Showing papers on "MIMO published in 2011"

Tool release: gathering 802.11n traces with channel state information

Abstract: We are pleased to announce the release of a tool that records detailed measurements of the wireless channel along with received 802.11 packet traces. It runs on a commodity 802.11n NIC, and records Channel State Information (CSI) based on the 802.11 standard. Unlike Receive Signal Strength Indicator (RSSI) values, which merely capture the total power received at the listener, the CSI contains information about the channel between sender and receiver at the level of individual data subcarriers, for each pair of transmit and receive antennas.Our toolkit uses the Intel WiFi Link 5300 wireless NIC with 3 antennas. It works on up-to-date Linux operating systems: in our testbed we use Ubuntu 10.04 LTS with the 2.6.36 kernel. The measurement setup comprises our customized versions of Intel's close-source firmware and open-source iwlwifi wireless driver, userspace tools to enable these measurements, access point functionality for controlling both ends of the link, and Matlab (or Octave) scripts for data analysis. We are releasing the binary of the modified firmware, and the source code to all the other components.

Pilot Contamination and Precoding in Multi-Cell TDD Systems

Abstract: This paper considers a multi-cell multiple antenna system with precoding used at the base stations for downlink transmission. Channel state information (CSI) is essential for precoding at the base stations. An effective technique for obtaining this CSI is time-division duplex (TDD) operation where uplink training in conjunction with reciprocity simultaneously provides the base stations with downlink as well as uplink channel estimates. This paper mathematically characterizes the impact that uplink training has on the performance of such multi-cell multiple antenna systems. When non-orthogonal training sequences are used for uplink training, the paper shows that the precoding matrix used by the base station in one cell becomes corrupted by the channel between that base station and the users in other cells in an undesirable manner. This paper analyzes this fundamental problem of pilot contamination in multi-cell systems. Furthermore, it develops a new multi-cell MMSE-based precoding method that mitigates this problem. In addition to being linear, this precoding method has a simple closed-form expression that results from an intuitive optimization. Numerical results show significant performance gains compared to certain popular single-cell precoding methods.

An iteratively weighted MMSE approach to distributed sum-utility maximization for a MIMO interfering broadcast channel

Abstract: Consider the MIMO interfering broadcast channel whereby multiple base stations in a cellular network simultaneously transmit signals to a group of users in their own cells while causing interference to the users in other cells. The basic problem is to design linear beamformers that can maximize the system throughput. In this paper we propose a linear transceiver design algorithm for weighted sum-rate maximization that is based on iterative minimization of weighted mean squared error (MSE). The proposed algorithm only needs local channel knowledge and converges to a stationary point of the weighted sum-rate maximization problem. Furthermore, we extend the algorithm to a general class of utility functions and establish its convergence. The resulting algorithm can be implemented in a distributed asynchronous manner. The effectiveness of the proposed algorithm is validated by numerical experiments.

An Iteratively Weighted MMSE Approach to Distributed Sum-Utility Maximization for a MIMO Interfering Broadcast Channel

Abstract: Consider the multiple-input multiple-output (MIMO) interfering broadcast channel whereby multiple base stations in a cellular network simultaneously transmit signals to a group of users in their own cells while causing interference to each other. The basic problem is to design linear beamformers that can maximize the system throughput. In this paper, we propose a linear transceiver design algorithm for weighted sum-rate maximization that is based on iterative minimization of weighted mean-square error (MSE). The proposed algorithm only needs local channel knowledge and converges to a stationary point of the weighted sum-rate maximization problem. Furthermore, the algorithm and its convergence can be extended to a general class of sum-utility maximization problem. The effectiveness of the proposed algorithm is validated by numerical experiments.

