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Showing papers on "Fault detection and isolation published in 2019"


Journal ArticleDOI
TL;DR: This paper reviews the recent literature on machine learning models that have been used for condition monitoring in wind turbines and shows that most models use SCADA or simulated data, with almost two-thirds of methods using classification and the rest relying on regression.

482 citations


Journal ArticleDOI
TL;DR: Effectiveness and feasibility of the 1D CNN based fault diagnosis method is validated by applying it to two commonly used benchmark real vibration data sets and comparing the results with the other competing intelligent fault diagnosis methods.
Abstract: Timely and accurate bearing fault detection and diagnosis is important for reliable and safe operation of industrial systems. In this study, performance of a generic real-time induction bearing fault diagnosis system employing compact adaptive 1D Convolutional Neural Network (CNN) classifier is extensively studied. In the literature, although many studies have developed highly accurate algorithms for detecting bearing faults, their results have generally been limited to relatively small train/test data sets. As opposed to conventional intelligent fault diagnosis systems that usually encapsulate feature extraction, feature selection and classification as distinct blocks, the proposed system takes directly raw time-series sensor data as input and it can efficiently learn optimal features with the proper training. The main advantages of the 1D CNN based approach are 1) its compact architecture configuration (rather than the complex deep architectures) which performs only 1D convolutions making it suitable for real-time fault detection and monitoring, 2) its cost effective and practical real-time hardware implementation, 3) its ability to work without any pre-determined transformation (such as FFT or DWT), hand-crafted feature extraction and feature selection, and 4) its capability to provide efficient training of the classifier with limited size of training data set and limited number of BP iterations. Effectiveness and feasibility of the 1D CNN based fault diagnosis method is validated by applying it to two commonly used benchmark real vibration data sets and comparing the results with the other competing intelligent fault diagnosis methods.

362 citations


Journal ArticleDOI
TL;DR: A systemic and pertinent state-of-art review on WT planetary gearbox condition monitoring techniques on the topics of fundamental analysis, signal processing, feature extraction, and fault detection is provided.

312 citations


Journal ArticleDOI
TL;DR: This study is committed to providing a comprehensive review of SR from history to state-of-the-art methods and finally to research prospects, along with the applications in rotating machine fault detection.

252 citations


Journal ArticleDOI
TL;DR: An intelligent fault detection scheme for microgrid based on wavelet transform and deep neural networks that can provide significantly better fault type classification accuracy and can also detect the locations of faults, which are unavailable in previous work.
Abstract: Fault detection is essential in microgrid control and operation, as it enables the system to perform fast fault isolation and recovery. The adoption of inverter-interfaced distributed generation in microgrids makes traditional fault detection schemes inappropriate due to their dependence on significant fault currents. In this paper, we devise an intelligent fault detection scheme for microgrid based on wavelet transform and deep neural networks. The proposed scheme aims to provide fast fault type, phase, and location information for microgrid protection and service recovery. In the scheme, branch current measurements sampled by protective relays are pre-processed by discrete wavelet transform to extract statistical features. Then all available data is input into deep neural networks to develop fault information. Compared with previous work, the proposed scheme can provide significantly better fault type classification accuracy. Moreover, the scheme can also detect the locations of faults, which are unavailable in previous work. To evaluate the performance of the proposed fault detection scheme, we conduct a comprehensive evaluation study on the CERTS microgrid and IEEE 34-bus system. The simulation results demonstrate the efficacy of the proposed scheme in terms of detection accuracy, computation time, and robustness against measurement uncertainty.

241 citations


Journal ArticleDOI
TL;DR: This paper attempts to survey and summarize the current progress of SR applied in machinery fault detection, providing comprehensive references for researchers concerning with the subject and further helping them identify future trends for research.

