We present a generative appearance-based method for recognizing human faces under variation in lighting and viewpoint. Our method exploits the fact that the set of images of an object in fixed pose, but under all possible illumination conditions, is a convex cone in the space of images. Using a small number of training images of each face taken with different lighting directions, the shape and albedo of the face can be reconstructed. In turn, this reconstruction serves as a generative model that can be used to render (or synthesize) images of the face under novel poses and illumination conditions. The pose space is then sampled and, for each pose, the corresponding illumination cone is approximated by a low-dimensional linear subspace whose basis vectors are estimated using the generative model. Our recognition algorithm assigns to a test image the identity of the closest approximated illumination cone. Test results show that the method performs almost without error, except on the most extreme lighting directions.

From few to many: illumination cone models for face recognition under variable lighting and pose

A method for rapid visual recognition of personal identity is described, based on the failure of a statistical test of independence. The most unique phenotypic feature visible in a person's face is the detailed texture of each eye's iris. The visible texture of a person's iris in a real-time video image is encoded into a compact sequence of multi-scale quadrature 2-D Gabor wavelet coefficients, whose most-significant bits comprise a 256-byte "iris code". Statistical decision theory generates identification decisions from Exclusive-OR comparisons of complete iris codes at the rate of 4000 per second, including calculation of decision confidence levels. The distributions observed empirically in such comparisons imply a theoretical "cross-over" error rate of one in 131000 when a decision criterion is adopted that would equalize the false accept and false reject error rates. In the typical recognition case, given the mean observed degree of iris code agreement, the decision confidence levels correspond formally to a conditional false accept probability of one in about 10/sup 31/. >

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High confidence visual recognition of persons by a test of statistical independence

The goal of this paper is to present a critical survey of existing literature on human and machine recognition of faces. Machine recognition of faces has several applications, ranging from static matching of controlled photographs as in mug shots matching and credit card verification to surveillance video images. Such applications have different constraints in terms of complexity of processing requirements and thus present a wide range of different technical challenges. Over the last 20 years researchers in psychophysics, neural sciences and engineering, image processing analysis and computer vision have investigated a number of issues related to face recognition by humans and machines. Ongoing research activities have been given a renewed emphasis over the last five years. Existing techniques and systems have been tested on different sets of images of varying complexities. But very little synergism exists between studies in psychophysics and the engineering literature. Most importantly, there exists no evaluation or benchmarking studies using large databases with the image quality that arises in commercial and law enforcement applications In this paper, we first present different applications of face recognition in commercial and law enforcement sectors. This is followed by a brief overview of the literature on face recognition in the psychophysics community. We then present a detailed overview of move than 20 years of research done in the engineering community. Techniques for segmentation/location of the face, feature extraction and recognition are reviewed. Global transform and feature based methods using statistical, structural and neural classifiers are summarized. >

Human and machine recognition of faces: a survey

The use of natural symmetries (mirror images) in a well-defined family of patterns (human faces) is discussed within the framework of the Karhunen-Loeve expansion This results in an extension of the data and imposes even and odd symmetry on the eigenfunctions of the covariance matrix, without increasing the complexity of the calculation The resulting approximation of faces projected from outside of the data set onto this optimal basis is improved on average >

P. F. Ramig

Papers

Machine identification of human faces

Identification of human face profiles by computer