The current understanding of the role of topology in non-Hermitian (NH) systems and its far-reaching physical consequences observable in a range of dissipative settings are reviewed. In particular, how the paramount and genuinely NH concept of exceptional degeneracies, at which both eigenvalues and eigenvectors coalesce, leads to phenomena drastically distinct from the familiar Hermitian realm is discussed. An immediate consequence is the ubiquitous occurrence of nodal NH topological phases with concomitant open Fermi-Seifert surfaces, where conventional band-touching points are replaced by the aforementioned exceptional degeneracies. Furthermore, new notions of gapped phases including topological phases in single-band systems are detailed, and the manner in which a given physical context may affect the symmetry-based topological classification is clarified. A unique property of NH systems with relevance beyond the field of topological phases consists of the anomalous relation between bulk and boundary physics, stemming from the striking sensitivity of NH matrices to boundary conditions. Unifying several complementary insights recently reported in this context, a picture of intriguing phenomena such as the NH bulk-boundary correspondence and the NH skin effect is put together. Finally, applications of NH topology in both classical systems including optical setups with gain and loss, electric circuits, and mechanical systems and genuine quantum systems such as electronic transport settings at material junctions and dissipative cold-atom setups are reviewed.

Exceptional topology of non-Hermitian systems

A review is given on the foundations and applications of non-Hermitian classical and quantum physics. First, key theorems and central concepts in non-Hermitian linear algebra, including Jordan normal form, biorthogonality, exceptional points, pseudo-Hermiticity and parity-time symmetry, are delineated in a pedagogical and mathematically coherent manner. Building on these, we provide an overview of how diverse classical systems, ranging from photonics, mechanics, electrical circuits, acoustics to active matter, can be used to simulate non-Hermitian wave physics. In particular, we discuss rich and unique phenomena found therein, such as unidirectional invisibility, enhanced sensitivity, topological energy transfer, coherent perfect absorption, single-mode lasing, and robust biological transport. We then explain in detail how non-Hermitian operators emerge as an effective description of open quantum systems on the basis of the Feshbach projection approach and the quantum trajectory approach. We discuss their applications to physical systems relevant to a variety of fields, including atomic, molecular and optical physics, mesoscopic physics, and nuclear physics with emphasis on prominent phenomena/subjects in quantum regimes, such as quantum resonances, superradiance, continuous quantum Zeno effect, quantum critical phenomena, Dirac spectra in quantum chromodynamics, and nonunitary conformal field theories. Finally, we introduce the notion of band topology in complex spectra of non-Hermitian systems and present their classifications by providing the proof, firstly given by this review in a complete manner, as well as a number of instructive examples. Other topics related to non-Hermitian physics, including nonreciprocal transport, speed limits, nonunitary quantum walk, are also reviewed.

Non-Hermitian Physics

We develop the topological band theory for systems described by non-Hermitian Hamiltonians, whose energy spectra are generally complex. After generalizing the notion of gapped band structures to the non-Hermitian case, we classify ``gapped'' bands in one and two dimensions by explicitly finding their topological invariants. We find nontrivial generalizations of the Chern number in two dimensions, and a new classification in one dimension, whose topology is determined by the energy dispersion rather than the energy eigenstates. We then study the bulk-edge correspondence and the topological phase transition in two dimensions. Different from the Hermitian case, the transition generically involves an extended intermediate phase with complex-energy band degeneracies at isolated ``exceptional points'' in momentum space. We also systematically classify all types of band degeneracies.

Topological Band Theory for Non-Hermitian Hamiltonians

We show that the bulk-boundary correspondence for topological insulators can be modified in the presence of non-Hermiticity. We consider a one-dimensional tight-binding model with gain and loss as well as long-range hopping. The system is described by a non-Hermitian Hamiltonian that encircles an exceptional point in momentum space. The winding number has a fractional value of 1/2. There is only one dynamically stable zero-energy edge state due to the defectiveness of the Hamiltonian. This edge state is robust to disorder due to protection by a chiral symmetry. We also discuss experimental realization with arrays of coupled resonator optical waveguides.

Anomalous Edge State in a Non-Hermitian Lattice

We provide a systematic and self-consistent method to calculate the generalized Brillouin zone (GBZ) analytically in one-dimensional non-Hermitian systems, which helps us to understand the non-Hermitian bulk-boundary correspondence. In general, a $n$-band non-Hermitian Hamiltonian is constituted by $n$ distinct sub-GBZs, each of which is a piecewise analytic closed loop. Based on the concept of resultant, we can show that all the analytic properties of the GBZ can be characterized by an algebraic equation, the solution of which in the complex plane is dubbed as auxiliary GBZ (aGBZ). We also provide a systematic method to obtain the GBZ from aGBZ. Two physical applications are also discussed. Our method provides an analytic approach to the spectral problem of open boundary non-Hermitian systems in the thermodynamic limit.

Non-Hermitian Bulk-Boundary Correspondence and Auxiliary Generalized Brillouin Zone Theory

We establish exact relations between the winding of "energy" (eigenvalue of Hamiltonian) on the complex plane as momentum traverses the Brillouin zone with periodic boundary condition, and the presence of "skin modes" with open boundary conditions in non-Hermitian systems. We show that the nonzero winding with respect to any complex reference energy leads to the presence of skin modes, and vice versa. We also show that both the nonzero winding and the presence of skin modes share the common physical origin that is the nonvanishing current through the system.

Correspondence between Winding Numbers and Skin Modes in Non-Hermitian Systems

The authors demonstrate the existence of helical damping and dynamical critical skin effect in quantum open systems and show that the change of generalized Brillouin zone equation is the origin of critical skin effect.

https://link.aps.org/pdf/10.1103/PhysRevResearch.2.043167

Helical damping and dynamical critical skin effect in open quantum systems

We provide a systematic and self-consistent method to calculate the
generalized Brillouin Zone (GBZ) analytically in one dimensional non-Hermitian
systems. In general, a m-band non-Hermitian Hamiltonian is constituted by m
distinct sub-GBZs, each of which is a piecewise analytic closed loop. Based on
the concept of resultant, we can show that all the analytic properties of the
GBZ can be characterized by an algebraic equation, the solution of which in the
complex plane is dubbed as auxiliary GBZ (aGBZ). In general, the GBZ is a
subset of aGBZ. On the other hand, the aGBZ is the minimal analytic element
containing all the informations of GBZ. We also provide a systematic method to
obtain the GBZ from aGBZ.

Kai Zhang

Papers

Correspondence between Winding Numbers and Skin Modes in Non-Hermitian Systems

Non-Hermitian Bulk-Boundary Correspondence and Auxiliary Generalized Brillouin Zone Theory

Helical damping and dynamical critical skin effect in open quantum systems

Correspondence between Winding Numbers and Skin Modes in Non-Hermitian Systems

Auxiliary generalized Brillouin zone method in non-Hermitian band theory