193 citations


Journal ArticleDOI
TL;DR: A deep learning model is constructed to automatically select the impulse responses from the vibration signals in long-term running and dynamic properties are identified from the selected impulse responses to detect the early mechanical fault under time-varying conditions.
Abstract: In modern digital manufacturing, nearly 79.6% of the downtime of a machine tool is caused by its mechanical failures. Predictive maintenance (PdM) is a useful way to minimize the machine downtime and the associated costs. One of the challenges with PdM is early fault detection under time-varying operational conditions, which means mining sensitive fault features from condition signals in long-term running. However, fault features are often weakened and disturbed by the time-varying harmonics and noise during a machining process. Existing analysis methods of these complex and diverse data are inefficient and time-consuming. This paper proposes a novel method for early fault detection under time-varying conditions. In this study, a deep learning model is constructed to automatically select the impulse responses from the vibration signals in long-term running of 288 days. Then, dynamic properties are identified from the selected impulse responses to detect the early mechanical fault under time-varying conditions. Compared to traditional methods, the experimental results in this paper have proved that our method was not affected by time-varying conditions and showed considerable potential for early fault detection in manufacturing.

188 citations


Journal ArticleDOI
TL;DR: The challenges of DC microgrid protection are investigated from various aspects including, dc fault current characteristics, ground systems, fault detection methods, protective devices, and fault location methods.
Abstract: DC microgrids have attracted significant attention over the last decade in both academia and industry. DC microgrids have demonstrated superiority over AC microgrids with respect to reliability, efficiency, control simplicity, integration of renewable energy sources, and connection of dc loads. Despite these numerous advantages, designing and implementing an appropriate protection system for dc microgrids remains a significant challenge. The challenge stems from the rapid rise of dc fault current which must be extinguished in the absence of naturally occurring zero crossings, potentially leading to sustained arcs. In this paper, the challenges of DC microgrid protection are investigated from various aspects including, dc fault current characteristics, ground systems, fault detection methods, protective devices, and fault location methods. In each part, a comprehensive review has been carried out. Finally, future trends in the protection of DC microgrids are briefly discussed.

188 citations


Journal ArticleDOI
TL;DR: This paper proposes a real-time and highly accurate MMC circuit monitoring system for early fault detection and identification using adaptive one-dimensional convolutional neural networks and eliminates the need for any feature extraction algorithm, resulting in a highly efficient and reliable system.
Abstract: Automated early detection and identification of switch faults are essential in high-voltage applications. Modular multilevel converter (MMC) is a new and promising topology for such applications. MMC is composed of many identical controlled voltage sources called modules or cells. Each cell may have one or more switches and a switch failure may occur in anyone of these cells. The steady-state normal and fault behavior of a cell voltage will also significantly vary according to the changes in the load current and the fault timing. This makes it a challenging problem to detect and identify such faults as soon as they occur. In this paper, we propose a real-time and highly accurate MMC circuit monitoring system for early fault detection and identification using adaptive one-dimensional convolutional neural networks. The proposed approach is directly applicable to the raw voltage and current data and thus eliminates the need for any feature extraction algorithm, resulting in a highly efficient and reliable system. Simulation results obtained using a four-cell, eight-switch MMC topology demonstrate that the proposed system has a high reliability to avoid any false alarm and achieves a detection probability of 0.989, and average identification probability of 0.997 in less than 100 ms.

187 citations


Journal ArticleDOI
Zhicong Chen1, Chen Yixiang1, Lijun Wu1, Shuying Cheng1, Peijie Lin1 
TL;DR: A novel intelligent fault detection and diagnosis method for photovoltaic arrays based on a newly designed deep residual network model trained by the adaptive moment estimation deep learning algorithm, which can automatically extract features from raw current-voltage curves and ambient irradiance and temperature, and effectively improve the performance with a deeper network.

