Intelligent reflecting surface (IRS) is a revolutionary and transformative technology for achieving spectrum and energy efficient wireless communication cost-effectively in the future. Specifically, an IRS consists of a large number of low-cost passive elements each being able to reflect the incident signal independently with an adjustable phase shift so as to collaboratively achieve three-dimensional (3D) passive beamforming without the need of any transmit radio-frequency (RF) chains. In this paper, we study an IRS-aided single-cell wireless system where one IRS is deployed to assist in the communications between a multi-antenna access point (AP) and multiple single-antenna users. We formulate and solve new problems to minimize the total transmit power at the AP by jointly optimizing the transmit beamforming by active antenna array at the AP and reflect beamforming by passive phase shifters at the IRS, subject to users’ individual signal-to-interference-plus-noise ratio (SINR) constraints. Moreover, we analyze the asymptotic performance of IRS’s passive beamforming with infinitely large number of reflecting elements and compare it to that of the traditional active beamforming/relaying. Simulation results demonstrate that an IRS-aided MIMO system can achieve the same rate performance as a benchmark massive MIMO system without using IRS, but with significantly reduced active antennas/RF chains. We also draw useful insights into optimally deploying IRS in future wireless systems.

Intelligent Reflecting Surface Enhanced Wireless Network via Joint Active and Passive Beamforming

Intelligent reflecting surface (IRS) is an enabling technology to engineer the radio signal propagation in wireless networks. By smartly tuning the signal reflection via a large number of low-cost passive reflecting elements, IRS is capable of dynamically altering wireless channels to enhance the communication performance. It is thus expected that the new IRS-aided hybrid wireless network comprising both active and passive components will be highly promising to achieve a sustainable capacity growth cost-effectively in the future. Despite its great potential, IRS faces new challenges to be efficiently integrated into wireless networks, such as reflection optimization, channel estimation, and deployment from communication design perspectives. In this paper, we provide a tutorial overview of IRS-aided wireless communications to address the above issues, and elaborate its reflection and channel models, hardware architecture and practical constraints, as well as various appealing applications in wireless networks. Moreover, we highlight important directions worthy of further investigation in future work.

Intelligent Reflecting Surface-Aided Wireless Communications: A Tutorial

Although the fifth-generation (5G) technologies will significantly improve the spectrum and energy efficiency of today's wireless communication networks, their high complexity and hardware cost as well as increasingly more energy consumption are still crucial issues to be solved. Furthermore, despite that such technologies are generally capable of adapting to the space and time varying wireless environment, the signal propagation over it is essentially random and largely uncontrollable. Recently, intelligent reflecting surface (IRS) has been proposed as a revolutionizing solution to address this open issue, by smartly reconfiguring the wireless propagation environment with the use of massive low-cost, passive, reflective elements integrated on a planar surface. Specifically, different elements of an IRS can independently reflect the incident signal by controlling its amplitude and/or phase and thereby collaboratively achieve fine-grained three-dimensional (3D) passive beamforming for signal enhancement or cancellation. In this article, we provide an overview of the IRS technology, including its main applications in wireless communication, competitive advantages over existing technologies, hardware architecture as well as the corresponding new signal model. We focus on the key challenges in designing and implementing the new IRS-aided hybrid (with both active and passive components) wireless network, as compared to the traditional network comprising active components only. Furthermore, numerical results are provided to show the potential for significant performance enhancement with the use of IRS in typical wireless network scenarios.

Towards Smart and Reconfigurable Environment: Intelligent Reflecting Surface Aided Wireless Network

Reconfigurable intelligent surfaces (RISs) are an emerging transmission technology for application to wireless communications. RISs can be realized in different ways, which include (i) large arrays of inexpensive antennas that are usually spaced half of the wavelength apart; and (ii) metamaterial-based planar or conformal large surfaces whose scattering elements have sizes and inter-distances much smaller than the wavelength. Compared with other transmission technologies, e.g., phased arrays, multi-antenna transmitters, and relays, RISs require the largest number of scattering elements, but each of them needs to be backed by the fewest and least costly components. Also, no power amplifiers are usually needed. For these reasons, RISs constitute a promising software-defined architecture that can be realized at reduced cost, size, weight, and power (C-SWaP design), and are regarded as an enabling technology for realizing the emerging concept of smart radio environments (SREs). In this paper, we (i) introduce the emerging research field of RIS-empowered SREs; (ii) overview the most suitable applications of RISs in wireless networks; (iii) present an electromagnetic-based communication-theoretic framework for analyzing and optimizing metamaterial-based RISs; (iv) provide a comprehensive overview of the current state of research; and (v) discuss the most important research issues to tackle. Owing to the interdisciplinary essence of RIS-empowered SREs, finally, we put forth the need of reconciling and reuniting C. E. Shannon’s mathematical theory of communication with G. Green’s and J. C. Maxwell’s mathematical theories of electromagnetism for appropriately modeling, analyzing, optimizing, and deploying future wireless networks empowered by RISs.