Mitigation of Loopback Self-Interference in Full-Duplex MIMO Relays

Abstract: Full-duplex relaying is more spectrally efficient than half-duplex relaying as only one channel use is needed per two hops. However, it is crucial to minimize relay self-interference to render full duplex feasible. For this purpose, we analyze a broad range of multiple-input multiple-output (MIMO) mitigation schemes: natural isolation, time-domain cancellation, and spatial suppression. Cancellation subtracts replicated interference signal from the relay input while suppression reserves spatial dimensions for receive and transmit filtering. Spatial suppression can be achieved by antenna subset selection, null-space projection, i.e., receiving and transmitting in orthogonal subspaces, or joint transmit and receive beam selection to support more spatial streams by choosing the minimum eigenmodes for overlapping subspaces. In addition, minimum mean square error (MMSE) filtering can be employed to maintain the desired signal quality, which is inherent for cancellation, and the combination of time- and spatial-domain processing may be better than either alone. Targeting at minimal interference power, we solve optimal filters for each scheme in the cases of joint, separate and independent design. The performance of mitigation schemes is evaluated and compared by simulations. The results confirm that self-interference can be mitigated effectively also in the presence of imperfect side information.

The Secrecy Capacity of the MIMO Wiretap Channel

Abstract: We consider the MIMO wiretap channel, that is a MIMO broadcast channel where the transmitter sends some confidential information to one user which is a legitimate receiver, while the other user is an eavesdropper. Perfect secrecy is achieved when the transmitter and the legitimate receiver can communicate at some positive rate, while insuring that the eavesdropper gets zero bits of information. In this paper, we compute the perfect secrecy capacity of the multiple antenna MIMO broadcast channel, where the number of antennas is arbitrary for both the transmitter and the two receivers. Our technique involves a careful study of a Sato-like upper bound via the solution of a certain algebraic Riccati equation.

MIMO Broadcasting for Simultaneous Wireless Information and Power Transfer

Abstract: Wireless power transfer (WPT) is a promising new solution to provide convenient and perpetual energy supplies to wireless networks. In practice, WPT is implementable by various technologies such as inductive coupling, magnetic resonate coupling, and electromagnetic (EM) radiation, for short-/mid-/long-range applications, respectively. In this paper, we consider the EM or radio signal enabled WPT in particular. Since radio signals can carry energy as well as information at the same time, a unified study on simultaneous wireless information and power transfer (SWIPT) is pursued. Specifically, this paper studies a multiple-input multiple-output (MIMO) wireless broadcast system consisting of three nodes, where one receiver harvests energy and another receiver decodes information separately from the signals sent by a common transmitter, and all the transmitter and receivers may be equipped with multiple antennas. Two scenarios are examined, in which the information receiver and energy receiver are separated and see different MIMO channels from the transmitter, or co-located and see the identical MIMO channel from the transmitter. For the case of separated receivers, we derive the optimal transmission strategy to achieve different tradeoffs for maximal information rate versus energy transfer, which are characterized by the boundary of a so-called rate-energy (R-E) region. For the case of co-located receivers, we show an outer bound for the achievable R-E region due to the potential limitation that practical energy harvesting receivers are not yet able to decode information directly. Under this constraint, we investigate two practical designs for the co-located receiver case, namely time switching and power splitting, and characterize their achievable R-E regions in comparison to the outer bound.

Spatial modulation for multiple-antenna wireless systems: a survey

Abstract: Multiple-antenna techniques constitute a key technology for modern wireless communications, which trade-off superior error performance and higher data rates for increased system complexity and cost. Among the many transmission principles that exploit multiple-antenna at either the transmitter, the receiver, or both, Spatial Modulation (SM) is a novel and recently proposed multiple-antenna transmission technique that can offer, with a very low system complexity, improved data rates compared to Single-Input- Single-Output (SISO) systems, and robust error performance even in correlated channel environments. SM is an entirely new modulation concept that exploits the uniqueness and randomness properties of the wireless channel for communication. This is achieved by adopting a simple but effective coding mechanism that establishes a one-to-one mapping between blocks of information bits to be transmitted and the spatial positions of the transmit-antenna in the antenna-array. In this article, we summarize the latest research achievements and outline some relevant open research issues of this recently proposed transmission technique.

