquisition

  • For all unipedal tasks, a custom-made balance platform controlled by a robot (HapticMaster, Motek, Amsterdam, the Netherlands) was used.
  • The rotation of the platform can be controlled by the robot, simulating a tunable stiffness and damping or applying position-control.
  • Surface EMG data were collected from three muscles on the preferred stance leg: m. tibialis anterior (TA), m. peroneus longus (PL) and m. soleus (SOL).
  • A kinematic model of the participant was formed by relating the cluster positions to anatomical landmarks in an upright position, using a four-marker probe45.
  • The optimal cathode position was determined in each subject by probing the popliteal fossa and delivering 5-10 mA stimulations to find the location that resulted in the largest SOL H-reflex amplitude ~25 ms after stimulation.

Unipedal balance tasks

  • In the unperturbed task, the stiffness of the platform was set at a constant value.
  • To normalize task difficulty to balance robustness, this value was set at 1.3 times the stiffness at which balance loss occurred during the assessment of balance robustness in the Pre-measurement.
  • In the perturbed task, twelve perturbations were imposed by the platform in the form of mono-phasic sinusoidal rotations either in medial or lateral direction (amplitude of 8°, angular speed of 16°/s).
  • The perturbation direction was randomized and the inter-perturbation duration was randomly selected between 3-5 s.
  • This task was performed five times with two minutes rest in between trials.

H-reflexes and Paired Reflex Depression

  • H-reflex gain and PRD were derived from the high-pass filtered (10 Hz, bidirectional, 2nd order Butterworth) EMG activity of the SOL.
  • No correlations were observed between changes after one session or ten sessions of training (Table 5).
  • In older adults, the mechanisms underlying improvements in balance performance and robustness after the training remain unclear.

Balance training

  • In the first session, the participants were trained individually.
  • The nine sessions of the 3- week training program took place in a group setting (6-8 participants).
  • All training sessions were supervised by a physical therapist who ensured that the sessions remained safe, yet sufficiently challenging for all the participants.
  • Solely standing balance exercises, focusing on unipedal stance, were included in the training program49.
  • Extra time was required to switch the devices between the training partners in the exercises with equipment.

Balance performance

  • The trajectory of the center of mass (CoM) was estimated from a full body kinematic model50.
  • Balance performance was expressed as the mean absolute center of mass velocity in the mediolateral direction (vCoM).

Co-contraction duration (CCD)

  • Antagonistic co-contraction is the concurrent activation of antagonistic two muscles.
  • Co-contraction was derived from three muscle pairs: SOL/TA, TA/PL and SOL/PL.
  • EMG data were high-pass (35 Hz, bidirectional, 2nd order Butterworth) and notch filtered (50 Hz and its harmonics up to the Nyquist frequency, 1 Hz bandwidth, bidirectional, 1st order Butterworth).
  • Finally, the authors determined the percentage of data points during the perturbed and unperturbed tasks at which both muscles in a pair exceeded the mean muscle activity of baseline unipedal stance.
  • Since for Pre and Post1 time-points the measurements were performed on the same day, the same unipedal trial was used as a reference for these two time-points.

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The underlying mechanisms of
improved balance after one and ten
sessions of balance training in older
adults
Leila Alizadehsaravi, Ruud Koster, Wouter Muijres, Huub Maas, Sjoerd M. Bruijn, Jaap H.
van Din
Department of Human Movement Sciences, Faculty of Behavioural and Movement Sciences,
Vrije Universiteit Amsterdam, Institute for Brain and Behaviour Amsterdam and Amsterdam
Movement Sciences, Amsterdam, The Netherlands.
.CC-BY-NC-ND 4.0 International licenseperpetuity. It is made available under a
preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
The copyright holder for thisthis version posted February 18, 2021. ; https://doi.org/10.1101/2020.10.01.322313doi: bioRxiv preprint