165 citations


Journal ArticleDOI
TL;DR: This paper investigates the recent advances in the multivariate statistical analysis based approaches in key-performance-indicator oriented fault detection toolbox (DB-KIT), which realizes a series of effective algorithms to provide a systematic and illustrative material to the peer researchers.
Abstract: Process safety, system reliability, and product quality are becoming increasingly essential in the modern industry. As a result, prognosis and fault diagnosis of the complex systems have gained a substantial amount of research attention. In order to evaluate the influence of the detected faults to systems’ behavior, there is a pressing need to design prognosis and diagnosis systems oriented to the key-performance-indicators (KPIs). Dedicated to this requirement, we have recently developed a MATLAB toolbox data based key-performance-indicator oriented fault detection toolbox (DB-KIT), which realizes a series of effective algorithms, to provide a systematic and illustrative material to the peer researchers. This paper investigates the recent advances in the multivariate statistical analysis based approaches. Formulations based on the optimization problems are proposed to better clarify the ideas behind different solutions and to study them in a unified data-driven framework. Theoretical fundamentals of some selected algorithms in the DB-KIT are elaborated. Moreover, new evaluation results on dataset defects are presented, which compare the algorithms’ robustness and demonstrate the power of DB-KIT. The open-source code and the demonstrative simulations can be regarded as baseline and resources for innovation research, comparative studies, and educational purposes.

Journal ArticleDOI
TL;DR: A fault identification method based on the difference of square of transient voltages to identify the faulted lines for DC grids using overhead lines and a line protection scheme including detection activation, fault identification, faulted pole discrimination, and post-fault re-closing is designed.
Abstract: Fast and reliable DC fault detection is one of the main challenges for modular multilevel converter (MMC) based DC grid with DC circuit breakers (DCCBs). This paper extracts the high-frequency components in transient voltages by wavelet transform and proposes a fault identification method based on the difference of square of transient voltages to identify the faulted lines for DC grids using overhead lines. Meanwhile, a faulted pole discrimination method based on the difference between the change of positive and negative pole voltages is presented. A line protection scheme including detection activation, fault identification, faulted pole discrimination, and post-fault re-closing is designed. Using only the local measurements, the scheme can realize the protection of the whole line without communication and has the capability of fault resistance endurance and anti-disturbance. The proposed method is tested with a four-terminal MMC-based DC grid in PSCAD/EMTDC. The selection methods of threshold values are presented and the impact of DCCB operation on the reliability of DC fault protection is analyzed. Simulation results verify the fast detection and reliability of the designed DC line protection scheme.

Journal ArticleDOI
TL;DR: A coarse-to-fine decomposing strategy is proposed for weak fault detection of rotating machines and can well-detect the weak repetitive transients in the signals with heavy noise and overcome the drawbacks of the original VMD.


Journal ArticleDOI
TL;DR: Simulation results successfully validate the effectiveness and applicability of the presented distributed fault detection scheme.
Abstract: In this paper, a distributed filtering scheme is presented to deal with the fault detection problem of nonlinear stochastic systems with wireless sensor networks (WSNs). The nonlinear stochastic systems, which are of discrete-time form, are represented by interval type-2 (IT2) Takagi–Sugeno (T–S) fuzzy models. Each sensor of the WSN can receive measurements from itself and its neighboring sensors subject to a deterministic interconnection topology. Independent random variables obeying the Bernoulli distribution are formulated to characterize the randomly occurred packet losses between the WSN and the filter unit. To generate residual signals for evaluation functions of the fault detection mechanism, a novel type of IT2 T–S fuzzy distributed fault detection filter is proposed corresponding to each sensor node. Additionally, a fault reference model is adopted for improving the performance of the fault detection system. A new overall fault detection system is formulated in an IT2 T–S fuzzy model framework. Applying Lyapunov functional approach, we concentrate on the analysis of stability and performance of the resulting fault detection system. New techniques are utilized to handle the decoupling problem in design procedure. The desired parametric matrices of the fuzzy filters are designed subject to a developed criterion, which is a sufficient condition of the robust mean-square asymptotic stability for the overall fault detection system with a disturbance attenuation performance. Finally, a truck-trailer system with a four-node WSN is established for simulation validation. In simulations, the mincx function of the MatLab 2017a in Windows 10 OS is used to optimize the level of the disturbance attenuation performance, and to obtain the filter gains for the established system. By comparing the different time instants when the residual evaluation functions exceed their respective thresholds, simulation results successfully validate the effectiveness and applicability of the presented distributed fault detection scheme.