Capacity Enhancement Using an Interference Limited Area for Device-to-Device Uplink Underlaying Cellular Networks

Abstract: A new interference management strategy is proposed to enhance the overall capacity of cellular networks (CNs) and device-to-device (D2D) systems. We consider M out of K cellular user equipments (CUEs) and one D2D pair exploiting the same resources in the uplink (UL) period under the assumption of M multiple antennas at the base station (BS). First, we use the conventional mechanism which limits the maximum transmit power of the D2D transmitter so as not to generate harmful interference from D2D systems to CNs. Second, we propose a δD-interference limited area (ILA) control scheme to manage interference from CNs to D2D systems. The method does not allow the coexistence (i.e., use of the same resources) of CUEs and a D2D pair if the CUEs are located in the δD-ILA defined as the area in which the interference to signal ratio (ISR) at the D2D receiver is greater than the predetermined threshold, δD. Next, we analyze the coverage of the δD-ILA and derive the lower bound of the ergodic capacity as a closed form. Numerical results show that the δD-ILA based D2D gain is much greater than the conventional D2D gain, whereas the capacity loss to the CNs caused by using the δD-ILA is negligibly small.

Robust Beamforming for Security in MIMO Wiretap Channels With Imperfect CSI

Abstract: In this paper, we investigate methods for reducing the likelihood that a message transmitted between two multi-antenna nodes is intercepted by an undetected eavesdropper. In particular, we focus on the judicious transmission of artificial interference to mask the desired signal at the time it is broadcast. Unlike previous work that assumes some prior knowledge of the eavesdropper's channel and focuses on maximizing secrecy capacity, we consider the case where no information regarding the eavesdropper is available, and we use signal-to-interference-plus-noise-ratio (SINR) as our performance metric. Specifically, we focus on the problem of maximizing the amount of power available to broadcast a jamming signal intended to hide the desired signal from a potential eavesdropper, while maintaining a prespecified SINR at the desired receiver. The jamming signal is designed to be orthogonal to the information signal when it reaches the desired receiver, assuming both the receiver and the eavesdropper employ optimal beamformers and possess exact channel state information (CSI). In practice, the assumption of perfect CSI at the transmitter is often difficult to justify. Therefore, we also study the resulting performance degradation due to the presence of imperfect CSI, and we present robust beamforming schemes that recover a large fraction of the performance in the perfect CSI case. Numerical simulations verify our analytical performance predictions, and illustrate the benefit of the robust beamforming schemes.

Vehicular Channel Characterization and Its Implications for Wireless System Design and Performance

Abstract: To make transportation safer, more efficient, and less harmful to the environment, traffic telematics services are currently being intensely investigated and developed. Such services require dependable wireless vehicle-to-infrastructure and vehicle-to-vehicle communications providing robust connectivity at moderate data rates. The development of such dependable vehicular communication systems and standards requires accurate models of the propagation channel in all relevant environments and scenarios. Key characteristics of vehicular channels are shadowing by other vehicles, high Doppler shifts, and inherent nonstationarity. All have major impact on the data packet transmission reliability and latency. This paper provides an overview of the existing vehicular channel measurements in a variety of important environments, and the observed channel characteristics (such as delay spreads and Doppler spreads) therein. We briefly discuss the available vehicular channel models and their respective merits and deficiencies. Finally, we discuss the implications for wireless system design with a strong focus on IEEE 802.11p. On the road towards a dependable vehicular network, room for improvements in coverage, reliability, scalability, and delay are highlighted, calling for evolutionary improvements in the IEEE 802.11p standard. Multiple antennas at the onboard units and roadside units are recommended to exploit spatial diversity for increased diversity and reliability. Evolutionary improvements in the physical (PHY) and medium access control (MAC) layers are required to yield dependable systems. Extensive references are provided.

MIMO capacities and outage probabilities in spatially multiplexed optical transport systems.

Abstract: With wavelength-division multiplexing (WDM) rapidly nearing its scalability limits, space-division multiplexing (SDM) seems the only option to further scale the capacity of optical transport networks. In order for SDM systems to continue the WDM trend of reducing energy and cost per bit with system capacity, integration will be key to SDM. Since integration is likely to introduce non-negligible crosstalk between multiple parallel transmission paths, multiple-input multiple output (MIMO) signal processing techniques will have to be used. In this paper, we discuss MIMO capacities in optical SDM systems, including related outage considerations which are an important part in the design of such systems. In order to achieve the low-outage standards required for optical transport networks, SDM transponders should be capable of individually addressing, and preferably MIMO processing all modes supported by the optical SDM waveguide. We then discuss the effect of distributed optical noise in MIMO SDM systems and focus on the impact of mode-dependent loss (MDL) on system capacity and system outage. Through extensive numerical simulations, we extract scaling rules for mode-average and mode-dependent loss and show that MIMO SDM systems composed of up to 128 segments and supporting up to 128 modes can tolerate up to 1 dB of per-segment MDL at 90% of the system's full capacity at an outage probability of 10(-4).

