Showing papers on "Telecommunications link published in 2017"

Cell-Free Massive MIMO Versus Small Cells

Abstract: A Cell-Free Massive MIMO (multiple-input multiple-output) system comprises a very large number of distributed access points (APs), which simultaneously serve a much smaller number of users over the same time/frequency resources based on directly measured channel characteristics. The APs and users have only one antenna each. The APs acquire channel state information through time-division duplex operation and the reception of uplink pilot signals transmitted by the users. The APs perform multiplexing/de-multiplexing through conjugate beamforming on the downlink and matched filtering on the uplink. Closed-form expressions for individual user uplink and downlink throughputs lead to max–min power control algorithms. Max–min power control ensures uniformly good service throughout the area of coverage. A pilot assignment algorithm helps to mitigate the effects of pilot contamination, but power control is far more important in that regard. Cell-Free Massive MIMO has considerably improved performance with respect to a conventional small-cell scheme, whereby each user is served by a dedicated AP, in terms of both 95%-likely per-user throughput and immunity to shadow fading spatial correlation. Under uncorrelated shadow fading conditions, the cell-free scheme provides nearly fivefold improvement in 95%-likely per-user throughput over the small-cell scheme, and tenfold improvement when shadow fading is correlated.

A Unified Transmission Strategy for TDD/FDD Massive MIMO Systems With Spatial Basis Expansion Model

Abstract: This paper proposes a unified transmission strategy for multiuser time division duplex (TDD)/frequency division duplex (FDD) massive multiple-input–multiple-output (MIMO) systems, including uplink (UL)/downlink (DL) channel estimation and user scheduling for data transmission. With the aid of antenna array theory and array signal processing, we build a spatial basis expansion model (SBEM) to represent the UL/DL channels with far fewer parameter dimensions. Hence, both the UL and DL channel estimations of multiusers can be carried out with a small amount of training resource, which significantly reduces the training overhead and feedback cost. Meanwhile, the pilot contamination problem in the UL training is immediately relieved by exploiting the spatial information of users. To enhance the spectral efficiency, we also design a greedy user scheduling scheme during the data transmission period. Compared with existing low-rank models, the newly proposed SBEM offers an alternative for channel acquisition without the need for channel statistics and can be applied to both TDD and FDD systems. Various numerical results are provided to corroborate the proposed studies.

Channel Estimation and Performance Analysis of One-Bit Massive MIMO Systems

Abstract: This paper considers channel estimation and system performance for the uplink of a single-cell massive multiple-input multiple-output system. Each receiver antenna of the base station is assumed to be equipped with a pair of one-bit analog-to-digital converters to quantize the real and imaginary part of the received signal. We first propose an approach for channel estimation that is applicable for both flat and frequency-selective fading, based on the Bussgang decomposition that reformulates the nonlinear quantizer as a linear function with identical first- and second-order statistics. The resulting channel estimator outperforms previously proposed approaches across all SNRs. We then derive closed-form expressions for the achievable rate in flat fading channels assuming low SNR and a large number of users for the maximal ratio and zero forcing receivers that takes channel estimation error due to both noise and one-bit quantization into account. The closed-form expressions, in turn, allow us to obtain insight into important system design issues such as optimal resource allocation, maximal sum spectral efficiency, overall energy efficiency, and number of antennas. Numerical results are presented to verify our analytical results and demonstrate the benefit of optimizing system performance accordingly.

Throughput Analysis of Massive MIMO Uplink With Low-Resolution ADCs

Abstract: We investigate the uplink throughput achievable by a multiple-user (MU) massive multiple-input multiple-output (MIMO) system, in which the base station is equipped with a large number of low-resolution analog-to-digital converters (ADCs). Our focus is on the case where neither the transmitter nor the receiver have any a priori channel state information. This implies that the fading realizations have to be learned through pilot transmission followed by channel estimation at the receiver, based on coarsely quantized observations. We propose a novel channel estimator, based on Bussgang’s decomposition, and a novel approximation to the rate achievable with finite-resolution ADCs, both for the case of finite-cardinality constellations and of Gaussian inputs, that is accurate for a broad range of system parameters. Through numerical results, we illustrate that, for the 1-bit quantized case, pilot-based channel estimation together with maximal-ratio combing, or zero-forcing detection enables reliable multi-user communication with high-order constellations, in spite of the severe nonlinearity introduced by the ADCs. Furthermore, we show that the rate achievable in the infinite-resolution (no quantization) case can be approached using ADCs with only a few bits of resolution. We finally investigate the robustness of low-ADC-resolution MU-MIMO uplink against receive power imbalances between the different users, caused for example by imperfect power control.

