Introduction to linear and nonlinear programming

Intelligent reflecting surfaces (IRSs) constitute a disruptive wireless communication technique capable of creating a controllable propagation environment. In this paper, we propose to invoke an IRS at the cell boundary of multiple cells to assist the downlink transmission to cell-edge users, whilst mitigating the inter-cell interference, which is a crucial issue in multicell communication systems. We aim for maximizing the weighted sum rate (WSR) of all users through jointly optimizing the active precoding matrices at the base stations (BSs) and the phase shifts at the IRS subject to each BS’s power constraint and unit modulus constraint. Both the BSs and the users are equipped with multiple antennas, which enhances the spectral efficiency by exploiting the spatial multiplexing gain. Due to the non-convexity of the problem, we first reformulate it into an equivalent one, which is solved by using the block coordinate descent (BCD) algorithm, where the precoding matrices and phase shifts are alternately optimized. The optimal precoding matrices can be obtained in closed form, when fixing the phase shifts. A pair of efficient algorithms are proposed for solving the phase shift optimization problem, namely the Majorization-Minimization (MM) Algorithm and the Complex Circle Manifold (CCM) Method. Both algorithms are guaranteed to converge to at least locally optimal solutions. We also extend the proposed algorithms to the more general multiple-IRS and network MIMO scenarios. Finally, our simulation results confirm the advantages of introducing IRSs in enhancing the cell-edge user performance.

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Multicell MIMO Communications Relying on Intelligent Reflecting Surfaces

An intelligent reflecting surface (IRS) is invoked for enhancing the energy harvesting performance of a simultaneous wireless information and power transfer (SWIPT) aided system. Specifically, an IRS-assisted SWIPT system is considered, where a multi-antenna aided base station (BS) communicates with several multi-antenna assisted information receivers (IRs), while guaranteeing the energy harvesting requirement of the energy receivers (ERs). To maximize the weighted sum rate (WSR) of IRs, the transmit precoding (TPC) matrices of the BS and passive phase shift matrix of the IRS should be jointly optimized. To tackle this challenging optimization problem, we first adopt the classic block coordinate descent (BCD) algorithm for decoupling the original optimization problem into several subproblems and alternatively optimize the TPC matrices and the phase shift matrix. For each subproblem, we provide a low-complexity iterative algorithm, which is guaranteed to converge to the Karush-Kuhn-Tucker (KKT) point of each subproblem. The BCD algorithm is rigorously proved to converge to the KKT point of the original problem. We also conceive a feasibility checking method to study its feasibility. Our extensive simulation results confirm that employing IRSs in SWIPT beneficially enhances the system performance and the proposed BCD algorithm converges rapidly, which is appealing for practical applications.

Intelligent Reflecting Surface Aided MIMO Broadcasting for Simultaneous Wireless Information and Power Transfer

Intelligent reflection surface (IRS) has recently been recognized as a promising technique to enhance the performance of wireless systems due to its ability of reconfiguring the signal propagation environment. However, the perfect channel state information (CSI) is challenging to obtain at the base station (BS) due to the lack of radio frequency (RF) chains at the IRS. Since most of the existing channel estimation methods were developed to acquire the cascaded BS-IRS-user channels, this paper is the first work to study the robust beamforming based on the imperfect cascaded BS-IRS-user channels at the transmitter (CBIUT). Specifically, the transmit power minimization problems are formulated subject to the worst-case rate constraints under the bounded CSI error model, and the rate outage probability constraints under the statistical CSI error model, respectively. After approximating the worst-case rate constraints by using the S-procedure and the rate outage probability constraints by using the Bernstein-type inequality, the reformulated problems can be efficiently solved. Numerical results show that the negative impact of the CBIUT error on the system performance is greater than that of the direct CSI error.

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A Framework of Robust Transmission Design for IRS-Aided MISO Communications With Imperfect Cascaded Channels

Future wireless communication systems are expected to explore spectral bands typically used by radar systems, in order to overcome spectrum congestion of traditional communication bands. Since in many applications radar and communication share the same platform, spectrum sharing can be facilitated by joint design as a dual-function radar-communications system. In this paper, we propose a joint transmit beamforming model for a dual-function multiple-input-multiple-output (MIMO) radar and multiuser MIMO communication transmitter. The proposed dual-function system transmits the weighted sum of independent radar waveforms and communication symbols, forming multiple beams towards the radar targets and the communication receivers, respectively. The design of the weighting coefficients is formulated as an optimization problem whose objective is the performance of the MIMO radar transmit beamforming, while guaranteeing that the signal-to-interference-plus-noise ratio (SINR) at each communication user is higher than a given threshold. Despite the non-convexity of the proposed optimization problem, we prove that it can be relaxed into a convex one, where the relaxation is tight. We then propose a reduced complexity design based on zero-forcing the inter-user interference and radar interference. Unlike previous works, which focused on the transmission of communication symbols to synthesize a radar transmit beam pattern, our method provides more degrees of freedom for MIMO radar and is thus able to obtain improved radar performance, as demonstrated in our simulation study. Furthermore, the proposed dual-function scheme approaches the radar performance of the radar-only scheme, i.e., without spectrum sharing, under reasonable communication quality constraints.

Joint Transmit Beamforming for Multiuser MIMO Communications and MIMO Radar

This balanced and comprehensive study presents the theory, methods and applications of matrix analysis in a new theoretical framework, allowing readers to understand second-order and higher-order matrix analysis in a completely new light Alongside the core subjects in matrix analysis, such as singular value analysis, the solution of matrix equations and eigenanalysis, the author introduces new applications and perspectives that are unique to this book The very topical subjects of gradient analysis and optimization play a central role here Also included are subspace analysis, projection analysis and tensor analysis, subjects which are often neglected in other books Having provided a solid foundation to the subject, the author goes on to place particular emphasis on the many applications matrix analysis has in science and engineering, making this book suitable for scientists, engineers and graduate students alike

Xian-Da Zhang

Papers

Matrix Analysis and Applications