Summary for policymakers Technical summary 1. The climate system - an overview 2. Observed climate variability and change 3. The carbon cycle and atmospheric CO2 4. Atmospheric chemistry and greenhouse gases 5. Aerosols, their direct and indirect effects 6. Radiative forcing of climate change 7. Physical climate processes and feedbacks 8. Model evaluation 9. Projections of future climate change 10. Regional climate simulation - evaluation and projections 11. Changes in sea level 12. Detection of climate change and attribution of causes 13. Climate scenario development 14. Advancing our understanding Glossary Index Appendix.

Climate change 2001: the scientific basis

Anthropogenic pressures on the Earth System have reached a scale where abrupt global environmental change can no longer be excluded. We propose a new approach to global sustainability in which we define planetary boundaries within which we expect that humanity can operate safely. Transgressing one or more planetary boundaries may be deleterious or even catastrophic due to the risk of crossing thresholds that will trigger non-linear, abrupt environmental change within continental- to planetary-scale systems. We have identified nine planetary boundaries and, drawing upon current scientific understanding, we propose quantifications for seven of them. These seven are climate change (CO2 concentration in the atmosphere <350 ppm and/or a maximum change of +1 W m-2 in radiative forcing); ocean acidification (mean surface seawater saturation state with respect to aragonite ≥ 80% of pre-industrial levels); stratospheric ozone (<5% reduction in O3 concentration from pre-industrial level of 290 Dobson Units); biogeochemical nitrogen (N) cycle (limit industrial and agricultural fixation of N2 to 35 Tg N yr-1) and phosphorus (P) cycle (annual P inflow to oceans not to exceed 10 times the natural background weathering of P); global freshwater use (<4000 km3 yr-1 of consumptive use of runoff resources); land system change (<15% of the ice-free land surface under cropland); and the rate at which biological diversity is lost (annual rate of <10 extinctions per million species). The two additional planetary boundaries for which we have not yet been able to determine a boundary level are chemical pollution and atmospheric aerosol loading. We estimate that humanity has already transgressed three planetary boundaries: for climate change, rate of biodiversity loss, and changes to the global nitrogen cycle. Planetary boundaries are interdependent, because transgressing one may both shift the position of other boundaries or cause them to be transgressed. The social impacts of transgressing boundaries will be a function of the social-ecological resilience of the affected societies. Our proposed boundaries are rough, first estimates only, surrounded by large uncertainties and knowledge gaps. Filling these gaps will require major advancements in Earth System and resilience science. The proposed concept of "planetary boundaries" lays the groundwork for shifting our approach to governance and management, away from the essentially sectoral analyses of limits to growth aimed at minimizing negative externalities, toward the estimation of the safe space for human development. Planetary boundaries define, as it were, the boundaries of the "planetary playing field" for humanity if we want to be sure of avoiding major human-induced environmental change on a global scale.

/pdf/planetary-boundaries-exploring-the-safe-operating-space-for-ir5ysgjg96.pdf

Planetary boundaries: Exploring the safe operating space for humanity

Aerosol radiative forcing is a critical, though variable and uncertain, component of the global climate. Yet climate models rely on sparse information of the aerosol optical properties. In situ measurements, though important in many respects, seldom provide measurements of the undisturbed aerosol in the entire atmospheric column. Here, 8 yr of worldwide distributed data from the AERONET network of ground-based radiometers were used to remotely sense the aerosol absorption and other optical properties in several key locations. Established procedures for maintaining and calibrating the global network of radiometers, cloud screening, and inversion techniques allow for a consistent retrieval of the optical properties of aerosol in locations with varying emission sources and conditions. The multiyear, multi-instrument observations show robust differentiation in both the magnitude and spectral dependence of the absorption—a property driving aerosol climate forcing, for desert dust, biomass burning, urban‐industrial, and marine aerosols. Moreover, significant variability of the absorption for the same aerosol type appearing due to different meteorological and source characteristics as well as different emission characteristics are observed. It is expected that this aerosol characterization will help refine aerosol optical models and reduce uncertainties in satellite observations of the global aerosol and in modeling aerosol impacts on climate.

