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Showing papers on "Fault detection and isolation published in 2018"


Journal ArticleDOI
TL;DR: In this article, a review of fault severity assessment of rolling bearing components is presented, focusing on data-driven approaches such as signal processing for extracting proper fault signatures associated with the damage degradation, and learning approaches that are used to identify degradation patterns with regards to health conditions.

453 citations


Journal ArticleDOI
Dahai Zhang1, Liyang Qian1, Mao Baijin1, Can Huang1, Bin Huang1, Yulin Si1 
TL;DR: An efficient machine learning method, random forests in combination with extreme gradient boosting (XGBoost), is used to establish the data-driven wind turbine fault detection framework that is robust to various wind turbine models including offshore ones in different working conditions.
Abstract: Wind energy has seen great development during the past decade. However, wind turbine availability and reliability, especially for offshore sites, still need to be improved, which strongly affect the cost of wind energy. Wind turbine operational cost is closely depending on component failure and repair rate, while fault detection and isolation will be very helpful to improve the availability and reliability factors. In this paper, an efficient machine learning method, random forests (RFs) in combination with extreme gradient boosting (XGBoost), is used to establish the data-driven wind turbine fault detection framework. In the proposed design, RF is used to rank the features by importance, which are either direct sensor signals or constructed variables from prior knowledge. Then, based on the top-ranking features, XGBoost trains the ensemble classifier for each specific fault. In order to verify the effectiveness of the proposed approach, numerical simulations using the state-of-the-art wind turbine simulator FAST are conducted for three different types of wind turbines in both the below and above rated conditions. It is shown that the proposed approach is robust to various wind turbine models including offshore ones in different working conditions. Besides, the proposed ensemble classifier is able to protect against overfitting, and it achieves better wind turbine fault detection results than the support vector machine method when dealing with multidimensional data.

341 citations


Journal ArticleDOI
TL;DR: A fault diagnosis method based on a DCNN model consisting of convolutional layers, pooling layers, dropout, fully connected layers is proposed for chemical process fault diagnosis and the benchmark Tennessee Eastman (TE) process is utilized to verify the outstanding performance.

316 citations


Journal ArticleDOI
TL;DR: In this paper, a detailed literature review focuses on dynamics-based gearbox fault modeling, detection and diagnosis, focusing on the following fundamental yet key aspects: gear mesh stiffness evaluation, gearbox damage modeling and fault diagnosis techniques, and gearbox transmission path modeling and method validation.

315 citations


Journal ArticleDOI
TL;DR: The types and causes of PV systems (PVS) failures are presented, then different methods proposed in literature for FDD of PVS are reviewed and discussed; particularly faults occurring in PV arrays (PVA).
Abstract: Faults in any components (modules, connection lines, converters, inverters, etc.) of photovoltaic (PV) systems (stand-alone, grid-connected or hybrid PV systems) can seriously affect the efficiency, energy yield as well as the security and reliability of the entire PV plant, if not detected and corrected quickly. In addition, if some faults persist (e.g. arc fault, ground fault and line-to-line fault) they can lead to risk of fire. Fault detection and diagnosis (FDD) methods are indispensable for the system reliability, operation at high efficiency, and safety of the PV plant. In this paper, the types and causes of PV systems (PVS) failures are presented, then different methods proposed in literature for FDD of PVS are reviewed and discussed; particularly faults occurring in PV arrays (PVA). Special attention is paid to methods that can accurately detect, localise and classify possible faults occurring in a PVA. The advantages and limits of FDD methods in terms of feasibility, complexity, cost-effectiveness and generalisation capability for large-scale integration are highlighted. Based on the reviewed papers, challenges and recommendations for future research direction are also provided.

308 citations


Journal ArticleDOI
TL;DR: In this article, the authors provide a summary of automated fault detection and diagnostics studies published since 2004 that are relevant to the commercial buildings sector and provide a guideline for selecting an appropriate automated fault detector and diagnostic method.
Abstract: The current article provides a summary of automated fault detection and diagnostics studies published since 2004 that are relevant to the commercial buildings sector. The review updates a previous review conducted in 2004 and published in 2005, and it categorizes automated fault detection and diagnostics methods into three groups. The examples of automated fault detection and diagnostics in the primary category are selectively reviewed to identify various methods that are suitable for building systems and to understand the strengths and weaknesses of the methods. The distribution of studies based on each automated fault detection and diagnostics method and heating, ventilation, and air-conditioning system is also described. Researchers and industries can use the current article as a guideline for selecting an appropriate automated fault detection and diagnostics method.

