As one of the most successful applications of image analysis and understanding, face recognition has recently received significant attention, especially during the past several years. At least two reasons account for this trend: the first is the wide range of commercial and law enforcement applications, and the second is the availability of feasible technologies after 30 years of research. Even though current machine recognition systems have reached a certain level of maturity, their success is limited by the conditions imposed by many real applications. For example, recognition of face images acquired in an outdoor environment with changes in illumination and/or pose remains a largely unsolved problem. In other words, current systems are still far away from the capability of the human perception system.This paper provides an up-to-date critical survey of still- and video-based face recognition research. There are two underlying motivations for us to write this survey paper: the first is to provide an up-to-date review of the existing literature, and the second is to offer some insights into the studies of machine recognition of faces. To provide a comprehensive survey, we not only categorize existing recognition techniques but also present detailed descriptions of representative methods within each category. In addition, relevant topics such as psychophysical studies, system evaluation, and issues of illumination and pose variation are covered.

Face recognition: A literature survey

Most face databases have been created under controlled conditions to facilitate the study of specific parameters on the face recognition problem. These parameters include such variables as position, pose, lighting, background, camera quality, and gender. While there are many applications for face recognition technology in which one can control the parameters of image acquisition, there are also many applications in which the practitioner has little or no control over such parameters. This database, Labeled Faces in the Wild, is provided as an aid in studying the latter, unconstrained, recognition problem. The database contains labeled face photographs spanning the range of conditions typically encountered in everyday life. The database exhibits “natural” variability in factors such as pose, lighting, race, accessories, occlusions, and background. In addition to describing the details of the database, we provide specific experimental paradigms for which the database is suitable. This is done in an effort to make research performed with the database as consistent and comparable as possible. We provide baseline results, including results of a state of the art face recognition system combined with a face alignment system. To facilitate experimentation on the database, we provide several parallel databases, including an aligned version.

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Labeled Faces in the Wild: A Database forStudying Face Recognition in Unconstrained Environments

This paper presents a novel and efficient facial image representation based on local binary pattern (LBP) texture features. The face image is divided into several regions from which the LBP feature distributions are extracted and concatenated into an enhanced feature vector to be used as a face descriptor. The performance of the proposed method is assessed in the face recognition problem under different challenges. Other applications and several extensions are also discussed

Face Description with Local Binary Patterns: Application to Face Recognition

We present a generative appearance-based method for recognizing human faces under variation in lighting and viewpoint. Our method exploits the fact that the set of images of an object in fixed pose, but under all possible illumination conditions, is a convex cone in the space of images. Using a small number of training images of each face taken with different lighting directions, the shape and albedo of the face can be reconstructed. In turn, this reconstruction serves as a generative model that can be used to render (or synthesize) images of the face under novel poses and illumination conditions. The pose space is then sampled and, for each pose, the corresponding illumination cone is approximated by a low-dimensional linear subspace whose basis vectors are estimated using the generative model. Our recognition algorithm assigns to a test image the identity of the closest approximated illumination cone. Test results show that the method performs almost without error, except on the most extreme lighting directions.

From few to many: illumination cone models for face recognition under variable lighting and pose

Two of the most critical requirements in support of producing reliable face-recognition systems are a large database of facial images and a testing procedure to evaluate systems. The Face Recognition Technology (FERET) program has addressed both issues through the FERET database of facial images and the establishment of the FERET tests. To date, 14,126 images from 1,199 individuals are included in the FERET database, which is divided into development and sequestered portions of the database. In September 1996, the FERET program administered the third in a series of FERET face-recognition tests. The primary objectives of the third test were to 1) assess the state of the art, 2) identify future areas of research, and 3) measure algorithm performance.

The FERET evaluation methodology for face-recognition algorithms

Two of the most critical requirements in support of producing reliable face-recognition systems are a large database of facial images and a testing procedure to evaluate systems. The Face Recognition Technology (FERET) program has addressed both issues through the FERET database of facial images and the establishment of the FERET tests. To date, 14,126 images from 1199 individuals are included in the FERET database, which is divided into development and sequestered portions. In September 1996, the FERET program administered the third in a series of FERET face-recognition tests. The primary objectives of the third test were to (1) assess the state of the art, (2) identify future areas of research, and (3) measure algorithm performance on large databases.

The FERET Verification Testing Protocol for Face Recognition Algorithms | NIST

Advances in residual vector quantization (RVQ) are surveyed. Definitions of joint encoder optimality and joint decoder optimality are discussed. Design techniques for RVQs with large numbers of stages and generally different encoder and decoder codebooks are elaborated and extended. Fixed-rate RVQs, and variable-rate RVQs that employ entropy coding are examined. Predictive and finite state RVQs designed and integrated into neural-network based source coding structures are revisited. Successive approximation RVQs that achieve embedded and refinable coding are reviewed. A new type of successive approximation RVQ that varies the instantaneous block rate by using different numbers of stages on different blocks is introduced and applied to image waveforms, and a scalar version of the new residual quantizer is applied to image subbands in an embedded wavelet transform coding system.

Advances in residual vector quantization: a review

Two critical performance characterizations of biometric algorithms, including face recognition, are identification and verification. Identification performance of face recognition algorithms on the FERET tests has been previously reported. We report on verification performance obtained from the Sept96 FERET test. The databases used to develop and test algorithms are usually smaller than the databases that will be encountered in applications. We examine the effects of size of the database on performance for both identification and verification.

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Syed A. Rizvi

Papers

The FERET evaluation methodology for face-recognition algorithms

The FERET evaluation methodology for face-recognition algorithms

The FERET Verification Testing Protocol for Face Recognition Algorithms | NIST

Advances in residual vector quantization: a review

The Feret Verification Testing Protocol for Face Recognition Algorithms