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Showing papers on "Channel state information published in 2020"


Journal ArticleDOI
TL;DR: In this article, an IRS-enhanced orthogonal frequency division multiplexing (OFDM) system under frequency-selective channels is considered and a practical transmission protocol with channel estimation is proposed.
Abstract: Intelligent reflecting surface (IRS) is a promising new technology for achieving both spectrum and energy efficient wireless communication systems in the future. However, existing works on IRS mainly consider frequency-flat channels and assume perfect knowledge of channel state information (CSI) at the transmitter. Motivated by the above, in this paper we study an IRS-enhanced orthogonal frequency division multiplexing (OFDM) system under frequency-selective channels and propose a practical transmission protocol with channel estimation. First, to reduce the overhead in channel training as well as exploit the channel spatial correlation, we propose a novel IRS elements grouping method, where each group consists of a set of adjacent IRS elements that share a common reflection coefficient. Based on this method, we propose a practical transmission protocol where only the combined channel of each group needs to be estimated, thus substantially reducing the training overhead. Next, with any given grouping and estimated CSI, we formulate the problem to maximize the achievable rate by jointly optimizing the transmit power allocation and the IRS passive array reflection coefficients. Although the formulated problem is non-convex and thus difficult to solve, we propose an efficient algorithm to obtain a high-quality suboptimal solution for it, by alternately optimizing the power allocation and the passive array coefficients in an iterative manner, along with a customized method for the initialization. Simulation results show that the proposed design significantly improves the OFDM link rate performance as compared to the case without using IRS. Moreover, it is shown that there exists an optimal size for IRS elements grouping which achieves the maximum achievable rate due to the practical trade-off between the training overhead and IRS passive beamforming flexibility.

594 citations


Journal ArticleDOI
TL;DR: A low-complexity algorithm is proposed to obtain the stationary solution for the joint design problem by utilizing the fractional programming technique and extended to the scenario wherein the CSI is imperfect.
Abstract: Reconfigurable intelligent surfaces (RIS) is a promising solution to build a programmable wireless environment via steering the incident signal in fully customizable ways with reconfigurable passive elements. In this paper, we consider a RIS-aided multiuser multiple-input single-output (MISO) downlink communication system. Our objective is to maximize the weighted sum-rate (WSR) of all users by joint designing the beamforming at the access point (AP) and the phase vector of the RIS elements, while both the perfect channel state information (CSI) setup and the imperfect CSI setup are investigated. For perfect CSI setup, a low-complexity algorithm is proposed to obtain the stationary solution for the joint design problem by utilizing the fractional programming technique. Then, we resort to the stochastic successive convex approximation technique and extend the proposed algorithm to the scenario wherein the CSI is imperfect. The validity of the proposed methods is confirmed by numerical results. In particular, the proposed algorithm performs quite well when the channel uncertainty is smaller than 10%.

576 citations


Journal ArticleDOI
TL;DR: In this paper, the authors proposed a three-phase pilot-based channel estimation framework for IRS-assisted uplink multiuser communications, in which the user-BS direct channels and the users-IRS-BS reflected channels of a typical user were estimated in Phase I and Phase II, respectively, while the users reflected channels were estimated with low overhead in Phase III via leveraging their strong correlation with those of the typical user under the case without receiver noise at the BS.
Abstract: In intelligent reflecting surface (IRS) assisted communication systems, the acquisition of channel state information is a crucial impediment for achieving the beamforming gain of IRS because of the considerable overhead required for channel estimation Specifically, under the current beamforming design for IRS-assisted communications, in total $KMN+KM$ channel coefficients should be estimated, where $K$ , $N$ and $M$ denote the numbers of users, IRS reflecting elements, and antennas at the base station (BS), respectively For the first time in the literature, this paper points out that despite the vast number of channel coefficients that should be estimated, significant redundancy exists in the user-IRS-BS reflected channels of different users arising from the fact that each IRS element reflects the signals from all the users to the BS via the same channel To utilize this redundancy for reducing the channel estimation time, we propose a novel three-phase pilot-based channel estimation framework for IRS-assisted uplink multiuser communications, in which the user-BS direct channels and the user-IRS-BS reflected channels of a typical user are estimated in Phase I and Phase II, respectively, while the user-IRS-BS reflected channels of the other users are estimated with low overhead in Phase III via leveraging their strong correlation with those of the typical user Under this framework, we analytically prove that a time duration consisting of $K+N+\max (K-1,\lceil (K-1)N/M \rceil)$ pilot symbols is sufficient for perfectly recovering all the $KMN+KM$ channel coefficients under the case without receiver noise at the BS Further, under the case with receiver noise, the user pilot sequences, IRS reflecting coefficients, and BS linear minimum mean-squared error channel estimators are characterized in closed-form

571 citations


Journal ArticleDOI
TL;DR: In this article, the authors investigated the joint design of the beamformers and AN covariance matrix at the AP and the phase shifters at the RISs for maximization of the system sum-rate while limiting the maximum information leakage to the potential eavesdroppers.
Abstract: In this paper, intelligent reflecting surfaces (IRSs) are employed to enhance the physical layer security in a challenging radio environment. In particular, a multi-antenna access point (AP) has to serve multiple single-antenna legitimate users, which do not have line-of-sight communication links, in the presence of multiple multi-antenna potential eavesdroppers whose channel state information (CSI) is not perfectly known. Artificial noise (AN) is transmitted from the AP to deliberately impair the eavesdropping channels for security provisioning. We investigate the joint design of the beamformers and AN covariance matrix at the AP and the phase shifters at the IRSs for maximization of the system sum-rate while limiting the maximum information leakage to the potential eavesdroppers. To this end, we formulate a robust non-convex optimization problem taking into account the impact of the imperfect CSI of the eavesdropping channels. To address the non-convexity of the optimization problem, an efficient algorithm is developed by capitalizing on alternating optimization, a penalty-based approach, successive convex approximation, and semidefinite relaxation. Simulation results show that IRSs can significantly improve the system secrecy performance compared to conventional architectures without IRS. Furthermore, our results unveil that, for physical layer security, uniformly distributing the reflecting elements among multiple IRSs is preferable over deploying them at a single IRS.