252 citations


Journal ArticleDOI
TL;DR: An FD technique combining the generalized CCA with the threshold-setting based on the randomized algorithm is proposed and applied to the simulated traction drive control system of high-speed trains and shows that the proposed method is able to improve the detection performance significantly in comparison with the standard generalized C CA-based FD method.
Abstract: In this paper, we first study a generalized canonical correlation analysis (CCA)-based fault detection (FD) method aiming at maximizing the fault detectability under an acceptable false alarm rate. More specifically, two residual signals are generated for detecting of faults in input and output subspaces, respectively. The minimum covariances of the two residual signals are achieved by taking the correlation between input and output into account. Considering the limited application scope of the generalized CCA due to the Gaussian assumption on the process noises, an FD technique combining the generalized CCA with the threshold-setting based on the randomized algorithm is proposed and applied to the simulated traction drive control system of high-speed trains. The achieved results show that the proposed method is able to improve the detection performance significantly in comparison with the standard generalized CCA-based FD method.

252 citations


Journal ArticleDOI
TL;DR: An in depth analysis of various fault occurrences, protection challenges and ramifications due to undetected faults in PV systems is carried out.
Abstract: With the exponential growth in global photovoltaic (PV) power capacity, protection of PV systems has gained prodigious importance in last few decades. Even with the use of standard protection devices in a PV system, faults occurring in a PV array may remain undetected. Inspired by the ever increasing demand for a reliable fault detection technique, several advanced techniques have been proposed in literature; especially in the last few years. Hence, this paper carries out an in depth analysis of various fault occurrences, protection challenges and ramifications due to undetected faults in PV systems. Furthermore, with a widespread literature, the paper critically reviews numerous fault detection algorithms/techniques available for PV systems which are proven to be effective and feasible to implement. The proposed study is not only limited to surveying the existing techniques but also analyzes the performance of each technique with an emphasis on its: 1) Approach, 2) Sensor requirements, 3) Ability to diagnose and localize faults, 4) Integration complexity, 5) Accuracy, 6) Applicability and 7) Implementation cost. Overall, this paper is envisioned to avail the researchers working in the field of PV systems with a valuable resource, which will assist them to enrich their research works.

230 citations


Journal ArticleDOI
TL;DR: This paper investigates the problem of the fault detection filter design for nonhomogeneous Markovian jump systems by a Takagi–Sugeno fuzzy approach to ensure the estimation error dynamic stochastically stable, and the prescribed performance requirement can be satisfied.
Abstract: This paper investigates the problem of the fault detection filter design for nonhomogeneous Markovian jump systems by a Takagi–Sugeno fuzzy approach. Attention is focused on the construction of a fault detection filter to ensure the estimation error dynamic stochastically stable, and the prescribed performance requirement can be satisfied. The designed fuzzy model-based fault detection filter can guarantee the sensitivity of the residual signal to faults and the robustness of the external disturbances. By using the cone complementarity linearization algorithm, the existence conditions for the design of fault detection filters are provided. Meanwhile, the error between the residual signal and the fault signal is made as small as possible. Finally, a practical application is given to illustrate the effectiveness of the proposed technique.

220 citations


Journal ArticleDOI
04 Sep 2018-Sensors
TL;DR: The results showed that IoT-based sensors and the proposed big data processing system are sufficiently efficient to monitor the manufacturing process and that the proposed hybrid prediction model has better fault prediction accuracy than other models given the sensor data as input.
Abstract: With the increase in the amount of data captured during the manufacturing process, monitoring systems are becoming important factors in decision making for management Current technologies such as Internet of Things (IoT)-based sensors can be considered a solution to provide efficient monitoring of the manufacturing process In this study, a real-time monitoring system that utilizes IoT-based sensors, big data processing, and a hybrid prediction model is proposed Firstly, an IoT-based sensor that collects temperature, humidity, accelerometer, and gyroscope data was developed The characteristics of IoT-generated sensor data from the manufacturing process are: real-time, large amounts, and unstructured type The proposed big data processing platform utilizes Apache Kafka as a message queue, Apache Storm as a real-time processing engine and MongoDB to store the sensor data from the manufacturing process Secondly, for the proposed hybrid prediction model, Density-Based Spatial Clustering of Applications with Noise (DBSCAN)-based outlier detection and Random Forest classification were used to remove outlier sensor data and provide fault detection during the manufacturing process, respectively The proposed model was evaluated and tested at an automotive manufacturing assembly line in Korea The results showed that IoT-based sensors and the proposed big data processing system are sufficiently efficient to monitor the manufacturing process Furthermore, the proposed hybrid prediction model has better fault prediction accuracy than other models given the sensor data as input The proposed system is expected to support management by improving decision-making and will help prevent unexpected losses caused by faults during the manufacturing process

