Showing papers by "Bernhard Spinnler published in 2021"

Performance Versus Complexity Study of Neural Network Equalizers in Coherent Optical Systems

Abstract: We present the results of the comparative performance-versus-complexity analysis for the several types of artificial neural networks (NNs) used for nonlinear channel equalization in coherent optical communication systems. The comparison is carried out using an experimental set-up with the transmission dominated by the Kerr nonlinearity and component imperfections. For the first time, we investigate the application to the channel equalization of the convolution layer (CNN) in combination with a bidirectional long short-term memory (biLSTM) layer and the design combining CNN with a multi-layer perceptron. Their performance is compared with the one delivered by the previously proposed NN-based equalizers: one biLSTM layer, three-dense-layer perceptron, and the echo state network. Importantly, all architectures have been initially optimized by a Bayesian optimizer. First, we present the general expressions for the computational complexity associated with each NN type; these are given in terms of real multiplications per symbol. We demonstrate that in the experimental system considered, the convolutional layer coupled with the biLSTM (CNN+biLSTM) provides the largest Q-factor improvement compared to the reference linear chromatic dispersion compensation (2.9 dB improvement). Then, we examine the trade-off between the computational complexity and performance of all equalizers and demonstrate that the CNN+biLSTM is the best option when the computational complexity is not constrained, while when we restrict the complexity to some lower levels, the three-layer perceptron provides the best performance.

Complex-Valued Neural Network Design for Mitigation of Signal Distortions in Optical Links

Abstract: Nonlinearity compensation is considered as a key enabler to increase channel transmission rates in the installed optical communication systems. Recently, data-driven approaches – motivated by modern machine learning techniques – have been proposed for optical communications in place of traditional model-based counterparts. In particular, the application of neural networks (NN) allows improving the performance of complex modern fiber-optic systems without relying on any a priori knowledge of their specific parameters. In this work, we introduce a novel design of complex-valued NN for optical systems and examine its performance in standard single mode fiber (SSMF) and large effective-area fiber (LEAF) links operating in relatively high nonlinear regime. First, we present a methodology to design a new type of NN based on the assumption that the channel model is more accurate in the nonlinear regime. Second, we implement a Bayesian optimizer to jointly adapt the size of the NN and its number of input taps depending on the different fiber properties and total length. Finally, the proposed NN is numerically and experimentally validated showing an improvement of 1.7 dB in the linear regime, 2.04 dB at the optimal optical power and 2.61 at the max available power on Q-factor when transmitting a WDM 30 × 200G DP-16QAM signal over a 612 km SSMF legacy link. The results highlight that the NN is able to mitigate not only part of the nonlinear impairments caused by optical fiber propagation but also imperfections resulting from using low-cost legacy transceiver components, such as digital-to-analog converter (DAC) and Mach-Zehnder modulator.

Transfer Learning for Neural Networks-Based Equalizers in Coherent Optical Systems

Abstract: In this work, we address the question of the adaptability of artificial neural networks (NNs) used for impairments mitigation in optical transmission systems. We demonstrate that by using well-developed techniques based on the concept of transfer learning, we can efficaciously retrain NN-based equalizers to adapt to the changes in the transmission system, using just a fraction (down to 1%) of the initial training data or epochs. We evaluate the capability of transfer learning to adapt the NN to changes in the launch power, modulation format, symbol rate, or even fiber plants (different fiber types and lengths). The numerical examples utilize the recently introduced NN equalizer consisting of a convolutional layer coupled with bi-directional long-short term memory (biLSTM) recurrent NN element. Our analysis focuses on long-haul coherent optical transmission systems for two types of fibers: the standard single-mode fiber (SSMF) and the TrueWave Classic (TWC) fiber. We underline the specific peculiarities that occur when transferring the learning in coherent optical communication systems and draw the limits for the transfer learning efficiency. Our results demonstrate the effectiveness of transfer learning for the fast adaptation of NN architectures to different transmission regimes and scenarios, paving the way for engineering flexible and universal solutions for nonlinearity mitigation.