Performance Analysis of ZF and MMSE Equalizers for MIMO Systems: An In-Depth Study of the High SNR Regime

Abstract: This paper presents an in-depth analysis of the zero forcing (ZF) and minimum mean squared error (MMSE) equalizers applied to wireless multiinput multioutput (MIMO) systems with no fewer receive than transmit antennas. In spite of much prior work on this subject, we reveal several new and surprising analytical results in terms of output signal-to-noise ratio (SNR), uncoded error and outage probabilities, diversity-multiplexing (D-M) gain tradeoff and coding gain. Contrary to the common perception that ZF and MMSE are asymptotically equivalent at high SNR, we show that the output SNR of the MMSE equalizer (conditioned on the channel realization) is ρmmse = ρzf+η\ssrsnr, where ρzf is the output SNR of the ZF equalizer and that the gap η\ssrsnr is statistically independent of ρzf and is a nondecreasing function of input SNR. Furthermore, as \ssr snr\ura ∞, η\ssrsnr converges with probability one to a scaled F random variable. It is also shown that at the output of the MMSE equalizer, the interference-to-noise ratio (INR) is tightly upper bounded by [(η\ssrsnr)/(ρzf)]. Using the decomposition of the output SNR of MMSE, we can approximate its uncoded error, as well as outage probabilities through a numerical integral which accurately reflects the respective SNR gains of the MMSE equalizer relative to its ZF counterpart. The e-outage capacities of the two equalizers, however, coincide in the asymptotically high SNR regime. We also provide the solution to a long-standing open problem: applying optimal detection ordering does not improve the D-M tradeoff of the vertical Bell Labs layered Space-Time (V-BLAST) architecture. It is shown that optimal ordering yields a SNR gain of 10log10N dB in the ZF-V-BLAST architecture (where N is the number of transmit antennas) whereas for the MMSE-V-BLAST architecture, the SNR gain due to ordered detection is even better and significantly so.

Full-Duplex Bidirectional MIMO: Achievable Rates Under Limited Dynamic Range

Abstract: In this paper, we consider the problem of full-duplex bidirectional communication between a pair of modems, each with multiple transmit and receive antennas The principal difficulty in implementing such a system is that, due to the close proximity of each modem's transmit antennas to its receive antennas, each modem's outgoing signal can exceed the dynamic range of its input circuitry, making it difficult-if not impossible-to recover the desired incoming signal To address these challenges, we consider systems that use pilot-aided channel estimates to perform transmit beamforming, receive beamforming, and interference cancellation Modeling transmitter/receiver dynamic-range limitations explicitly, we derive tight upper and lower bounds on the achievable sum-rate, and propose a transmission scheme based on maximization of the lower bound, which requires us to (numerically) solve a nonconvex optimization problem In addition, we derive an analytic approximation to the achievable sum-rate, and show, numerically, that it is quite accurate We then study the behavior of the sum-rate as a function of signal-to-noise ratio, interference-to-noise ratio, transmitter/receiver dynamic range, number of antennas, and training length, using optimized half-duplex signaling as a baseline

Downlink Interference Alignment

Abstract: We develop an interference alignment (IA) technique for a downlink cellular system. In the uplink, IA schemes need channel-state-information exchange across base-stations of different cells, but our downlink IA technique requires feedback only within a cell. As a result, the proposed scheme can be implemented with a few changes to an existing cellular system where the feedback mechanism (within a cell) is already being considered for supporting multi-user MIMO. Not only is our proposed scheme implementable with little effort, it can in fact provide substantial gain especially when interference from a dominant interferer is significantly stronger than the remaining interference: it is shown that in the two-isolated cell layout, our scheme provides four-fold gain in throughput performance over a standard multi-user MIMO technique. We also show through simulations that our technique provides respectable gain under a more realistic scenario: it gives approximately 28% gain for a 19 hexagonal wrap-around-cell layout. Furthermore, we show that our scheme has the potential to provide substantial gain for macro-pico cellular networks where pico-users can be significantly interfered with by the nearby macro-BS.

