We present a review of the basic ideas and techniques of the spectral density functional theory which are currently used in electronic structure calculations of strongly{correlated materials where the one{electron description breaks down. We illustrate the method with several examples where interactions play a dominant role: systems near metal{insulator transition, systems near volume collapse transition, and systems with local moments.

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Electronic structure calculations with dynamical mean-field theory

Collective electronic excitations at metal surfaces are well known to play a key role in a wide spectrum of science, ranging from physics and materials science to biology. Here we focus on a theoretical description of the many-body dynamical electronic response of solids, which underlines the existence of various collective electronic excitations at metal surfaces, such as the conventional surface plasmon, multipole plasmons and the recently predicted acoustic surface plasmon. We also review existing calculations, experimental measurements and applications.

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Theory of surface plasmons and surface-plasmon polaritons

Quantum impurity models describe an atom or molecule embedded in a host material with which it can exchange electrons. They are basic to nanoscience as representations of quantum dots and molecular conductors and play an increasingly important role in the theory of "correlated electron" materials as auxiliary problems whose solution gives the "dynamical mean field" approximation to the self energy and local correlation functions. These applications require a method of solution which provides access to both high and low energy scales and is effective for wide classes of physically realistic models. The continuous-time quantum Monte Carlo algorithms reviewed in this article meet this challenge. We present derivations and descriptions of the algorithms in enough detail to allow other workers to write their own implementations, discuss the strengths and weaknesses of the methods, summarize the problems to which the new methods have been successfully applied and outline prospects for future applications.

Continuous-time Monte Carlo methods for quantum impurity models

Since the discovery of superconductivity above 30 K by Bednorz and M\"uller in the La copper oxide system, the critical temperature has been raised to 90 K in Y${\mathrm{Ba}}_{2}$${\mathrm{Cu}}_{3}$${\mathrm{O}}_{7}$ and to 110 and 125 K in Bi-based and Tl-based copper oxides, respectively. In the two years since this Nobel-prize-winning discovery, a large number of electronic structure calculations have been carried out as a first step in understanding the electronic properties of these materials. In this paper these calculations (mostly of the density-functional type) are gathered and reviewed, and their results are compared with the relevant experimental data. The picture that emerges is one in which the important electronic states are dominated by the copper $d$ and oxygen $p$ orbitals, with strong hybridization between them. Photon, electron, and positron spectroscopies provide important information about the electronic states, and comparison with electronic structure calculations indicates that, while many features can be interpreted in terms of existing calculations, self-energy corrections ("correlations") are important for a more detailed understanding. The antiferromagnetism that occurs in some regions of the phase diagram poses a particularly challenging problem for any detailed theory. The study of structural stability, lattice dynamics, and electron-phonon coupling in the copper oxides is also discussed. Finally, a brief review is given of the attempts so far to identify interaction constants appropriate for a model Hamiltonian treatment of many-body interactions in these materials.

Electronic structure of the high-temperature oxide superconductors

The modern version of the KKR (Korringa–Kohn–Rostoker) method represents the electronic structure of a system directly and efficiently in terms of its single-particle Green's function (GF). This is in contrast to its original version and many other traditional wave-function-based all-electron band structure methods dealing with periodically ordered solids. Direct access to the GF results in several appealing features. In addition, a wide applicability of the method is achieved by employing multiple scattering theory. The basic ideas behind the resulting KKR-GF method are outlined and the different techniques to deal with the underlying multiple scattering problem are reviewed. Furthermore, various applications of the KKR-GF method are reviewed in some detail to demonstrate the remarkable flexibility of the approach. Special attention is devoted to the numerous developments of the KKR-GF method, that have been contributed in recent years by a number of work groups, in particular in the following fields: embedding schemes for atoms, clusters and surfaces, magnetic response functions and anisotropy, electronic and spin-dependent transport, dynamical mean field theory, various kinds of spectroscopies, as well as first-principles determination of model parameters.

https://iopscience.iop.org/article/10.1088/0034-4885/74/9/096501/pdf

Calculating condensed matter properties using the KKR-Green's function method—recent developments and applications

The quasiparticle spectra in the metallic rutile and insulating monoclinic phases of $\mathrm{V}{\mathrm{O}}_{2}$ are shown to be dominated by local Coulomb interactions. In the rutile phase the small orbital polarization among V $3d$ ${t}_{2g}$ states leads to weak static but strong dynamical correlations. In the monoclinic phase the large $3d$ orbital polarization caused by the $\mathrm{V}\mathrm{V}$ Peierls distortion gives rise to strong static correlations which are shown to be the primary cause of the insulating behavior.

