Orthogonal frequency division multiplexing (OFDM) is a modulation technique which is now used in most new and emerging broadband wired and wireless communication systems because it is an effective solution to intersymbol interference caused by a dispersive channel. Very recently a number of researchers have shown that OFDM is also a promising technology for optical communications. This paper gives a tutorial overview of OFDM highlighting the aspects that are likely to be important in optical applications. To achieve good performance in optical systems OFDM must be adapted in various ways. The constraints imposed by single mode optical fiber, multimode optical fiber and optical wireless are discussed and the new forms of optical OFDM which have been developed are outlined. The main drawbacks of OFDM are its high peak to average power ratio and its sensitivity to phase noise and frequency offset. The impairments that these cause are described and their implications for optical systems discussed.

OFDM for Optical Communications

The drive for higher performance in optical fiber systems has renewed interest in coherent detection. We review detection methods, including noncoherent, differentially coherent, and coherent detection, as well as a hybrid method. We compare modulation methods encoding information in various degrees of freedom (DOF). Polarization-multiplexed quadrature-amplitude modulation maximizes spectral efficiency and power efficiency, by utilizing all four available DOF, the two field quadratures in the two polarizations. Dual-polarization homodyne or heterodyne downconversion are linear processes that can fully recover the received signal field in these four DOF. When downconverted signals are sampled at the Nyquist rate, compensation of transmission impairments can be performed using digital signal processing (DSP). Linear impairments, including chromatic dispersion and polarization-mode dispersion, can be compensated quasi-exactly using finite impulse response filters. Some nonlinear impairments, such as intra-channel four-wave mixing and nonlinear phase noise, can be compensated partially. Carrier phase recovery can be performed using feedforward methods, even when phase-locked loops may fail due to delay constraints. DSP-based compensation enables a receiver to adapt to time-varying impairments, and facilitates use of advanced forward-error-correction codes. We discuss both single- and multi-carrier system implementations. For a given modulation format, using coherent detection, they offer fundamentally the same spectral efficiency and power efficiency, but may differ in practice, because of different impairments and implementation details. With anticipated advances in analog-to-digital converters and integrated circuit technology, DSP-based coherent receivers at bit rates up to 100 Gbit/s should become practical within the next few years.

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Coherent detection in optical fiber systems

Orthogonal Frequency Division Multiplexing (OFDM) has recently been proposed as a modulation technique for optical networks, because of its good spectral efficiency, flexibility, and tolerance to impairments. We consider the planning problem of an OFDM optical network, where we are given a traffic matrix that includes the requested transmission rates of the connections to be served. Connections are provisioned for their requested rate by elastically allocating spectrum using a variable number of OFDM subcarriers and choosing an appropriate modulation level, taking into account the transmission distance. We introduce the Routing, Modulation Level and Spectrum Allocation (RMLSA) problem, as opposed to the typical Routing and Wavelength Assignment (RWA) problem of traditional WDM networks, prove that is also NP-complete and present various algorithms to solve it. We start by presenting an optimal ILP RMLSA algorithm that minimizes the spectrum used to serve the traffic matrix, and also present a decomposition method that breaks RMLSA into its two substituent subproblems, namely 1) routing and modulation level and 2) spectrum allocation (RML+SA), and solves them sequentially. We also propose a heuristic algorithm that serves connections one-by-one and use it to solve the planning problem by sequentially serving all the connections in the traffic matrix. In the sequential algorithm, we investigate two policies for defining the order in which connections are considered. We also use a simulated annealing meta-heuristic to obtain even better orderings. We examine the performance of the proposed algorithms through simulation experiments and evaluate the spectrum utilization benefits that can be obtained by utilizing OFDM elastic bandwidth allocation, when compared to a traditional WDM network.

https://www.ceid.upatras.gr/webpages/faculty/manos/kchristodou/journals/ofdm_jlt_revision_2.pdf

Elastic Bandwidth Allocation in Flexible OFDM-Based Optical Networks

Coherent optical OFDM (CO-OFDM) has recently been proposed and the proof-of-concept transmission experiments have shown its extreme robustness against chromatic dispersion and polarization mode dispersion. In this paper, we first review the theoretical fundamentals for CO-OFDM and its channel model in a 2x2 MIMO-OFDM representation. We then present various design choices for CO-OFDM systems and perform the nonlinearity analysis for RF-to-optical up-converter. We also show the receiver-based digital signal processing to mitigate self-phase-modulation (SPM) and Gordon-Mollenauer phase noise, which is equivalent to the midspan phase conjugation.

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Coherent optical OFDM: theory and design.