552 citations


Journal ArticleDOI
TL;DR: In this paper, a practical transmission protocol to execute channel estimation and reflection optimization successively for an IRS-enhanced orthogonal frequency division multiplexing (OFDM) system is proposed, where a novel reflection pattern at the IRS is designed to aid the channel estimation at the access point (AP) based on the received pilot signals from the user, for which the estimated CSI is derived in closed-form.
Abstract: In the intelligent reflecting surface (IRS)-enhanced wireless communication system, channel state information (CSI) is of paramount importance for achieving the passive beamforming gain of IRS, which, however, is a practically challenging task due to its massive number of passive elements without transmitting/receiving capabilities. In this letter, we propose a practical transmission protocol to execute channel estimation and reflection optimization successively for an IRS-enhanced orthogonal frequency division multiplexing (OFDM) system. Under the unit-modulus constraint, a novel reflection pattern at the IRS is designed to aid the channel estimation at the access point (AP) based on the received pilot signals from the user, for which the channel estimation error is derived in closed-form. With the estimated CSI, the reflection coefficients are then optimized by a low-complexity algorithm based on the resolved strongest signal path in the time domain. Simulation results corroborate the effectiveness of the proposed channel estimation and reflection optimization methods.

474 citations


Journal ArticleDOI
TL;DR: In this paper, the robust beamforming based on the imperfect cascaded BS-IRS-user channels at the transmitter was studied, where the transmit power minimization problems were formulated subject to the worst-case rate constraints under the bounded CSI error model, and the rate outage probability constraint under the statistical CSI estimation model, respectively.
Abstract: Intelligent reflection surface (IRS) has recently been recognized as a promising technique to enhance the performance of wireless systems due to its ability of reconfiguring the signal propagation environment. However, the perfect channel state information (CSI) is challenging to obtain at the base station (BS) due to the lack of radio frequency (RF) chains at the IRS. Since most of the existing channel estimation methods were developed to acquire the cascaded BS-IRS-user channels, this paper is the first work to study the robust beamforming based on the imperfect cascaded BS-IRS-user channels at the transmitter (CBIUT). Specifically, the transmit power minimization problems are formulated subject to the worst-case rate constraints under the bounded CSI error model, and the rate outage probability constraints under the statistical CSI error model, respectively. After approximating the worst-case rate constraints by using the S-procedure and the rate outage probability constraints by using the Bernstein-type inequality, the reformulated problems can be efficiently solved. Numerical results show that the negative impact of the CBIUT error on the system performance is greater than that of the direct CSI error.

334 citations


Journal ArticleDOI
TL;DR: This paper proposes an efficient online CSI prediction scheme, called OCEAN, for predicting CSI from historical data in 5G wireless communication systems, and designs a learning framework that is an integration of a CNN and a long short term with memory (LSTM) network.
Abstract: Channel state information (CSI) estimation is one of the most fundamental problems in wireless communication systems. Various methods, so far, have been developed to conduct CSI estimation. However, they usually require high computational complexity, which makes them unsuitable for 5G wireless communications due to employing many new techniques (e.g., massive MIMO, OFDM, and millimeter-Wave (mmWave)). In this paper, we propose an efficient online CSI prediction scheme, called OCEAN, for predicting CSI from historical data in 5G wireless communication systems. Specifically, we first identify several important features affecting the CSI of a radio link and a data sample consists of the information of the features and the CSI. We then design a learning framework that is an integration of a CNN (convolutional neural network) and a long short term with memory (LSTM) network. We also further develop an offline-online two-step training mechanism, enabling the prediction results to be more stable when applying it to practical 5G wireless communication systems. To validate OCEAN's efficacy, we consider four typical case studies, and conduct extensive experiments in the four scenarios, i.e., two outdoor and two indoor scenarios. The experiment results show that OCEAN not only obtains the predicted CSI values very quickly but also achieves highly accurate CSI prediction with up to 2.650-3.457 percent average difference ratio (ADR) between the predicted and measured CSI.

302 citations


Journal ArticleDOI
06 May 2020
TL;DR: This paper exploits the prior knowledge of the large-scale fading statistics at the BS to derive the Bayesian minimum mean squared error (MMSE) channel estimates under a protocol in which the IRS applies a set of optimal phase shifts vectors over multiple channel estimation sub-phases.
Abstract: The concept of reconfiguring wireless propagation environments using intelligent reflecting surfaces (IRS)s has recently emerged, where an IRS comprises of a large number of passive reflecting elements that can smartly reflect the impinging electromagnetic waves for performance enhancement. Previous works have shown promising gains assuming the availability of perfect channel state information (CSI) at the base station (BS) and the IRS, which is impractical due to the passive nature of the reflecting elements. This paper makes one of the preliminary contributions of studying an IRS-assisted multi-user multiple-input single-output (MISO) communication system under imperfect CSI. Different from the few recent works that develop least-squares (LS) estimates of the IRS-assisted channel vectors, we exploit the prior knowledge of the large-scale fading statistics at the BS to derive the Bayesian minimum mean squared error (MMSE) channel estimates under a protocol in which the IRS applies a set of optimal phase shifts vectors over multiple channel estimation sub-phases. The resulting mean squared error (MSE) is both analytically and numerically shown to be lower than that achieved by the LS estimates. Joint designs for the precoding and power allocation at the BS and reflect beamforming at the IRS are proposed to maximize the minimum user signal-to-interference-plus-noise ratio (SINR) subject to a transmit power constraint. Performance evaluation results illustrate the efficiency of the proposed system and study its susceptibility to channel estimation errors.