217 citations


Journal ArticleDOI
TL;DR: A new differential current-based fast fault detection and location scheme for multiple Photovoltaic-based dc microgrid is proposed in this paper and TMS320C6713 DSP based test-bench is used for verification of the scheme.
Abstract: A new differential current-based fast fault detection and location scheme for multiple Photovoltaic-based dc microgrid is proposed in this paper. A multiterminal dc (MTDC) distribution network is an effective solution for present grid scenario, where local distribution is incorporated primarily by power electronics based dc loads. PV systems with auxiliary power sources and local loads are used for MTDC connection, especially when ac utility grid is integrated with it by voltage source converters. Pole to pole and pole to ground faults are basically considered as dc distribution network hazards. As PV is connected through dc cable, high resistive dc arc fault is also studied in present literature. The proposed PV system is considered with arc-fault circuit interrupters as backup protection and is used to detect arcing series fault. Fast acting dc switching is considered for proposed differential current-based unit protection. A discrete frame differential current solution is considered to classify the fault type by modified cumulative sum average approach. By calculating unknown dc cable resistance accurately by non-iterative Moore-Penrose pseudo inverse technique, the fault distance is calculated. TMS320C6713 DSP based test-bench is used for verification of the scheme.

Journal ArticleDOI
TL;DR: A new signal feature extraction and fault diagnosis method for fault diagnosis of low-speed machinery by combining Statistic filter and wavelet package transform with moving-peak-hold method to extract features of a fault signal and special bearing diagnostic symptom parameters are defined to recognize fault types.
Abstract: This paper proposes a new signal feature extraction and fault diagnosis method for fault diagnosis of low-speed machinery. Statistic filter (SF) and wavelet package transform (WPT) are combined with moving-peak-hold method (M-PH) to extract features of a fault signal, and special bearing diagnostic symptom parameters (SSPs) in a frequency domain that are sensitive to bearing fault diagnosis are defined to recognize fault types. The SF is first used to adaptively cancel noises, and then fault detection is performed by exploiting the optimum symptom parameters in a time domain to identify a normal or fault state. For precise diagnosis, the SSPs are calculated after the signals are processed by M-PH and WPT. A decision tree is used to structure intelligent diagnosis rules in each step until the states are fully and automatically detected. The efficacy of this method was confirmed by applying it to an experimental low-speed rotation machine.

Journal ArticleDOI
Wei Xiong1, Xu Ji1, Yue Ma1, Wang Yuxiang1, Nasher M. AlBinHassan1, Mustafa N. Ali1, Yi Luo1 
TL;DR: This work has developed a method that uses the convolutional neural network to automatically detect and map fault zones using 3D seismic images in a similar fashion to the way done by interpreters, and clearly determined that the CNN-computed fault probability outperformed that obtained using the coherence technique in terms of exhibiting clearer discontinuities.
Abstract: Mapping fault planes using seismic images is a crucial and time-consuming step in hydrocarbon prospecting. Conventionally, this requires significant manual efforts that normally go through ...

