What will 5G be? What it will not be is an incremental advance on 4G. The previous four generations of cellular technology have each been a major paradigm shift that has broken backward compatibility. Indeed, 5G will need to be a paradigm shift that includes very high carrier frequencies with massive bandwidths, extreme base station and device densities, and unprecedented numbers of antennas. However, unlike the previous four generations, it will also be highly integrative: tying any new 5G air interface and spectrum together with LTE and WiFi to provide universal high-rate coverage and a seamless user experience. To support this, the core network will also have to reach unprecedented levels of flexibility and intelligence, spectrum regulation will need to be rethought and improved, and energy and cost efficiencies will become even more critical considerations. This paper discusses all of these topics, identifying key challenges for future research and preliminary 5G standardization activities, while providing a comprehensive overview of the current literature, and in particular of the papers appearing in this special issue.

What Will 5G Be

Millimeter wave (mmWave) signals experience orders-of-magnitude more pathloss than the microwave signals currently used in most wireless applications and all cellular systems. MmWave systems must therefore leverage large antenna arrays, made possible by the decrease in wavelength, to combat pathloss with beamforming gain. Beamforming with multiple data streams, known as precoding, can be used to further improve mmWave spectral efficiency. Both beamforming and precoding are done digitally at baseband in traditional multi-antenna systems. The high cost and power consumption of mixed-signal devices in mmWave systems, however, make analog processing in the RF domain more attractive. This hardware limitation restricts the feasible set of precoders and combiners that can be applied by practical mmWave transceivers. In this paper, we consider transmit precoding and receiver combining in mmWave systems with large antenna arrays. We exploit the spatial structure of mmWave channels to formulate the precoding/combining problem as a sparse reconstruction problem. Using the principle of basis pursuit, we develop algorithms that accurately approximate optimal unconstrained precoders and combiners such that they can be implemented in low-cost RF hardware. We present numerical results on the performance of the proposed algorithms and show that they allow mmWave systems to approach their unconstrained performance limits, even when transceiver hardware constraints are considered.

Spatially Sparse Precoding in Millimeter Wave MIMO Systems

Millimeter-wave (mmW) frequencies between 30 and 300 GHz are a new frontier for cellular communication that offers the promise of orders of magnitude greater bandwidths combined with further gains via beamforming and spatial multiplexing from multielement antenna arrays. This paper surveys measurements and capacity studies to assess this technology with a focus on small cell deployments in urban environments. The conclusions are extremely encouraging; measurements in New York City at 28 and 73 GHz demonstrate that, even in an urban canyon environment, significant non-line-of-sight (NLOS) outdoor, street-level coverage is possible up to approximately 200 m from a potential low-power microcell or picocell base station. In addition, based on statistical channel models from these measurements, it is shown that mmW systems can offer more than an order of magnitude increase in capacity over current state-of-the-art 4G cellular networks at current cell densities. Cellular systems, however, will need to be significantly redesigned to fully achieve these gains. Specifically, the requirement of highly directional and adaptive transmissions, directional isolation between links, and significant possibilities of outage have strong implications on multiple access, channel structure, synchronization, and receiver design. To address these challenges, the paper discusses how various technologies including adaptive beamforming, multihop relaying, heterogeneous network architectures, and carrier aggregation can be leveraged in the mmW context.

Millimeter-Wave Cellular Wireless Networks: Potentials and Challenges

Millimeter wave (mmWave) cellular systems will enable gigabit-per-second data rates thanks to the large bandwidth available at mmWave frequencies. To realize sufficient link margin, mmWave systems will employ directional beamforming with large antenna arrays at both the transmitter and receiver. Due to the high cost and power consumption of gigasample mixed-signal devices, mmWave precoding will likely be divided among the analog and digital domains. The large number of antennas and the presence of analog beamforming requires the development of mmWave-specific channel estimation and precoding algorithms. This paper develops an adaptive algorithm to estimate the mmWave channel parameters that exploits the poor scattering nature of the channel. To enable the efficient operation of this algorithm, a novel hierarchical multi-resolution codebook is designed to construct training beamforming vectors with different beamwidths. For single-path channels, an upper bound on the estimation error probability using the proposed algorithm is derived, and some insights into the efficient allocation of the training power among the adaptive stages of the algorithm are obtained. The adaptive channel estimation algorithm is then extended to the multi-path case relying on the sparse nature of the channel. Using the estimated channel, this paper proposes a new hybrid analog/digital precoding algorithm that overcomes the hardware constraints on the analog-only beamforming, and approaches the performance of digital solutions. Simulation results show that the proposed low-complexity channel estimation algorithm achieves comparable precoding gains compared to exhaustive channel training algorithms. The results illustrate that the proposed channel estimation and precoding algorithms can approach the coverage probability achieved by perfect channel knowledge even in the presence of interference.

