Elements of Information Theory (2nd ed.). Thomas M. Cover and Joy A. Thomas

Mobile data traffic will continue its tremendous growth in some markets, and has already resulted in an apparent radio spectrum scarcity. There is a strong need for more efficient methods to use spectrum resources, leading to extensive research on increasing spectrum reusability on flexible radio platforms. This study solves this problem in two sub topics, millimeter wave communication on wireless backhaul for spectrum reusability, and flexible prototyping radio platform using software-defined radio (SDR).
Wireless backhaul has received significant attention as a key technology affecting the development of future wireless cellular networks because it helps to easily deploy many small size cells, an essential part of a high capacity system. Millimeter wave is considered a possible candidate for cost-effective wireless backhaul. In the outdoor deployment using a millimeter wave, beamforming methods are key techniques to establish wireless links in the 60 GHz to 80 GHz to overcome pathloss constraints (i.e., rainfall effect and oxygen absorption). The millimeter wave communication system cannot directly access the channel knowledge. To overcome this, a beamforming method based on codebook search is considered. The millimeter wave communication cannot access channel knowledge, therefore alternatively a beamforming method based on a codebook search is considered. In the first part, we propose an efficient beam alignment technique using adaptive subspace sampling and hierarchical beam codebooks. A wind sway analysis is presented to establish a notion of beam coherence time. This highlights a previously unexplored tradeoff between array size and wind-induced movement. Generally, it is not possible to use larger arrays without risking a performance loss from wind-induced beam misalignment. The performance of the proposed alignment technique is analyzed and compared with other search and alignment methods. Results show significant performance improvement with reduced search time.
In the second part of this study, SDR is discussed as an approach toward flexible wireless communication systems. Most layers of SDR are implemented by software. Therefore, only a software change is needed to transform the type of radio system. The translation of the signal processing into software performed by a regular computer opens up a huge number of possibilities at a reasonable price and effort. SDR systems are widely used to build prototypes, saving time and money. In this project, a robust wireless communication system in high interference environment was developed. For the physical layer (PHY) of the system, we implemented a channel sub-bandding method that utilizes frequency division multiplexing to avoid interference. Then, to overcome a further interfered channel, Direct Spread Spectrum System (DSSS) was considered and implemented. These prototyped testbeds were evaluated for system performance in the interference environment.

Millimeter wave beamforming for wireless backhaul and access in small cell networks and practical approaches in software-defined radio

Covert communication aims to hide the very existence of wireless transmissions in order to guarantee a strong security in wireless networks. In this work, we examine the possibility and achievable performance of covert communication in one-way relay networks. Specifically, the relay is greedy and opportunistically transmits its own information to the destination covertly on top of forwarding the source's message, while the source tries to detect this covert transmission to discover the illegitimate usage of the resource (e.g., power, spectrum) allocated only for the purpose of forwarding source's information. We propose two strategies for the relay to transmit its covert information, namely fixed-rate and fixed-power transmission schemes, for which the source's detection limits are analysed in terms of the false alarm and miss detection rates and the achievable effective covert rates from the relay to destination are derived. Our examination determines the conditions under which the fixed-rate transmission scheme outperforms the fixed-power transmission scheme, and vice versa, which enables the relay to achieve the maximum effective covert rate. Our analysis indicates that the relay has to forward the source's message to shield its covert transmission and the effective covert rate increases with its forwarding ability (e.g., its maximum transmit power).

Covert Communication Achieved by A Greedy Relay in Wireless Networks

Millimeter-wave (mmWave) frequency bands, which offer abundant underutilized spectral resources, have been explored and exploited in the past several years to meet the requirements of emerging wireless services highlighted by high data rates, ultrareliability, and ultralow delivery latency. Yet, the unique characteristics of mmWave, e.g., continuous wide bandwidth, large path, and penetration losses, along with hardware constraints, call for innovative technologies for mmWave communication. Recently, an extensive amount of work on mmWave communication has been carried out by researchers and practitioners from both academia and industry, and various technologies have been developed for mmWave communication systems to fulfill the full potential of mmWave frequency bands. In this article, we present a comprehensive survey of the standardization of mmWave communication, the latest progress and outcomes of the research on mmWave communication technologies, and the emerging applications of mmWave communication. In particular, we provide a timely and in-depth summary of the state-of-the-art technology specifications of mmWave communication with an emphasis on the physical (PHY) layer. Then, we elaborate on a number of well-established or promising antenna architectures in mmWave communication systems and investigate the enabling PHY layer transmission technologies. Finally, we show some existing and emerging applications of mmWave communication and discuss the potential open research issues.

A Survey of Millimeter-Wave Communication: Physical-Layer Technology Specifications and Enabling Transmission Technologies

Physical layer security is a promising approach that can benefit traditional encryption methods. The idea of physical layer security is to take advantage of the propagation medium’s features and impairments to ensure secure communication in the physical layer. This work introduces a comprehensive review of the main information-theoretic metrics used to measure the secrecy performance in physical layer security. Furthermore, a theoretical framework related to the most commonly used physical layer security techniques to improve secrecy performance is provided. Finally, our work surveys physical layer security research over several enabling 5G technologies, such as massive multiple-input multiple-output, millimeter-wave communications, heterogeneous networks, non-orthogonal multiple access, and full-duplex. We also include the key concepts of each of the technologies mentioned above. Also identified are future fields of research and technical challenges of physical layer security.

