This paper provides an overview of the Internet of Things (IoT) with emphasis on enabling technologies, protocols, and application issues. The IoT is enabled by the latest developments in RFID, smart sensors, communication technologies, and Internet protocols. The basic premise is to have smart sensors collaborate directly without human involvement to deliver a new class of applications. The current revolution in Internet, mobile, and machine-to-machine (M2M) technologies can be seen as the first phase of the IoT. In the coming years, the IoT is expected to bridge diverse technologies to enable new applications by connecting physical objects together in support of intelligent decision making. This paper starts by providing a horizontal overview of the IoT. Then, we give an overview of some technical details that pertain to the IoT enabling technologies, protocols, and applications. Compared to other survey papers in the field, our objective is to provide a more thorough summary of the most relevant protocols and application issues to enable researchers and application developers to get up to speed quickly on how the different protocols fit together to deliver desired functionalities without having to go through RFCs and the standards specifications. We also provide an overview of some of the key IoT challenges presented in the recent literature and provide a summary of related research work. Moreover, we explore the relation between the IoT and other emerging technologies including big data analytics and cloud and fog computing. We also present the need for better horizontal integration among IoT services. Finally, we present detailed service use-cases to illustrate how the different protocols presented in the paper fit together to deliver desired IoT services.

Internet of Things: A Survey on Enabling Technologies, Protocols, and Applications

Millimeter wave (mmWave) signals experience orders-of-magnitude more pathloss than the microwave signals currently used in most wireless applications and all cellular systems. MmWave systems must therefore leverage large antenna arrays, made possible by the decrease in wavelength, to combat pathloss with beamforming gain. Beamforming with multiple data streams, known as precoding, can be used to further improve mmWave spectral efficiency. Both beamforming and precoding are done digitally at baseband in traditional multi-antenna systems. The high cost and power consumption of mixed-signal devices in mmWave systems, however, make analog processing in the RF domain more attractive. This hardware limitation restricts the feasible set of precoders and combiners that can be applied by practical mmWave transceivers. In this paper, we consider transmit precoding and receiver combining in mmWave systems with large antenna arrays. We exploit the spatial structure of mmWave channels to formulate the precoding/combining problem as a sparse reconstruction problem. Using the principle of basis pursuit, we develop algorithms that accurately approximate optimal unconstrained precoders and combiners such that they can be implemented in low-cost RF hardware. We present numerical results on the performance of the proposed algorithms and show that they allow mmWave systems to approach their unconstrained performance limits, even when transceiver hardware constraints are considered.

Spatially Sparse Precoding in Millimeter Wave MIMO Systems

Millimeter-wave (mmW) frequencies between 30 and 300 GHz are a new frontier for cellular communication that offers the promise of orders of magnitude greater bandwidths combined with further gains via beamforming and spatial multiplexing from multielement antenna arrays. This paper surveys measurements and capacity studies to assess this technology with a focus on small cell deployments in urban environments. The conclusions are extremely encouraging; measurements in New York City at 28 and 73 GHz demonstrate that, even in an urban canyon environment, significant non-line-of-sight (NLOS) outdoor, street-level coverage is possible up to approximately 200 m from a potential low-power microcell or picocell base station. In addition, based on statistical channel models from these measurements, it is shown that mmW systems can offer more than an order of magnitude increase in capacity over current state-of-the-art 4G cellular networks at current cell densities. Cellular systems, however, will need to be significantly redesigned to fully achieve these gains. Specifically, the requirement of highly directional and adaptive transmissions, directional isolation between links, and significant possibilities of outage have strong implications on multiple access, channel structure, synchronization, and receiver design. To address these challenges, the paper discusses how various technologies including adaptive beamforming, multihop relaying, heterogeneous network architectures, and carrier aggregation can be leveraged in the mmW context.

Millimeter-Wave Cellular Wireless Networks: Potentials and Challenges

Multiple transmit antennas in a downlink channel can provide tremendous capacity (i.e., multiplexing) gains, even when receivers have only single antennas. However, receiver and transmitter channel state information is generally required. In this correspondence, a system where each receiver has perfect channel knowledge, but the transmitter only receives quantized information regarding the channel instantiation is analyzed. The well-known zero-forcing transmission technique is considered, and simple expressions for the throughput degradation due to finite-rate feedback are derived. A key finding is that the feedback rate per mobile must be increased linearly with the signal-to-noise ratio (SNR) (in decibels) in order to achieve the full multiplexing gain. This is in sharp contrast to point-to-point multiple-input multiple-output (MIMO) systems, in which it is not necessary to increase the feedback rate as a function of the SNR