300 citations


Journal ArticleDOI
TL;DR: In this article, an IRS-aided single-user communication system and design the IRS training reflection matrix for channel estimation as well as the passive beamforming for data transmission, both subject to the new constraint of discrete phase shifts.
Abstract: Prior studies on intelligent reflecting surface (IRS) have mostly assumed perfect channel state information (CSI) available for designing the IRS passive beamforming as well as the continuously adjustable phase shift at each of its reflecting elements, which, however, have simplified two challenging issues for implementing IRS in practice, namely, its channel estimation and passive beamforming designs both under the constraint of discrete phase shifts. To address them, we consider in this paper an IRS-aided single-user communication system and design the IRS training reflection matrix for channel estimation as well as the passive beamforming for data transmission, both subject to the new constraint of discrete phase shifts. We show that the training reflection matrix design with discrete phase shifts greatly differs from that with continuous phase shifts, and the corresponding passive beamforming design should take into account the correlated IRS channel estimation errors due to discrete phase shifts. Moreover, a novel hierarchical training reflection design is proposed to progressively estimate IRS elements’ channels over multiple time blocks by exploiting the IRS-elements grouping and partition. Based on the resolved IRS channels in each block, we further design the progressive passive beamforming at the IRS with discrete phase shifts to improve the achievable rate for data transmission over the blocks. Extensive numerical results are presented, which demonstrate the significant performance improvement of proposed channel estimation and passive beamforming designs as compared to various benchmark schemes.

237 citations


Journal ArticleDOI
TL;DR: An end-to-end wireless communication system using deep neural networks using DNNs is developed, where a conditional generative adversarial net (GAN) is employed to model the channel effects in a data-driven way, where the received signal corresponding to the pilot symbols is added as a part of the conditioning information of the GAN.
Abstract: In this article, we develop an end-to-end wireless communication system using deep neural networks (DNNs), where DNNs are employed to perform several key functions, including encoding, decoding, modulation, and demodulation. However, an accurate estimation of instantaneous channel transfer function, i.e. , channel state information (CSI), is needed in order for the transmitter DNN to learn to optimize the receiver gain in decoding. This is very much a challenge since CSI varies with time and location in wireless communications and is hard to obtain when designing transceivers. We propose to use a conditional generative adversarial net (GAN) to represent channel effects and to bridge the transmitter DNN and the receiver DNN so that the gradient of the transmitter DNN can be back-propagated from the receiver DNN. In particular, a conditional GAN is employed to model the channel effects in a data-driven way, where the received signal corresponding to the pilot symbols is added as a part of the conditioning information of the GAN. To address the curse of dimensionality when the transmit symbol sequence is long, convolutional layers are utilized. From the simulation results, the proposed method is effective on additive white Gaussian noise (AWGN) channels, Rayleigh fading channels, and frequency-selective channels, which opens a new door for building data-driven DNNs for end-to-end communication systems.

237 citations


Journal ArticleDOI
TL;DR: Two efficient channel estimation schemes for different channel setups in an IRS-assisted multi-user broadband communication system employing the orthogonal frequency division multiple access (OFDMA) are proposed and the fundamental limits on the minimum training overhead and the maximum number of supportable users are derived.
Abstract: To achieve the full passive beamforming gains of intelligent reflecting surface (IRS), accurate channel state information (CSI) is indispensable but practically challenging to acquire, due to the excessive amount of channel parameters to be estimated which increases with the number of IRS reflecting elements as well as that of IRS-served users. To tackle this challenge, we propose in this paper two efficient channel estimation schemes for different channel setups in an IRS-assisted multi-user broadband communication system employing the orthogonal frequency division multiple access (OFDMA). The first channel estimation scheme, which estimates the CSI of all users in parallel simultaneously at the access point (AP), is applicable for arbitrary frequency-selective fading channels. In contrast, the second channel estimation scheme, which exploits a key property that all users share the same (common) IRS-AP channel to enhance the training efficiency and support more users, is proposed for the typical scenario with line-of-sight (LoS) dominant user-IRS channels. For the two proposed channel estimation schemes, we further optimize their corresponding training designs (including pilot tone allocations for all users and IRS time-varying reflection pattern) to minimize the channel estimation error. Moreover, we derive and compare the fundamental limits on the minimum training overhead and the maximum number of supportable users of these two schemes. Simulation results verify the effectiveness of the proposed channel estimation schemes and training designs, and show their significant performance improvement over various benchmark schemes.