Abstract
Training improves balance control in older adults, but the time course and neural
mechanisms underlying these improvements are unclear. We studied balance robustness and
performance, H-reflex gains, paired reflex depression (PRD), and co-contraction duration
(CCD) in ankle muscles after one and ten training sessions in 22 older adults (+65yrs).
Mediolateral balance robustness, time to balance loss in unipedal standing on a platform with
decreasing rotational stiffness, improved (33%) after one session, with no further improvement
after ten sessions. Balance performance, absolute mediolateral center of mass
velocity, improved (18.75%) after one session in perturbed unipedal standing and after ten
sessions (18.18%) in unperturbed unipedal standing. CCD of soleus/tibialis anterior increased
(16%) after ten sessions. H-reflex gain and PRD excitability did not change. H-reflex gains were
lower and CCD was higher in participants with more robust balance at the last time-point and
CCD was higher in participants with better balance performance at several time-
points. Changes in robustness and performance were uncorrelated with changes in CCD, H-
reflex gain, or PRD. In older adults, balance robustness improved over a single session, while
performance improved gradually over multiple sessions. Changes in co-contraction and
excitability of ankle muscles were not exclusive causes of improved balance.
Keywords: Balance training, center of mass velocity, co-contraction, H-reflex, paired reflex depression, motor
learning, balance performance, postural balance
.CC-BY-NC-ND 4.0 International licenseperpetuity. It is made available under a
preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
The copyright holder for thisthis version posted February 18, 2021. ; https://doi.org/10.1101/2020.10.01.322313doi: bioRxiv preprint

Introduction
Balance control is essential to avoid falls during daily-life activities. Impaired balance control
due to aging results in falls, injuries, and loss of independence in older adults
1
. To resolve this
issue, it is important to understand how balance control works and when and how it improves
as a result of training. Balancing requires the central nervous system to act rapidly and
accurately on an array of sensory inputs
2
, consisting of visual, vestibular, and tactile
information, as well as proprioceptive sensory feedback
3
. Balance training leads to improved
balance performance in older adults
4
, observed as a reduction in mediolateral center of mass
velocity during unipedal stance
5
. However, the question how balance training induces changes
in neuromuscular control remains unanswered. Hence, it is important to investigate the relation
between improved balance control in older adults with changes in neural mechanisms at central
and/or peripheral nervous system components.
Changes in balance control with training appear to occur at short-time scales, with
substantial improvements after a single trial and over a single session
6–8
. Previously a rapid
improvement of balance control in young adults after one session of balance training has been
shown
8
, while results of short-term training in older adults were inconsistent
9,10
and most studies
have focused on training over several sessions spread over multiple weeks
4
. Since training effects
were mostly measured before and after the complete training period only, the difference
between single session and several sessions effects of balance training in older adults is unclear.
In addition, most studies assess balance control with measures that capture balance
performance, which quantifies how good people are at minimizing disturbances from an
equilibrium position (often in a non-challenging condition like bipedal stance, or unipedal
stance on a flat surface), for instance by measuring postural sway, in which lower values indicate
better performance
1114
. There are two problems with this. Firstly, subjects may choose not to
minimize their sway, as higher sway values may be unproblematic, and require less energy
15
.
Secondly, even if subjects choose to minimize their sway, balance performance does not reflect
the capability to avoid balance loss when challenged, i.e. the balance robustness, which
quantifies the largest perturbation that can be resisted. Robustness has received limited
attention in training literature and if it is measured it is mostly done in a dichotomous way
(ability to perform a task, e.g., stand on one leg with eyes closed for 10 s, or not)
16
. For practical
purposes, improved robustness may be more important than improved performance. While
improved balance performance may not necessarily prevent falls, it may indicate improvements
of balance control. Hence, we here chose to study effects of training on both these aspects of
balance control.
.CC-BY-NC-ND 4.0 International licenseperpetuity. It is made available under a
preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
The copyright holder for thisthis version posted February 18, 2021. ; https://doi.org/10.1101/2020.10.01.322313doi: bioRxiv preprint

