There is, I think, something ethereal about i —the square root of minus one. I remember first hearing about it at school. It seemed an odd beast at that time—an intruder hovering on the edge of reality.

Usually familiarity dulls this sense of the bizarre, but in the case of i it was the reverse: over the years the sense of its surreal nature intensified. It seemed that it was impossible to write mathematics that described the real world in …

I and i

Topological insulators are new states of quantum matter which cannot be adiabatically connected to conventional insulators and semiconductors. They are characterized by a full insulating gap in the bulk and gapless edge or surface states which are protected by time-reversal symmetry. These topological materials have been theoretically predicted and experimentally observed in a variety of systems, including HgTe quantum wells, BiSb alloys, and Bi2Te3 and Bi2Se3 crystals. Theoretical models, materials properties, and experimental results on two-dimensional and three-dimensional topological insulators are reviewed, and both the topological band theory and the topological field theory are discussed. Topological superconductors have a full pairing gap in the bulk and gapless surface states consisting of Majorana fermions. The theory of topological superconductors is reviewed, in close analogy to the theory of topological insulators.

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Topological insulators and superconductors

Weyl and Dirac semimetals are three-dimensional phases of matter with gapless electronic excitations that are protected by topology and symmetry. As three-dimensional analogs of graphene, they have generated much recent interest. Deep connections exist with particle physics models of relativistic chiral fermions, and, despite their gaplessness, to solid-state topological and Chern insulators. Their characteristic electronic properties lead to protected surface states and novel responses to applied electric and magnetic fields. The theoretical foundations of these phases, their proposed realizations in solid-state systems, and recent experiments on candidate materials as well as their relation to other states of matter are reviewed.

Weyl and Dirac semimetals in three-dimensional solids

Ever since its discovery, the Berry phase has permeated through all branches of physics. Over the last three decades, it was gradually realized that the Berry phase of the electronic wave function can have a profound effect on material properties and is responsible for a spectrum of phenomena, such as ferroelectricity, orbital magnetism, various (quantum/anomalous/spin) Hall effects, and quantum charge pumping. This progress is summarized in a pedagogical manner in this review. We start with a brief summary of necessary background, followed by a detailed discussion of the Berry phase effect in a variety of solid state applications. A common thread of the review is the semiclassical formulation of electron dynamics, which is a versatile tool in the study of electron dynamics in the presence of electromagnetic fields and more general perturbations. Finally, we demonstrate a re-quantization method that converts a semiclassical theory to an effective quantum theory. It is clear that the Berry phase should be added as a basic ingredient to our understanding of basic material properties.

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Berry phase effects on electronic properties

Certain insulators have exotic metallic states on their surfaces. These states are formed by topological effects that also render the electrons travelling on such surfaces insensitive to scattering by impurities. Such topological insulators may provide new routes to generating novel phases and particles, possibly finding uses in technological applications in spintronics and quantum computing.

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The birth of topological insulators

The orbital motion of electrons in a three-dimensional solid can generate a pseudoscalar magnetoelectric coupling $\ensuremath{\theta}$, a fact we derive for the single-particle case using a recent theory of polarization in weakly inhomogeneous materials. This polarizability $\ensuremath{\theta}$ is the same parameter that appears in the ``axion electrodynamics'' Lagrangian $\ensuremath{\Delta}{\mathcal{L}}_{EM}=(\ensuremath{\theta}{e}^{2}/2\ensuremath{\pi}h)\mathbf{E}\ifmmode\cdot\else\textperiodcentered\fi{}\mathbf{B}$, which is known to describe the unusual magnetoelectric properties of the three-dimensional topological insulator ($\ensuremath{\theta}=\ensuremath{\pi}$). We compute $\ensuremath{\theta}$ for a simple model that accesses the topological insulator and discuss its connection to the surface Hall conductivity. The orbital magnetoelectric polarizability can be generalized to the many-particle wave function and defines the 3D topological insulator, like the integer quantum Hall effect, in terms of a topological ground-state response function.