Journal ArticleDOI
TL;DR: In this article, the worst-case robust beamforming design for an IRS-aided multiuser multiple-input single-output (MU-MISO) system under the assumption of imperfect channel state information (CSI) is studied.
Abstract: Perfect channel state information (CSI) is challenging to obtain due to the limited signal processing capability at the intelligent reflection surface (IRS). This is the first work to study the worst-case robust beamforming design for an IRS-aided multiuser multiple-input single-output (MU-MISO) system under the assumption of imperfect CSI. We aim for minimizing the transmit power while ensuring that the achievable rate of each user meets the quality of service (QoS) requirement for all possible channel error realizations. With unit-modulus and rate constraints, this problem is non-convex. The imperfect CSI further increases the difficulty of solving this problem. By using approximation and transformation techniques, we convert the optimization problem into a squence of semidefinite program (SDP) subproblems that can be efficiently solved. Numerical results show that the proposed robust beamforming design can guarantee the required QoS targets for all the users.

Journal ArticleDOI
TL;DR: This paper proposes CiFi, deep convolutional neural networks (DCNN) for indoor localization with commodity 5GHz WiFi, and implements the system with commodity Wi-Fi devices in the 5GHz band and verifies its performance with extensive experiments in two representative indoor environments.
Abstract: With the increasing demand of location-based services, Wi-Fi based localization has attracted great interest because it provides ubiquitous access in indoor environments. In this paper, we propose CiFi, deep convolutional neural networks (DCNN) for indoor localization with commodity 5GHz WiFi. Leveraging a modified device driver, we extract phase data of channel state information (CSI), which is used to estimate the angle of arrival (AoA). We then create estimated AoA images as input to a DCNN, to train the weights in the offline phase. The location of mobile device is predicted based using the trained DCNN and new CSI AoA images. We implement the proposed CiFi system with commodity Wi-Fi devices in the 5GHz band and verify its performance with extensive experiments in two representative indoor environments.

Journal ArticleDOI
TL;DR: In this article, a multiple-rate compressive sensing neural network framework was proposed to compress and quantize the channel state information (CSI) in massive MIMO networks, which not only improves reconstruction accuracy but also decreases storage space at the UE.
Abstract: Massive multiple-input multiple-output (MIMO) is a promising technology to increase link capacity and energy efficiency. However, these benefits are based on available channel state information (CSI) at the base station (BS). Therefore, user equipment (UE) needs to keep on feeding CSI back to the BS, thereby consuming precious bandwidth resource. Large-scale antennas at the BS for massive MIMO seriously increase this overhead. In this paper, we propose a multiple-rate compressive sensing neural network framework to compress and quantize the CSI. This framework not only improves reconstruction accuracy but also decreases storage space at the UE, thus enhancing the system feasibility. Specifically, we establish two network design principles for CSI feedback, propose a new network architecture, CsiNet+, according to these principles, and develop a novel quantization framework and training strategy. Next, we further introduce two different variable-rate approaches, namely, SM-CsiNet+ and PM-CsiNet+, which decrease the parameter number at the UE by 38.0% and 46.7%, respectively. Experimental results show that CsiNet+ outperforms the state-of-the-art network by a margin but only slightly increases the parameter number. We also investigate the compression and reconstruction mechanism behind deep learning-based CSI feedback methods via parameter visualization, which provides a guideline for subsequent research.

Journal ArticleDOI
TL;DR: In this article, the authors investigated the resource allocation design for intelligent reflecting surface (IRS)-assisted full-duplex (FD) cognitive radio systems, where an RIS is deployed to enhance the performance of the secondary network while helping to mitigate the interference caused to the primary users (PUs).
Abstract: In this article, we investigate the resource allocation design for intelligent reflecting surface (IRS)-assisted full-duplex (FD) cognitive radio systems. In particular, a secondary network employs an FD base station (BS) for serving multiple half-duplex downlink (DL) and uplink (UL) users simultaneously. An IRS is deployed to enhance the performance of the secondary network while helping to mitigate the interference caused to the primary users (PUs). The DL transmit beamforming vectors and the UL receive beamforming vectors at the FD BS, the transmit power of the UL users, and the phase shift matrix at the IRS are jointly optimized for maximization of the total spectral efficiency of the secondary system. The design task is formulated as a non-convex optimization problem taking into account the imperfect knowledge of the PUs’ channel state information (CSI) and their maximum interference tolerance. Since the maximum interference tolerance constraint is intractable, we apply a safe approximation to transform it into a convex constraint. To efficiently handle the resulting approximated optimization problem, which is still non-convex, we develop an iterative block coordinate descent (BCD)-based algorithm. This algorithm exploits semidefinite relaxation, a penalty method, and successive convex approximation and is guaranteed to converge to a stationary point of the approximated optimization problem. Our simulation results do not only reveal that the proposed scheme yields a substantially higher system spectral efficiency for the secondary system than several baseline schemes, but also confirm its robustness against CSI uncertainty. Besides, our results illustrate the tremendous potential of IRS for managing the various types of interference arising in FD cognitive radio networks.

