Optical wireless communication (OWC) refers to transmission in unguided propagation media through the use of optical carriers, i.e., visible, infrared (IR), and ultraviolet (UV) bands. In this survey, we focus on outdoor terrestrial OWC links which operate in near IR band. These are widely referred to as free space optical (FSO) communication in the literature. FSO systems are used for high rate communication between two fixed points over distances up to several kilometers. In comparison to radio-frequency (RF) counterparts, FSO links have a very high optical bandwidth available, allowing much higher data rates. They are appealing for a wide range of applications such as metropolitan area network (MAN) extension, local area network (LAN)-to-LAN connectivity, fiber back-up, backhaul for wireless cellular networks, disaster recovery, high definition TV and medical image/video transmission, wireless video surveillance/monitoring, and quantum key distribution among others. Despite the major advantages of FSO technology and variety of its application areas, its widespread use has been hampered by its rather disappointing link reliability particularly in long ranges due to atmospheric turbulence-induced fading and sensitivity to weather conditions. In the last five years or so, there has been a surge of interest in FSO research to address these major technical challenges. Several innovative physical layer concepts, originally introduced in the context of RF systems, such as multiple-input multiple-output communication, cooperative diversity, and adaptive transmission have been recently explored for the design of next generation FSO systems. In this paper, we present an up-to-date survey on FSO communication systems. The first part describes FSO channel models and transmitter/receiver structures. In the second part, we provide details on information theoretical limits of FSO channels and algorithmic-level system design research activities to approach these limits. Specific topics include advances in modulation, channel coding, spatial/cooperative diversity techniques, adaptive transmission, and hybrid RF/FSO systems.

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Survey on Free Space Optical Communication: A Communication Theory Perspective

In recent years, free space optical (FSO) communication has gained significant importance owing to its unique features: large bandwidth, license free spectrum, high data rate, easy and quick deployability, less power, and low mass requirements. FSO communication uses optical carrier in the near infrared band to establish either terrestrial links within the Earth’s atmosphere or inter-satellite/deep space links or ground-to-satellite/satellite-to-ground links. It also finds its applications in remote sensing, radio astronomy, military, disaster recovery, last mile access, backhaul for wireless cellular networks, and many more. However, despite of great potential of FSO communication, its performance is limited by the adverse effects (viz., absorption, scattering, and turbulence) of the atmospheric channel. Out of these three effects, the atmospheric turbulence is a major challenge that may lead to serious degradation in the bit error rate performance of the system and make the communication link infeasible. This paper presents a comprehensive survey on various challenges faced by FSO communication system for ground-to-satellite/satellite-to-ground and inter-satellite links. It also provides details of various performance mitigation techniques in order to have high link availability and reliability. The first part of this paper will focus on various types of impairments that pose a serious challenge to the performance of optical communication system for ground-to-satellite/satellite-to-ground and inter-satellite links. The latter part of this paper will provide the reader with an exhaustive review of various techniques both at physical layer as well as at the other layers (link, network, or transport layer) to combat the adverse effects of the atmosphere. It also uniquely presents a recently developed technique using orbital angular momentum for utilizing the high capacity advantage of optical carrier in case of space-based and near-Earth optical communication links. This survey provides the reader with comprehensive details on the use of space-based optical backhaul links in order to provide high capacity and low cost backhaul solutions.

/pdf/optical-communication-in-space-challenges-and-mitigation-41d8by09lh.pdf

Optical Communication in Space: Challenges and Mitigation Techniques

In recent years, free space optical communication has gained significant importance owing to its unique features: large bandwidth, license-free spectrum, high data rate, easy and quick deployability, less power and low mass requirements. FSO communication uses the optical carrier in the near infrared band to establish either terrestrial links within the Earth's atmosphere or inter-satellite or deep space links or ground-to-satellite or satellite-to-ground links. However, despite the great potential of FSO communication, its performance is limited by the adverse effects viz., absorption, scattering, and turbulence of the atmospheric channel. This paper presents a comprehensive survey on various challenges faced by FSO communication system for ground-to-satellite or satellite-to-ground and inter-satellite links. It also provides details of various performance mitigation techniques in order to have high link availability and reliability. The first part of the paper will focus on various types of impairments that pose a serious challenge to the performance of optical communication system for ground-to-satellite or satellite-to-ground and inter-satellite links. The latter part of the paper will provide the reader with an exhaustive review of various techniques both at physical layer as well as at the other layers i.e., link, network or transport layer to combat the adverse effects of the atmosphere. It also uniquely presents a recently developed technique using orbital angular momentum for utilizing the high capacity advantage of the optical carrier in case of space-based and near-Earth optical communication links. This survey provides the reader with comprehensive details on the use of space-based optical backhaul links in order to provide high-capacity and low-cost backhaul solutions.

/pdf/optical-communication-in-space-challenges-and-mitigation-4wng3q8rfl.pdf

This letter reports a performance analysis of a dual-hop relay system composed of asymmetric radio-frequency and free-space optics (RF/FSO) links. This approach is based on the fact that FSO links can provide even wider bandwidths as compared to RF ones. In particular, an exact closed-form expression for the end-to-end outage probability of the RF/FSO relay links is derived. Overall, the RF/FSO links show a slightly worse performance than the RF/RF links, but the performance gap is gradually reduced as the signal-to-noise ratio (SNR) increases. Our mathematical analysis results were verified by exactly matching Monte Carlo simulation results.