Journal ArticleDOI
TL;DR: A novel approach for automated Fault Detection and Isolation (FDI) based on deep learning that can successfully diagnose and locate multiple classes of faults under real-time working conditions is presented and is shown to outperform other established FDI methods.
Abstract: Automated fault detection is an important part of a quality control system. It has the potential to increase the overall quality of monitored products and processes. The fault detection of automotive instrument cluster systems in computer-based manufacturing assembly lines is currently limited to simple boundary checking. The analysis of more complex nonlinear signals is performed manually by trained operators, whose knowledge is used to supervise quality checking and manual detection of faults. We present a novel approach for automated Fault Detection and Isolation (FDI) based on deep learning. The approach was tested on data generated by computer-based manufacturing systems equipped with local and remote sensing devices. The results show that the approach models the different spatial/temporal patterns found in the data. The approach can successfully diagnose and locate multiple classes of faults under real-time working conditions. The proposed method is shown to outperform other established FDI methods.

Journal ArticleDOI
TL;DR: Numerical simulation is carried out to demonstrate that the proposed active fault-tolerant control system is successful in fault detection, identification, and controller reconfiguration for handling actuator faults in attitude control systems.
Abstract: This paper designs an active fault-tolerant control system for spacecraft attitude control in the presence of actuator faults, fault estimation errors, and control input constraints The developed fault-tolerant control system is able to detect the actuator fault without false alarms caused by external disturbances, and also estimate the total fault effects accurately through an indirect fault identification approach, in which an auxiliary variable is utilized to build the relation between fault and system states Once the fault identification is completed with certain degree of reconstruction accuracy, a fault-tolerant backstepping controller using the nonlinear virtual control input is reconfigured to accommodate the detected actuator faults effectively, in spite of actuator saturation limitations and fault estimation errors Numerical simulation is carried out to demonstrate that the proposed active fault-tolerant control system is successful in fault detection, identification, and controller reconfiguration for handling actuator faults in attitude control systems

Journal ArticleDOI
TL;DR: The proposed fuzzy-based fault diagnosis method for the VSI in the three-phase permanent-magnet synchronous motor drive can detect and locate not only the single or multiple open-circuit faults, but also the intermittent faults in power switches, which can improve the reliability of the motor drive system.
Abstract: For the purpose of increasing the reliability in a hostile environment, techniques of fault diagnosis have been reported for a three-phase voltage-source inverter (VSI). Based on the average current Park's vector method, this paper proposes a fuzzy-based fault diagnosis method for the VSI in the three-phase permanent-magnet synchronous motor drive. By utilizing the phase current information, the fault symptom variables are calculated by using the average current Park's vector method. The fuzzy logic approach is applied to process the fault symptom variables and obtain the faulty information of power switches. Compared with other fuzzy logic methods, the fuzzy logic design, fuzzy inputs, and fuzzy rules are different. The proposed fault diagnosis method can detect and locate not only the single or multiple open-circuit faults, but also the intermittent faults in power switches, which can improve the reliability of the motor drive system. The effectiveness of the proposed method is validated by both simulation and experiments.