Journal ArticleDOI
TL;DR: In this paper, the authors proposed a massive MIMO transmission scheme with full frequency reuse (FFR) for LEO satellite communication systems and exploited statistical channel state information (sCSI) to address the difficulty of obtaining instantaneous CSI at the transmitter.
Abstract: Low earth orbit (LEO) satellite communications are expected to be incorporated in future wireless networks, in particular 5G and beyond networks, to provide global wireless access with enhanced data rates. Massive multiple-input multiple-output (MIMO) techniques, though widely used in terrestrial communication systems, have not been applied to LEO satellite communication systems. In this paper, we propose a massive MIMO transmission scheme with full frequency reuse (FFR) for LEO satellite communication systems and exploit statistical channel state information (sCSI) to address the difficulty of obtaining instantaneous CSI (iCSI) at the transmitter. We first establish the massive MIMO channel model for LEO satellite communications and simplify the transmission designs via performing Doppler and delay compensations at user terminals (UTs). Then, we develop the low-complexity sCSI based downlink (DL) precoder and uplink (UL) receiver in closed-form, aiming to maximize the average signal-to-leakage-plus-noise ratio (ASLNR) and the average signal-to-interference-plus-noise ratio (ASINR), respectively. It is shown that the DL ASLNRs and UL ASINRs of all UTs reach their upper bounds under some channel condition. Motivated by this, we propose a space angle based user grouping (SAUG) algorithm to schedule the served UTs into different groups, where each group of UTs use the same time and frequency resource. The proposed algorithm is asymptotically optimal in the sense that the lower and upper bounds of the achievable rate coincide when the number of satellite antennas or UT groups is sufficiently large. Numerical results demonstrate that the proposed massive MIMO transmission scheme with FFR significantly enhances the data rate of LEO satellite communication systems. Notably, the proposed sCSI based precoder and receiver achieve the similar performance with the iCSI based ones that are often infeasible in practice.

Journal ArticleDOI
TL;DR: ViterbiNet, which is a data-driven symbol detector that does not require channel state information (CSI), is obtained by integrating deep neural networks (DNNs) into the Viterbi algorithm and demonstrates the conceptual benefit of designing communication systems that integrate DNNs into established algorithms.
Abstract: Symbol detection plays an important role in the implementation of digital receivers. In this work, we propose ViterbiNet, which is a data-driven symbol detector that does not require channel state information (CSI). ViterbiNet is obtained by integrating deep neural networks (DNNs) into the Viterbi algorithm. We identify the specific parts of the Viterbi algorithm that depend on the channel model, and design a DNN to implement only those computations, leaving the rest of the algorithm structure intact. We then propose a meta-learning based approach to train ViterbiNet online based on recent decisions, allowing the receiver to track dynamic channel conditions without requiring new training samples for every coherence block. Our numerical evaluations demonstrate that the performance of ViterbiNet, which is ignorant of the CSI, approaches that of the CSI-based Viterbi algorithm, and is capable of tracking time-varying channels without needing instantaneous CSI or additional training data. Moreover, unlike conventional Viterbi detection, ViterbiNet is robust to CSI uncertainty, and it can be reliably implemented in complex channel models with constrained computational burden. More broadly, our results demonstrate the conceptual benefit of designing communication systems that integrate DNNs into established algorithms.

Journal ArticleDOI
TL;DR: A new transmission protocol for wideband RIS-assisted single-input multiple-output (SIMO) orthogonal frequency division multiplexing (OFDM) communication systems, where each transmission frame is divided into multiple sub-frames to execute channel estimation simultaneously with passive beamforming.
Abstract: Reconfigurable intelligent surfaces (RISs) have recently emerged as an innovative technology for improving the coverage, throughput, and energy/spectrum efficiency of future wireless communications. In this paper, we propose a new transmission protocol for wideband RIS-assisted single-input multiple-output (SIMO) orthogonal frequency division multiplexing (OFDM) communication systems, where each transmission frame is divided into multiple sub-frames to execute channel estimation simultaneously with passive beamforming. As the training symbols are discretely distributed over multiple sub-frames, the channel state information (CSI) associated with RIS cannot be estimated at once. As such, we propose a new channel estimation method to progressively estimate the associated CSI over consecutive sub-frames, based on which the passive beamforming at the RIS is fine-tuned to improve the achievable rate for data transmission. In particular, during the channel training, the RIS plays two roles of embedding training reflection states for progressive channel estimation and performing passive beamforming for data transmission on the data tones. Based on the estimated CSI in each sub-frame, we formulate an optimization problem to maximize the average achievable rate by designing the passive beamforming at the RIS, which needs to balance the received signal power over different sub-carriers and different receive antennas. As the formulated problem is non-convex and thus difficult to solve optimally, we propose two efficient algorithms to find high-quality solutions. Simulation results validate the effectiveness of the proposed channel estimation and beamforming optimization methods. It is shown that the proposed joint channel estimation and passive beamforming scheme is able to drastically improve the average achievable rate and reduce the delay for data transmission as compared to existing schemes.

Journal ArticleDOI
TL;DR: This paper considers an unmanned aerial vehicle (UAV)-enabled wireless sensor network (WSN) in urban areas, where a UAV is deployed to collect data from distributed sensor nodes (SNs) within a given duration and proposes a novel and general design method, called hybrid offline-online optimization, to obtain a suboptimal solution.
Abstract: This paper considers an unmanned aerial vehicle (UAV)-enabled wireless sensor network (WSN) in urban areas, where a UAV is deployed to collect data from distributed sensor nodes (SNs) within a given duration. To characterize the occasional building blockage between the UAV and SNs, we construct the probabilistic line-of-sight (LoS) channel model for a Manhattan-type city by using the combined simulation and data regression method, which is shown in the form of a generalized logistic function of the UAV-SN elevation angle. We assume that only the knowledge of SNs’ locations and the probabilistic LoS channel model is known a priori , while the UAV can obtain the instantaneous LoS/Non-LoS channel state information (CSI) with the SNs in real time along its flight. Our objective is to maximize the minimum (average) data collection rate from all the SNs for the UAV. To this end, we formulate a new rate maximization problem by jointly optimizing the UAV three-dimensional (3D) trajectory and transmission scheduling of SNs. Although the optimal solution is intractable due to the lack of complete UAV-SNs CSI, we propose in this paper a novel and general design method, called hybrid offline-online optimization, to obtain a suboptimal solution to it, by leveraging both the statistical and real-time CSI. Essentially, our proposed method decouples the joint design of UAV trajectory and communication scheduling into two phases: namely, an offline phase that determines the UAV path prior to its flight based on the probabilistic LoS channel model, followed by an online phase that adaptively adjusts the UAV flying speeds along the offline optimized path as well as communication scheduling based on the instantaneous UAV-SNs CSI and SNs’ individual amounts of data received accumulatively. Extensive simulation results are provided to show the significant rate performance improvement of our proposed design as compared to various benchmark schemes.