Journal ArticleDOI
TL;DR: In this paper, a simple and effective method of faulty feeder detection in resonant grounding distribution systems based on the continuous wavelet transform (CWT) and convolutional neural network (CNN) is presented.
Abstract: Feature extraction for fault signals is critical and difficult in all kinds of fault detection schemes. A novel simple and effective method of faulty feeder detection in resonant grounding distribution systems based on the continuous wavelet transform (CWT) and convolutional neural network (CNN) is presented in this paper. The time-frequency gray scale images are acquired by applying the CWT to the collected transient zero-sequence current signals of the faulty feeder and sound feeders. The features of the gray scale image will be extracted adaptively by the CNN, which is trained by a large number of gray scale images under various kinds of fault conditions and factors. The features extraction and the faulty feeder detection can be implemented by the trained CNN simultaneously. As a comparison, two faulty feeder detection methods based on artificial feature extraction and traditional machine learning are introduced. A practical resonant grounding distribution system is simulated in power systems computer aided design/electromagnetic transients including DC, the effectiveness and performance of the proposed faulty feeder detection method is compared and verified under different fault circumstances.

Journal ArticleDOI
TL;DR: This paper investigates the problem of event-triggered fault detection (FD) filter design for nonlinear networked systems in the framework of interval type-2 fuzzy systems and proposes an augmented FD system with imperfectly matched MFs, which hampers the stability analysis and FD.
Abstract: This paper investigates the problem of event-triggered fault detection (FD) filter design for nonlinear networked systems in the framework of interval type-2 fuzzy systems. In the system model, the parameter uncertainty is captured effectively by the membership functions (MFs) with upper and lower bounds. For reducing the utilization of limited communication bandwidth, an event-triggered communication mechanism is applied. A novel FD filter subject to event-triggered communication mechanism, data quantization, and communication delay is designed to generate a residual signal and detect system faults, where the premise variables are different from those of the system model. Consequently, the augmented FD system is with imperfectly matched MFs, which hampers the stability analysis and FD. To relax the stability analysis and achieve a better FD performance, the information of MFs and slack matrices are utilized in the stability analysis. Finally, two examples are employed to demonstrate the effectiveness of the proposed scheme.

Journal ArticleDOI
TL;DR: A new fault detector based on a recently developed unsupervised learning method, denoising autoencoder (DAE), which offers the learning of robust nonlinear representations from data against noise and input fluctuation is proposed.
Abstract: Data-driven approaches have gained increasing interests in the fault detection of wind turbines (WTs) due to the difficulty in system modeling and the availability of sensor data. However, the nonlinearity of WTs, uncertainty of disturbances and measurement noise, and temporal dependence in time-series data still pose grand challenges to effective fault detection. To this end, this paper proposes a new fault detector based on a recently developed unsupervised learning method, denoising autoencoder (DAE), which offers the learning of robust nonlinear representations from data against noise and input fluctuation. A DAE is used to build a robust multivariate reconstruction model on raw time-series data from multiple sensors, and then, the reconstruction error of the DAE trained with normal data is analyzed for fault detection. In addition, we apply the sliding-window technique to consider temporal information inherent in time-series data by including the current and past information within a small time window. A key advantage of the proposed approach is the ability to capture the nonlinear correlations among multiple sensor variables and the temporal dependence of each sensor variable simultaneously, which significantly enhanced the fault detection performance. Simulated data from a generic WT benchmark and field supervisory control and data acquisition data from a real wind farm are used to evaluate the proposed approach. The results of two case studies demonstrate the effectiveness and advantages of our proposed approach.

Journal ArticleDOI
TL;DR: In this article, the authors introduce predefined-time stable dynamical systems, a class of fixed-time systems with settling time as an explicit parameter that can be defined in advance, allowing for the design of observers and controllers for problems that require to fulfil hard time constraints.
Abstract: This article introduces predefined-time stable dynamical systems which are a class of fixed-time stable dynamical systems with settling time as an explicit parameter that can be defined in advance. This concept allows for the design of observers and controllers for problems that require to fulfil hard time constraints. An example is encountered in the fault detection and isolation problem, where mode detection in a timely manner needs to be guaranteed in order to apply a recovery action. Furthermore, through the notion of strong predefined-time stability, the approach hereinafter presented permits to overcome the problem of overestimation of the convergence time bound encountered in previous methods for the analysis of finite-time stable systems, where the stabilization time is often an unbounded function of the initial conditions of the system. A Lyapunov analysis is provided together with a detailed discussion of the applications to consensus and first order sliding mode controller design.