Non-Orthogonal Multiple Access (NOMA) for Downlink Multiuser MIMO Systems: User Clustering, Beamforming, and Power Allocation

Abstract: We investigate the application of non-orthogonal multiple access (NOMA) with successive interference cancellation (SIC) in downlink multiuser multiple-input multiple-output (MIMO) cellular systems, where the total number of receive antennas at user equipment (UE) ends in a cell is more than the number of transmit antennas at the base station (BS). We first dynamically group the UE receive antennas into a number of clusters equal to or more than the number of BS transmit antennas. A single beamforming vector is then shared by all the receive antennas in a cluster. We propose a linear beamforming technique in which all the receive antennas can significantly cancel the inter-cluster interference. On the other hand, the receive antennas in each cluster are scheduled on the power domain NOMA basis with SIC at the receiver ends. For inter-cluster and intra-cluster power allocation, we provide dynamic power allocation solutions with an objective to maximizing the overall cell capacity. An extensive performance evaluation is carried out for the proposed MIMO-NOMA system and the results are compared with those for conventional orthogonal multiple access (OMA)-based MIMO systems and other existing MIMO-NOMA solutions. The numerical results quantify the capacity gain of the proposed MIMO-NOMA model over MIMO-OMA and other existing MIMO-NOMA solutions.

Improved Handover Through Dual Connectivity in 5G mmWave Mobile Networks

Abstract: The millimeter wave (mmWave) bands offer the possibility of orders of magnitude greater throughput for fifth-generation (5G) cellular systems. However, since mmWave signals are highly susceptible to blockage, channel quality on any one mmWave link can be extremely intermittent. This paper implements a novel dual connectivity protocol that enables mobile user equipment devices to maintain physical layer connections to 4G and 5G cells simultaneously. A novel uplink control signaling system combined with a local coordinator enables rapid path switching in the event of failures on any one link. This paper provides the first comprehensive end-to-end evaluation of handover mechanisms in mmWave cellular systems. The simulation framework includes detailed measurement-based channel models to realistically capture spatial dynamics of blocking events, as well as the full details of Medium Access Control, Radio Link Control, and transport protocols. Compared with conventional handover mechanisms, this paper reveals significant benefits of the proposed method under several metrics.

Performance Analysis and Optimization in Downlink NOMA Systems With Cooperative Full-Duplex Relaying

Abstract: We study a downlink non-orthogonal multiple access system with cooperative full-duplex relaying, where the near user in terms of the base station (BS) is enabled to act as a full-duplex relay for the far user. In particular, we first derive the outage probability and ergodic sum rate with closed-form expressions when the power allocations at the BS and relay (or the near user) are fixed. Then, we analytically obtain the optimal power allocations with closed-form expressions at the BS and relay to minimize the outage probability. Furthermore, by taking the fairness between the near user and far user into account, we characterize the optimal power allocations with closed-form expressions at the BS and relay to maximize the minimum achievable rate of users. Simulation results validate the correctness of the theoretical analysis and demonstrate the advantages of the proposed algorithms over the state of the art.

Downlink and Uplink Non-Orthogonal Multiple Access in a Dense Wireless Network

Abstract: To address the ever increasing high data rate and connectivity requirements in the next generation 5G wireless network, novel radio access technologies (RATs) are actively explored to enhance the system spectral efficiency and connectivity. As a promising RAT for 5G cellular networks, non-orthogonal multiple access (NOMA) has attracted extensive research attentions. Compared with the orthogonal multiple access (OMA) that has been widely applied in existing wireless communication systems, NOMA possesses the potential to further improve the system spectral efficiency and connectivity capability. This paper develops analytical frameworks for NOMA downlink and uplink multi-cell wireless systems to evaluate the system outage probability and average achievable rate. In the downlink NOMA system, two different NOMA group pairing schemes are considered, based on which theoretical results on outage and achievable data rates are derived. In the uplink NOMA, revised back-off power control scheme is applied, and outage probability and per UE average achievable rate are derived. As wireless networks turn into more and more densely deployed, inter-cell interference has become a dominant capacity limiting factor but has not been addressed in most of the existing NOMA studies. In this paper, a stochastic geometry approach is used to model a dense wireless system, that supports NOMA on both uplink and downlink, based on which analytical results are derived either in pseudo-closed forms or succinct closed forms and are further validated by simulations. Numerical results demonstrate that NOMA can bring considerable system-wide performance gain compared with OMA on both uplink and downlink when properly designed.