Coulomb correlations and orbital polarization in the metal-insulator transition of V O 2

The role of Coulomb correlations in the iron pnictide LaFeAsO is studied by generalizing exact diagonalization dynamical mean field theory to five orbitals. For rotationally invariant Hund's rule coupling a continuous transition from a paramagnetic Fermi-liquid phase to a non-Fermi-liquid metallic phase exhibiting frozen moments is found at moderate Coulomb energies. For Ising-like exchange, this transition is first order and occurs at a lower critical Coulomb energy. The correlation-induced scattering rate as a function of doping relative to half-filling, i.e., delta = n/5-1, where n=6 for the undoped material, is shown to be qualitatively similar to the one in the two-dimensional single-band Hubbard model. In this scenario, the parent Mott insulator of LaFeAsO is the half-filled n=5 limit, while the undoped n=6 material corresponds to the critical doping region delta_c ~ 0.2 in the cuprates, on the verge between the Fermi-liquid phase of the overdoped region and the non-Fermi-liquid pseudogap phase in the underdoped region.

Fermi-liquid, non-Fermi-liquid, and Mott phases in iron pnictides and cuprates

The quasi-particle spectra in the metallic rutile and insulating monoclinic phases of VO$_2$ are shown to be dominated by local Coulomb interactions. In the rutile phase the small orbital polarization among V 3d t_2g states leads to weak static but strong dynamical correlations. In the monoclinic phase the large 3d orbital polarization caused by the V--V Peierls distortion gives rise to strong static correlations which are shown to be the primary cause of the insulating behavior.

http://arxiv.org/pdf/cond-mat/0310216.pdf

Coulomb Correlations and Orbital Polarization in the Metal Insulator Transition of VO_2

La structure electronique des couches adsorbees de metaux alcalins sur des surfaces metalliques est etudiee par des calculs des premiers principes dans la theorie de la fonctionnelle de densite locale en fonction du taux de recouvrement θ. Les couches de Na hexagonales sont utilisees comme couche adsorbee, et le support est modelise par un jellium semi-infini. θ n'influe pas la densite d'etat. La covalence dans la liaison Na-jellium et le terme de polarisation interatomique dans le moment dipolaire augmentent avec la diminution de θ

Theory of the alkali-metal chemisorption on metal surfaces. II.

Dynamical mean field theory (DMFT), combined with finite-temperature exact diagonalization, is one of the methods used to describe electronic properties of strongly correlated materials. Because of the rapid growth of the Hilbert space, the size of the finite bath used to represent the infinite lattice is severely limited. In view of the increasing interest in the effect of multi-orbital and multi-site Coulomb correlations in transition metal oxides, high-Tc cuprates, iron-based pnictides, organic crystals, etc, it is appropriate to explore the range of temperatures and bath sizes in which exact diagonalization provides accurate results for various system properties. On the one hand, the bath must be large enough to achieve a sufficiently dense level spacing, so that useful spectral information can be derived, especially close to the Fermi level. On the other hand, for an adequate projection of the lattice Green’s function onto a finite bath, the choice of the temperature is crucial. The role of these two key ingredients in exact diagonalization DMFT is discussed for a wide variety of systems in order to establish the domain of applicability of this approach. Three criteria are used to illustrate the accuracy of the results: (i) the convergence of the self-energy with the bath size, (ii) the quality of the discretization of the bath Green’s function, and (iii) comparisons with complementary results obtained via continuous-time quantum Monte Carlo DMFT. The materials comprise a variety of three-orbital and five-orbital systems, as well as single-band Hubbard models for two-dimensional triangular, square and honeycomb lattices, where non-local Coulomb correlations are important. The main conclusion from these examples is that a larger number of correlated orbitals or sites requires a smaller number of bath levels. Down to temperatures of 5–10 meV (for typical bandwidths W ≈ 2 eV) two bath levels per correlated impurity orbital or site are usually adequate.

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Hiroshi Ishida

Papers

Coulomb correlations and orbital polarization in the metal-insulator transition of V O 2

Fermi-liquid, non-Fermi-liquid, and Mott phases in iron pnictides and cuprates

Coulomb Correlations and Orbital Polarization in the Metal Insulator Transition of VO_2

Theory of the alkali-metal chemisorption on metal surfaces. II.

Temperature and bath size in exact diagonalization dynamical mean field theory