Detection and Mitigation of Cyber Attacks on Time Synchronization Protocols for the Smart Grid

TLDR: This thesis focuses on the substation, a basic block of the smart grid system, along with its recommended time synchronization mechanism - the Precision Time Protocol (PTP) - in order to address threats associated with PTP, and proposes practical and efficient detection, prevention, mitigation techniques and methodologies that will harden and enhance the security and usability of PTP in a substation.

Abstract: The current electric grid is considered as one of the greatest engineering achievements of the twentieth century. It has been successful in delivering power to consumers for decades. Nevertheless, the electric grid has recently experienced several blackouts that raised several concerns related to its availability and reliability. The aspiration to provide reliable and efficient energy, and contribute to environment protection through the increasing utilization of renewable energies are driving the need to deploy the grid of the future, the smart grid. It is expected that this grid will be self-healing from power disturbance events, operating resiliently against physical and cyber attack, operating efficiently, and enabling new products and services. All these call for a grid with more Information and Communication Technologies (ICT). As such, power grids are increasingly absorbing ICT technologies to provide efficient, secure and reliable two-way communication to better manage, operate, maintain and control electric grid components. On the other hand, the successful deployment of the smart grid is predicated on the ability to secure its operations. Such a requirement is of paramount importance especially in the presence of recent cyber security incidents. Furthermore, those incidents are subject to an augment with the increasing integration of ICT technologies and the vulnerabilities they introduce to the grid. The exploitation of these vulnerabilities might lead to attacks that can, for instance, mask the system observability and initiate cascading failures resulting in undesirable and severe consequences. In this thesis, we explore the security aspects of a key enabling technology in the smart grid, accurate time synchronization. Time synchronization is an immense requirement across the domains of the grid, from generation to transmission, distribution, and consumer premises. We focus on the substation, a basic block of the smart grid system, along with its recommended time synchronization mechanism - the Precision Time Protocol (PTP) - in order to address threats associated with PTP, and propose practical and efficient detection, prevention, mitigation techniques and methodologies that will harden and enhance the security and usability of PTP in a substation. In this respect, we start this thesis with a security assessment of PTP that identifies PTP security concerns, and then address those concerns in the subsequent chapters. We tackle the following main threats associated with PTP: 1) PTP vulnerability to fake timestamp injection through a compromised component 2) PTP vulnerability to the delay attack and 3) The lack of a mechanism that secures the PTP network. Next, and as a direct consequence of the importance of time synchronization in the smart grid, we consider the wide area system to demonstrate the vulnerability of relative data alignment in Phasor Data Concentrators to time synchronization attacks. These problems will be extensively studied throughout this thesis, followed by discussions that highlight open research directions worth further investigations.