Multi-User Precoding and Channel Estimation for Hybrid Millimeter Wave Systems

Abstract: In this paper, we develop a low-complexity channel estimation for hybrid millimeter wave (mmWave) systems, where the number of radio frequency (RF) chains is much less than the number of antennas equipped at each transceiver. The proposed mmWave channel estimation algorithm first exploits multiple frequency tones to estimate the strongest angle-of-arrivals (AoAs) at both base station (BS) and user sides for the design of analog beamforming matrices. Then, all the users transmit orthogonal pilot symbols to the BS along the directions of the estimated strongest AoAs in order to estimate the channel. The estimated channel will be adopted to design the digital zero-forcing (ZF) precoder at the BS for the multi-user downlink transmission. The proposed channel estimation algorithm is applicable to both the non-sparse and sparse mmWave channel environments. Furthermore, we derive a tight achievable rate upper bound of the digital ZF precoding with the proposed channel estimation algorithm scheme. Our analytical and simulation results show that the proposed scheme obtains a considerable achievable rate of fully digital systems, where the number of RF chains equipped at each transceiver is equal to the number of antennas. Besides, considering the effect of various types of errors, i.e., random phase errors, transceiver analog beamforming errors, and equivalent channel estimation errors, we derive a closed-form approximation for the achievable rate of the considered scheme. We illustrate the robustness of the proposed channel estimation and multi-user downlink precoding scheme against the system imperfection.

NOMA-Based Random Access With Multichannel ALOHA

Abstract: In nonorthogonal multiple access (NOMA), the power difference of multiple signals is exploited for multiple access and successive interference cancellation is employed at a receiver to mitigate co-channel interference. Thus, NOMA is usually employed for coordinated transmissions and mostly applied to downlink transmissions where a base station performs coordination for downlink transmissions with full channel state information. In this paper, however, we show that NOMA can also be employed for non-coordinated transmissions such as random access for uplink transmissions. We apply a NOMA scheme to multichannel ALOHA and show that the throughput can be improved. In particular, the resulting scheme is suitable for random access when the number of subchannels is limited since NOMA can effectively increase the number of subchannels without any bandwidth expansion.

Non-Orthogonal Multiple Access Based Integrated Terrestrial-Satellite Networks

Abstract: In this paper, we investigate the downlink transmission of a non-orthogonal multiple access (NOMA)-based integrated terrestrial-satellite network, in which the NOMA-based terrestrial networks and the satellite cooperatively provide coverage for ground users while reusing the entire bandwidth. For both terrestrial networks and the satellite network, multi-antennas are equipped and beamforming techniques are utilized to serve multiple users simultaneously. A channel quality-based scheme is proposed to select users for the satellite, and we then formulate the terrestrial user pairing as a max–min problem to maximize the minimum channel correlation between users in one NOMA group. Since the terrestrial networks and the satellite network will cause interference to each other, we first investigate the capacity performance of the terrestrial networks and the satellite networks separately, which can be decomposed into the designing of beamforming vectors and the power allocation schemes. Then, a joint iteration algorithm is proposed to maximize the total system capacity, where we introduce the interference temperature limit for the satellite since the satellite can cause interference to all base station users. Finally, numerical results are provided to evaluate the user paring scheme as well as the total system performance, in comparison with some other proposed algorithms and existing algorithms.