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Survey on physical layer security for 5G wireless networks

Millimeter wave (mm-wave) communications, especially mm-wave relay systems, have been considered as a key technology for next-generation wireless networks due to the rich spectrum resources. However, the problem of information leakage in mm-wave relay systems has not been well investigated. In this paper, artificial noise (AN) aided two-stage secure hybrid beamforming algorithm is proposed in MIMO mm-wave relay system from the perspective of physical layer security. In each time slot of the relay communications, the RF analog beamforming matrices are designed in the first stage, and baseband digital beamforming matrices are designed in the second stage. Through the proposed algorithm, the joint optimization is avoided and the feedback is reduced, which brings low complexity. Moreover, the AN is applied to fight against the eavesdropper by deteriorating the eavesdropping channel. The simulation results show that the proposed hybrid beamforming algorithm considerably improves the performance and achieves a balance between complexity and performance.

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Artificial Noise Aided Hybrid Analog-Digital Beamforming for Secure Transmission in MIMO Millimeter Wave Relay Systems

Physical layer secret key generation is a promising candidate to achieve one-time-pad encryption approach for the wireless communication system. However, in a static environment, the secret key rate is low due to the lack of channel time-variation. To solve this problem, this letter proposes a novel secret key generation scheme assisted by an intelligent reflecting surface with discrete phase shifts. In the scheme, legitimate nodes construct the dynamic time-varying channel by rapidly and randomly switching the phase of IRS elements. Then, channel coefficients are used to generate the secret key. Based on the IRS channel model, we derive the probability distribution of the channel coefficient and the expressions of the secret key rate. Furthermore, we optimize the secret key rate by adjusting the switching time of the IRS phase. Monte Carlo simulation and numerical results show that our proposed scheme can update the secret key in a static environment.

Intelligent Reflecting Surface-Assisted Secret Key Generation With Discrete Phase Shifts in Static Environment

The secret key generation rate (SKGR) of current physical layer security methods is not high enough for practical requirements. A novel SKG method based on the cross multiplication (XM) of two-way random signals is proposed for TDD-MIMO system. The principle concealed beneath the XM method is found that the XM operation not only derives the common random source for both legitimate partners, but also employs new generated cross-terms due to bilinear operation to provide more measurements of the random source and more secret keys accordingly, which is essentially superior to the existing paired multiplication (PM) method. Then, the theoretical SKGR of two-way random signals is analyzed and it is validated that SKGR is determined by the randomness of the reciprocal channel and the two-way secure transmission rates collectively. Furthermore, SKGR of XM and PM methods are derived in closed-form respectively under infinite antenna condition and the former shows a linear increase with the channel coherence interval, which are also approximately valid for finite antenna. The innovative conclusion means the slow-changing property of some channel environments can be further exploited and the proposed XM method can be applied to solve the low SKGR problem in static or quasi-static channel environment such as IoT. Finally, the simulations verify the theoretical results and show that the XM method achieves several orders of magnitude higher SKGR than the PM method.

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Secret Key Generation With Cross Multiplication of Two-Way Random Signals

A novel secret key generation (SKG) method based on two-way randomness is proposed for TDD-SISO system. The legitimate transceivers mutually transmit their own random signal via reciprocal wireless channel, then the multiplication of transmitted and received signal is used as common randomness to generate secret keys. In quasi-static channel, the theoretical SKG rates (SKGRs) of the three SKG methods, namely wireless channel based, one-way randomness and two-way randomness, are derived and compared. Further, two practical SKG schemes based on two-way randomness, Scheme-1bit and Scheme-3bit, are completely designed and simulated. Generally, Scheme-1bit applies to low signal to noise ratio (SNR) scenarios and achieves 0.13∼0.86bit/T s SKGR and 10−2∼10−5 level secret key outage probability (SKOP), while Scheme-3bit fits high SNR situation and obtains 0.93∼1.35bit/T s SKGR and 10−3∼10−4 level SKOP. At last, the national institute of standards and technology (NIST) test is conducted to evaluate the secret key randomness (SKRD) and the test results show that both of the proposed schemes have passed the test.

Secret key generation based on two-way randomness for TDD-SISO system

The information security and functional safety are fundamental issues of wireless communications sytems. The endogenous security principle based on Dynamic Heterogeneous Redundancy provides a direction for the development of wireless communication security and safety technology. This paper introduces the concept of wireless endogenous security from the following four aspects. First, we sorts out the endogenous security problems faced by the current wireless communications system, and then analyzes the endogenous security and safety attributes of the wireless channel. After that, the endogenous security and safety structure of the wireless communications system is given, and finally the applications of the existing wireless communication endogenous security and safety functions are listed.

Liang Jin

Papers

Artificial Noise Aided Hybrid Analog-Digital Beamforming for Secure Transmission in MIMO Millimeter Wave Relay Systems

Intelligent Reflecting Surface-Assisted Secret Key Generation With Discrete Phase Shifts in Static Environment

Secret Key Generation With Cross Multiplication of Two-Way Random Signals

Secret key generation based on two-way randomness for TDD-SISO system

Introduction to wireless endogenous security and safety: Problems, attributes, structures and functions