Journal ArticleDOI
TL;DR: Under principal component analysis (PCA) framework, a new data-driven FDD method is proposed, which is named probability-relevant PCA (PRPCA), for electrical drives in high-speed trains and can greatly improve the fault detectability and achieve accurate fault diagnosis via support vector machine.
Abstract: Incipient faults in electrical drives can corrupt overall performance of high-speed trains; however, they are difficult to discover because of their slight fault symptoms. By sufficiently exploiting the distribution information of incipient faults, this paper presents the reason why incipient faults cannot be detected by the existing fault detection and diagnosis (FDD) methods. Under principal component analysis (PCA) framework, we propose a new data-driven FDD method, which is named probability-relevant PCA (PRPCA), for electrical drives in high-speed trains. The salient strengths of the PRPCA-based FDD method are: 1) it can greatly improve the fault detectability; it is suitable for non-Gaussian electrical drives; 2) based on the improved fault detectability, it can achieve accurate fault diagnosis via support vector machine; and 3) it can be easily applied to electrical drives even if neither physical models or parameters nor expert knowledge of drive systems is given; and it is of highly computational efficiency that can meet requirements on the real-time FDD. A set of experiments on a dSPACE platform-based traction system of the CRH2A-type high-speed train are carried out to demonstrate the effectiveness of the proposed method.

Journal ArticleDOI
TL;DR: A modified method known as cuckoo search algorithm-based variational mode decomposition (CSA-VMD) is proposed, which can decompose adaptively a multi-component signal into a superposition of sub-signals termed as intrinsic mode function (IMF) by means of parameter optimization.

Journal ArticleDOI
TL;DR: A review of deep learning challenges related to machinery fault detection and diagnosis systems and the potential for future work on deep learning implementation in FDD systems is briefly discussed.
Abstract: In the age of industry 4.0, deep learning has attracted increasing interest for various research applications. In recent years, deep learning models have been extensively implemented in machinery fault detection and diagnosis (FDD) systems. The deep architecture’s automated feature learning process offers great potential to solve problems with traditional fault detection and diagnosis (TFDD) systems. TFDD relies on manual feature selection, which requires prior knowledge of the data and is time intensive. However, the high performance of deep learning comes with challenges and costs. This paper presents a review of deep learning challenges related to machinery fault detection and diagnosis systems. The potential for future work on deep learning implementation in FDD systems is briefly discussed.

Journal ArticleDOI
TL;DR: This study aims to provide a comprehensive review of the protection challenges in AC and DC microgrids and available solutions to deal with them.
Abstract: Microgrid, which is one of the main foundations of the future grid, inherits many properties of the smart grid such as, self-healing capability, real-time monitoring, advanced two-way communication systems, low voltage ride through capability of distributed generator (DG) units, and high penetration of DGs. These substantial changes in properties and capabilities of the future grid result in significant protection challenges such as bidirectional fault current, various levels of fault current under different operating conditions, necessity of standards for automation system, cyber security issues, as well as, designing an appropriate grounding system, fast fault detection/location method, the need for an efficient circuit breaker for DC microgrids. Due to these new challenges in microgrid protection, the conventional protection strategies have to be either modified or substituted with new ones. This study aims to provide a comprehensive review of the protection challenges in AC and DC microgrids and available solutions to deal with them. Future trends in microgrid protection are also briefly discussed .

Journal ArticleDOI
TL;DR: The results indicated that as compared with the other two machine learning methods, the proposed LS-SVM model with optimization showed a better FDD performance in terms of the overall correct rate for all the samples, the individual correct rates for each fault, the diagnostic efficiency, the detection rate and the false alarm rate, etc.

