Digital filters underpin the performance of coherent optical receivers which exploit digital signal processing (DSP) to mitigate transmission impairments. We outline the principles of such receivers and review our experimental investigations into compensation of polarization mode dispersion. We then consider the details of the digital filtering employed and present an analytical solution to the design of a chromatic dispersion compensating filter. Using the analytical solution an upper bound on the number of taps required to compensate chromatic dispersion is obtained, with simulation revealing an improved bound of 2.2 taps per 1000ps/nm for 10.7GBaud data. Finally the principles of digital polarization tracking are outlined and through simulation, it is demonstrated that 100krad/s polarization rotations could be tracked using DSP with a clock frequency of less than 500MHz.

Digital filters for coherent optical receivers.

Fiber-optic communication systems form the high-capacity transport infrastructure that enables global broadband data services and advanced Internet applications. The desire for higher per-fiber transport capacities and, at the same time, the drive for lower costs per end-to-end transmitted information bit has led to optically routed networks with high spectral efficiencies. Among other enabling technologies, advanced optical modulation formats have become key to the design of modern wavelength division multiplexed (WDM) fiber systems. In this paper, we review optical modulation formats in the broader context of optically routed WDM networks. We discuss the generation and detection of multigigabit/s intensity- and phase-modulated formats, and highlight their resilience to key impairments found in optical networking, such as optical amplifier noise, multipath interference, chromatic dispersion, polarization-mode dispersion, WDM crosstalk, concatenated optical filtering, and fiber nonlinearity

Advanced Optical Modulation Formats

Digital coherent receivers have caused a revolution in the design of optical transmission systems, due to the subsystems and algorithms embedded within such a receiver. After giving a high-level overview of the subsystems, the optical front end, the analog-to-digital converter (ADC) and the digital signal processing (DSP) algorithms, which relax the tolerances on these subsystems are discussed. Attention is then turned to the compensation of transmission impairments, both static and dynamic. The discussion of dynamic-channel equalization, which forms a significant part of the paper, includes a theoretical analysis of the dual-polarization constant modulus algorithm, where the control surfaces several different equalizer algorithms are derived, including the constant modulus, decision-directed, trained, and the radially directed equalizer for both polarization division multiplexed quadriphase shift keyed (PDM-QPSK) and 16 level quadrature amplitude modulation (PDM-16-QAM). Synchronization algorithms employed to recover the timing and carrier phase information are then examined, after which the data may be recovered. The paper concludes with a discussion of the challenges for future coherent optical transmission systems.

Digital Coherent Optical Receivers: Algorithms and Subsystems

Continuous real-time measurements are shown from a coherent 40 Gb/s transmission system that uses Dual-Polarization Quadrature Phase Shift Keying (DP-QPSK) modulation. Digital compensation is used for dispersion and polarization effects, with little performance degradation created by 150 ps of rapidly varying 1st-order PMD.

Real-time measurements of a 40 Gb/s coherent system

We discuss the use of a coherent digital receiver for the compensation of linear transmission impairments and polarization demultiplexing in a transmission system compatible with a future 100-Gb/s Ethernet standard. We present experimental results on the transmission performance of 111 Gbit/s POLMUX-RZ-DQPSK. For a dense WDM setup with channels carrying 111 Gbit/s with a 50 GHz channel spacing (2.0 bits/s/Hz), we show the feasibility of 2375 km transmission. This is enabled through coherent detection which results in excellent noise performance, and subsequent electronic equalization which provides the high tolerance to polarization mode dispersion and chromatic dispersion (CD). Furthermore, we discuss the impact of sampling and digital signal processing with either 1 or 2 samples/bit. We show that when combined with low-pass electrical filtering, 1 sample/bit signal processing is sufficient to obtain a large tolerance towards CD. The proposed modulation and detection techniques enable 111 Gbit/s transmission that is directly compatible with the existing 10 Gbit/s infrastructure.

Coherent Equalization and POLMUX-RZ-DQPSK for Robust 100-GE Transmission

A robust in-service estimation of fiber channel parameters from equalizer parameters of a polarization diverse coherent receiver is presented. The equations used for estimation are evolved from a theoretical fiber channel model. The theory is validated based on simulations and data from transmission experiments.

Channel Parameter Estimation for Polarization Diverse Coherent Receivers

We show the influence of 10.7-Gb/s NRZ neighbors on 43-Gb/s polarization-multiplexed NRZ-DQPSK transmission combined with digital coherent equalization. The impact of XPM induced phase noise is reduced with an optimized carrier phase estimation (CPE) algorithm.

Carrier phase estimation for coherent equalization of 43-Gb/s POLMUX-NRZ-DQPSK transmission with 10.7-Gb/s NRZ neighbours

We discuss several options for reducing power consumption of DSP used for coherent interfaces. These options are put in perspective with the needs of metro and data center interconnects for an overall optimized solution.

Optimizing power consumption of a coherent DSP for metro and data center interconnects

We present a robust and precise optical performance monitoring technique from FIR filter coefficients in coherent receivers with digital equalization. Residual chromatic dispersion, DGD and OSNR are simultaneously estimated from measured 111 Gbit/s data.

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Optical Performance Monitoring from FIR Filter Coefficients in Coherent Receivers

We demonstrate joint polarization carrier phase estimation for XPM-limited channels with significant improvements over standard methods, demonstrated on measurements of 43 Gb/s NRZ-CP-QPSK with 10.7 Gb/s OOK neighbors.

C.R.S. Fludger

Papers

Channel Parameter Estimation for Polarization Diverse Coherent Receivers

Carrier phase estimation for coherent equalization of 43-Gb/s POLMUX-NRZ-DQPSK transmission with 10.7-Gb/s NRZ neighbours

Optimizing power consumption of a coherent DSP for metro and data center interconnects

Optical Performance Monitoring from FIR Filter Coefficients in Coherent Receivers

Joint-polarization carrier phase estimation for XPM-limited coherent polarization-multiplexed QPSK transmission with OOK-neighbors