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Smart Radio Environments Empowered by Reconfigurable Intelligent Surfaces: How It Works, State of Research, and The Road Ahead

Intelligent reflecting surface (IRS) is a cost-effective solution for achieving high spectrum and energy efficiency in future wireless networks by leveraging massive low-cost passive elements that are able to reflect the signals with adjustable phase shifts. Prior works on IRS mainly consider continuous phase shifts at reflecting elements, which are practically difficult to implement due to the hardware limitation. In contrast, we study in this paper an IRS-aided wireless network, where an IRS with only a finite number of phase shifts at each element is deployed to assist in the communication from a multi-antenna access point (AP) to multiple single-antenna users. We aim to minimize the transmit power at the AP by jointly optimizing the continuous transmit precoding at the AP and the discrete reflect phase shifts at the IRS, subject to a given set of minimum signal-to-interference-plus-noise ratio (SINR) constraints at the user receivers. The considered problem is shown to be a mixed-integer non-linear program (MINLP) and thus is difficult to solve in general. To tackle this problem, we first study the single-user case with one user assisted by the IRS and propose both optimal and suboptimal algorithms for solving it. Besides, we analytically show that as compared to the ideal case with continuous phase shifts, the IRS with discrete phase shifts achieves the same squared power gain in terms of asymptotically large number of reflecting elements, while a constant proportional power loss is incurred that depends only on the number of phase-shift levels. The proposed designs for the single-user case are also extended to the general setup with multiple users among which some are aided by the IRS. Simulation results verify our performance analysis as well as the effectiveness of our proposed designs as compared to various benchmark schemes.

Beamforming Optimization for Wireless Network Aided by Intelligent Reflecting Surface With Discrete Phase Shifts

Intelligent reflecting surface (IRS) is a promising new technology for achieving both spectrum and energy efficient wireless communication systems in the future. However, existing works on IRS mainly consider frequency-flat channels and assume perfect knowledge of channel state information (CSI) at the transmitter. Motivated by the above, in this paper we study an IRS-enhanced orthogonal frequency division multiplexing (OFDM) system under frequency-selective channels and propose a practical transmission protocol with channel estimation. First, to reduce the overhead in channel training as well as exploit the channel spatial correlation, we propose a novel IRS elements grouping method, where each group consists of a set of adjacent IRS elements that share a common reflection coefficient. Based on this method, we propose a practical transmission protocol where only the combined channel of each group needs to be estimated, thus substantially reducing the training overhead. Next, with any given grouping and estimated CSI, we formulate the problem to maximize the achievable rate by jointly optimizing the transmit power allocation and the IRS passive array reflection coefficients. Although the formulated problem is non-convex and thus difficult to solve, we propose an efficient algorithm to obtain a high-quality suboptimal solution for it, by alternately optimizing the power allocation and the passive array coefficients in an iterative manner, along with a customized method for the initialization. Simulation results show that the proposed design significantly improves the OFDM link rate performance as compared to the case without using IRS. Moreover, it is shown that there exists an optimal size for IRS elements grouping which achieves the maximum achievable rate due to the practical trade-off between the training overhead and IRS passive beamforming flexibility.

Intelligent Reflecting Surface Meets OFDM: Protocol Design and Rate Maximization

Intelligent reflecting surface (IRS) is a promising solution to enhance the wireless communication capacity both cost-effectively and energy-efficiently, by properly altering the signal propagation via tuning a large number of passive reflecting units. In this paper, we aim to characterize the fundamental capacity limit of IRS-aided point-to-point multiple-input multiple-output (MIMO) communication systems with multi-antenna transmitter and receiver in general, by jointly optimizing the IRS reflection coefficients and the MIMO transmit covariance matrix. First, we consider narrowband transmission under frequency-flat fading channels, and develop an efficient alternating optimization algorithm to find a locally optimal solution by iteratively optimizing the transmit covariance matrix or one of the reflection coefficients with the others being fixed. Next, we consider capacity maximization for broadband transmission in a general MIMO orthogonal frequency division multiplexing (OFDM) system under frequency-selective fading channels, where transmit covariance matrices are optimized for different subcarriers while only one common set of IRS reflection coefficients is designed to cater to all the subcarriers. To tackle this more challenging problem, we propose a new alternating optimization algorithm based on convex relaxation to find a high-quality suboptimal solution. Numerical results show that our proposed algorithms achieve substantially increased capacity compared to traditional MIMO channels without the IRS, and also outperform various benchmark schemes. In particular, it is shown that with the proposed algorithms, various key parameters of the IRS-aided MIMO channel such as channel total power, rank, and condition number can be significantly improved for capacity enhancement.

