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Showing papers by "Donald B. Rubin published in 2008"


Journal ArticleDOI
TL;DR: In this paper, the authors argue that observational studies have to be carefully designed to approximate randomized experiments, in particular, without examining any final outcome data, and they use the framework of potential outcomes to define causal effects.
Abstract: For obtaining causal inferences that are objective, and therefore have the best chance of revealing scientific truths, carefully designed and executed randomized experiments are generally considered to be the gold standard. Observational studies, in contrast, are generally fraught with problems that compromise any claim for objectivity of the resulting causal inferences. The thesis here is that observational studies have to be carefully designed to approximate randomized experiments, in particular, without examining any final outcome data. Often a candidate data set will have to be rejected as inadequate because of lack of data on key covariates, or because of lack of overlap in the distributions of key covariates between treatment and control groups, often revealed by careful propensity score analyses. Sometimes the template for the approximating randomized experiment will have to be altered, and the use of principal stratification can be helpful in doing this. These issues are discussed and illustrated using the framework of potential outcomes to define causal effects, which greatly clarifies critical issues.

640 citations


Journal ArticleDOI
TL;DR: In this paper, the authors argue that observational studies have to be carefully designed to approximate randomized experiments, in particular, without examining any final outcome data, and they use the framework of potential outcomes to define causal effects.
Abstract: For obtaining causal inferences that are objective, and therefore have the best chance of revealing scientific truths, carefully designed and executed randomized experiments are generally considered to be the gold standard. Observational studies, in contrast, are generally fraught with problems that compromise any claim for objectivity of the resulting causal inferences. The thesis here is that observational studies have to be carefully designed to approximate randomized experiments, in particular, without examining any final outcome data. Often a candidate data set will have to be rejected as inadequate because of lack of data on key covariates, or because of lack of overlap in the distributions of key covariates between treatment and control groups, often revealed by careful propensity score analyses. Sometimes the template for the approximating randomized experiment will have to be altered, and the use of principal stratification can be helpful in doing this. These issues are discussed and illustrated using the framework of potential outcomes to define causal effects, which greatly clarifies critical issues.

561 citations


Journal ArticleDOI
TL;DR: This article forms the problem within the principal stratification framework of Frangakis and Rubin, which adheres to the intention-to-treat principle, and presents a new analysis of the Efron–Feldman data within this framework.
Abstract: Many double-blind placebo-controlled randomized experiments with active drugs suffer from complications beyond simple noncompliance. First, the compliance with assigned dose is often partial, with ...

148 citations


Journal ArticleDOI
TL;DR: In this article, a method to obtain matches from multiple control groups was proposed to approximate a randomized experiment as closely as possible by choosing a subsample from the original control group that matches the treatment group on the distribution of observed covariates.
Abstract: When estimating causal effects from observational data, it is desirable to approximate a randomized experiment as closely as possible. This goal can often be achieved by choosing a subsample from the original control group that matches the treatment group on the distribution of the observed covariates. However, sometimes the original control group cannot provide adequate matches for the treatment group. This article presents a method to obtain matches from multiple control groups. In addition to adjusting for differences in observed covariates between the groups, the method adjusts for a group effect that distinguishes between the control groups. This group effect captures the additional otherwise unobserved differences between the control groups, beyond that accounted for by the observed covariates. The method is illustrated and evaluated using data from an evaluation of a school drop-out prevention program that uses matches from both local and nonlocal control groups.

95 citations


Book ChapterDOI
21 Feb 2008
TL;DR: In this article, the authors present a principal stratification approach applied to a randomized social experiment that classifies participants into four latent groups according to whether they would be employed or not under treatment and control, and argue that the average treatment effect on wages is only clearly defined for those who would have been employed whether they were trained or not.
Abstract: In an evaluation of a job training program, the causal effects of the program on wages are often of more interest to economists than the program's effects on employment or on income. The reason is that the effects on wages reflect the increase in human capital due to the training program, whereas the effects on total earnings or income may be simply reflecting the increased likelihood of employment without any effect on wage rates. Estimating the effects of training programs on wages is complicated by the fact that, even in a randomized experiment, wages are truncated by nonemployment, i.e., are only observed and well-defined for individuals who are employed. We present a principal stratification approach applied to a randomized social experiment that classifies participants into four latent groups according to whether they would be employed or not under treatment and control, and argue that the average treatment effect on wages is only clearly defined for those who would be employed whether they were trained or not. We summarize large sample bounds for this average treatment effect, and propose and derive a Bayesian analysis and the associated Bayesian Markov Chain Monte Carlo computational algorithm. Moreover, we illustrate the application of new code checking tools to our Bayesian analysis to detect possible coding errors. Finally, we demonstrate our Bayesian analysis using simulated data.

79 citations


Journal ArticleDOI
TL;DR: The design and analysis of Gold Standard Randomized Experiments is discussed in this paper, with a focus on the design of randomized experiments and the analysis of the experiments' design.
Abstract: (2008). Comment: The Design and Analysis of Gold Standard Randomized Experiments. Journal of the American Statistical Association: Vol. 103, No. 484, pp. 1350-1353.

78 citations


Book ChapterDOI
27 May 2008

11 citations


Book ChapterDOI
27 May 2008

11 citations


Journal ArticleDOI
TL;DR: For estimating causal effects of treatments, randomized experiments are appropriately considered the gold standard, although they are often infeasible for a variety of reasons as mentioned in this paper. Nevertheless, nonran...
Abstract: For estimating causal effects of treatments, randomized experiments are appropriately considered the gold standard, although they are often infeasible for a variety of reasons. Nevertheless, nonran ...

11 citations


Journal ArticleDOI
TL;DR: In this article, objective criteria for measuring response to cancer treatment are critical to clinical research and practice, and many trials use imaging modalities like CT and NCI's Response Evaluati...
Abstract: 6639 Background: Objective criteria for measuring response to cancer treatment are critical to clinical research and practice. Many trials use imaging modalities like CT and NCI's Response Evaluati...

3 citations


Proceedings ArticleDOI
29 May 2008
TL;DR: In this paper, a report is given of the progress in the development of a superconducting RF system for a B•factory for the e−e+ colliders proposed to produce B mesons.
Abstract: Superconducting resonant cavities can economically provide the voltages needed to achieve the short bunches and high luminosity required for the e−e+ colliders proposed to produce B mesons. In this article a report is given of the progress in the development of a superconducting RF system for a B‐factory. (AIP)

Book ChapterDOI
27 May 2008