Energy Efficiency in Cell-Free Massive MIMO with Zero-Forcing Precoding Design

Abstract: We consider the downlink of a cell-free massive multiple-input multiple-output (MIMO) network, where numerous distributed access points (APs) serve a smaller number of users under time division duplex operation. An important issue in deploying cell-free networks is high power consumption, which is proportional to the number of APs. This issue has raised the question as to their suitability for green communications in terms of the total energy efficiency (bits/Joule). To tackle this, we develop a novel low-complexity power control technique with zero-forcing precoding design to maximize the energy efficiency of cell-free massive MIMO considering the Backhaul power consumption and the imperfect channel state information.

No Downlink Pilots Are Needed in TDD Massive MIMO

Abstract: We consider the Massive Multiple-Input Multiple-Output downlink with maximum-ratio and zero-forcing processing and time-division duplex operation. To decode, the users must know their instantaneous effective channel gain. Conventionally, it is assumed that by virtue of channel hardening, this instantaneous gain is close to its average and hence that users can rely on knowledge of that average (also known as statistical channel information). However, in some propagation environments, such as keyhole channels, channel hardening does not hold. We propose a blind algorithm to estimate the effective channel gain at each user, that does not require any downlink pilots. We derive a capacity lower bound of each user for our proposed scheme, applicable to any propagation channel. Compared with the case of no downlink pilots (relying on channel hardening), and compared with training-based estimation using downlink pilots, our blind algorithm performs significantly better. The difference is especially pronounced in environments that do not offer channel hardening.

On the Total Energy Efficiency of Cell-Free Massive MIMO

Abstract: We consider the cell-free massive multiple-input multiple-output (MIMO) downlink, where a very large number of distributed multiple-antenna access points (APs) serve many single-antenna users in the same time-frequency resource. A simple (distributed) conjugate beamforming scheme is applied at each AP via the use of local channel state information (CSI). This CSI is acquired through time-division duplex operation and the reception of uplink training signals transmitted by the users. We derive a closed-form expression for the spectral efficiency taking into account the effects of channel estimation errors and power control. This closed-form result enables us to analyze the effects of backhaul power consumption, the number of APs, and the number of antennas per AP on the total energy efficiency, as well as, to design an optimal power allocation algorithm. The optimal power allocation algorithm aims at maximizing the total energy efficiency, subject to a per-user spectral efficiency constraint and a per-AP power constraint. Compared with the equal power control, our proposed power allocation scheme can double the total energy efficiency. Furthermore, we propose AP selections schemes, in which each user chooses a subset of APs, to reduce the power consumption caused by the backhaul links. With our proposed AP selection schemes, the total energy efficiency increases significantly, especially for large numbers of APs. Moreover, under a requirement of good quality-of-service for all users, cell-free massive MIMO outperforms the colocated counterpart in terms of energy efficiency.

Reliable Beamspace Channel Estimation for Millimeter-Wave Massive MIMO Systems with Lens Antenna Array

Abstract: Millimeter-wave (mm-wave) massive MIMO with lens antenna array can considerably reduce the number of required radio-frequency (RF) chains by beam selection. However, beam selection requires the base station to acquire the accurate information of beamspace channel. This is a challenging task as the size of beamspace channel is large, while the number of RF chains is limited. In this paper, we investigate the beamspace channel estimation problem in mm-wave massive MIMO systems with lens antenna array. Specifically, we first design an adaptive selecting network for mm-wave massive MIMO systems with lens antenna array, and based on this network, we further formulate the beamspace channel estimation problem as a sparse signal recovery problem. Then, by fully utilizing the structural characteristics of the mm-wave beamspace channel, we propose a support detection (SD)-based channel estimation scheme with reliable performance and low pilot overhead. Finally, the performance and complexity analyses are provided to prove that the proposed SD-based channel estimation scheme can estimate the support of sparse beamspace channel with comparable or higher accuracy than conventional schemes. Simulation results verify that the proposed SD-based channel estimation scheme outperforms conventional schemes and enjoys satisfying accuracy even in the low SNR region as the structural characteristics of beamspace channel can be exploited.