Channel Estimation and Hybrid Precoding for Millimeter Wave Cellular Systems

Communication at millimeter wave (mmWave) frequencies is defining a new era of wireless communication. The mmWave band offers higher bandwidth communication channels versus those presently used in commercial wireless systems. The applications of mmWave are immense: wireless local and personal area networks in the unlicensed band, 5G cellular systems, not to mention vehicular area networks, ad hoc networks, and wearables. Signal processing is critical for enabling the next generation of mmWave communication. Due to the use of large antenna arrays at the transmitter and receiver, combined with radio frequency and mixed signal power constraints, new multiple-input multiple-output (MIMO) communication signal processing techniques are needed. Because of the wide bandwidths, low complexity transceiver algorithms become important. There are opportunities to exploit techniques like compressed sensing for channel estimation and beamforming. This article provides an overview of signal processing challenges in mmWave wireless systems, with an emphasis on those faced by using MIMO communication at higher carrier frequencies.

An Overview of Signal Processing Techniques for Millimeter Wave MIMO Systems

In order to realize high speed, long range, reliable transmission in millimeter-wave 60 GHz wireless personal area networks (60 GHz WPANs), we propose a beamforming (BF) protocol realized in media access control (MAC) layer on top of multiple physical layer (PHY) designs. The proposed BF protocol targets to minimize the BF set-up time and to mitigate the high path loss of 60 GHz WPAN systems. It consists of 3 stages, namely the device (DEV) to DEV linking, sector-level searching and beam-level searching. The division of the stages facilitates significant reduction in setup time as compared to BF protocols with exhaustive searching mechanisms. The proposed BF protocol employs discrete phase-shifters, which significantly simplifies the structure of DEVs as compared to the conventional BF with phase-and-amplitude adjustment, at the expense of a gain degradation of less than 1 dB. The proposed BF protocol is a complete design and PHY-independent, it is applicable to different antenna configurations. Simulation results show that the setup time of the proposed BF protocol is as small as 2% when compared to the exhaustive searching protocol. Furthermore, based on the codebooks with four phases per element, around 15.1 dB gain is achieved by using eight antenna elements at both transmitter and receiver, thereby enabling 1.6 Gbps-data-streaming over a range of three meters. Due to the flexibility in supporting multiple PHY layer designs, the proposed protocol has been adopted by the IEEE 802.15.3c as an optional functionality to realize Gbps communication systems.

Beam codebook based beamforming protocol for multi-Gbps millimeter-wave WPAN systems

In this paper, we propose a feasible beamforming (BF) scheme realized in media access control (MAC) layer following the guidelines of the IEEE 802.15.3c criteria for millimeter-wave 60GHz wireless personal area networks (60GHz WPANs). The proposed BF targets to minimize the BF set-up time and mitigates the high path loss of 60GHz WPAN systems. It is based on designed multi-resolution codebooks, which generate three kinds of patterns of different half power beam widths (HPBWs): quasi-omni pattern, sector and beam. These three kinds of patterns are employed in the three stages of the BF protocol, namely device-to-device (DEV-to-DEV) linking, sector-level searching and beam-level searching. All the three stages can be completed within one superframe, which minimizes the potential interference to other systems during BF set-up period. In this paper, we show some example codebooks and provide the details of BF procedure. Simulation results show that the setup time of the proposed BF protocol is as small as 2% when compared to the exhaustive searching protocol. The proposed BF is a complete design, it re-uses commands specified in IEEE 802.15.3c, completely compliant to the standard; It has thus been adopted by IEEE 802.15.3c as an optional functionality to realize Giga-bit-per-second (Gbps) communication in WPAN Systems.

Beam Codebook Based Beamforming Protocol for Multi-Gbps Millimeter-Wave WPAN Systems

This article explains the important features of IEEE 802.15.3c, the first wireless standard from IEEE in the 60-GHz (millimeter wave) band and its development. The standard provides three PHY modes for specific market segments, with mandatory data rates exceeding 1 Gb/s. During the span of the standard development, new contributions to wireless communication technology were also made, including a new channel model, a codebook-based beamforming scheme, and a low-latency aggregation method.

IEEE 802.15.3c: the first IEEE wireless standard for data rates over 1 Gb/s

Introduction. General Definition of Simulation Tools, Performance Evaluation for Digital Modulation Techniques. Orthogonal Frequency Division Multiplexing (OFDM) Transmission System. Code Division Multiplexing (CDM) Transmission System. Cellular Telecommunication System. Packet Telecommunications System. Software Radio Communication System.

Simulation and Software Radio for Mobile Communications

A radio communication system between a mobile terminal station of a vehicle and a plurality of roadside fixed base stations is so constructed that communication areas of the base stations do not overlap with each other and satisfy the following two conditions. Condition (i): each communication area is defined so that there cannot be a plurality of terminal stations simultaneously. Condition (ii): it is needless to perform multiple access such as time division in the communication area and capable of affording the whole band and all the communication time allocated to one communication area to one terminal station and broad band communication becomes possible. Thus, each mobile terminal station can utilize all the frequency band allocated for service.

Hiroshi Harada

Papers

Beam codebook based beamforming protocol for multi-Gbps millimeter-wave WPAN systems

Beam Codebook Based Beamforming Protocol for Multi-Gbps Millimeter-Wave WPAN Systems

IEEE 802.15.3c: the first IEEE wireless standard for data rates over 1 Gb/s

Simulation and Software Radio for Mobile Communications

Wireless communication system, fixed base station and mobile terminal station