/pdf/variability-of-absorption-and-optical-properties-of-key-56rawczexh.pdf

Variability of Absorption and Optical Properties of Key Aerosol Types Observed in Worldwide Locations

We examine the sensitivity of a climate model to a wide range of radiative forcings, including changes of solar irradiance, atmospheric CO2, O3, CFCs, clouds, aerosols, surface albedo, and a “ghost” forcing introduced at arbitrary heights, latitudes, longitudes, seasons, and times of day. We show that, in general, the climate response, specifically the global mean temperature change, is sensitive to the altitude, latitude, and nature of the forcing; that is, the response to a given forcing can vary by 50% or more depending upon characteristics of the forcing other than its magnitude measured in watts per square meter. The consistency of the response among different forcings is higher, within 20% or better, for most of the globally distributed forcings suspected of influencing global mean temperature in the past century, but exceptions occur for certain changes of ozone or absorbing aerosols, for which the climate response is less well behaved. In all cases the physical basis for the variations of the response can be understood. The principal mechanisms involve alterations of lapse rate and decrease (increase) of large-scale cloud cover in layers that are preferentially heated (cooled). Although the magnitude of these effects must be model-dependent, the existence and sense of the mechanisms appear to be reasonable. Overall, we reaffirm the value of the radiative forcing concept for predicting climate response and for comparative studies of different forcings; indeed, the present results can help improve the accuracy of such analyses and define error estimates. Our results also emphasize the need for measurements having the specificity and precision needed to define poorly known forcings such as absorbing aerosols and ozone change. Available data on aerosol single scatter albedo imply that anthropogenic aerosols cause less cooling than has commonly been assumed. However, negative forcing due to the net ozone change since 1979 appears to have counterbalanced 30–50% of the positive forcing due to the increase of well-mixed greenhouse gases in the same period. As the net ozone change includes halogen-driven ozone depletion with negative radiative forcing and a tropospheric ozone increase with positive radiative forcing, it is possible that the halogen-driven ozone depletion has counterbalanced more than half of the radiative forcing due to well-mixed greenhouse gases since 1979.

https://agupubs.onlinelibrary.wiley.com/doi/epdf/10.1029/96JD03436

Radiative forcing and climate response

Anthropogenic aerosols are intricately linked to the climate system and to the hydrologic cycle. The net effect of aerosols is to cool the climate system by reflecting sunlight. Depending on their composition, aerosols can also absorb sunlight in the atmosphere, further cooling the surface but warming the atmosphere in the process. These effects of aerosols on the temperature profile, along with the role of aerosols as cloud condensation nuclei, impact the hydrologic cycle, through changes in cloud cover, cloud properties and precipitation. Unravelling these feedbacks is particularly difficult because aerosols take a multitude of shapes and forms, ranging from desert dust to urban pollution, and because aerosol concentrations vary strongly over time and space. To accurately study aerosol distribution and composition therefore requires continuous observations from satellites, networks of ground-based instruments and dedicated field experiments. Increases in aerosol concentration and changes in their composition, driven by industrialization and an expanding population, may adversely affect the Earth's climate and water supply.

A satellite view of aerosols in the climate system

Although long considered to be of marginal importance to global climate change, tropospheric aerosol contributes substantially to radiative forcing, and anthropogenic sulfate aerosol in particular has imposed a major perturbation to this forcing. Both the direct scattering of shortwavelength solar radiation and the modification of the shortwave reflective properties of clouds by sulfate aerosol particles increase planetary albedo, thereby exerting a cooling influence on the planet. Current climate forcing due to anthropogenic sulfate is estimated to be –1 to –2 watts per square meter, globally averaged. This perturbation is comparable in magnitude to current anthropogenic greenhouse gas forcing but opposite in sign. Thus, the aerosol forcing has likely offset global greenhouse warming to a substantial degree. However, differences in geographical and seasonal distributions of these forcings preclude any simple compensation. Aerosol effects must be taken into account in evaluating anthropogenic influences on past, current, and projected future climate and in formulating policy regarding controls on emission of greenhouse gases and sulfur dioxide. Resolution of such policy issues requires integrated research on the magnitude and geographical distribution of aerosol climate forcing and on the controlling chemical and physical processes.

https://science.sciencemag.org/content/sci/255/5043/423.full.pdf

Climate Forcing by Anthropogenic Aerosols

In this article, a research strategy for improving the estimates of the clear sky forcing is defined. The strategy encompasses five major, and necessarily coordinated, activities: surface-based observations of aerosol chemical and physical properties and their influence on the radiation field; aircraft-based observations of the same properties; process studies to refine model treatments; satellite observations of aerosol abundance and size distribution; and modeling studies to demonstrate consistency between the observations, to provide guidance for determination of the most important parameters, and to allow extension of the limited set of observations to the global scale. Such a strategy, if aggressively implemented, should allow these effects to be incorporated into climate models in the next several years. A similar strategy for defining the magnitude of the cloudy sky forcing should also be possible, but the less firm understanding of this forcing suggests that research of a more exploratory nature be carried out before undertaking a research strategy of the magnitude recommended for the clear sky forcing.

J. M. Hales

Papers

Climate Forcing by Anthropogenic Aerosols

Quantifying and minimizing uncertainty of climate forcing by anthropogenic aerosols

Response : Aerosols and Global Warming

Comments on : Quantifying and minimizing uncertainty of climate forcing by anthropogenic aerosols. Authors' reply