Millimeter wave (mmWave) cellular systems will enable gigabit-per-second data rates thanks to the large bandwidth available at mmWave frequencies. To realize sufficient link margin, mmWave systems will employ directional beamforming with large antenna arrays at both the transmitter and receiver. Due to the high cost and power consumption of gigasample mixed-signal devices, mmWave precoding will likely be divided among the analog and digital domains. The large number of antennas and the presence of analog beamforming requires the development of mmWave-specific channel estimation and precoding algorithms. This paper develops an adaptive algorithm to estimate the mmWave channel parameters that exploits the poor scattering nature of the channel. To enable the efficient operation of this algorithm, a novel hierarchical multi-resolution codebook is designed to construct training beamforming vectors with different beamwidths. For single-path channels, an upper bound on the estimation error probability using the proposed algorithm is derived, and some insights into the efficient allocation of the training power among the adaptive stages of the algorithm are obtained. The adaptive channel estimation algorithm is then extended to the multi-path case relying on the sparse nature of the channel. Using the estimated channel, this paper proposes a new hybrid analog/digital precoding algorithm that overcomes the hardware constraints on the analog-only beamforming, and approaches the performance of digital solutions. Simulation results show that the proposed low-complexity channel estimation algorithm achieves comparable precoding gains compared to exhaustive channel training algorithms. The results illustrate that the proposed channel estimation and precoding algorithms can approach the coverage probability achieved by perfect channel knowledge even in the presence of interference.

Channel Estimation and Hybrid Precoding for Millimeter Wave Cellular Systems

Millimeter wave (mmWave) communications has been regarded as a key enabling technology for 5G networks, as it offers orders of magnitude greater spectrum than current cellular bands. In contrast to conventional multiple-input–multiple-output (MIMO) systems, precoding in mmWave MIMO cannot be performed entirely at baseband using digital precoders, as only a limited number of signal mixers and analog-to-digital converters can be supported considering their cost and power consumption. As a cost-effective alternative, a hybrid precoding transceiver architecture, combining a digital precoder and an analog precoder, has recently received considerable attention. However, the optimal design of such hybrid precoders has not been fully understood. In this paper, treating the hybrid precoder design as a matrix factorization problem, effective alternating minimization (AltMin) algorithms will be proposed for two different hybrid precoding structures, i.e., the fully-connected and partially-connected structures. In particular, for the fully-connected structure, an AltMin algorithm based on manifold optimization is proposed to approach the performance of the fully digital precoder, which, however, has a high complexity. Thus, a low-complexity AltMin algorithm is then proposed, by enforcing an orthogonal constraint on the digital precoder. Furthermore, for the partially-connected structure, an AltMin algorithm is also developed with the help of semidefinite relaxation. For practical implementation, the proposed AltMin algorithms are further extended to the broadband setting with orthogonal frequency division multiplexing modulation. Simulation results will demonstrate significant performance gains of the proposed AltMin algorithms over existing hybrid precoding algorithms. Moreover, based on the proposed algorithms, simulation comparisons between the two hybrid precoding structures will provide valuable design insights.

Alternating Minimization Algorithms for Hybrid Precoding in Millimeter Wave MIMO Systems

Antenna arrays will be an important ingredient in millimeter wave (mmWave) cellular systems. A natural application of antenna arrays is simultaneous transmission to multiple users. Unfortunately, the hardware constraints in mmWave systems make it difficult to apply conventional lower frequency multiuser MIMO precoding techniques at mmWave. This paper develops low complexity hybrid analog/digital precoding for downlink multiuser mmWave systems. Hybrid precoding involves a combination of analog and digital processing that is inspired by the power consumption of complete radio frequency and mixed signal hardware. The proposed algorithm configures hybrid precoders at the transmitter and analog combiners at multiple receivers with a small training and feedback overhead. The performance of the proposed algorithm is analyzed in the large dimensional regime and in single path channels. When the analog and digital precoding vectors are selected from quantized codebooks, the rate loss due to the joint quantization is characterized and insights are given into the performance of hybrid beamforming compared with analog-only beamforming solutions. Analytical and simulation results show that the proposed techniques offer higher sum rates compared with analog-only beamforming solutions, and approach the performance of the unconstrained digital beamforming with relatively small codebooks.