Journal ArticleDOI
TL;DR: Performance characteristics of the proposed system under different transmission strategies and circumstances such as pilot reuse and multiple-antenna APs scenarios, numerical results are presented and the three strategies are compared.
Abstract: We study uplink of cell-free massive multiple-input multiple-output system with limited capacity fronthaul link connecting each access point (AP) to a central processing unit (CPU), under hardware impairments at user equipments and APs. Achievable rates are derived for three transmission strategies at APs, named as compress-forward-estimate (CFE), estimate-compress-forward (ECF), and estimate-multiply-compress-forward (EMCF), to efficiently share the fronthaul capacity for sending channel state information (CSI) and/or data signals of the users to the CPU. For forwarding the compressed version of the signals, low-complexity fronthaul rate allocations are proposed for ECF and EMCF strategies, which considerably improve the performance especially for limited capacity fronthauls. Besides, for CFE and ECF strategies, two power allocations are presented to maximize the sum rates; One approximate solution based on geometric programming and an alternative general iterative algorithm. It is shown that performances of the strategies are not the same, because they require different fronthaul rate allocations for CSI and/or data signals transmission to CPU, and their AP signal processing capabilities are different. Finally, to highlight performance characteristics of the proposed system under different transmission strategies and circumstances such as pilot reuse and multiple-antenna APs scenarios, numerical results are presented and the three strategies are compared.

Journal ArticleDOI
TL;DR: Subarray-wise and scatterer-wise channel estimation methods are proposed to estimate the near-field non-stationary channel from the views of the subarray and the scatterers, respectively and numerical results demonstrate that the sub array-wise method can derive accurate channel estimation results with low complexity.
Abstract: Extremely large-scale massive multiple-input multiple-output has shown considerable potential in future mobile communications. However, the use of extremely large aperture arrays will lead to near-field and spatial non-stationary channel conditions, which result in changes in transceiver design and channel state information acquisition. This letter focuses on the channel estimation problem and describes the non-stationary channel through a mapping between subarrays and scatterers. We propose subarray-wise and scatterer-wise channel estimation methods to estimate the near-field non-stationary channel from the views of the subarray and the scatterer, respectively. Numerical results demonstrate that the subarray-wise method can derive accurate channel estimation results with low complexity, whereas the scatterer-wise method can accurately position the scatterers and identify almost all the mappings between subarrays and scatterers.

Journal ArticleDOI
TL;DR: Simulation results demonstrate that the UAV fits well with existing satellite and terrestrial systems, using the proposed optimization framework, and is deployed for coverage enhancement of a hybrid satellite-terrestrial maritime communication network.
Abstract: Due to the agile maneuverability, unmanned aerial vehicles (UAVs) have shown great promise for on-demand communications. In practice, UAV-aided aerial base stations are not separate. Instead, they rely on existing satellites/terrestrial systems for spectrum sharing and efficient backhaul. In this case, how to coordinate satellites, UAVs and terrestrial systems is still an open issue. In this paper, we deploy UAVs for coverage enhancement of a hybrid satellite-terrestrial maritime communication network. Using a typical composite channel model including both large-scale and small-scale fading, the UAV trajectory and in-flight transmit power are jointly optimized, subject to constraints on UAV kinematics, tolerable interference, backhaul, and the total energy of the UAV for communications. Different from existing studies, only the location-dependent large-scale channel state information (CSI) is assumed available, because it is difficult to obtain the small-scale CSI before takeoff in practice and the ship positions can be obtained via the dedicated maritime Automatic Identification System. The optimization problem is non-convex. We solve it by using problem decomposition, successive convex optimization and bisection searching tools. Simulation results demonstrate that the UAV fits well with existing satellite and terrestrial systems, using the proposed optimization framework.

Journal ArticleDOI
TL;DR: A massive MIMO transmission scheme with full frequency reuse (FFR) for LEO satellite communication systems and exploit statistical channel state information (sCSI) to address the difficulty of obtaining instantaneous CSI at the transmitter is proposed.
Abstract: Low earth orbit (LEO) satellite communications are expected to be incorporated in future wireless networks, in particular 5G and beyond networks, to provide global wireless access with enhanced data rates. Massive MIMO techniques, though widely used in terrestrial communication systems, have not been applied to LEO satellite communication systems. In this paper, we propose a massive MIMO transmission scheme with full frequency reuse (FFR) for LEO satellite communication systems and exploit statistical channel state information (sCSI) to address the difficulty of obtaining instantaneous CSI (iCSI) at the transmitter. We first establish the massive MIMO channel model for LEO satellite communications and simplify the transmission designs via performing Doppler and delay compensations at user terminals (UTs). Then, we develop the low-complexity sCSI based downlink (DL) precoder and uplink (UL) receiver in closed-form, aiming to maximize the average signal-to-leakage-plus-noise ratio (ASLNR) and the average signal-to-interference-plus-noise ratio (ASINR), respectively. It is shown that the DL ASLNRs and UL ASINRs of all UTs reach their upper bounds under some channel condition. Motivated by this, we propose a space angle based user grouping (SAUG) algorithm to schedule the served UTs into different groups, where each group of UTs use the same time and frequency resource. The proposed algorithm is asymptotically optimal in the sense that the lower and upper bounds of the achievable rate coincide when the number of satellite antennas or UT groups is sufficiently large. Numerical results demonstrate that the proposed massive MIMO transmission scheme with FFR significantly enhances the data rate of LEO satellite communication systems. Notably, the proposed sCSI based precoder and receiver achieve the similar performance with the iCSI based ones that are often infeasible in practice.