Orthogonal Frequency Division Multiplexing (OFDM) has recently been proposed as a modulation technique for optical networks, because of its good spectral efficiency, flexibility, and tolerance to impairments. We consider the planning problem of an OFDM optical network, where connections are provisioned for their requested rate by elastically allocating spectrum using a variable number of OFDM subcarriers and choosing an appropriate modulation level taking into account the transmission distance. Using algorithms developed in our previous works, we evaluate the spectrum utilization gains that can be obtained by utilizing the elastic bandwidth allocation of OFDM, when compared to a traditional WDM network.

Phase estimation is one of the enabling functionalities in coherent optical orthogonal frequency-division-multiplexing (CO-OFDM) receivers. In this letter, we compare pilot-aided and data-aided phase estimation methods for a CO-OFDM transmission experiment at 8 Gb/s over 1000-km standard single-mode fiber without optical dispersion compensation. We also show that as few as five subcarriers are sufficient for pilot-aided phase estimation

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Phase Estimation for Coherent Optical OFDM

There has been growing interest in coherent optical orthogonal frequency-division multiplexing (CO-OFDM) We aim to present the case that the time for CO-OFDM has come, in terms of the demand from today's ever-advancing optical networks and the availability of its underlying technologies We first lay out the signal processing aspect for CO-OFDM and then show a 2×2 multiple-input-multiple-output (MIMO) OFDM representation for the single-mode fiber optical channel Through numerical simulation and experimental demonstration, we further present and discuss various MIMO-OFDM systems focusing on their polarization-mode dispersion resilience Among those systems, the 2×1 MIMO-OFDM configuration incorporating polarization-time coding shows promise for optical access networks and broadcast networks Finally, another class of the frequency-domain equalization techniques, namely, incoherent or coherent optical single-carrier frequency-domain equalization (CO-SCFDE) is discussed and experimentally demonstrated

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Coherent optical OFDM: has its time come? [Invited]

The first proof-of-concept experimental demonstration of coherent optical OFDM systems is reported. 128 OFDM subcarriers with a nominal data-rate of 8 Gbit/s are successfully processed and recovered after 1000 km transmission through SSMF fibre without optical dispersion compensation.

Transmission experiment of multi-gigabit coherent optical OFDM systems over 1000 km SSMF fibre

There are three major advantages for coherent optical orthogonal frequency-division multiplexing (CO-OFDM) transmission using digital signal processing. First, coherent detection is realized by digital phase estimation without the need for optical phase-locked loop. Second, OFDM modulation and demodulation are realized by the well-established computation-efficient fast Fourier transform (FFT) and inverse FFT. Third, adaptive data rates can be supported as different quadrature amplitude modulation (QAM) constellations are software-defined, without any hardware change in transmitter and receiver. However, it is well-known that coherent detection, OFDM, and QAM are all susceptible to phase noise. In this paper, theoretical, numerical, and experimental investigations are carried out for phase noise effects on high spectral efficiency CO-OFDM transmission. A transmission model in the presence of phase noise is presented. By using simulation, the bit error rate floors from finite laser linewidth are presented for CO-OFDM systems with high-order QAM constellations. In the experiments, the phase noise effects from both laser linewidth and nonlinear fiber transmission are investigated. The fiber nonlinearity mitigation based on receiver digital signal processing is also discussed.

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Phase Noise Effects on High Spectral Efficiency Coherent Optical OFDM Transmission

In this paper, we conduct theoretical and experimental study on the PMD-supported transmission with coherent optical orthogonal frequency-division multiplexing (CO-OFDM). We first present the model for the optical fiber communication channel in the presence of the polarization effects. It shows that the optical fiber channel model can be treated as a special kind of multiple-input multiple-output (MIMO) model, namely, a two-input two-output (TITO) model which is intrinsically represented by a two-element Jones vector familiar to the optical communications community. The detailed discussions on various coherent optical MIMO-OFDM (CO-MIMO-OFDM) models are presented. Furthermore, we show the first experiment of polarization-diversity detection in CO-OFDM systems. In particular, a CO-OFDM signal at 10.7 Gb/s is successfully recovered after 900 ps differential-group-delay (DGD) and 1000-km transmission through SSMF fiber without optical dispersion compensation. The transmission experiment with higher-order PMD further confirms the immunity of the CO-OFDM signal to PMD in the transmission fiber. The nonlinearity performance of PMD-supported transmission is also reported. For the first time, nonlinear phase noise mitigation based on receiver digital signal processing is experimentally demonstrated for CO-OFDM transmission.

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Xingwen Yi

Papers

Phase Estimation for Coherent Optical OFDM

Coherent optical OFDM: has its time come? [Invited]

Transmission experiment of multi-gigabit coherent optical OFDM systems over 1000 km SSMF fibre

Phase Noise Effects on High Spectral Efficiency Coherent Optical OFDM Transmission

Theoretical and experimental study on PMD-supported transmission using polarization diversity in coherent optical OFDM systems.