Performance Analysis of Mixed-ADC Massive MIMO Systems over Rician Fading Channels

Abstract: The practical deployment of massive multiple-input multiple-output (MIMO) in the future fifth generation (5G) wireless communication systems is challenging due to its high-hardware cost and power consumption. One promising solution to address this challenge is to adopt the low-resolution analog-to-digital converter (ADC) architecture. However, the practical implementation of such architecture is challenging due to the required complex signal processing to compensate the coarse quantization caused by low-resolution ADCs. Therefore, few high-resolution ADCs are reserved in the recently proposed mixed-ADC architecture to enable low-complexity transceiver algorithms. In contrast to previous works over Rayleigh fading channels, we investigate the performance of mixed-ADC massive MIMO systems over the Rician fading channel, which is more general for the 5G scenarios like Internet of Things. Specially, novel closed-form approximate expressions for the uplink achievable rate are derived for both cases of perfect and imperfect channel state information (CSI). With the increasing Rician K-factor, the derived results show that the achievable rate will converge to a fixed value. We also obtain the power-scaling law that the transmit power of each user can be scaled down proportionally to the inverse of the number of base station (BS) antennas for both perfect and imperfect CSI. Moreover, we reveal the tradeoff between the achievable rate and the energy efficiency with respect to key system parameters, including the quantization bits, number of BS antennas, Rician K-factor, user transmit power, and CSI quality. Finally, numerical results are provided to show that the mixed-ADC architecture can achieve a better energy-rate tradeoff compared with the ideal infinite-resolution and low-resolution ADC architectures.

Performance Analysis of Mixed-ADC Massive MIMO Systems over Rician Fading Channels

Abstract: The practical deployment of massive multiple-input multiple-output (MIMO) in future fifth generation (5G) wireless communication systems is challenging due to its high hardware cost and power consumption. One promising solution to address this challenge is to adopt the low-resolution analog-to-digital converter (ADC) architecture. However, the practical implementation of such architecture is challenging due to the required complex signal processing to compensate the coarse quantization caused by low-resolution ADCs. Therefore, few high-resolution ADCs are reserved in the recently proposed mixed-ADC architecture to enable low-complexity transceiver algorithms. In contrast to previous works over Rayleigh fading channels, we investigate the performance of mixed-ADC massive MIMO systems over the Rician fading channel, which is more general for the 5G scenarios like Internet of Things (IoT). Specially, novel closed-form approximate expressions for the uplink achievable rate are derived for both cases of perfect and imperfect channel state information (CSI). With the increasing Rician $K$-factor, the derived results show that the achievable rate will converge to a fixed value. We also obtain the power-scaling law that the transmit power of each user can be scaled down proportionally to the inverse of the number of base station (BS) antennas for both perfect and imperfect CSI. Moreover, we reveal the trade-off between the achievable rate and energy efficiency with respect to key system parameters including the quantization bits, number of BS antennas, Rician $K$-factor, user transmit power, and CSI quality. Finally, numerical results are provided to show that the mixed-ADC architecture can achieve a better energy-rate trade-off compared with the ideal infinite-resolution and low-resolution ADC architectures.

User Pairing for Downlink Non-Orthogonal Multiple Access Networks Using Matching Algorithm

Abstract: In this paper, we study the user pairing in a downlink non-orthogonal multiple access (NOMA) network, where the base station allocates the power to the pairwise users within the cluster. In the considered NOMA network, a user with poor channel condition is paired with a user with good channel condition, when both their rate requirements are satisfied. Specifically, the quality of service for weak users can be guaranteed, since the transmit power allocated to strong users is constrained following the concept of cognitive radio. A distributed matching algorithm is proposed in the downlink NOMA network, aiming to optimize the user pairing and power allocation between weak users and strong users, subject to the users’ targeted rate requirements. Our results show that the proposed algorithm outperforms the conventional orthogonal multiple access scheme and approaches the performance of the centralized algorithm, despite its low complexity. In order to improve the system’s throughput, we design a practical adaptive turbo trellis coded modulation scheme for the considered network, which adaptively adjusts the code rate and the modulation mode based on the instantaneous channel conditions. The joint design work leads to significant mutual benefits for all the users as well as the improved system throughput.