Limited Feedback Hybrid Precoding for Multi-User Millimeter Wave Systems

Millimeter-wave wireless systems are emerging as a promising technology for meeting the exploding capacity requirements of wireless communication networks. Besides large bandwidths, small wavelengths at mm-wave lead to a high-dimensional spatial signal space, that can be exploited for significant capacity gains through high-dimensional multiple-input multiple-output (MIMO) techniques. In conventional MIMO approaches, optimal performance requires prohibitively high transceiver complexity. By combining the concept of beamspace MIMO communication with a hybrid analog-digital transceiver, continuous aperture phased (CAP) MIMO achieves near-optimal performance with dramatically lower complexity. This paper presents a framework for physically-accurate computational modeling and analysis of CAP-MIMO, and reports measurement results on a DLA-based prototype for multimode line-of-sight communication. The model, based on a critically sampled system representation, is used to demonstrate the performance gains of CAP-MIMO over state-of-the-art designs at mm-wave. For example, a CAP-MIMO system can achieve a spectral efficiency of 10-20 bits/s/Hz with a 17-31 dB power advantage over state-of-the-art, corresponding to a data rate of 10-200 Gbps with 1-10 GHz system bandwidth. The model is refined to analyze critical sources of power loss in an actual multimode system. The prototype-based measurement results closely follow the theoretical predictions, validating CAP-MIMO theory, and illustrating the utility of the model.

Beamspace MIMO for Millimeter-Wave Communications: System Architecture, Modeling, Analysis, and Measurements

With the demanding system requirements for the fifth-generation (5G) wireless communications and the severe spectrum shortage at conventional cellular frequencies, multibeam antenna systems operating in the millimeter-wave frequency bands have attracted a lot of research interest and have been actively investigated. They represent the key antenna technology for supporting a high data transmission rate, an improved signal-to-interference-plus-noise ratio, an increased spectral and energy efficiency, and versatile beam shaping, thereby holding a great promise in serving as the critical infrastructure for enabling beamforming and massive multiple-input multiple-output (MIMO) that boost the 5G. This paper provides an overview of the existing multibeam antenna technologies which include the passive multibeam antennas (MBAs) based on quasi-optical components and beamforming circuits, multibeam phased-array antennas enabled by various phase-shifting methods, and digital MBAs with different system architectures. Specifically, their principles of operation, design, and implementation, as well as a number of illustrative application examples are reviewed. Finally, the suitability of these MBAs for the future 5G massive MIMO wireless systems as well as the associated challenges is discussed.

Multibeam Antenna Technologies for 5G Wireless Communications

Microelectromechanical system (MEMS) bridge capacitors have been used to design miniature and tunable bandpass filters at 18-22 GHz. Using coplanar waveguide transmission lines on a quartz substrate (/spl epsiv//sub r/ = 3.8, tan/spl delta/ = 0.0002), a miniature three-pole filter was developed with 8.6% bandwidth based on high-Q MEMS bridge capacitors. The miniature filter is approximately 3.5 times smaller than the standard filter with a midband insertion loss of 2.9 dB at 21.1 GHz. The MEMS bridges in this design can also be used as varactors to tune the passband. Such a tunable filter was made on a glass substrate (/spl epsiv//sub r/ = 4.6, tan/spl delta/ = 0.006). Over a tuning range of 14% from 18.6 to 21.4 GHz, the miniature tunable filter has a fractional bandwidth of 7.5 /spl plusmn/ 0.2% and a midband insertion loss of 3.85-4.15 dB. The IIP/sub 3/ of the miniature-tunable filter is measured at 32 dBm for the difference frequency of 50 kHz. The IIP/sub 3/ increases to >50 dBm for difference frequencies greater than 150 kHz. Simple mechanical simulation with a maximum dc and ac (ramp) tuning voltages of 50 V indicates that the filter can tune at a conservative rate of 150-300 MHz//spl mu/s.

Miniature and tunable filters using MEMS capacitors

A method is introduced for designing bandpass frequency-selective surfaces (FSSs) using arrays of antenna-filter-antenna (AFA) modules. An AFA module is a filter with radiation ports, which is obtained by integrating two antennas and a nonradiating resonant structure in between. AFA modules are designed based on circuit models and microwave filter design techniques. Three types of these AFA modules are designed using microstrip antennas and coplanar-waveguide resonators, and are used to form FSSs with three- and four-pole shaped bandpass response at 35 GHz. FSS structures are formed by arraying these modules in a periodic grid with an optimal cell size. The proposed concept and the design method are validated using numerical simulation (finite-element method), as well as experimental results.