Age-related degenerative processes in the sensory and motor systems induce a shift from
reliance on feedback control to reliance on feedforward strategies, such as co-contraction
17
.
Antagonistic co-contraction can compensate for impaired sensory feedback
18
. Increasing
antagonistic co-contraction when confronted with a challenging balance task is a strategy that
is also used by inexperienced young adults
19,20
. Higher co-contraction in older adults with poor
balance control compared to young adults with better balance control has been shown
previously
19,21
. Balance training can potentially reduce levels of antagonistic co-contraction
22
.
And thus, it could be expected that balance training will reduce co-contraction in older adults.
We note here that many different methods have been used to assess co-contraction in the
literature. In the studies mentioned above, the index of co-contraction reflected either the
magnitude of antagonistic co-contraction
20
or its magnitude and duration combined
19,21,22
.
Alterations of the H-reflex indicate an adjusted motoneuron output after processing of Ia
afferent input at the spinal cord
23
. With age, postural modulation of H-reflexes is reduced
19,24
26
and this may be functionally related to a declined balance performance in older adults
27
.
Balance training in young adults has been reported to decrease the soleus (SOL) H-reflex
2831
.
While both young and older adults are capable to down-train the SOL H-reflex
32
, it is unclear
whether balance training also causes such down-regulation of the H-reflex in older adults.
Unfortunately, only few studies have addressed the effect of training on the H-reflex in older
adults. Scaglioni et al. showed no changes of the H-reflex after 16 weeks of strength training
in older adults
33
, Ruffieux et al. found no effects of training on H-reflex after 5 weeks
34
, and
Lauber et al. showed an enhanced H-reflex after 12 weeks of alpine skiing
35
. Decreases in the
H-reflex are thought to reflect a reduced effect of spinal feedback circuitry on motor control,
coinciding with increased supraspinal control
30,36
. However, supraspinal mechanisms also
affect the excitability of the alfa motoneuron pool and therefore the H-reflex gain. This
hampers the interpretation of the H-reflex. Therefore, measurements of paired reflex
depression (PRD) were added in this study to provide an insight into peripherally induced
inhibition which would more exclusively reflect changes in peripherally induced pre-synaptic
inhibition
3739
. The second H-reflex in PRD measurements is assumed to be influenced by the
synchronous activation of the spindle’s afferents during the first H-reflex. Using PRD, the
influence of primary spindle afferent feedback and therefore, activation history of the Ia
afferents on the motoneuron pool output can be studied
37
. Among middle aged adults (~44
years), subjects with long-term Tai Chi practice showed better balance performance and,
despite of a similar H-reflex, a larger PRD
40
. These authors assumed that a reduced second H-
.CC-BY-NC-ND 4.0 International licenseperpetuity. It is made available under a
preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
The copyright holder for thisthis version posted February 18, 2021. ; https://doi.org/10.1101/2020.10.01.322313doi: bioRxiv preprint

reflex avoids overcorrection and prevents unwanted oscillations. Hence, increased PRD might
be expected as a result of balance training.
The aims of the present study were twofold; first, we aimed to assess the functional benefits
of one session and ten sessions of balance training in older adults. To do so, we assessed changes
in balance robustness (as the duration that participants were able to keep their body balanced
while surface stiffness was decreased) and balance performance (measured as the mean absolute
value of the mediolateral center of mass velocity during unipedal balancing). Second, we aimed
to explore the associations between the changes in balance robustness and balance performance
with co-contraction duration, H-reflex gain and PRD after one session and ten sessions of
training. We hypothesized that balance robustness and performance would be improved
significantly after ten sessions of training, and that such improvements would be accompanied
by changes, such as decreased co-contraction duration, lower H-reflex gains and stronger PRD.
Methods
Participants
Twenty-two healthy older adults (age: 72.6 ± 4.2 years, length: 1.71 ± 0.09 m, weight: 75.6
± 13.3 kg; mean ± SD, 11 females and 11 males) participated in this study. This is comparable
to similar studies
41,42
and in accordance with a required sample size of fifteen based on power
analysis for an F test of a within factor repeated measure, assuming an effect size of 0.44
4
and
correlation among repeated measures of 0.1 (
!" # "$%&
, G*power 3.1.9.2, Düsseldorf,
Germany). To ensure participant safety and data reliability, exclusion criteria included: an
inability to stand and walk for 3 minutes without walking aid, cognitive impairments (MMSE
< 24), depression (GFS > 5), obesity (BMI > 30), orthopedic, neurological, and cardiovascular
disease, use of medication that affects balance, and severe auditory & visual impairments. To
prevent ceiling effects in balance robustness and performance and limited training gains,
participants practicing sports that explicitly include balance components (e.g. Yoga, Pilates)
were excluded as well
43
. To prevent obscuring any training effects, participants were asked to
keep their normal activity levels in their daily life throughout the experiment. All participants
provided written informed consent prior to participation and the experimental procedures were
approved by the ethical review board of the Faculty of Behaviour and Movement Sciences,
Vrije Universiteit Amsterdam (VCWE-2018-171).
Experimental procedures
The protocol included an initial measurement session to determine baseline state (Pre), a
measurement after one session of balance training (30 min; Post1), and after ten sessions (45
minutes per session; Post2). The protocol was concluded with a Retention assessment two weeks
.CC-BY-NC-ND 4.0 International licenseperpetuity. It is made available under a
preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
The copyright holder for thisthis version posted February 18, 2021. ; https://doi.org/10.1101/2020.10.01.322313doi: bioRxiv preprint