Journal ArticleDOI
TL;DR: A machine learning (ML)-based time-division duplex scheme in which channel state information (CSI) can be obtained by leveraging the temporal channel correlation and can remarkably improve the prediction quality for both low and high mobility scenarios and offer great performance gains on the per-user achievable throughput.
Abstract: To support the ever increasing number of devices in massive multiple-input multiple-output (mMIMO) systems, an excessive amount of overhead is required for conventional orthogonal pilot-based channel estimation schemes. To circumvent this fundamental constraint, we design a machine learning (ML)-based time-division duplex scheme in which channel state information (CSI) can be obtained by leveraging the temporal channel correlation. The presence of the temporal channel correlation is due to the stationarity of the propagation environment across time. The proposed ML-based predictors involve a pattern extraction implemented via a convolutional neural network, and a CSI predictor realized by an autoregressive (AR) predictor or an autoregressive network with exogenous inputs recurrent neural network. Closed-form expressions for the user uplink and downlink achievable spectral efficiency and average per-user throughput are provided for the ML-based time division duplex schemes. Our numerical results demonstrate that the proposed ML-based predictors can remarkably improve the prediction quality for both low and high mobility scenarios, and offer great performance gains on the per-user achievable throughput.

Journal ArticleDOI
TL;DR: In this article, two efficient channel estimation schemes for different channel setups in an IRS-assisted multi-user broadband communication system employing the orthogonal frequency division multiple access (OFDMA) were proposed.
Abstract: To achieve the full passive beamforming gains of intelligent reflecting surface (IRS), accurate channel state information (CSI) is indispensable but practically challenging to acquire, due to the excessive amount of channel parameters to be estimated which increases with the number of IRS reflecting elements as well as that of IRS-served users. To tackle this challenge, we propose in this paper two efficient channel estimation schemes for different channel setups in an IRS-assisted multi-user broadband communication system employing the orthogonal frequency division multiple access (OFDMA). The first channel estimation scheme, which estimates the CSI of all users in parallel simultaneously at the access point (AP), is applicable for arbitrary frequency-selective fading channels. In contrast, the second channel estimation scheme, which exploits a key property that all users share the same (common) IRS-AP channel to enhance the training efficiency and support more users, is proposed for the typical scenario with line-of-sight (LoS) dominant user-IRS channels. For the two proposed channel estimation schemes, we further optimize their corresponding training designs (including pilot tone allocations for all users and IRS time-varying reflection pattern) to minimize the channel estimation error. Moreover, we derive and compare the fundamental limits on the minimum training overhead and the maximum number of supportable users of these two schemes. Simulation results verify the effectiveness of the proposed channel estimation schemes and training designs, and show their significant performance improvement over various benchmark schemes.

Journal ArticleDOI
23 Mar 2020
TL;DR: This article proposes a novel predictor that leverages the strong time-series prediction capability of deep recurrent neural networks incorporating long short-term memory or gated recurrent unit and results reveal that deep learning brings a notable performance gain compared with the conventional predictors built on shallow recurrent Neural networks.
Abstract: Channel state information (CSI), which enables wireless systems to adapt their transmission parameters to instantaneous channel conditions and consequently achieve great performance boost, plays an increasingly vital role in mobile communications. However, getting accurate CSI is challenging due mainly to rapid channel variation caused by multi-path fading. The inaccuracy of CSI imposes a severe impact on the performance of a wide range of adaptive wireless systems, highlighting the significance of channel prediction that can combat outdated CSI effectively. The aim of this article is to shed light on the state of the art in this field and then go beyond by proposing a novel predictor that leverages the strong time-series prediction capability of deep recurrent neural networks incorporating long short-term memory or gated recurrent unit. In addition to an analytical comparison of computational complexity, performance evaluation in terms of prediction accuracy is carried out upon multi-antenna fading channels. Numerical results reveal that deep learning brings a notable performance gain compared with the conventional predictors built on shallow recurrent neural networks.

Posted Content
TL;DR: This paper considers an uplink reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) system, where the phase shifts of the RIS are designed relying on statistical channel state information (CSI).
Abstract: This paper considers an uplink reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) system with statistical channel state information (CSI). The RIS is deployed to help conventional massive MIMO networks serve the users in the dead zone. We consider the Rician channel model and exploit the long-time statistical CSI to design the phase shifts of the RIS, while the maximum ratio combination (MRC) technique is applied for the active beamforming at the base station (BS) relying on the instantaneous CSI. Firstly, we reveal the power scaling laws and derive the closed-form expressions for the uplink achievable rate which holds for arbitrary numbers of base station (BS) antennas. Based on the theoretical expressions, we discuss the rate performance under some special cases and provide the average asymptotic rate when using random phase shifts. Then, we consider the sum-rate maximization and the minimum user rate maximization problems by optimizing the phase shifts at the RIS. However, these two optimization problems are challenging to solve due to the complicated data rate expression. To solve these problems, we propose a novel genetic algorithm (GA) with low complexity but can achieve considerable performance. Finally, extensive simulations are provided to validate the benefits by integrating RIS into conventional massive MIMO systems. Besides, our simulations demonstrate the feasibility of deploying large-size but low-resolution RIS in massive MIMO systems.