Antenna-filter-antenna arrays as a class of bandpass frequency-selective surfaces

Design and fabrication aspects of an affordable planar beam steerable antenna array with a simple architecture are considered in this paper. Grouping the elements of a phased array into a number of partially overlapped subarrays and using a single phase shifter for each subarray, generally results in a considerable reduction in array size and manufacturing costs. However, overlapped subarrays require complicated corporate feed networks and array architectures that cannot be easily implemented using planar technologies. In this paper a novel feed network and array architecture for implementing a planar phased array of microstrip antennas is presented that enables the fabrication of low-sidelobe, compact, beam-steerable millimeter-wave arrays and facilitates integration of the RF front-end electronics with the antenna structure. This design uses a combination of series and parallel feeding schemes to achieve the desired array coefficients. The proposed approach is used to design a three-state switched-beam phased array with a scanning width of /spl plusmn/10/spl deg/. This phased array which is composed of 80 microstrip elements, achieves a gain of >20 dB, a sidelobe level of 6.3% for all states of the beam. The antenna efficiency is measured at 33-36% in X band. It is shown that the proposed feeding scheme is insensitive to the mutual coupling among the elements.

/pdf/an-affordable-millimeter-wave-beam-steerable-antenna-using-13zggqjbie.pdf

An affordable millimeter-wave beam-steerable antenna using interleaved planar subarrays

This paper describes a reconfigurable millimeter-wave lens-array antenna based on monolithically integrated microelectromechanical systems (MEMS) switches. This device is constructed as a planar array of 2-bit programmable MEMS antenna-filter-antenna (AFA) unit cells that are used to provide a 1-D programmable ldquoaperture transfer functionrdquo between the input and output wavefronts. The fully integrated device consists of 484 (22 times 22) AFA elements and 2420 switches. Switches, bias lines, antennas, and the rest of the RF structure are fabricated on two quartz wafers (epsivr = 3.8, tandelta = 0.002) that are subsequently stacked using adhesive bonding to form the tri-layer metal structure of the AFA array. The bonded structure also forms a package for the MEMS switches. This paper investigates the design and fabrication issues and presents the measured data related to yield and frequency response of this lens-array. It also characterizes the performance of this device as a steerable antenna. Measured results show that this lens-array can be used to steer the beam of a low gain horn antenna to plusmn40deg in either the E- or the H-plane. For the fabricated prototype, the yield is estimated to be 50% for the best region of the array, resulting in a relatively high insertion loss and sidelobe level.

A Programmable Lens-Array Antenna With Monolithically Integrated MEMS Switches

A switchable frequency-selective surface (FSS) was developed at 30 GHz using RF microelectromechanical systems (MEMS) switches on a 500-/spl mu/m-thick glass substrate. The 3-in-diameter FSS is composed of 909 unit cells and 3636 MEMS bridges with a yield of 99.5%. The single-pole FSS shows a transmission loss of 2.0 dB and a -3-dB bandwidth of 3.2 GHz at a resonant frequency of 30.2 GHz with the MEMS bridges in the up-state position. The -1-dB bandwidth is 1.6 GHz. When the MEMS bridges are actuated to the down-state position, an insertion loss of 27.5 dB is measured. Theory and experiment agree quite well. The power handling is limited to approximately 25 W with passive air cooling and >150 W with active air cooling due to the increased temperature of the overall circuit resulting from the transmission loss (for continuous-wave operation with the assumed maximum allowable temperature of 80/spl deg/C), or 370 W-3.5 kW due to self-actuation of the RF MEMS bridges (for pulsed incident power). Experimental results validate that 20 W of continuous-wave power can be transferred by the RF MEMS FSS with no change in the frequency response. This is the first demonstration of a switched low-loss FSS at Ka-band frequencies.

Abbas Abbaspour-Tamijani

Papers

Miniature and tunable filters using MEMS capacitors

Antenna-filter-antenna arrays as a class of bandpass frequency-selective surfaces

An affordable millimeter-wave beam-steerable antenna using interleaved planar subarrays

A Programmable Lens-Array Antenna With Monolithically Integrated MEMS Switches

Switchable low-loss RF MEMS Ka-band frequency-selective surface