A Sparse Aperture MIMO-SAR-Based UWB Imaging System for Concealed Weapon Detection

Abstract: A high-resolution imaging system based on the combination of ultrawideband (UWB) transmission, multiple-input-multiple-output (MIMO) array, and synthetic aperture radar (SAR) is suggested and studied. Starting from the resolution requirements, spatial sampling criteria for nonmonochromatic waves are investigated. Exploring the decisive influence of the system's fractional bandwidth (instead of previously claimed aperture sparsity) on the imaging capabilities of sparse aperture arrays, a MIMO linear array is designed based on the principle of effective aperture. For the antenna array, an optimized UWB antenna is designed allowing for distortionless impulse radiation with more than 150% fractional bandwidth. By combining the digital beamforming in the MIMO array with the SAR in the orthogonal direction, a high-resolution 3-D volumetric imaging system with a significantly reduced number of antenna elements is proposed. The proposed imaging system is experimentally verified against the conventional 2-D SAR under different conditions, including a typical concealed-weapon-detection scenario. The imaging results confirm the correctness of the proposed system design and show a strong potential of the MIMO-SAR-based UWB system for security applications.

Cooperative Algorithms for MIMO Interference Channels

Abstract: Interference alignment (IA) is a transmission technique for exploiting all available degrees of freedom in the frequency- or time-selective interference channel with an arbitrary number of users. Most prior work on IA, however, neglects interference from other nodes in the network that are not participating in the alignment operation. This paper proposes three generalizations of IA for the multiple-antenna interference channel with multiple users that account for colored noise, which models uncoordinated interference. First, a minimum interference-plus-noise leakage (INL) algorithm is presented and shown to be equivalent to previous subspace methods when noise is spatially white or negligible. This algorithm results in orthonormal precoders that are desirable for practical implementation with limited feedback. A joint minimum mean square error design that jointly optimizes the transmit precoders and receive spatial filters is then proposed, whereas previous designs neglect the receive spatial filter. Finally, a maximum signal-to-interference-plus-noise ratio (SINR) algorithm is developed and proven to converge, unlike previous maximum SINR algorithms. The sum throughput of these algorithms is simulated in the context of a network with uncoordinated cochannel interferers that are not participating in the alignment protocol. It is found that a network with cochannel interference can benefit from employing precoders that are designed to consider that interference, but in extreme cases, such as when only one receiver has a large amount of interference, ignoring that the cochannel interference is advantageous.

Space-Time Block Coded Spatial Modulation

Abstract: A novel multiple-input multiple-output (MIMO) transmission scheme, called space-time block coded spatial modulation (STBC-SM), is proposed. It combines spatial modulation (SM) and space-time block coding (STBC) to take advantage of the benefits of both while avoiding their drawbacks. In the STBC-SM scheme, the transmitted information symbols are expanded not only to the space and time domains but also to the spatial (antenna) domain which corresponds to the on/off status of the transmit antennas available at the space domain, and therefore both core STBC and antenna indices carry information. A general technique is presented for the design of the STBC-SM scheme for any number of transmit antennas. Besides the high spectral efficiency advantage provided by the antenna domain, the proposed scheme is also optimized by deriving its diversity and coding gains to exploit the diversity advantage of STBC. A low-complexity maximum likelihood (ML) decoder is given for the new scheme which profits from the orthogonality of the core STBC. The performance advantages of the STBC-SM over simple SM and over V-BLAST are shown by simulation results for various spectral efficiencies and are supported by the derivation of a closed form expression for the union bound on the bit error probability.