Uplink Scheduling and Link Adaptation for Narrowband Internet of Things Systems

Abstract: Narrowband Internet of Things (NB-IoT) is a new narrow-band radio technology introduced in the Third Generation Partnership Project release 13 to the 5th generation evolution for providing low-power wide-area IoT. In NB-IoT systems, repeating transmission data or control signals has been considered as a promising approach for enhancing coverage. Considering the new feature of repetition, link adaptation for NB-IoT systems needs to be performed in 2-D, i.e., the modulation and coding scheme (MCS) and the repetition number. Therefore, existing link adaptation schemes without consideration of the repetition number are no longer applicable. In this paper, a novel uplink link adaptation scheme with the repetition number determination is proposed, which is composed of the inner loop link adaptation and the outer loop link adaptation, to guarantee transmission reliability and improve throughput of NB-IoT systems. In particular, the inner loop link adaptation is designed to cope with block error ratio variation by periodically adjusting the repetition number. The outer loop link adaptation coordinates the MCS level selection and the repetition number determination. Besides, key technologies of uplink scheduling, such as power control and transmission gap, are analyzed, and a simple single-tone scheduling scheme is proposed. Link-level simulations are performed to validate the performance of the proposed uplink link adaptation scheme. The results show that our proposed uplink link adaptation scheme for NB-IoT systems outperforms the repetition-dominated method and the straightforward method, particularly for good channel conditions and larger packet sizes. Specifically, it can save more than 14% of the active time and resource consumption compared with the repetition-dominated method and save more than 46% of the active time and resource consumption compared with the straightforward method.

Exploiting Non-Orthogonal Multiple Access in Cooperative Relay Sharing

Abstract: We propose and investigate a dual-hop cooperative relaying scheme using non-orthogonal multiple access (NOMA) (termed NOMA-RS), where two sources communicate with their corresponding destinations in parallel over the same frequency band via a common relay. In this scheme, after receiving symbols transmitted in parallel by both sources with different allocated powers, the relay forwards a super-position coded composite signal using NOMA to the destinations. One of the main benefits of NOMA-RS is that multiple (two) sources can share the same relay, unlike the previous works. Through the simulations and mathematical analysis, we demonstrate the effectiveness of the proposed protocol in terms of ergodic sum capacity by considering perfect and imperfect successive interference cancellation.

User terminal and wireless communication method

Abstract: This user terminal is characterized by having: a transmission unit that uses an uplink control channel resource in a prescribed bandwidth part (BWP) and sends uplink control information; and a control unit that determines the correspondence between said uplink control channel resource and a prescribed index, on the basis of prescribed information, and specifies the uplink control channel resource. As a result of the present invention, reduction in communication throughput can be suppressed even when performing control on the basis of BWP.

Efficient Multi-User Detection for Uplink Grant-Free NOMA: Prior-Information Aided Adaptive Compressive Sensing Perspective

Abstract: Non-orthogonal multiple access (NOMA) is an emerging research topic in the future fifth generation wireless communication networks, which is expected to support massive connectivity for massive machine-type communications (mMTC). Due to the sporadic communication nature of mMTC, the grant-free transmission methodology is highly expected in uplink NOMA systems, to drastically reduce the transmission latency and signaling overhead. Exploiting the inherent sparsity nature of user activity, compressive sensing (CS) techniques have been applied for efficient multi-user detection in the uplink grant-free NOMA. In this paper, we propose a prior-information-aided adaptive subspace pursuit (PIA-ASP) algorithm to improve the multi-user detection performance. In this algorithm, a parameter evaluating the quality of the prior-information support set is introduced, in order to exploit the intrinsically temporal correlation of active user support sets in several continuous time slots adaptively. Then, to mitigate the incorrect estimation effect of the prior support quality information, a robust PIA-ASP algorithm is further proposed, which adaptively exploits the prior support based on the corresponding support quality information in a conservative way. It is noted that both of the two proposed algorithms do not require the knowledge of the user sparsity level, while most of the state-of-the-art CS-based multi-user detection algorithms usually need. Moreover, for the two proposed algorithms, the upper bound of the signal detection error and the computational complexity is derived. Simulation results demonstrate that the two proposed algorithms are capable of achieving much better performance than that of the existing CS-based multi-user detection algorithms with a similar computational complexity.