Journal ArticleDOI
Yi Qin1
TL;DR: This paper explores a new impulsive feature extraction method based on the sparse representation that demonstrates its advantage and superiority in weak repetitive transient feature extraction.
Abstract: The localized faults of rolling bearings can be diagnosed by the extraction of the impulsive feature. However, the approximately periodic impulses may be submerged in strong interferences generated by other components and the background noise. To address this issue, this paper explores a new impulsive feature extraction method based on the sparse representation. According to the vibration model of an impulse generated by the bearing fault, a novel impulsive wavelet is constructed, which satisfies the admissibility condition. As a result, this family of model-based impulsive wavelets can form a Parseval frame. With the model-based impulsive wavelet basis and Fourier basis, a convex optimization problem is formulated to extract the repetitive impulses. Based on the splitting idea, an iterative thresholding shrinkage algorithm is proposed to solve this problem, and it has a fast convergence rate. Via the simulated signal and real vibration signals with bearing fault information, the performance of the proposed approach for repetitive impulsive feature extraction is validated and compared with the noted spectral kurtosis method, the optimized spectral kurtosis method based on simulated annealing, and the resonance-based signal decomposition method. The results demonstrate its advantage and superiority in weak repetitive transient feature extraction.

Journal ArticleDOI
TL;DR: A deep learning method based on a deep auto-encoder (DAE) network using operational supervisory control and data acquisition (SCADA) data of wind turbines can not only implement early warning of fault components but also deduce the physical location of a faulted component by DAE residuals.

Journal ArticleDOI
TL;DR: Support vector machines (SVMs) classification method is used for fault detection in WSNs and can be easily executed at cluster heads to detect anomalous sensor.
Abstract: Wireless sensor networks (WSNs) are prone to many failures such as hardware failures, software failures, and communication failures. The fault detection in WSNs is a challenging problem due to sensor resources limitation and the variety of deployment field. Furthermore, the detection has to be precise to avoid negative alerts, and rapid to limit loss. The use of machine learning seems to be one of the most convenient solutions for detecting failure in WSNs. In this paper, support vector machines (SVMs) classification method is used for this purpose. Based on statistical learning theory, SVM is used in our context to define a decision function. As a light process in term of required resources, this decision function can be easily executed at cluster heads to detect anomalous sensor. The effectiveness of SVM for fault detection in WSNs is shown through an experimental study, comparing it to latest for the same application.

Journal ArticleDOI
TL;DR: A new fault detection algorithm for photovoltaic (PV) systems based on artificial neural networks (ANN) and fuzzy logic system interface and both Mamdani, Sugeno fuzzy logic systems interface is proposed.

Journal ArticleDOI
TL;DR: In this article, the authors proposed a parallel PCA-KPCA (P-PCA-kPCA) model and monitoring scheme that incorporates randomized algorithm (RA) and genetic algorithm (GA) for fault detection for a process with linearly correlated and nonlinearly related variables.

Journal ArticleDOI
TL;DR: An extension of CVA, called the canonical variate dissimilarity analysis (CVDA), is proposed for process incipient fault detection in nonlinear dynamic processes under varying operating conditions and has been demonstrated to outperform traditional CVA indices and other Dissimilarity-based indices in terms of sensitivity.
Abstract: Early detection of incipient faults in industrial processes is increasingly becoming important, as these faults can slowly develop into serious abnormal events, an emergency situation, or even failure of critical equipment. Multivariate statistical process monitoring methods are currently established for abrupt fault detection. Among these, the canonical variate analysis (CVA) was proven to be effective for dynamic process monitoring. However, the traditional CVA indices may not be sensitive enough for incipient faults. In this work, an extension of CVA, called the canonical variate dissimilarity analysis (CVDA), is proposed for process incipient fault detection in nonlinear dynamic processes under varying operating conditions. To handle the non-Gaussian distributed data, the kernel density estimation was used for computing detection limits. A CVA dissimilarity based index has been demonstrated to outperform traditional CVA indices and other dissimilarity-based indices, namely the dissimilarity analysis, recursive dynamic transformed component statistical analysis, and generalized canonical correlation analysis, in terms of sensitivity when tested on slowly developing multiplicative and additive faults in a continuous stirred-tank reactor under closed-loop control and varying operating conditions.

Journal ArticleDOI
TL;DR: In this paper, the authors proposed a statistical approach that exploits the advantages of one-diode model and those of the univariate and multivariate exponentially weighted moving average (EWMA) charts to better detect faults.

Journal ArticleDOI
TL;DR: In this paper, the authors presented a new methodology based on cointegration analysis of Supervisory Control And Data Acquisition (SCADA) data for condition monitoring and fault diagnosis of wind turbines.