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Magnetoelectric polarizability and axion electrodynamics in crystalline insulators

We consider antiferromagnets breaking both time-reversal $(\ensuremath{\Theta})$ and a primitive-lattice translational symmetry $({T}_{1/2})$ of a crystal but preserving the combination $S=\ensuremath{\Theta}{T}_{1/2}$. The $S$ symmetry leads to a ${\mathbb{Z}}_{2}$ topological classification of insulators, separating the ordinary insulator phase from the ``antiferromagnetic topological insulator'' phase. This state is similar to the ``strong'' topological insulator with time-reversal symmetry and shares with it such properties as a quantized magnetoelectric effect. However, for certain surfaces the surface states are intrinsically gapped with a half-quantum Hall effect $[{\ensuremath{\sigma}}_{xy}={e}^{2}/(2h)]$, which may aid experimental confirmation of $\ensuremath{\theta}=\ensuremath{\pi}$ quantized magnetoelectric coupling. Step edges on such a surface support gapless, chiral quantum wires. In closing we discuss GdBiPt as a possible example of this topological class.

Antiferromagnetic topological insulators

Topological insulators are noninteracting, gapped fermionic systems which have gapless boundary excitations. They are characterized by topological invariants, which can be written in many different ways, including in terms of Green's functions. Here we show that the existence of the edge states directly follows from the existence of the topological invariant written in terms of the Green's functions, for all ten classes of topological insulators in all spatial dimensions. We also show that the resulting edge states are characterized by their own topological invariant, whose value is equal to the topological invariant of the bulk insulator. This can be used to test whether a given model Hamiltonian can describe an edge of a topological insulator. Finally, we observe that the results discussed here apply equally well to interacting topological insulators, with certain modifications.

Bulk-boundary correspondence of topological insulators from their respective Green's functions

We classify distinct types of quantum number fractionalization occurring in two-dimensional topologically ordered phases, focusing in particular on phases with ${\mathbb{Z}}_{2}$ topological order, that is, on gapped ${\mathbb{Z}}_{2}$ spin liquids. We find that the fractionalization class of each anyon is an equivalence class of projective representations of the symmetry group, corresponding to elements of the cohomology group ${H}^{2}(G,{\mathbb{Z}}_{2})$. This result leads us to a symmetry classification of gapped ${\mathbb{Z}}_{2}$ spin liquids, such that two phases in different symmetry classes cannot be connected without breaking symmetry or crossing a phase transition. Symmetry classes are defined by specifying a fractionalization class for each type of anyon. The fusion rules of anyons play a crucial role in determining the symmetry classes. For translation and internal symmetries, braiding statistics plays no role, but can affect the classification when point group symmetries are present. For square lattice space group, time-reversal, and $\mathrm{SO}(3)$ spin rotation symmetries, we find $2\phantom{\rule{0.16em}{0ex}}098\phantom{\rule{0.16em}{0ex}}176\ensuremath{\approx}{2}^{21}$ distinct symmetry classes. Our symmetry classification is not complete, as we exclude, by assumption, permutation of the different types of anyons by symmetry operations. We give an explicit construction of symmetry classes for square lattice space group symmetry in the toric code model. Via simple examples, we illustrate how information about fractionalization classes can, in principle, be obtained from the spectrum and quantum numbers of excited states. Moreover, the symmetry class can be partially determined from the quantum numbers of the four degenerate ground states on the torus. We also extend our results to arbitrary Abelian topological orders (limited, though, to translations and internal symmetries), and compare our classification with the related projective symmetry group classification of parton mean-field theories. Our results provide a framework for understanding and probing the sharp distinctions among symmetric ${\mathbb{Z}}_{2}$ spin liquids and are a first step toward a full classification of symmetric topologically ordered phases.

Andrew M. Essin

Papers

Magnetoelectric polarizability and axion electrodynamics in crystalline insulators

Antiferromagnetic topological insulators

Antiferromagnetic topological insulators

Bulk-boundary correspondence of topological insulators from their respective Green's functions

Classifying fractionalization: Symmetry classification of gapped Z 2 spin liquids in two dimensions