Performance Analysis of the Asymmetric Dual-Hop Relay Transmission With Mixed RF/FSO Links

In this work, we present a unified performance analysis of a free-space optical (FSO) link that accounts for pointing errors and both types of detection techniques [i.e., intensity modulation/direct detection (IM/DD) and heterodyne detection]. More specifically, we present unified exact closed-form expressions for the cumulative distribution function, the probability density function, the moment generating function, and the moments of the end-to-end signal-to-noise ratio (SNR) of a single link FSO transmission system, all in terms of the Meijer’s G function except for the moments that is in terms of simple elementary functions. We then capitalize on these unified results to offer unified exact closed-form expressions for various performance metrics of FSO link transmission systems, such as the outage probability, the scintillation index (SI), the average error rate for binary and $M$ -ary modulation schemes, and the ergodic capacity (except for IM/DD technique, where we present closed-form lower bound results), all in terms of Meijer’s G functions except for the SI that is in terms of simple elementary functions. Additionally, we derive the asymptotic results for all the expressions derived earlier in terms of Meijer’s G function in the high SNR regime in terms of simple elementary functions via an asymptotic expansion of the Meijer’s G function. We also derive new asymptotic expressions for the ergodic capacity in the low as well as high SNR regimes in terms of simple elementary functions via utilizing moments. All the presented results are verified via computer-based Monte-Carlo simulations.

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Performance Analysis of Free-Space Optical Links Over Málaga ( $\mathcal{M} $ ) Turbulence Channels With Pointing Errors

Multi-input multi-output (MIMO) in free-space optics communications with subcarrier intensity modulation has been a big research issue due to the diversity gain of MIMO to mitigate the signal scintillation caused by the atmospheric turbulence. In this work, we have analyzed the performance of the Alamouti scheme in FSO links. Particularly, a power series expression of the average bit-error rate (BER) of the Alamouti scheme is derived in gamma-gamma fading channels. As a result, the Alamouti scheme could achieve a high signal-to-noise ratio (SNR) gain of 37 dB in a strong turbulence regime, and also a high SNR gain of 27 dB in a moderate turbulence regime over the no diversity at the BER of 10-6.

Average Bit-Error Rate of the Alamouti Scheme in Gamma-Gamma Fading Channels

Although various linear log-distance path loss models have been developed for wireless sensor networks, advanced models are required to more accurately and flexibly represent the path loss for complex environments. This paper proposes a machine learning framework for modeling path loss using a combination of three key techniques: artificial neural network (ANN)-based multi-dimensional regression, Gaussian process-based variance analysis, and principle component analysis (PCA)-aided feature selection. In general, the measured path loss dataset comprises multiple features such as distance, antenna height, etc. First, PCA is adopted to reduce the number of features of the dataset and simplify the learning model accordingly. ANN then learns the path loss structure from the dataset with reduced dimension, and Gaussian process learns the shadowing effect. Path loss data measured in a suburban area in Korea are employed. We observe that the proposed combined path loss and shadowing model is more accurate and flexible compared to the conventional linear path loss plus log-normal shadowing model.

https://www.mdpi.com/1424-8220/20/7/1927/pdf

Path Loss Prediction based on Machine Learning Techniques: Principal Component Analysis, Artificial Neural Network and Gaussian Process.

Flexible piezoelectric zinc oxide (ZnO)-based nanogenerators (NGs) using an aluminum nitride (AlN) interlayer are proposed for high-efficiency energy harvesting applications. The effects of the AlN interlayer on device performance are studied. Use of the AlN interlayer in ZnO-based vertically integrated NGs (VINGs) results in a significant improvement in terms of the magnitude of the output voltages of up to 200 times when compared with a ZnO-based VING without any AlN interlayer. The improved device energy conversion efficiency is mainly attributed to a high contact potential barrier that the AlN interlayer provides in VINGs, along with the relatively high dielectric constant and large Young's modulus of the AlN material. In addition, the effects of AlN thickness on the electric potential and device performance of the VINGs are investigated through observation of the output voltages of ZnO-based VINGs with thickness/position-controlled AlN interlayers. Our findings in this work are expected to provide effective and useful approaches for realizing highly energy-efficient ZnO-based NGs and their extended applications, including self-power sources and sensor devices.

Characteristics of piezoelectric ZnO/AlN−stacked flexible nanogenerators for energy harvesting applications

In this letter, we investigate the performance of a coherent free-space optical (FSO) communications system considering geometric spread and pointing errors as well as atmospheric turbulence fading and path loss. In particular, we derive the outage probability and average error probability of the coherent FSO system, considering the combined effects of path loss, geometric spread and pointing errors, and amplitude fluctuations and phase aberrations in series representations forms. Numerical and Monte Carlo simulation results confirm the validity of the derived outage probability and average error probability expressions.

Jaedon Park

Papers

Performance Analysis of the Asymmetric Dual-Hop Relay Transmission With Mixed RF/FSO Links

Average Bit-Error Rate of the Alamouti Scheme in Gamma-Gamma Fading Channels

Path Loss Prediction based on Machine Learning Techniques: Principal Component Analysis, Artificial Neural Network and Gaussian Process.

Characteristics of piezoelectric ZnO/AlN−stacked flexible nanogenerators for energy harvesting applications

Impact of Pointing Errors on the Performance of Coherent Free-Space Optical Systems