Wirelessly Powered Two-Way Communication With Nonlinear Energy Harvesting Model: Rate Regions Under Fixed and Mobile Relay

Abstract: While two-way communication can improve the spectral efficiency of wireless networks, distances from the relay to the two users are usually asymmetric, leading to excessive wireless energy at the nearby user. To exploit the excessive energy, energy harvesting at user terminals is a viable option. Unfortunately, the exact gain brought by wireless power transfer (WPT) in two-way communication is currently unknown. To fill this gap, in this paper, the achievable rate region of wirelessly powered two-way communication with a fixed relay is derived. Not only this newly established result is shown to enclose the existing achievable rate region of two-way relay channel without energy harvesting but also the gain is precisely quantified. On the other hand, it is well-known that a major obstacle to WPT is the path-loss. By endowing the relay with mobility, the distances between the relay and users can be varied, thus providing a potential solution to combat pathloss at the expense of energy for transmission. To characterize the consequence brought by such a scheme, a pair of inner and outer bounds to the achievable rate region of wirelessly powered two-way communication under a mobile relay is further derived. By comparing the exact achievable rate region for the fixed relay case and the achievable rate bounds for the mobile relay case, it is possible to quantify the relative advantage of spending energy on moving versus on transmission in wirelessly powered two-way communication.

26 m/5.5 Gbps air-water optical wireless communication based on an OFDM-modulated 520-nm laser diode

Abstract: We experimentally demonstrate a high-speed air-water optical wireless communication system with both downlink and uplink transmission employing 32-quadrature amplitude modulation (QAM) orthogonal frequency division multiplexing (OFDM) and a single-mode pigtailed green-light laser diode (LD). This work is an important step towards the future study on optical wireless communications between underwater platforms and airborne terminals. Over a 5-m air channel and a 21-m water channel, we achieve a 5.3-Gbps transmission without power loading (PL) and a 5.5-Gbps transmission with PL in the downlink. The corresponding bit error rates (BERs) are 2.64×10-3 and 2.47×10-3, respectively, which are below the forward error correction (FEC) criterion. A data rate of 5.5 Gbps with PL at a BER of 2.92×10-3 is also achieved in the uplink.

D2D-U: Device-to-Device Communications in Unlicensed Bands for 5G System

Abstract: Device-to-device (D2D) communication, which enables direct communication between nearby mobile devices, is an attractive add-on component to improve spectrum efficiency and user experience by reusing licensed cellular spectrum in 5G system. In this paper, we propose to enable D2D communication in unlicensed spectrum (D2D-U) as an underlay of the uplink LTE network for further booming the network capacity. A sensing-based protocol is designed to support the unlicensed channel access for both LTE and D2D users. We further investigate the subchannel allocation problem to maximize the sum rate of LTE and D2D users while considering their interference to the existing Wi-Fi systems. Specifically, we formulate the subchannel allocation as a many-to-many matching problem with externalities, and develop an iterative user-subchannel swap algorithm. Analytical and simulation results show that the proposed D2D-U scheme can significantly improve the system sum rate.

Massive MIMO Performance With Imperfect Channel Reciprocity and Channel Estimation Error

Abstract: Channel reciprocity in time-division duplexing (TDD) massive multiple-input multiple-output (MIMO) systems can be exploited to reduce the overhead required for the acquisition of channel state information (CSI). However, perfect reciprocity is unrealistic in practical systems due to random radio-frequency (RF) circuit mismatches in uplink and downlink channels. This can result in a significant degradation in the performance of linear precoding schemes, which are sensitive to the accuracy of the CSI. In this paper, we model and analyse the impact of RF mismatches on the performance of linear precoding in a TDD multi-user massive MIMO system, by taking the channel estimation error into considerations. We use the truncated Gaussian distribution to model the RF mismatch, and derive closed-form expressions of the output signal-to-interference-plus-noise ratio for maximum ratio transmission and zero forcing precoders. We further investigate the asymptotic performance of the derived expressions, to provide valuable insights into the practical system designs, including useful guidelines for the selection of the effective precoding schemes. Simulation results are presented to demonstrate the validity and accuracy of the proposed analytical results.