Gigabit wireless LANs: an overview of IEEE 802.11ac and 802.11ad

Abstract: This paper gives an overview of the upcoming IEEE Gigabit Wireless LAN amendments, i.e. IEEE 802.11ac and 802.11ad. Both standard amendments advance wireless networking throughput beyond gigabit rates. 802.11ac adds multi-user access techniques in the form of downlink multi-user (DL MU) multiple input multiple output (MIMO)and 80 and 160 MHz channels in the 5 GHz band for applications such as multiple simultaneous video streams throughout the home. 802.11ad takes advantage of the large swath of available spectrum in the 60 GHz band and defines protocols to enable throughput intensive applications such as wireless I/O or uncompressed video. New waveforms for 60 GHz include single carrier and orthogonal frequency division multiplex (OFDM). Enhancements beyond the new 60 GHz PHY include Personal Basic Service Set (PBSS) operation, directional medium access, and beamforming. We describe 802.11ac channelization, PHY design, MAC modifications, and DL MU MIMO. For 802.11ad, the new PHY layer, MAC enhancements, and beamforming are presented.

MIMO over Satellite: A Review

Abstract: The present article carries out a review of MIMO-based techniques that have been recently proposed for satellite communications. Due to the plethora of MIMO interpretations in terrestrial systems and the particularities of satellite communications, this review is built on two pillars, namely fixed satellite and mobile satellite. Special attention is given to the characteristics of the satellite channel, which will ultimately determine the viability of MIMO over satellite. Finally, some future research directions are identified.

Linear Pre-Coding Performance in Measured Very-Large MIMO Channels

Abstract: Wireless communication using very-large multiple-input multiple-output (MIMO) antennas is a new research field, where base stations are equipped with a very large number of antennas as compared to previously considered systems. In theory, as the number of antennas increases, propagation properties that were random before start to become deterministic. Theoretical investigations with independent identically distributed (i.i.d.) complex Gaussian (Rayleigh fading) channels and unlimited number of antennas have been done, but in practice we need to know what benefits we can get from very large, but limited, number of antenna elements in realistic propagation environments. In this study we evaluate properties of measured residential-area channels, where the base station is equipped with 128 antenna ports. An important property to consider is the orthogonality between channels to different users, since this property tells us how advanced multi-user MIMO (MU-MIMO) pre-coding schemes we need in the downlink. We show that orthogonality improves with increasing number of antennas, but for two single-antenna users there is very little improvement beyond 20 antennas. We also evaluate sum-rate performance for two linear pre-coding schemes, zero-forcing (ZF) and minimum mean squared error (MMSE), as a function of the number of base station antennas. Already at 20 base station antennas these linear pre-coding schemes reach 98% of the optimal dirty-paper coding (DPC) capacity for the measured channels.

ASIC Implementation of Soft-Input Soft-Output MIMO Detection Using MMSE Parallel Interference Cancellation

Abstract: Multiple-input multiple-output (MIMO) technology is the key to meet the demands for data rate and link reliability of modern wireless communication systems, such as IEEE 802.11n or 3GPP-LTE. The full potential of MIMO systems can, however, only be achieved by means iterative MIMO decoding relying on soft-input soft-output (SISO) data detection. In this paper, we describe the first ASIC implementation of a SISO detector for iterative MIMO decoding. To this end, we propose a low-complexity minimum mean-squared error (MMSE) based parallel interference cancellation algorithm, develop a suitable VLSI architecture, and present a corresponding four-stream 1.5 mm2 detector chip in 90 nm CMOS technology. The fabricated ASIC includes all necessary preprocessing circuitry and exceeds the 600 Mb/s peak data-rate of IEEE 802.11n. A comparison with state-of-the-art MIMO-detector implementations demonstrates the performance benefits of our ASIC prototype in practical system-scenarios.