Posted Content
TL;DR: An overhead model is proposed and incorporated in the expressions of the system rate and energy efficiency, which are then optimized with respect to the phase shifts of the reconfigurable intelligent surface, the transmit and receive filters, the power and bandwidth used for the communication and feedback phases.
Abstract: Reconfigurable intelligent surfaces have emerged as a promising technology for future wireless networks. Given that a large number of reflecting elements is typically used, and that the surface has no signal processing capabilities, a major challenge is to cope with the overhead that is required to estimate the channel state information and to report the optimized phase shifts to the surface. This issue has not been addressed by previous works, which do not explicitly consider the overhead during the resource allocation phase. This work aims at filling this gap, developing an overhead-aware resource allocation framework for wireless networks where reconfigurable intelligent surfaces are used to improve the communication performance. An overhead model is developed and incorporated in the expressions of the system rate and energy efficiencies, which are then optimized with respect to the phase shifts of the reconfigurable intelligent surface, the transmit and receive filters, and the power and bandwidth used for the communication and feedback phases. The bi-objective maximization of the rate and energy efficiency is carried out as well. The proposed framework allows characterizing the trade-off between optimized radio resources and the related overhead in networks with reconfigurable intelligent surfaces.

Posted Content
TL;DR: This article investigates the resource allocation design for intelligent reflecting surface (IRS)-assisted full-duplex (FD) cognitive radio systems and develops an iterative block coordinate descent (BCD)-based algorithm to efficiently handle the resulting approximated optimization problem.
Abstract: In this paper, we investigate the resource allocation design for intelligent reflecting surface (IRS)-assisted full-duplex (FD) cognitive radio systems. In particular, a secondary network employs an FD base station (BS) for serving multiple half-duplex downlink (DL) and uplink (UL) users simultaneously. An IRS is deployed to enhance the performance of the secondary network while helping to mitigate the interference caused to the primary users (PUs). The DL transmit beamforming vectors and the UL receive beamforming vectors at the FD BS, the transmit power of the UL users, and the phase shift matrix at the IRS are jointly optimized for maximization of the total sum rate of the secondary system. The design task is formulated as a non-convex optimization problem taking into account the imperfect knowledge of the PUs' channel state information (CSI) and their maximum interference tolerance. Since the maximum interference tolerance constraint is intractable, we apply a safe approximation to transform it into a convex constraint. To efficiently handle the resulting approximated optimization problem, which is still non-convex, we develop an iterative block coordinate descent (BCD)-based algorithm. This algorithm exploits semidefinite relaxation, a penalty method, and successive convex approximation and is guaranteed to converge to a stationary point of the approximated optimization problem. Our simulation results do not only reveal that the proposed scheme yields a substantially higher system sum rate for the secondary system than several baseline schemes, but also confirm its robustness against CSI uncertainty. Besides, our results illustrate the tremendous potential of IRS for managing the various types of interference arising in FD cognitive radio networks.

Journal ArticleDOI
TL;DR: In this article, the authors considered an intelligent reflecting surface (IRS) assisted Guassian multiple-input multiple-output (MIMO) wiretap channel, and proposed numerical solutions to enhance the secrecy rate of this channel under both full and no Ev-state information (CSI) cases.
Abstract: In this article, we consider an intelligent reflecting surface (IRS) assisted Guassian multiple-input multiple-output (MIMO) wiretap channel (WTC), and focus on enhancing its secrecy rate. Due to MIMO setting, all the existing solutions for enhancing the secrecy rate over multiple-input single-output WTC completely fall to this work. Furthermore, all the existing studies are simply based on an ideal assumption that full channel state information (CSI) of eavesdropper (Ev) is available. Therefore, we propose numerical solutions to enhance the secrecy rate of this channel under both full and no Ev’s CSI cases. For the full CSI case, we propose a barrier method and one-by-one (OBO) optimization combined alternating optimization (AO) algorithm to jointly optimize the transmit covariance R at transmitter (Tx) and phase shift coefficient Q at IRS. For the case of no Ev’s CSI, we develop an artificial noise (AN) aided joint transmission scheme to enhance the secrecy rate. In this scheme, a bisection search (BS) and OBO optimization combined AO algorithm is proposed to jointly optimize R and Q. Such scheme is also applied to enhance the secrecy rate under a special scenario in which the direct link between Tx and receiver (Rx)/Ev is blocked due to obstacles. In particular, we propose a BS and minorization-maximization (MM) combined AO algorithm with slightly faster convergence to optimize R and Q for this scenario. Simulation results have validated the monotonic convergence of the proposed algorithms, and it is shown that the proposed algorithms for the IRS-assisted design achieve significantly larger secrecy rate than the other benchmark schemes under full CSI. When Ev’s CSI is unknown, the secrecy performance of this channel also can be enhanced by the proposed AN aided scheme, and there is a trade-off between increasing the quality of service at Rx and enhancing the secrecy rate.