Journal ArticleDOI
TL;DR: The results show that semi-supervised learning is a promising approach for the automatic certification of AM builds that can be implemented at a fraction of the cost currently required.
Abstract: Risk-averse areas such as the medical, aerospace and energy sectors have been somewhat slow towards accepting and applying Additive Manufacturing (AM) in many of their value chains. This is partly because there are still significant uncertainties concerning the quality of AM builds. This paper introduces a machine learning algorithm for the automatic detection of faults in AM products. The approach is semi-supervised in that, during training, it is able to use data from both builds where the resulting components were certified and builds where the quality of the resulting components is unknown. This makes the approach cost efficient, particularly in scenarios where part certification is costly and time consuming. The study specifically analyses Laser Powder-Bed Fusion (L-PBF) builds. Key features are extracted from large sets of photodiode data, obtained during the building of 49 tensile test bars. Ultimate tensile strength (UTS) tests were then used to categorise each bar as ‘faulty’ or ‘acceptable’. Using a variety of approaches (Receiver Operating Characteristic (ROC) curves and 2-fold cross-validation), it is shown that, despite utilising a fraction of the available certification data, the semi-supervised approach can achieve results comparable to a benchmark case where all data points are labelled. The results show that semi-supervised learning is a promising approach for the automatic certification of AM builds that can be implemented at a fraction of the cost currently required.

Journal ArticleDOI
TL;DR: A comprehensive review of the most-recent model-based fault detection and fault tolerant control schemes for wind turbine power generation is presented, focusing on the advantages, capabilities and limitations.

Journal ArticleDOI
TL;DR: A small-sample WT fault detection method with the synthetic fault data using generative adversarial nets (GANs) is proposed and can be well trained by using only the generated data in the condition of small fault data sample.
Abstract: The limited fault information caused by small fault data samples is a major problem in wind turbine (WT) fault detection. This paper proposes a small-sample WT fault detection method with the synthetic fault data using generative adversarial nets (GANs). First, based on prior knowledge, a rough fault data generation process is developed to transform the normal data to the rough fault data. Second, a rough fault data refiner is developed by GANs to make the rough fault data more similar with the real fault data. Moreover, to make the generated data better suited to the WT conditions, GANs are improved in both the generative model and the discriminative model. Third, artificial intelligence (AI)-based WT fault detection models can be well trained by using only the generated data in the condition of small fault data sample. Finally, three groups of generated data evaluation experiments and four groups of WT fault detection comparative experiments are conducted using real WT data collected from a wind farm in northern China. The results indicate that the method proposed in this paper is effective.

Journal ArticleDOI
TL;DR: This paper considers the fault detection problem for networked switched control systems subject to repeated scalar nonlinearities and stochastic disturbance under an event-triggered scheme and proposes a nonlinear fault detection filter to generate the residual signal and detect system faults.

Journal ArticleDOI
16 May 2019
TL;DR: This paper first reviews the fundamentals of prognostics and health management techniques for REBs, and provides overviews of contemporary REB PHM techniques with a specific focus on modern artificial intelligence (AI) techniques (i.e., shallow learning algorithms).
Abstract: The objective of this paper is to present a comprehensive review of the contemporary techniques for fault detection, diagnosis, and prognosis of rolling element bearings (REBs). Data-driven approaches, as opposed to model-based approaches, are gaining in popularity due to the availability of low-cost sensors and big data. This paper first reviews the fundamentals of prognostics and health management (PHM) techniques for REBs. A brief description of the different bearing-failure modes is given, then, the paper presents a comprehensive representation of the different health features (indexes, criteria) used for REB fault diagnostics and prognostics. Thus, the paper provides an overall platform for researchers, system engineers, and experts to select and adopt the best fit for their applications. Second, the paper provides overviews of contemporary REB PHM techniques with a specific focus on modern artificial intelligence (AI) techniques (i.e., shallow learning algorithms). Finally, deep-learning approaches for fault detection, diagnosis, and prognosis for REB are comprehensively reviewed.

Journal ArticleDOI
TL;DR: The results using experimental data of a 250 Wp PV module are very promising with a successful classification rate higher than 97% with four different configurations and the method is also cost effective as it uses only electrical measurements that are already available.

Journal ArticleDOI
TL;DR: The main focus of this paper is on the analysis and design scheme of performance-based fault detection and fault-tolerant control for automatic control systems with incipient (slowly developing) multiplicative faults.