Optical Spatial Modulation

Abstract: In this paper, a power and bandwidth efficient pulsed modulation technique for optical wireless (OW) communication is proposed. The scheme is called optical spatial modulation (OSM). In OSM, multiple transmit units exist where only one transmitter is active at any given time instance. The spatially separated transmit units are considered as spatial constellation points. Each unique sequence of incoming data bits is mapped to one of the spatial constellation points, i.e., activating one of the transmit units. This is the fundamental concept of the spatial modulation (SM) technique. In OW communication systems, the active transmitter radiates a certain intensity level at a particular time instance. At the receiver side, the optimal SM detector is used to estimate the active transmitter index. An overall increase in the data rate by the base 2 logarithm of the number of transmit units is achieved. The optical MIMO (multiple-input multiple-output) channel and the channel impulse response are obtained via Monte Carlo simulations by applying ray tracing techniques. It will be shown in this paper that the optical MIMO channel is highly correlated if transmitter and receiver locations are not optimized, which results in a significant power penalty. The power efficiency can be improved by increasing the number of receive units to enhance receive diversity and/or by using soft and hard channel coding techniques. Conversely, it is shown that aligning transmit and receive units creates nearly uncorrelated channel paths and results in substantial enhancements in system performance even as compared to the diversity or coding gain. The resultant aligned scheme is shown to be very efficient in terms of power and bandwidth as compared to on-off keying, pulse position modulation, and pulse amplitude modulation. In this paper also, the upper bound bit error ratios of coded and uncoded OSM are analyzed. The analytical results are validated via Monte Carlo simulations and the results demonstrate a close match.

Space-division multiplexing over 10 km of three-mode fiber using coherent 6 × 6 MIMO processing

Abstract: We demonstrate the transmission of 6 independent, spatially- and polarization multiplexed 28-Gb/s QPSK signals over 10 km of three-mode fiber using mode-selective excitation and full coherent 6 × 6 MIMO processing.

Indoor Millimeter Wave MIMO: Feasibility and Performance

Abstract: In this paper, we investigate spatial multiplexing at millimeter (mm) wave carrier frequencies for short-range indoor applications by quantifying fundamental limits in line-of-sight (LOS) environments and then investigating performance in the presence of multipath and LOS blockage. Our contributions are summarized as follows. For linear arrays with constrained form factor, an asymptotic analysis based on the properties of prolate spheroidal wave functions shows that a sparse array producing a spatially uncorrelated channel matrix effectively provides the maximum number of spatial degrees of freedom in a LOS environment, although substantial beamforming gains can be obtained by using denser arrays. This motivates our proposed mm-wave MIMO architecture, which utilizes arrays of subarrays to provide both directivity and spatial multiplexing gains. System performance is evaluated in a simulated indoor environment using a ray-tracing model that incorporates multipath effects and potential LOS blockage. Eigenmode transmission with waterfilling power allocation serves as a performance benchmark, and is compared to the simpler scheme of beamsteering transmission with MMSE reception and a fixed signal constellation. Our numerical results provide insight into the spatial variations of attainable capacity within a room, and the combinations of beamsteering and spatial multiplexing used in different scenarios.

Massive MIMO: How many antennas do we need?

Abstract: We consider a multicell MIMO uplink channel where each base station (BS) is equipped with a large number of antennas N. The BSs are assumed to estimate their channels based on pilot sequences sent by the user terminals (UTs). Recent work has shown that, as N grows infinitely large, (i) the simplest form of user detection, i.e., the matched filter (MF), becomes optimal, (ii) the transmit power per UT can be made arbitrarily small, (iii) the system performance is limited by pilot contamination. The aim of this paper is to assess to which extent the above conclusions hold true for large, but finite N. In particular, we derive how many antennas per UT are needed to achieve \eta % of the ultimate performance. We then study how much can be gained through more sophisticated minimum-mean-square-error (MMSE) detection and how many more antennas are needed with the MF to achieve the same performance. Our analysis relies on novel results from random matrix theory which allow us to derive tight approximations of achievable rates with a class of linear receivers.

Sparse Learning via Iterative Minimization With Application to MIMO Radar Imaging

Abstract: Through waveform diversity, multiple-input multiple-output (MIMO) radar can provide higher resolution, improved sensitivity, and increased parameter identifiability compared to more traditional phased-array radar schemes. Existing methods for target estimation, however, often fail to provide accurate MIMO angle-range-Doppler images when there are only a few data snapshots available. Sparse signal recovery algorithms, including many l1-norm based approaches, can offer improved estimation in that case. In this paper, we present a regularized minimization approach to sparse signal recovery. Sparse learning via iterative minimization (SLIM) follows an lq-norm constraint (for 0 <; q ≤ 1), and can thus be used to provide more accurate estimates compared to the l1-norm based approaches. We herein compare SLIM, through imaging examples and examination of computational complexity, to several well-known sparse methods, including the widely used CoSaMP approach. We show that SLIM provides superior performance for sparse MIMO radar imaging applications at a low computational cost. Furthermore, we will show that the user parameter q can be automatically determined by incorporating the Bayesian information criterion.