Journal ArticleDOI
TL;DR: The robustness of using UIO to detect and isolate sensor faults in power system is proved by several simulation scenarios and the simulation results show that isolation of faulty sensors can be guaranteed by proper selection of the measured variables in the state space model of the studied system.

Journal ArticleDOI
TL;DR: This paper investigates the practical difficulties of the vehicular CPSs online implementation, and based on that a new recursive total principle component regression based design and implementation approach is proposed for efficient data-driven fault detection.
Abstract: The cyber-physical systems (CPSs) are the central research topic in the era of Industrial 4.0. Such systems interact intensively between physical entities and abstract information, and commonly exist in the industrial processes and people's daily lives. This paper investigates the practical difficulties of the vehicular CPSs online implementation, and based on that proposes a fault diagnosis and control architecture with modular units and reserved extendibility. It is elaborated that the systems’ adaptability could be enhanced by either the online tracking techniques or the ensemble learning schemes. For the onboard deployment of automobile CPSs, the requirement of real-time capacity is in focus. A new recursive total principle component regression based design and implementation approach is proposed for efficient data-driven fault detection. Simulation tests were carried out on the Carsim to compare the proposed approach with multiple existing methods.

Journal ArticleDOI
TL;DR: Several different machine learning methodologies are compared starting from well-established statistical feature-based methods to convolutional neural networks, and a novel application of dynamic time warping to bearing fault classification is proposed as a robust, parameter free method for race fault detection.

Journal ArticleDOI
TL;DR: This work proposes an online detection model based on asystematic parameter-search method called SVM U+002D Grid, whose construction is based on a support vector machine U+0028 SVMU+0029, and can achieve more efficient and accurate fault detection for cloud systems.
Abstract: Online fault detection is one of the key technologies to improve the performance of cloud systems. The current data of cloud systems is to be monitored, collected and used to reflect their state. Its use can potentially help cloud managers take some timely measures before fault occurrence in clouds. Because of the complex structure and dynamic change characteristics of the clouds, existing fault detection methods suffer from the problems of low efficiency and low accuracy. In order to solve them, this work proposes an online detection model based on asystematic parameter-search method called SVM U+002D Grid, whose construction is based on a support vector machine U+0028 SVM U+0029. SVM U+002D Grid is used to optimize parameters in SVM. Proper attributes of a cloud system U+02BC s running data are selected by using Pearson correlation and principal component analysis for the model. Strategies of predicting cloud faults and updating fault sample databases are proposed to optimize the model and improve its performance. In comparison with some representative existing methods, the proposed model can achieve more efficient and accurate fault detection for cloud systems.

Journal ArticleDOI
TL;DR: This paper proposes a new hybrid linear-nonlinear statistical modeling approach for nonlinear process monitoring by closely integrating linear principal component analysis (PCA) and nonlinear KPCA using a serial model structure, which it refers to as serial PCA (SPCA).
Abstract: Many industrial processes contain both linear and nonlinear parts, and kernel principal component analysis (KPCA), widely used in nonlinear process monitoring, may not offer the most effective means for dealing with these nonlinear processes. This paper proposes a new hybrid linear-nonlinear statistical modeling approach for nonlinear process monitoring by closely integrating linear principal component analysis (PCA) and nonlinear KPCA using a serial model structure, which we refer to as serial PCA (SPCA). Specifically, PCA is first applied to extract PCs as linear features, and to decompose the data into the PC subspace and residual subspace (RS). Then, KPCA is performed in the RS to extract the nonlinear PCs as nonlinear features. Two monitoring statistics are constructed for fault detection, based on both the linear and nonlinear features extracted by the proposed SPCA. To effectively perform fault identification after a fault is detected, an SPCA similarity factor method is built for fault recognition, which fuses both the linear and nonlinear features. Unlike PCA and KPCA, the proposed method takes into account both linear and nonlinear PCs simultaneously, and therefore, it can better exploit the underlying process’s structure to enhance fault diagnosis performance. Two case studies involving a simulated nonlinear process and the benchmark Tennessee Eastman process demonstrate that the proposed SPCA approach is more effective than the existing state-of-the-art approach based on KPCA alone, in terms of nonlinear process fault detection and identification.