MIMO Broadcast Channels With Finite-Rate Feedback

There is considerable pressure to define the key requirements of 5G, develop 5G standards, and perform technology trials as quickly as possible. Normally, these activities are best done in series but there is a desire to complete these tasks in parallel so that commercial deployments of 5G can begin by 2020. 5G will not be an incremental improvement over its predecessors; it aims to be a revolutionary leap forward in terms of data rates, latency, massive connectivity, network reliability, and energy efficiency. These capabilities are targeted at realizing high-speed connectivity, the Internet of Things, augmented virtual reality, the tactile internet, and so on. The requirements of 5G are expected to be met by new spectrum in the microwave bands (3.3-4.2 GHz), and utilizing large bandwidths available in mm-wave bands, increasing spatial degrees of freedom via large antenna arrays and 3-D MIMO, network densification, and new waveforms that provide scalability and flexibility to meet the varying demands of 5G services. Unlike the one size fits all 4G core networks, the 5G core network must be flexible and adaptable and is expected to simultaneously provide optimized support for the diverse 5G use case categories. In this paper, we provide an overview of 5G research, standardization trials, and deployment challenges. Due to the enormous scope of 5G systems, it is necessary to provide some direction in a tutorial article, and in this overview, the focus is largely user centric, rather than device centric. In addition to surveying the state of play in the area, we identify leading technologies, evaluating their strengths and weaknesses, and outline the key challenges ahead, with research test beds delivering promising performance but pre-commercial trials lagging behind the desired 5G targets.

5G : A tutorial overview of standards, trials, challenges, deployment, and practice

There is growing interest in using millimeter wave (mmWave) frequencies for future access communications based on the enormous amount of available spectrum. To characterize the mmWave channel in urban areas, wideband propagation measurements at 73 GHz have recently been made in New York City. Using the measurements, a ray-tracing study has been conducted using databases for the same environments as the measurements, allowing a simple ray-tracer to predict measured statistics such as path loss and angles of arrival in the same physical environment of the measurements. In this paper a preliminary 3GPP-style 3D mmWave channel model is developed with special emphasis on using the ray tracer to determine elevation model parameters. The channel model includes distancedependent elevation modeling which is critical for the expected 2D arrays which will be employed at mmWave. Keywords—channel modeling; 3D channel model; ray tracing; millimeter wave, 73 GHz, channel sounding.

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3D mmWave Channel Model Proposal

This paper describes a novel type of single-carrier DS-CDMA system that combines the use of OFDM-style cyclic prefixes with frequency-domain equalization, for use on the forward link of broadband CDMA cellular systems. The proposed method is referred to as CP-CDMA. The combination of cyclic prefixes and MMSE frequency-domain equalization solves many of the performance and complexity problems that arise in CDMA receivers when techniques such as multi-level modulation and full code usage are employed. Simulation results are presented for a 20 MHz system with multi-level modulation and these results are compared to the performance of a conventional CDMA system with either a RAKE receiver or a time-domain equalizer. Results indicate that CP-CDMA provides significantly improved performance, yet has lower complexity than the time-domain equalized system.

Cyclic-prefix CDMA: an improved transmission method for broadband DS-CDMA cellular systems

A method for reducing interference within a communication system is provided herein. A receiver (100), and method for operating a receiver are provided. The receiver operates by utilizing a filter bank (103-104) to partition a wide-band signal into smaller sub-bands. Interference suppression takes place individually on the sub-bands (frequency bands) instead of on the wideband signal as a whole. By using interference suppression on smaller sub-bands, interference suppression techniques can be utilized with less computational complexity than when performing interference suppression on the broadband signal as a whole.

Method and apparatus for reducing interference within a communication system

The invention provides a method of operating a communication system. A channel matrix of a gain and phase between each transmit antenna and each receive antenna of the communication system is provided. At least one receive weight vector is computed as a function of the channel matrix and at least one of transmit weight vectors. An updated transmit weight vector is computed as a function of the transmit weight vector, the receive weight vector, the channel matrix.

Method and device for multiple input/multiple output transmit and receive weights for equal-rate data streams

This paper presents key parameters including the line-of-sight (LOS) probability, large-scale path loss, and shadow fading models for the design of future fifth generation (5G) wireless communication systems in urban macro-cellular (UMa) scenarios, using the data obtained from propagation measurements at 38 GHz in Austin, US, and at 2, 10, 18, and 28 GHz in Aalborg, Denmark. A comparison of different LOS probability models is performed for the Aalborg environment. Alpha-betagamma and close-in reference distance path loss models are studied in depth to show their value in channel modeling. Additionally, both single-slope and dual-slope omnidirectional path loss models are investigated to analyze and contrast their root-mean-square (RMS) errors on measured path loss values. While the results show that the dual-slope large-scale path loss model can slightly reduce RMS errors compared to its singleslope counterpart in non-line-of-sight (NLOS) conditions, the improvement is not significant enough to warrant adopting the dual-slope path loss model. Furthermore, the shadow fading magnitude versus distance is explored, showing a slight increasing trend in LOS and a decreasing trend in NLOS based on the Aalborg data, but more measurements are necessary to gain a better knowledge of the UMa channels at centimeter- and millimeter-wave frequency bands.

Timothy A. Thomas

Papers

3D mmWave Channel Model Proposal

Cyclic-prefix CDMA: an improved transmission method for broadband DS-CDMA cellular systems

Method and apparatus for reducing interference within a communication system

Method and device for multiple input/multiple output transmit and receive weights for equal-rate data streams

Path Loss, Shadow Fading, and Line-Of-Sight Probability Models for 5G Urban Macro-Cellular Scenarios