Capacity Characterization for Intelligent Reflecting Surface Aided MIMO Communication

Integrating the unmanned aerial vehicles (UAVs) into the cellular network is envisioned to be a promising technology to significantly enhance the communication performance of both UAVs and existing terrestrial users. In this paper, we first provide an overview on the two main research paradigms in cellular UAV communications, namely, cellular-enabled UAV communication with UAVs as new aerial users served by the ground base stations (GBSs), and UAV-assisted cellular communication with UAVs as new aerial communication platforms serving the terrestrial users. Then, we focus on the former paradigm and study a new UAV trajectory design problem subject to practical communication connectivity constraints with the GBSs. Specifically, we consider a cellular-connected UAV in the mission of flying from an initial location to a final location that are given, during which it needs to maintain reliable communication with the cellular network by associating with one of the available GBSs at each time instant that has the best line-of-sight channel (or shortest distance) with it. We aim to minimize the UAV’s mission completion time by optimizing its trajectory, subject to a quality-of-connectivity constraint of the GBS-UAV link specified by a minimum receive signal-to-noise ratio target, which needs to be satisfied throughout its mission. To tackle this challenging non-convex optimization problem, we first propose an efficient method to verify its feasibility via checking the connectivity between two given vertices on an equivalent graph. Next, by examining the GBS-UAV association sequence over time, we obtain useful structural results on the optimal UAV trajectory, based on which two efficient methods are proposed to find high-quality approximate trajectory solutions by leveraging the techniques from graph theory and convex optimization. The proposed methods are analytically shown to be capable of achieving a flexible tradeoff between complexity and performance, and yielding a solution in polynomial time with the performance arbitrarily close to that of the optimal solution. Numerical results further validate the effectiveness of our proposed designs against benchmark schemes. Finally, we make concluding remarks and point out promising directions for future work.

Cellular-Enabled UAV Communication: A Connectivity-Constrained Trajectory Optimization Perspective

Intelligent reflecting surface (IRS) is a promising solution to enhance the wireless communication capacity both cost-effectively and energy-efficiently, by properly altering the signal propagation via tuning a large number of passive reflecting units. In this paper, we aim to characterize the fundamental capacity limit of IRS-aided point-to-point multiple-input multiple-output (MIMO) communication systems with multi-antenna transmitter and receiver in general, by jointly optimizing the IRS reflection coefficients and the MIMO transmit covariance matrix. First, we consider narrowband transmission under frequency-flat fading channels, and develop an efficient alternating optimization algorithm to find a locally optimal solution by iteratively optimizing the transmit covariance matrix or one of the reflection coefficients with the others being fixed. Next, we consider capacity maximization for broadband transmission in a general MIMO orthogonal frequency division multiplexing (OFDM) system under frequency-selective fading channels, where transmit covariance matrices can be optimized for different subcarriers while only one common set of IRS reflection coefficients can be designed to cater to all subcarriers. To tackle this more challenging problem, we propose a new alternating optimization algorithm based on convex relaxation to find a high-quality suboptimal solution. Numerical results show that our proposed algorithms achieve substantially increased capacity compared to traditional MIMO channels without the IRS, and also outperform various benchmark schemes. In particular, it is shown that with the proposed algorithms, various key parameters of the IRS-aided MIMO channel such as channel total power, rank, and condition number can be significantly improved for capacity enhancement.

Shuowen Zhang

Papers

Intelligent Reflecting Surface-Aided Wireless Communications: A Tutorial

Intelligent Reflecting Surface Meets OFDM: Protocol Design and Rate Maximization

Capacity Characterization for Intelligent Reflecting Surface Aided MIMO Communication

Cellular-Enabled UAV Communication: A Connectivity-Constrained Trajectory Optimization Perspective

Capacity Characterization for Intelligent Reflecting Surface Aided MIMO Communication