A systematic review of deep transfer learning for machinery fault diagnosis

Intelligent fault detection and diagnosis, as an important approach, play a crucial role in ensuring the stable, reliable and safe operation of rolling bearings, which is one of the most important components in the rotating machinery. In real industries, it is common to face that the issues of severe data imbalance and distribution difference since the number of fault data is small and the equipments frequently change the working conditions according to the production. To accurately and automatically identify the conditions of rolling bearings, a normalized convolutional neural network is proposed for the diagnosis of different fault severities and orientations considering data imbalance and variable working conditions. First, the batch normalization is adopted as a novel application to eliminate feature distribution difference, which is the prerequisite for ensuring generalization ability under different working conditions. Then, a special model structure is established and the overall performances of the proposed model are optimized by iterative update, which combines the exponential moving average technology. Finally, the proposed model is applied to the fault diagnosis under different data imbalance cases and working conditions. The effectiveness of the proposed method is verified based on two popular experiment dataset, and the diagnosis performance is widely evaluated in different scenarios. Comparisons with other commonly used methods and related works on the same dataset demonstrate the superiority of the proposed method. The results show that the proposed method has excellent diagnosis accuracy and admirable robustness, and also has sufficient stability on the data imbalance.

Intelligent fault diagnosis of rolling bearings based on normalized CNN considering data imbalance and variable working conditions

Lack of typical fault samples remains a huge challenge for intelligent fault diagnosis of gearbox. In this paper, a novel approach named deep transfer multi-wavelet auto-encoder is presented for gearbox intelligent fault diagnosis with few training samples. Firstly, new-type deep multi-wavelet auto-encoder is designed for learning important features of the collected vibration signals of gearbox. Secondly, high-quality auxiliary samples are selected based on similarity measure to well pre-train a source model sharing similar characteristics with the target domain. Thirdly, parameter knowledge acquired from the source model is transferred to target model using very few target training samples. Transfer diagnosis cases for different fault severities and compound faults of gearbox confirm the feasibility of the proposed approach even if the working conditions have significant changes.

Kaicheng Zhang

Papers

A novel transfer learning method for robust fault diagnosis of rotating machines under variable working conditions