Citations
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Posted ContentDOI
31 Mar 2021-bioRxiv
TL;DR: In this article, the effect of balance training on feedback control after unpredictable perturbations was examined by investigating balance performance, recovery strategy, and muscle synergies, and concluded that balance training improves control of perturbed balance, and reorganizes feedback responses by changing temporal patterns of muscle activation.
Abstract: Recovering balance after perturbations becomes challenging with aging, but an effective balance training could reduce such challenges. In this study, we examined the effect of balance training on feedback control after unpredictable perturbations by investigating balance performance, recovery strategy, and muscle synergies. We assessed the effect of balance training on unipedal perturbed balance in twenty older adults (>65 years) after short-term (one session) and long-term (3-weeks) training. Participants were exposed to random medial and lateral perturbations consisting of 8-degree rotations of a robot-controlled balance platform. We measured full-body 3D kinematics and activation of 9 muscles (8 stance leg muscles, one trunk muscle) during 2.5 s after the onset of perturbation. The perturbation was divided into 3 phases: phase1 from the onset to maximum rotation of the platform, phase 2 from the maximum rotation angle to the 0-degree angle and phase 3 after platform movement. Balance performance improved after long-term training as evidenced by decreased amplitudes of center of mass acceleration and rate of change of body angular momentum. The rate of change of angular momentum did not directly contribute to return of the center of mass within the base of support, but it reoriented the body to an aligned and vertical position. The improved performance coincided with altered activation of synergies depending on the direction and phase of the perturbation. We concluded that balance training improves control of perturbed balance, and reorganizes feedback responses, by changing temporal patterns of muscle activation. These effects were more pronounced after long-term than short-term training.