Neural Networks-based Equalizers for Coherent Optical Transmission: Caveats and Pitfalls

Abstract: This paper performs a detailed multi-faceted analysis of the key challenges and common design caveats related to the development of efficient neural networks (NN) nonlinear channel equalizers in coherent optical communication systems. Our study aims to guide researchers and engineers working in this field. We start by clarifying the metrics used to evaluate the equalizers' performance, relating them to the loss functions employed in the training of the NN equalizers. The relationships between the channel propagation model's accuracy and the performance of the equalizers are addressed and quantified. Next, we assess the impact of the order of the pseudo-random bit sequence used to generate the -- numerical and experimental -- data as well as of the DAC memory limitations on the operation of the NN equalizers both during training and validation phases. Finally, we examine the critical issues of overfitting limitations, a difference between using classification instead of regression, and the batch size-related peculiarities. We conclude by providing analytical expressions for the equalizers' complexity evaluation in the digital signal processing (DSP) terms.

Experimental Study of Deep Neural Network Equalizers Performance in Optical Links

Abstract: We propose a convolutional-recurrent channel equalizer and experimentally demonstrate 1dB Q-factor improvement both in single-channel and 96×WDM, DP-16QAM transmission over 450km of TWC fiber. The new equalizer outperforms previous NN-based approaches and a 3-steps-per-span DBP.

Performance versus Complexity Study of Neural Network Equalizers in Coherent Optical Systems

Abstract: We present the results of the comparative analysis of the performance versus complexity for several types of artificial neural networks (NNs) used for nonlinear channel equalization in coherent optical communication systems. The comparison has been carried out using an experimental set-up with transmission dominated by the Kerr nonlinearity and component imperfections. For the first time, we investigate the application to the channel equalization of the convolution layer (CNN) in combination with a bidirectional long short-term memory (biLSTM) layer and the design combining CNN with a multi-layer perceptron. Their performance is compared with the one delivered by the previously proposed NN equalizer models: one biLSTM layer, three-dense-layer perceptron, and the echo state network. Importantly, all architectures have been initially optimized by a Bayesian optimizer. We present the derivation of the computational complexity associated with each NN type -- in terms of real multiplications per symbol so that these results can be applied to a large number of communication systems. We demonstrated that in the specific considered experimental system the convolutional layer coupled with the biLSTM (CNN+biLSTM) provides the highest Q-factor improvement compared to the reference linear chromatic dispersion compensation (2.9 dB improvement). We examine the trade-off between the computational complexity and performance of all equalizers and demonstrate that the CNN+biLSTM is the best option when the computational complexity is not constrained, while when we restrict the complexity to lower levels, the three-layer perceptron provides the best performance. Our complexity analysis for different NNs is generic and can be applied in a wide range of physical and engineering systems.

Transfer Learning for Neural Networks-based Equalizers in Coherent Optical Systems

Abstract: In this work, we address the important question of adaptability of artificial neural networks (NNs) used for impairment mitigation in optical transmission systems. We demonstrate that by using well-developed techniques based on the concept of transfer learning, we can efficaciously retrain NN-based equalizers to adapt changes in the transmission system using just a fraction of the initial training data and epochs. We evaluate the potential of transfer learning to adapt the NN to changes in the launch powers, modulation formats, symbol rates, or even fiber plants (different fiber types and lengths). The numerical examples utilize the recently introduced NN equalizer consisting of a convolutional layer coupled with bi-directional long-short term memory (biLSTM) recurrent NN element. Our analysis focuses on long-haul coherent optical transmission systems for two types of fibers: the standard single-mode fiber (SSMF) and the TrueWave Classic (TWC) fiber. We underline the specific peculiarities that occur when transferring the learning in coherent optical communication systems and draw the limits for the transfer learning efficiency. Our results demonstrate the effectiveness of transfer learning for the fast adaptation of NN architectures to different transmission regimes and scenarios, paving the way for engineering flexible and universal solutions for nonlinearity mitigation.

Experimental Evaluation of Computational Complexity for Different Neural Network Equalizers in Optical Communications.

Abstract: Addressing the neural network-based optical channel equalizers, we quantify the trade-off between their performance and complexity by carrying out the comparative analysis of several neural network architectures, presenting the results for TWC and SSMF set-ups.

Experimental Study of Deep Neural Network Equalizers Performance in Optical Links

Abstract: We propose a convolutional-recurrent channel equalizer and experimentally demonstrate 1dB Q-factor improvement both in single-channel and 96 x WDM, DP-16QAM transmission over 450km of TWC fiber. The new equalizer outperforms previous NN-based approaches and a 3-steps-per-span DBP.

In-Band OSNR Estimation from Transponder Telemetry using Ensemble Learning

Abstract: Ensemble learning using transponder telemetry to minimize the maximum absolute error (MAE) of the OSNR monitoring is studied. Trained model reduces the MAE to 2.08 dB which is 10 dB smaller than commercial DSP estimates.