The Secrecy Capacity Region of the Gaussian MIMO Multi-Receiver Wiretap Channel

Abstract: In this paper, we consider the Gaussian multiple-input multiple-output (MIMO) multi-receiver wiretap channel in which a transmitter wants to have confidential communication with an arbitrary number of users in the presence of an external eavesdropper. We derive the secrecy capacity region of this channel for the most general case. We first show that even for the single-input single-output (SISO) case, existing converse techniques for the Gaussian scalar broadcast channel cannot be extended to this secrecy context, to emphasize the need for a new proof technique. Our new proof technique makes use of the relationships between the minimum-mean-square-error and the mutual information, and equivalently, the relationships between the Fisher information and the differential entropy. Using the intuition gained from the converse proof of the SISO channel, we first prove the secrecy capacity region of the degraded MIMO channel, in which all receivers have the same number of antennas, and the noise covariance matrices can be arranged according to a positive semi-definite order. We then generalize this result to the aligned case, in which all receivers have the same number of antennas; however, there is no order among the noise covariance matrices. We accomplish this task by using the channel enhancement technique. Finally, we find the secrecy capacity region of the general MIMO channel by using some limiting arguments on the secrecy capacity region of the aligned MIMO channel. We show that the capacity achieving coding scheme is a variant of dirty-paper coding with Gaussian signals.

Multiuser MIMO in Distributed Antenna Systems With Out-of-Cell Interference

Abstract: Distributed antenna systems (DAS) augment the base station's transmit capability by adding multiple remote radio units, connected to the base station via a high bandwidth and low latency link. With DAS, the base station operates as if it had multiple antennas, but the antennas happen to be in different geographic locations. DAS have been shown to enhance coverage and capacity in cellular systems, in a variety of different configurations. This paper proposes, analyzes, and compares several downlink multiuser multiple input multiple output (MIMO) DAS strategies in terms of per-user throughput and area spectral efficiency. Zero-forcing transmit beamforming is used for transmission, the remote radio units may have one or more antennas, and the subscriber has a single receive antenna. Techniques considered include beamforming across all remote radio units (full transmission), using the same beamforming vector for each remote radio unit (simplified transmission), and selecting a subset of remote radio units. To facilitate rapid simulation and design space exploration, approximations of the ergodic rate are proposed for each technique assuming path-loss, small-scale Rayleigh fading, and out-of-cell interference. Simulations accounting for multiple interfering cells are used to compare the different transmission techniques. Full transmission is found to have the best performance even accounting for out-of-cell interference, though gains diminish for higher numbers of active users. Simplified transmission improves over no DAS but performance degrades with more active remote radio units.

Transmit Energy Focusing for DOA Estimation in MIMO Radar With Colocated Antennas

Abstract: In this paper, we propose a transmit beamspace energy focusing technique for multiple-input multiple-output (MIMO) radar with application to direction finding for multiple targets. The general angular directions of the targets are assumed to be located within a certain spatial sector. We focus the energy of multiple (two or more) transmitted orthogonal waveforms within that spatial sector using transmit beamformers which are designed to improve the signal-to-noise ratio (SNR) gain at each receive antenna. The subspace decomposition-based techniques such as MUSIC can then be used for direction finding for multiple targets. Moreover, the transmit beamformers can be designed so that matched-filtering the received data to the waveforms yields multiple (two or more) data sets with rotational invariance property that allows applying search-free direction finding techniques such as ESPRIT or parallel factor analysis (PARAFAC). Unlike previously reported MIMO radar ESPRIT/PARAFAC-based direction finding techniques, our method achieves the rotational invariance property in a different manner combined also with the transmit energy focusing. As a result, it achieves better estimation performance at lower computational cost. The corresponding Cramer-Rao bound is derived and its dependence on the number of waveforms used is discussed. Simulation results also show the superiority of the proposed technique over the existing techniques.