Non-Orthogonal Multiple Access (NOMA) for Future Radio Access

Abstract: Radio access technologies for cellular mobile communications are typically characterized by multiple access schemes, e.g., frequency division multiple access (FDMA), time division multiple access (TDMA), code division multiple access (CDMA), and OFDMA. In the 4th generation (4G) mobile communication systems such as Long-Term Evolution (LTE) (Au et al., Uplink contention based SCMA for 5G radio access. Globecom Workshops (GC Wkshps), 2014. doi: 10.1109/GLOCOMW.2014.7063547) and LTE-Advanced (Baracca et al., IEEE Trans. Commun., 2011. doi: 10.1109/TCOMM.2011.121410.090252; Barry et al., Digital Communication, Kluwer, Dordrecht, 2004), standardized by the 3rd Generation Partnership Project (3GPP), orthogonal multiple access based on OFDMA or single carrier (SC)-FDMA is adopted. Orthogonal multiple access was a reasonable choice for achieving good system-level throughput performance with simple single-user detection. However, considering the trend in 5G, achieving significant gains in capacity and system throughput performance is a high priority requirement in view of the recent exponential increase in the volume of mobile traffic. In addition the proposed system should be able to support enhanced delay-sensitive high-volume services such as video streaming and cloud computing. Another high-level target of 5G is reduced cost, higher energy efficiency and robustness against emergencies.

Exploiting Multiple-Antenna Techniques for Non-Orthogonal Multiple Access

Abstract: This paper aims to provide a comprehensive solution for the design, analysis, and optimization of a multiple-antenna non-orthogonal multiple access (NOMA) system for multiuser downlink communication with both time duplex division and frequency duplex division modes. First, we design a new framework for multiple-antenna NOMA, including user clustering, channel state information (CSI) acquisition, superposition coding, transmit beamforming, and successive interference cancellation. Then, we analyze the performance of the considered system, and derive exact closed-form expressions for average transmission rates in terms of transmit power, CSI accuracy, transmission mode, and channel conditions. For further enhancing the system performance, we optimize three key parameters, i.e., transmit power, feedback bits, and transmission mode. Especially, we propose a low-complexity joint optimization scheme, so as to fully exploit the potential of multiple-antenna techniques in NOMA. Moreover, through asymptotic analysis, we reveal the impact of system parameters on average transmission rates, and hence present some guidelines on the design of multiple-antenna NOMA. Finally, simulation results validate our theoretical analysis, and show that a substantial performance gain can be obtained over traditional orthogonal multiple access technology under practical conditions.

Angle Domain Signal Processing-Aided Channel Estimation for Indoor 60-GHz TDD/FDD Massive MIMO Systems

Abstract: This paper proposes a practical channel estimation for 60-GHz indoor systems with the massive uniform rectangular array at base station. Through antenna array theory, the parameters of each channel path can be decomposed into the angular information and the channel gain information. We first prove that the true direction of arrivals of each uplink path can be extracted via an efficient array signal processing method. Then, the channel gain information could be obtained linearly with small amount of training resources, which significantly reduces the training overhead and the feedback cost. More importantly, the proposed scheme unifies the uplink/downlink channel estimations for both the time duplex division and frequency duplex division systems, making itself particularly suitable for protocol design. Compared with the existing channel estimation algorithms, the newly proposed one does not require any knowledge of channel statistics and can be efficiently deployed by the 2-D fast Fourier transform. Meanwhile, the number of user terminals simultaneously served can be increased from a sophisticatedly designed angle division multiple access scheme. Simulation results are provided to corroborate the proposed studies.

Spectral and Energy Efficiencies in Full-Duplex Wireless Information and Power Transfer

Abstract: A communication system is considered consisting of a full-duplex multiple-antenna base station (BS) and multiple single-antenna downlink users (DLUs) and single-antenna uplink users (ULUs), where the latter need to harvest energy for transmitting information to the BS. The communication is thus divided into two phases. In the first phase, the BS uses all available antennas for conveying information to DLUs and wireless energy to ULUs via information and energy beamforming, respectively. In the second phase, ULUs send their independent information to the BS using their harvested energy while the BS transmits the information to the DLUs. In both the phases, the communication is operated at the same time and over the same frequency band. The aim is to maximize the sum rate and energy efficiency under ULU achievable information throughput constraints by jointly optimizing beamforming and time allocation. The utility functions of interest are nonconcave and the involved constraints are nonconvex, so these problems are computationally troublesome. To address them, path-following algorithms are proposed to arrive at least at local optima. The proposed algorithms iteratively improve the objectives with convergence guaranteed. Simulation results demonstrate that they achieve rapid convergence and outperform conventional solutions.