3 citations

Posted ContentDOI
28 Oct 2020-bioRxiv
TL;DR: The adaptations of synergies to NBW can be interpreted as related to a more cautious weight transfer to the new stance leg and enhanced control over CoM movement in the stance phase, however, control of mediolateral gait stability and these adaptations were not affected by balance training.
Abstract: Balance training aims to improve balance and transfer acquired skills to real-life tasks and conditions. How older adults adapt gait control to different conditions, and whether these adaptations are altered by balance training remains unclear. We investigated adaptations in neuromuscular control of gait in twenty-two older adults (72.6 ± 4.2 years) between normal (NW) and narrow-base walking (NBW), and the effects of a standing balance training program shown to enhance unipedal balance control in the same participants. At baseline, after one session and after 3-weeks of training, kinematics and EMG of NW and NBW on a treadmill were measured. Gait parameters and temporal activation profiles of five synergies extracted from 11 muscles were compared between time-points and gait conditions. No effects of balance training or interactions between training and walking condition on gait parameters or synergies were found. Trunk center of mass (CoM) displacement and velocity (vCoM), and the local divergence exponent (LDE), were lower in NBW compared to NW. For synergies associated with stance of the non-dominant leg and weight acceptance of the dominant leg, full width at half maximum (FWHM) of the activation profiles was smaller in NBW compared to NW. For the synergy associated with non-dominant heel strike, FWHM was greater in NBW compared to NW. The Center of Activation (CoA) of the activation profile associated with dominant leg stance occurred earlier in NBW compared to NW. CoAs of activation profile associated with non-dominant stance and non-dominant and dominant heel strikes were delayed in NBW compared to NW. The adaptations of synergies to NBW can be interpreted as related to a more cautious weight transfer to the new stance leg and enhanced control over CoM movement in the stance phase. However, control of mediolateral gait stability and these adaptations were not affected by balance training.
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Abstract: The purpose of this study was to determine the ability of the elderly central nervous system to modulate spinal reflex output to functionally decrease a spinally induced balance perturbation. In this case, the soleus H reflex was used as the source of perturbation. Therefore, decreasing (down training) of the soleus H reflex was necessary to counteract this perturbation and to better maintain postural control. In addition to assessing the effect of this perturbation on the H reflex, static postural stability was measured to evaluate possible functional effects. Ten healthy young subjects (age: 27.0 +/- 4.6 yr) and 10 healthy elderly subjects (age: 71.4 +/- 5.1 yr) participated in this study. Subjects underwent balance perturbation on 2 consecutive days. On day 1 of perturbation, significant down training of the soleus H reflex was demonstrated in both young (-20.4%) and elderly (-18.7%) subjects. On day 2 of perturbation, significant down training of the soleus H reflex was again demonstrated in both young (-24.6%) and elderly (-21.0%) subjects. Analysis of static stability after the 2 days of balance perturbation revealed a significant 10.1% decrease in the area of sway in elderly subjects. In conclusion, this study demonstrated that healthy, elderly subjects compared with young subjects were equally capable of down training the soleus H reflex in response to a balance perturbation. Furthermore, the improvement in static stability through balance training may provide further evidence that balance can be retrained and rehabilitated in subjects with decreased reflex function.

83 citations

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TL;DR: Results show that 12 weeks proprioception training program in older adults is effective in postural stability, static, and dynamic balance and could lead to an improvement in gait and balance capacity, and to a decrease in the risk of falling in adults aged 65 years and older.
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TL;DR: There is evidence that a reflex at the segmental level can adapt over a two hour experiment in a functionally appropriate manner in response to a balance training task, and the results may reflect the inception of longer-term adaptations of the segmentsal stretch reflex system.
Abstract: The present study provides evidence that a reflex at the segmental level can adapt over a two hour experiment in a functionally appropriate manner in response to a balance training task. Subjects (N=9) received soleus (S) H-reflexes in blocks of seven trials while free standing on a normal base-of-support (NBOS) and while standing on a plafform with a reduced base-of-support (RBOS) in the sagittal plane. During the RBOS condition, the H-reflex served as a postural perturbation. Subjects were instructed to suppress the H-reflex when it was evoked, as an attempt to maintain a balanced state. Background EMG from the S and tibialis anterior muscles, the S M-wave, and stimulus current were maintained at a constant level during the experiment. Subjects initially received a block of NBOS trials, followed by 4 RBOS blocks (training), a second NBOS block, four additional RBOS blocks, and a third NBOS block with the protocol repeated on three different days (D1, D2 and D3) within the same week. The S H/M ratio was depressed 9% upon standing on the RBOS. With training the S H/M ratio decreased by 22% on Dl, 18% on D2 and 6% on D3. The ratio between the H-reflex and background S EMG (H-reflex gain) decreased 10% on D1, 40% on D2 and 23% on D3 when the first NBOS and first RBOS blocks were compared. Due to a slight increase in the S EMG across blocks, the H-reflex gain decreased considerably more across blocks than the H/M ratio. Although the S H/M ratio underwent an 7% decrease from D1 to D3, the differences were not significant. Individually, however, six of the nine subjects decreased their H/M ratios from 12-42% across days. The results may reflect the inception of longer-term adaptations of the segmental stretch reflex system.

76 citations

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Q1. What contributions have the authors mentioned in the paper "The underlying mechanisms of improved balance after one and ten sessions of balance training in older adults" ?

The authors studied balance robustness and performance, H-reflex gains, paired reflex depression ( PRD ), and co-contraction duration ( CCD ) in ankle muscles after one and ten training sessions in 22 older adults ( +65yrs ). Mediolateral balance robustness, time to balance loss in unipedal standing on a platform with decreasing rotational stiffness, improved ( 33 % ) after one session, with no further improvement after ten sessions.